0001209191-13-002436.txt : 20130107 0001209191-13-002436.hdr.sgml : 20130107 20130107174338 ACCESSION NUMBER: 0001209191-13-002436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130104 FILED AS OF DATE: 20130107 DATE AS OF CHANGE: 20130107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHELAN WILLIAM L. CENTRAL INDEX KEY: 0001526450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35264 FILM NUMBER: 13516182 MAIL ADDRESS: STREET 1: C/O CARBONITE, INC. STREET 2: 177 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carbonite Inc CENTRAL INDEX KEY: 0001340127 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 331111329 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 177 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: 6175871140 MAIL ADDRESS: STREET 1: 177 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02115 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-01-04 0 0001340127 Carbonite Inc CARB 0001526450 PHELAN WILLIAM L. C/O CARBONITE, INC. 177 HUNTINGTON AVENUE BOSTON MA 02115 0 1 0 0 EVP, Core Business Common Stock 2013-01-04 4 M 0 33750 4.90 A 33750 D Common Stock 2013-01-04 4 S 0 33750 9.5986 D 0 D Stock Option (right to buy) 4.90 2013-01-04 4 M 0 33750 0.00 D 2020-08-04 Common Stock 33750 26250 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2012. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.45 to $10.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option is currently exercisable for 3,750 shares of common stock, after giving effect to the transactions reported on this Form 4. This option will become exercisable as to the remaining underlying shares of common stock in 7 equal quarterly installments beginning on March 28, 2013. /s/ Danielle Sheer, by power of attorney 2013-01-07