0001209191-13-002436.txt : 20130107
0001209191-13-002436.hdr.sgml : 20130107
20130107174338
ACCESSION NUMBER: 0001209191-13-002436
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130104
FILED AS OF DATE: 20130107
DATE AS OF CHANGE: 20130107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PHELAN WILLIAM L.
CENTRAL INDEX KEY: 0001526450
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35264
FILM NUMBER: 13516182
MAIL ADDRESS:
STREET 1: C/O CARBONITE, INC.
STREET 2: 177 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carbonite Inc
CENTRAL INDEX KEY: 0001340127
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 331111329
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 177 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02115
BUSINESS PHONE: 6175871140
MAIL ADDRESS:
STREET 1: 177 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02115
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-01-04
0
0001340127
Carbonite Inc
CARB
0001526450
PHELAN WILLIAM L.
C/O CARBONITE, INC.
177 HUNTINGTON AVENUE
BOSTON
MA
02115
0
1
0
0
EVP, Core Business
Common Stock
2013-01-04
4
M
0
33750
4.90
A
33750
D
Common Stock
2013-01-04
4
S
0
33750
9.5986
D
0
D
Stock Option (right to buy)
4.90
2013-01-04
4
M
0
33750
0.00
D
2020-08-04
Common Stock
33750
26250
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2012.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.45 to $10.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This option is currently exercisable for 3,750 shares of common stock, after giving effect to the transactions reported on this Form 4. This option will become exercisable as to the remaining underlying shares of common stock in 7 equal quarterly installments beginning on March 28, 2013.
/s/ Danielle Sheer, by power of attorney
2013-01-07