-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UagFQQHkeb551XMeTEWyW7RpmXS+0qMoYcQw4nv6GVEFAQQdntuArVmcBqOtuvYQ FPMEdjvmbxrHBpKgvwB+Sg== 0001193125-09-175362.txt : 20090814 0001193125-09-175362.hdr.sgml : 20090814 20090814100847 ACCESSION NUMBER: 0001193125-09-175362 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invus Public Equities Advisors, LLC CENTRAL INDEX KEY: 0001340096 IRS NUMBER: 980420201 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11522 FILM NUMBER: 091012725 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-317-7520 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d13fhr.txt FORM 13F SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [_]; Amendment Number: ------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Invus Public Equities Advisors, L.L.C. Address: 750 Lexington Avenue 30th Floor New York, New York 10022 Form 13F File Number: 28-11522 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Khalil Barrage Title: Vice President, Secretary and Treasurer Phone: (212) 317-7520 Signature, Place, and Date of Signing: /s/ Khalil Barrage New York, New York 8/14/2009 - -------------------------- ------------------------- ------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 44 Form 13F Information Table Value Total: $323,148 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE PERIOD ENDING June 30, 2009
Column 1 Column 2 Column 3 Column 4 Column 5 - ---------------------------- ---------------- ----------- -------- ----------------------- VALUE (x SHRS OR SH/ PUT/ NAME OF ISSUER TITLE OR CLASS CUSIP $1,000) PRN AMT PRN CALL - ---------------------------- ---------------- ----------- -------- --------- ---- ---- ACORDA THERAPEUTICS INC COM 00484M 10 6 41,129 1,459,000 SH ALEXION PHARMACEUTICALS INC PUT 015351 95 9 63 2,000 PUT ALEXION PHARMACEUTICALS INC PUT 015351 95 9 63 2,000 PUT ALEXION PHARMACEUTICALS INC CALL 015351 90 9 86 2,750 CALL ALEXION PHARMACEUTICALS INC COM 015351 10 9 41,110 1,000,000 SH ANTIGENICS INC DEL NOTE 5.250% 2/0 037032 AC 3 632 2,290,000 SH ANTIGENICS INC DEL COM 037032 10 9 7,092 3,393,333 SH AUXILIUM PHARMACEUTICALS INC COM 05334D 10 7 43,932 1,400,000 SH CROWN CASTLE INTL CORP COM 228227 10 4 9,656 402,000 SH DELTEK INC COM 24784L 10 5 1,953 450,000 SH ELAN PLC CALL 284131 90 8 32 5,000 CALL ELAN PLC ADR 284131 2 08 26,867 4,217,744 SH EXPRESS SCRIPTS INC COM 302182 10 0 12,031 175,000 SH FLOWERS FOODS INC COM 343498 10 1 1,092 50,000 SH FORD MTR CO DEL COM PAR $0.01 345370 86 0 607 100,000 SH GOLD FIELDS LTD NEW SPONSORED ADR 38059T 10 6 1,205 100,000 SH GOLDMAN SACHS GROUP INC COM 38141G 10 4 11,795 80,000 SH GOOGLE INC CL A 38259P 50 8 14,756 35,000 SH ISHARES TR BARCLYS 20+ YR 464287 43 2 95 1,000 CALL JARDEN CORP PUT 471109 95 8 28 1,500 PUT JARDEN CORP COM 471109 10 8 7,500 400,000 SH JPMORGAN CHASE & CO COM 46625H 10 0 3,411 100,000 SH KROGER CO COM 501044 10 1 1,103 50,000 SH LAMAR ADVERTISING CO CL A 512815 10 1 8,780 575,000 SH
LEXICON PHARMACEUTICALS INC COM 528872 10 4 4,825 3,891,108 SH MARTIN MARIETTA MATLS INC COM 573284 10 6 7,888 100,000 SH MASTERCARD INC CL A 57636Q 10 4 15,225 91,000 SH METLIFE INC CALL 59156R 90 8 30 1,000 CALL METLIFE INC COM 59156R 10 8 3,001 100,000 SH MICROVISION INC DEL *W EXP 07/23/201 594960 16 3 469 360,515 SH MORGAN STANLEY COM NEW 617446 44 8 2,851 100,000 SH NOKIA CORP SPONSORED ADR 654902 20 4 5,832 400,000 SH OWENS ILL INC COM NEW 690768 40 3 2,801 100,000 SH PALATIN TECHNOLOGIES INC COM NEW 696077 30 4 375 1,500,000 SH PRIMUS TELECOM COM 741929 10 3 40 2,655,000 SH QUALCOMM INC COM 747525 10 3 11,300 250,000 SH SPDR GOLD TRUST GOLD SHS 78463V 10 7 4,559 50,000 SH TRANSITION THERAPEUTICS INC COM NEW 893716 20 9 4,261 1,139,199 SH UNITED STATES NATL GAS FUND UNIT 912318 10 2 2,774 200,000 SH UNITED STATES OIL FUND LP PUT 91232N 95 8 76 2,000 PUT UNITEDHEALTH GROUP INC COM 91324P 10 2 2,998 120,000 SH US AIRWAYS GROUP INC NOTE 7.250% 5/1 911905 AC 1 1,345 2,000,000 SH VISA INC COM CL A 92826C 83 9 7,783 125,000 SH VULCAN MATLS CO COM 929160 10 9 9,698 225,000 SH
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