0000905148-11-001507.txt : 20110815 0000905148-11-001507.hdr.sgml : 20110815 20110815122441 ACCESSION NUMBER: 0000905148-11-001507 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invus Public Equities Advisors, LLC CENTRAL INDEX KEY: 0001340096 IRS NUMBER: 980420201 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11522 FILM NUMBER: 111034519 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-317-7520 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 efc11-484_fm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ------------- Check here if Amendment []: Amendment Number: --------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Invus Public Equities Advisors L.L.C. Address: 750 Lexington Avenue, 30th Floor New York, NY 10022 Form 13F File Number: 028-11522 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Khalil Barrage Title: Vice President, Secretary and Treasurer Phone: (212) 317-7520 Signature, Place and Date of Signing: /s/ Khalil Barrage New York, NY August 15, 2011 --------------------------------- -------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 59 -------------- Form 13F Information Table Value Total: $705,600 -------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
INVUS PUBLIC EQUITIES ADVISORS L.L.C. FORM 13F INFORMATION TABLE Quarter Ended June 30, 2011 ----------------------------------------------------------------------------------------------------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------- ACORDA THERAPEUTICS INC COM 00484M106 38,772 1,200,000 SH SOLE 1,200,000 ACORDA THERAPEUTICS INC COM 00484M106 16,155 500,000 SH CALL SOLE 500,000 AFFYMETRIX INC COM 00826T108 2,577 325,000 SH SOLE 325,000 AGENUS INC COM 00847G101 390 500,000 SH SOLE 500,000 AMERICAN INTL GROUP INC COM NEW 026874784 8,796 300,000 SH SOLE 300,000 ARCH COAL INC COM 039380100 10,664 400,000 SH SOLE 400,000 AUXILIUM PHARMACEUTICALS INC COM 05334D107 38,216 1,949,800 SH SOLE 1,949,800 AUXILIUM PHARMACEUTICALS INC COM 05334D107 11,760 600,000 SH CALL SOLE 600,000 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 12,264 3,650,000 SH SOLE 3,650,000 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 5,040 1,500,000 SH CALL SOLE 1,500,000 BANK OF AMERICA CORPORATION COM 060505104 13,152 1,200,000 SH CALL SOLE 1,200,000 BEAZER HOMES USA INC COM 07556Q105 1,695 500,000 SH SOLE 500,000 BG MEDICINE INC COM 08861T107 1,137 142,857 SH SOLE 142,857 BIODEL INC COM 09064M105 2,175 1,162,962 SH SOLE 1,162,962 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 14,731 850,000 SH SOLE 850,000 CISCO SYS INC COM 17275R102 23,415 1,500,000 SH CALL SOLE 1,500,000 CITIGROUP INC UNIT 99/99/9999 172967416 5,166 43,000 SH SOLE 43,000 CITIGROUP INC COM NEW 172967424 16,656 400,000 SH SOLE 400,000 CROWN CASTLE INTL CORP COM 228227104 10,198 250,000 SH SOLE 250,000 EATON CORP COM 278058102 5,145 100,000 SH CALL SOLE 100,000 EXPRESS SCRIPTS INC COM 302182100 18,893 350,000 SH SOLE 350,000 EXPRESS SCRIPTS INC COM 302182100 10,796 200,000 SH CALL SOLE 200,000 FORD MTR CO DEL COM PAR $0.01 345370860 13,790 1,000,000 SH SOLE 1,000,000 FURIEX PHARMACEUTICALS INC COM 36106P101 11,119 625,000 SH SOLE 625,000 GENERAL MTRS CO COM 37045V100 12,144 400,000 SH CALL SOLE 400,000 GOLDMAN SACHS GROUP INC COM 38141G104 36,600 275,000 SH SOLE 275,000 GOLDMAN SACHS GROUP INC COM 38141G104 19,964 150,000 SH CALL SOLE 150,000 GOOGLE INC CL A 38259P508 40,510 80,000 SH SOLE 80,000 HCA HOLDINGS INC COM 40412C101 16,500 500,000 SH SOLE 500,000 ISHARES INC MSCI BRAZIL 464286400 7,335 100,000 SH SOLE 100,000 JPMORGAN CHASE & CO COM 46625H100 32,752 800,000 SH CALL SOLE 800,000 LAMAR ADVERTISING CO CL A 512815101 3,777 138,000 SH SOLE 138,000 LEXICON PHARMACEUTICALS INC COM 528872104 6,848 3,891,108 SH SOLE 3,891,108 MARTIN MARIETTA MATLS INC COM 573284106 18,393 230,000 SH SOLE 230,000 MASTERCARD INC CL A 57636Q104 7,534 25,000 SH SOLE 25,000 MCKESSON CORP COM 58155Q103 2,091 25,000 SH SOLE 25,000 MERITOR INC COM 59001K100 8,020 500,000 SH SOLE 500,000 METLIFE INC COM 59156R108 26,322 600,000 SH SOLE 600,000 METLIFE INC COM 59156R108 8,774 200,000 SH CALL SOLE 200,000 MICROMET INC COM 59509C105 1,435 250,000 SH SOLE 250,000 MICROVISION INC DEL *W EXP 07/23/2011 594960163 76 360,515 SH SOLE 360,515 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 11,921 425,000 SH SOLE 425,000 MORGAN STANLEY COM NEW 617446448 4,602 200,000 SH SOLE 200,000 MOTOROLA MOBILITY HLDGS INC COM 620097105 4,408 200,000 SH SOLE 200,000 NEKTAR THERAPEUTICS COM 640268108 18,539 2,550,000 SH SOLE 2,550,000 NEKTAR THERAPEUTICS COM 640268108 1,454 200,000 SH CALL SOLE 200,000 NOVAGOLD RES INC COM NEW 66987E206 920 100,000 SH SOLE 100,000 ONYX PHARMACEUTICALS INC COM 683399109 12,355 350,000 SH SOLE 350,000 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 738 63,100 SH SOLE 63,100 PFIZER INC COM 717081103 20,600 1,000,000 SH CALL SOLE 1,000,000 PMI GROUP INC COM 69344M101 2,140 2,000,000 SH SOLE 2,000,000 QUALCOMM INC COM 747525103 19,877 350,000 SH SOLE 350,000 SCHLUMBERGER LTD COM 806857108 8,640 100,000 SH CALL SOLE 100,000 SIMCERE PHARMACEUTICAL GROUP SPON ADR 82859P104 1,954 200,000 SH SOLE 200,000 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 6,261 1,098,369 SH SOLE 1,098,369 TATA MTRS LTD SPONSORED ADR 876568502 4,502 200,000 SH SOLE 200,000 VISA INC COM CL A 92826C839 16,852 200,000 SH SOLE 200,000 WELLS FARGO & CO NEW COM 949746101 19,642 700,000 SH SOLE 700,000 WELLS FARGO & CO NEW COM 949746101 8,418 300,000 SH CALL SOLE 300,000