-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NCscszG39ulGH+xsAjAbY5alezOwv6OkptzZv/moBGqh/tTQizD405HvgRLKaAUJ NF9RnuXvB3M4L8yq4UX7oA== 0000908737-08-000078.txt : 20080214 0000908737-08-000078.hdr.sgml : 20080214 20080214154303 ACCESSION NUMBER: 0000908737-08-000078 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GlenRose Instruments Inc. CENTRAL INDEX KEY: 0001340095 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 203521719 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83792 FILM NUMBER: 08614909 BUSINESS ADDRESS: BUSINESS PHONE: 781.622.1120 MAIL ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: Glenrose Instruments Inc. DATE OF NAME CHANGE: 20050928 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAM HARRIS INVESTORS INC CENTRAL INDEX KEY: 0000928204 IRS NUMBER: 363488341 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 191 NORTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126210590 MAIL ADDRESS: STREET 1: 191 NORTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS WILLIAM INVESTORS INC DATE OF NAME CHANGE: 19990407 SC 13G 1 whi_13g.htm whi_13g.htm

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
(Amendment No.  )*
 
GlenRose Instruments Inc.
(Name of Issuer)
 
Common Stock, par value $.01 per share
(Title of Class of Securities)
 
Not Applicable
(CUSIP Number)
 
January 16, 2007
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 

   
Rule 13d-1(b)
     
   
Rule 13d-1(c)
     
 
X
Rule 13d-1(d)












____________________
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
CUSIP No. Not Applicable
13G
Page 2 of 7 Pages
 

1.
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
WHI Private Equity Managers Fund LLC
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) ¨
(b) ¨
3.
SEC USE ONLY
 
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
WHI Private Equity Managers Fund LLC was orgranized in Illinois
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5.
SOLE VOTING POWER
 
250,053
 
6.
SHARED VOTING POWER
 
0
 
7.
SOLE DISPOSITIVE POWER
 
250,053
 
8.
SHARED DISPOSITIVE POWER
 
0
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
250,053
 
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.1%
 
12.
TYPE OF REPORTING PERSON*
 
OO
 
* SEE INSTRUCTIONS BEFORE FILLING OUT
 

 
CUSIP No. Not Applicable
13G
Page 3 of 7 Pages
 

1.
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
William Harris Investors, Inc.
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) ¨
(b) ¨
3.
SEC USE ONLY
 
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
William Harris Investors, Inc. was incorporated in Delaware.
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5.
SOLE VOTING POWER
 
250,053
 
6.
SHARED VOTING POWER
 
0
 
7.
SOLE DISPOSITIVE POWER
 
250,053
 
8.
SHARED DISPOSITIVE POWER
 
0
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
250,053
 
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.1%
 
12.
TYPE OF REPORTING PERSON*
 
CO
 
* SEE INSTRUCTIONS BEFORE FILLING OUT
 

 
CUSIP No. Not Applicable
13G
Page 4 of 7 Pages
 

1.
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Michael Resnick
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) ¨
(b) ¨
3.
SEC USE ONLY
 
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5.
SOLE VOTING POWER
 
250,053
 
6.
SHARED VOTING POWER
 
0
 
7.
SOLE DISPOSITIVE POWER
 
250,053
 
8.
SHARED DISPOSITIVE POWER
 
0
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
250,053
 
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.1%
 
12.
TYPE OF REPORTING PERSON*
 
IN
 
* SEE INSTRUCTIONS BEFORE FILLING OUT
 

 
CUSIP No. Not Applicable
13G
Page 5 of 7 Pages

 Item 1(a).
Name of issuer:
 
GlenRose Instruments Inc.
 
Item 1(b).
Address of Issuer’s Principal Executive Offices:
 
45 First Avenue, Waltham, MA 02451
 
Item 2(a).
Name of Person Filing:
 
WHI Private Equity Managers Fund LLC
William Harris Investors, Inc.
Michael Resnick

Item 2(b).
Address of Principal Offices or, if None, Residence:
 
191 North Wacker Drive
Chicago, IL 60606

Item 2(c).
Citizenship:
 
Michael Resnick is a United States citizen.
WHI Private Equity Managers Fund LLC was organized in Illinois.
William Harris Investors, Inc. was incorporated in Delaware.

Item 2(d).
Title of Class of Securities:
 
Common Stock, par value $.01 per share
 
Item 2(e).
CUSIP Number:
 
N/A
 
Item 3.
If the Statement is being filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the filing person is a:

(a)
 
Broker or dealer registered under section 15 of the Act.
     
(b)
 
Bank as defined in section 3(a)(6) of the Act.
     
(c)
 
Insurance company as defined in section 3(a)(19) of the Act.
     
(d)
 
Investment company registered under section 8 of the Investment Company Act of 1940.
     
(e)
 
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
     
(f)
 
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
     
(g)
 
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
     
(h)
 
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
     
(i)
 
A church plan that is excluded from the definition of an investment company under Section
   
3(c)(14) of the Investment Company Act;
     
(j)
 
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
     
 

 
CUSIP No. Not Applicable
13G
Page 6 of 7 Pages

Item 4.
Ownership.
 
The holdings reported herein are stated as of February 14, 2008.
 
(a)
Amount beneficially owned: 250,053.  This amount consists of: 250,053 shares directly held by WHI Private Equity Managers Fund LLC, whose sole manager is William Harris Investors, Inc., and who may therefore be deemed to have voting and/or dispositive power over the shares.  Michael Resnick is the only officer of William Harris Investors, Inc. who has sole voting power and sole dispositive power  (acting through William Harris Investors, Inc.) with respect to the shares held by WHI Private Equity Managers Fund LLC.
 
(b)
Percent of class:
8.1%
 
(c)
Number of shares as to which such person has:
 
 
(i)
Sole power to vote or direct the vote:
250,053
 
 
(ii)
Shared power to vote or direct the vote:
0
 
 
(iii)
Sole power to dispose or to direct the disposition of:
250,053
 
 
(iv)
Shared power to dispose or to direct the disposition of:
0
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person had ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ].
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
The securities reported herein have been acquired on behalf of discretionary clients of the reporting persons. Persons other than the reporting persons are entitled to receive all dividends from, and proceeds from the sale of, those securities.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group.
 
Not applicable
 
Item 9.
Notice of Dissolution of Group.
 
Not applicable.
 
Item 10.
Certification.
 
Not applicable.
 

 
CUSIP No. Not Applicable
13G
Page 7of 7Pages

 
SIGNATURE
 
 
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.  We also hereby agree to file this statement jointly pursuant to the Agreement listed on Exhibit 1 hereto.

Dated:  February 14, 2008

Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

EX-1 2 ex1.htm ex1.htm
Exhibit 1
AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of common stock GlenRose Instruments Inc.

This agreement may be executed in any number of counterparts, each of which shall be deemed an original.

EXECUTED this 14th day of February, 2008.


 
(Date) February 14, 2008
 
 
/s/ Michael Resnick         
(Signature)
 
 
Michael Resnick
(Name/Title)
 
 
WHI PRIVATE EQUITY MANAGERS FUND LLC
By: William Harris Investors, Inc., its managers
 
/s/ Michael Resnick         
Michael Resnick, as authorized person
 
 
WILLIAM HARRIS INVESTORS, INC.
 
/s/ Michael Resnick         
Michael Resnick, as authorized person
 

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