FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/01/2012 |
3. Issuer Name and Ticker or Trading Symbol
Viacom Inc. [ VIA, VIAB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class B Common Stock | 430 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy)(1) | (2) | 01/28/2014 | Class B Common Stock | 23,784 | $50.9459 | D | |
Employee Stock Option (Right to Buy)(1) | (2) | 05/24/2014 | Class B Common Stock | 5,200 | $36.78 | D | |
Employee Stock Option (Right to Buy)(3) | (2) | 05/29/2015 | Class B Common Stock | 26,617 | $43.86 | D | |
Employee Stock Option (Right to Buy)(3) | (2) | 06/04/2016 | Class B Common Stock | 42,077 | $35.26 | D | |
Employee Stock Option (Right to Buy)(4) | (5) | 06/03/2017 | Class B Common Stock | 29,130 | $22.7 | D | |
Employee Stock Option (Right to Buy)(4) | (6) | 06/08/2018 | Class B Common Stock | 38,860 | $32.55 | D | |
Employee Stock Option (Right to Buy)(7) | (8) | 05/25/2019 | Class B Common Stock | 33,357 | $49.95 | D | |
Employee Stock Option (Right to Buy)(7) | (9) | 05/23/2020 | Class B Common Stock | 37,708 | $47.21 | D | |
Restricted Share Units(4) | (10) | (10) | Class B Common Stock | 6,304 | (10) | D | |
Restricted Share Units(4) | (11) | (11) | Class B Common Stock | 8,793 | (11) | D | |
Restricted Share Units(7) | (12) | (12) | Class B Common Stock | 8,595 | (12) | D | |
Restricted Share Units(7) | (13) | (13) | Class B Common Stock | 12,125 | (13) | D |
Explanation of Responses: |
1. Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan for no consideration. |
2. Current. |
3. Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of April 12, 2007, for no consideration. |
4. Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated December 2, 2008, for no consideration. |
5. The remaining Stock Options, originally granted on June 3, 2009, will vest on June 3, 2013. |
6. The remaining Stock Options, originally granted on June 8, 2010, will vest in two equal annual installments beginning on June 8, 2013. |
7. Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated January 1, 2011, for no consideration. |
8. The remaining Stock Options, originally granted on May 25, 2011, will vest in three equal annual installments beginning on May 25, 2013 |
9. The Stock Options were granted on May 23, 2012 and will vest in four equal annual installments beginning on May 23, 2013. |
10. The remaining Restricted Share Units, originally granted on June 3, 2009, will vest on June 3, 2013 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting. |
11. The remaining Restricted Share Units, originally granted on June 8, 2010, will vest in two equal annual installments beginning on June 8, 2013 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting. |
12. The remaining Restricted Share Units, originally granted on May 25, 2011, will vest in three equal annual installments beginning on May 25, 2013 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting. |
13. The Restricted Share Units were granted on May 23, 2012, will vest in four equal annual installments beginning on May 23, 2013 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting. |
Remarks: |
/s/ Scott Mills | 10/10/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |