0001339908-12-000001.txt : 20120207 0001339908-12-000001.hdr.sgml : 20120207 20120207125530 ACCESSION NUMBER: 0001339908-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120207 DATE AS OF CHANGE: 20120207 EFFECTIVENESS DATE: 20120207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NATIONAL BANK & TRUST CO OF NEWTOWN CENTRAL INDEX KEY: 0001339908 IRS NUMBER: 230916895 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11607 FILM NUMBER: 12576681 BUSINESS ADDRESS: STREET 1: 34 SOUTH STATE STREET CITY: NEWTOWN STATE: PA ZIP: 18940 BUSINESS PHONE: 215-968-4872 MAIL ADDRESS: STREET 1: 34 SOUTH STATE STREET CITY: NEWTOWN STATE: PA ZIP: 18940 13F-HR 1 sgse1211.txt 1 sgse1211.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALANDER YEAR OR QUARTER ENDED: 12/31/2011 CHECK HERE IF AMMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADDS NEW HOLDINGS ENTRIES. INSTITUTIONAL MANAGER FILING THIS REPORT: NAME: FIRST NATIONAL BANK & TRUST CO OF NEWTOWN ADDRESS: 34 SOUTH STATE STREET NEWTOWN, PA 18940 13F FILE NUMBER: 028-11607 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORTS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES ARE CONSIDERED INTERGRAL PARTS OF THIS SUBMISSION. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: BARRY L. PFLUEGER, JR. TITLE: SENIOR VICE PRESIDENT PHONE: 215-968-4872 SIGNATURE, PLACE, AND DATE OF SIGNING: BARRY L. PFLUEGER, JR. NEWTOWN, PA 12/31/11 REPORT TYPE (CHECK ONLY ONE.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 186 FORM 13F INFORMATION TABLE VALUE TOTAL: $213,276. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- COVIDIEN PLC G2554F113 668 14845 SH SOLE 12497 0 2348 COVIDIEN PLC G2554F113 57 1262 SH DEFINED 1112 0 150 TE CONNECTIVITY LTD H84989104 372 12070 SH SOLE 9723 0 2347 TE CONNECTIVITY LTD H84989104 71 2294 SH DEFINED 2144 0 150 TYCO INTERNATIONAL LTD NEW H89128104 638 13655 SH SOLE 11307 0 2348 TYCO INTERNATIONAL LTD NEW H89128104 60 1294 SH DEFINED 1144 0 150 A T & T INC 00206R102 2412 79795 SH SOLE 79795 0 0 A T & T INC 00206R102 381 12604 SH DEFINED 11604 0 1000 ABBOTT LABS COM 002824100 749 13315 SH SOLE 10315 0 3000 ABBOTT LABS COM 002824100 90 1599 SH DEFINED 1599 0 0 ALTRIA GROUP INC COM 02209S103 446 15039 SH SOLE 12639 0 2400 ALTRIA GROUP INC COM 02209S103 139 4690 SH DEFINED 750 0 3940 AMGEN INC COM 031162100 195 3045 SH SOLE 3045 0 0 AMGEN INC COM 031162100 42 655 SH DEFINED 0 0 655 APPLE INC 037833100 2013 4971 SH SOLE 3971 0 1000 APPLE INC 037833100 687 1697 SH DEFINED 1142 0 555 AQUA AMER INC 03836W103 2799 126983 SH SOLE 111616 500 14867 AQUA AMER INC 03836W103 462 20967 SH DEFINED 15313 0 5654 AUTOMATIC DATA PROCESSING INCOM 053015103 225 4165 SH SOLE 4165 0 0 AUTOMATIC DATA PROCESSING INCOM 053015103 76 1400 SH DEFINED 1400 0 0 BANK OF AMERICA CORP 060505104 320 57563 SH SOLE 51611 332 5620 BANK OF AMERICA CORP 060505104 106 19155 SH DEFINED 13923 0 5232 BANK NEW YORK MELLON CORP 064058100 238 11982 SH SOLE 11882 0 100 BANK NEW YORK MELLON CORP 064058100 52 2609 SH DEFINED 2309 0 300 BAXTER INTL INC COM 071813109 1691 34191 SH SOLE 29891 0 4300 BAXTER INTL INC COM 071813109 183 3702 SH DEFINED 1452 0 2250 BERKSHIRE HATHAWAY INC. DELWARE CL 084670108 230 2 SH SOLE 2 0 0 BLACKROCK INCOME OPPORTUNITY TRUST 092475102 1377 134750 SH SOLE 132950 0 1800 BLACKROCK INCOME OPPORTUNITY TRUST 092475102 33 3200 SH DEFINED 1200 0 2000 BRISTOL MYERS SQUIBB CO COM 110122108 1520 43139 SH SOLE 38839 0 4300 BRISTOL MYERS SQUIBB CO COM 110122108 249 7056 SH DEFINED 6456 0 600 CARNIVAL CORPORATION PAIRED 143658300 168 5150 SH SOLE 5150 0 0 CARNIVAL CORPORATION PAIRED 143658300 88 2700 SH DEFINED 2700 0 0 CATERPILLAR INC DEL COM 149123101 388 4280 SH SOLE 4280 0 0 CATERPILLAR INC DEL COM 149123101 486 5360 SH DEFINED 2300 0 3060 CHEVRON CORPORATION 166764100 3552 33385 SH SOLE 32359 0 1026 CHEVRON CORPORATION 166764100 470 4416 SH DEFINED 3776 0 640 COCA COLA CO COM 191216100 458 6541 SH SOLE 6541 0 0 COCA COLA CO COM 191216100 73 1050 SH DEFINED 500 0 550 COLGATE PALMOLIVE CO COM 194162103 514 5565 SH SOLE 5565 0 0 COMCAST CORP CLASS A 20030N101 307 12968 SH SOLE 12968 0 0 COMCAST CORP CLASS A 20030N101 24 1032 SH DEFINED 532 0 500 CONOCOPHILLIPS COM 20825C104 1952 26786 SH SOLE 25386 0 1400 CONOCOPHILLIPS COM 20825C104 263 3616 SH DEFINED 2036 0 1580 CORNING INC COM 219350105 1048 80772 SH SOLE 69072 0 11700 CORNING INC COM 219350105 136 10470 SH DEFINED 9670 0 800 DISNEY (WALT) COMPANY HOLDING CO 254687106 480 12790 SH SOLE 12790 0 0 DISNEY (WALT) COMPANY HOLDING CO 254687106 77 2055 SH DEFINED 1155 0 900 DOMINION RESOURCES INC VA NEW 25746U109 272 5130 SH SOLE 5130 0 0 DOMINION RESOURCES INC VA NEW 25746U109 77 1442 SH DEFINED 1442 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 889 19419 SH SOLE 17919 0 1500 DU PONT E I DE NEMOURS & CO COM 263534109 27 600 SH DEFINED 100 0 500 DUKE ENERGY HLDG CORP 26441C105 255 11580 SH SOLE 11580 0 0 DUKE ENERGY HLDG CORP 26441C105 45 2040 SH DEFINED 0 0 2040 EASTERN INSURANCE HOLDINGS INC. 276534104 463 33150 SH DEFINED 0 0 33150 ELAN PLC ADR 284131208 180 13115 SH SOLE 9315 0 3800 ELAN PLC ADR 284131208 2 110 SH DEFINED 110 0 0 EMERSON ELEC CO COM 291011104 317 6800 SH SOLE 6800 0 0 ENTERPRISE PRODS PARTNERS 293792107 348 7504 SH SOLE 7504 0 0 EXELON CORP 30161N101 467 10779 SH SOLE 10779 0 0 EXXON MOBIL CORP COM 30231G102 8124 95844 SH SOLE 90708 0 5136 EXXON MOBIL CORP COM 30231G102 1776 20958 SH DEFINED 15657 0 5301 FIRST TRUST VALUE LINE 100 33735G107 434 35000 SH SOLE 35000 0 0 FIRST TRUST VALUE LINE 100 33735G107 25 2000 SH DEFINED 2000 0 0 FRONTIER COMMUNICATIONS CORP 35906A108 98 19079 SH SOLE 18003 0 1076 FRONTIER COMMUNICATIONS CORP 35906A108 12 2286 SH DEFINED 1853 0 433 GENERAL ELECTRIC CO COM 369604103 3549 198294 SH SOLE 188894 0 9400 GENERAL ELECTRIC CO COM 369604103 775 43276 SH DEFINED 23586 0 19690 GOODRICH CORP 382388106 3822 30897 SH SOLE 24897 0 6000 GOODRICH CORP 382388106 966 7810 SH DEFINED 4960 0 2850 GOOGLE INC 38259P508 484 749 SH SOLE 749 0 0 GOOGLE INC 38259P508 65 101 SH DEFINED 0 0 101 HEINZ H J CO COM 423074103 417 7710 SH SOLE 7710 0 0 HEINZ H J CO COM 423074103 11 200 SH DEFINED 200 0 0 HEWLETT PACKARD CO COM 428236103 1274 49492 SH SOLE 43866 0 5626 HEWLETT PACKARD CO COM 428236103 218 8448 SH DEFINED 7923 0 525 HOME DEPOT INC COM 437076102 2349 55864 SH SOLE 50413 0 5451 HOME DEPOT INC COM 437076102 254 6049 SH DEFINED 4369 0 1680 HONEYWELL INTL INC COM 438516106 159 2935 SH SOLE 2935 0 0 HONEYWELL INTL INC COM 438516106 82 1500 SH DEFINED 1500 0 0 ILLINOIS TOOL WKS INC COM 452308109 255 5453 SH SOLE 5453 0 0 ILLINOIS TOOL WKS INC COM 452308109 64 1361 SH DEFINED 1361 0 0 INTEL CORP COM 458140100 1699 70073 SH SOLE 64985 0 5088 INTEL CORP COM 458140100 327 13485 SH DEFINED 4945 0 8540 INTERNATIONAL BUSINESS MACHSCOM 459200101 2153 11710 SH SOLE 11110 0 600 INTERNATIONAL BUSINESS MACHSCOM 459200101 364 1981 SH DEFINED 1680 0 301 I SHARES DOW JONES DIVIDEND 464287168 6644 123563 SH SOLE 110763 0 12800 I SHARES DOW JONES DIVIDEND 464287168 537 9995 SH DEFINED 7145 0 2850 I SHRS BARCLAYS TIPS BOND FUND 464287176 9962 85370 SH SOLE 79670 200 5500 I SHRS BARCLAYS TIPS BOND FUND 464287176 758 6495 SH DEFINED 3725 0 2770 I SHARES MSCI EMERGING MARKETS FUND 464287234 246 6476 SH SOLE 6476 0 0 ISHARES S&P 500 GROWTH INDEX FD 464287309 808 11990 SH SOLE 8990 0 3000 S & P NORTH AMERICAN NATURAL RESOURCES SEC IND 464287374 422 11110 SH SOLE 11110 0 0 I SHARES S & P 500 VALUE INDEX FUND 464287408 546 9440 SH SOLE 9440 0 0 I SHARES MSCI EAFE INDEX FUND 464287465 535 10811 SH SOLE 10811 0 0 I SHARES S & P MIDCAP 400 GROWTH INDEX FD 464287606 313 3175 SH SOLE 3175 0 0 I SHARES S & P MID CAP 400 VALUE INDEX FUND 464287705 284 3735 SH SOLE 3735 0 0 J P MORGAN CHASE & CO 46625H100 590 17751 SH SOLE 17751 0 0 J P MORGAN CHASE & CO 46625H100 10 300 SH DEFINED 300 0 0 JOHNSON & JOHNSON COM 478160104 3907 59576 SH SOLE 56476 0 3100 JOHNSON & JOHNSON COM 478160104 673 10268 SH DEFINED 5770 0 4498 KIMBERLY CLARK CORP COM 494368103 2643 35924 SH SOLE 33499 0 2425 KIMBERLY CLARK CORP COM 494368103 186 2530 SH DEFINED 2180 0 350 KRAFT FOODS INC 50075N104 378 10115 SH SOLE 8455 0 1660 KRAFT FOODS INC 50075N104 93 2482 SH DEFINED 517 0 1965 LILLY ELI & CO COM 532457108 187 4506 SH SOLE 4256 0 250 LILLY ELI & CO COM 532457108 42 1000 SH DEFINED 0 0 1000 MANULIFE FINANCIAL 56501R106 109 10306 SH SOLE 10306 0 0 MARKET VECTORS AGRIBUSINESS ETF 57060U605 1558 33035 SH SOLE 28735 0 4300 MARKET VECTORS AGRIBUSINESS ETF 57060U605 158 3350 SH DEFINED 1320 0 2030 MCDONALDS CORP COM 580135101 1181 11769 SH SOLE 9769 0 2000 MCDONALDS CORP COM 580135101 141 1405 SH DEFINED 580 0 825 MEDCO HEALTH SOLUTIONS 58405U102 341 6092 SH SOLE 6092 0 0 MEDCO HEALTH SOLUTIONS 58405U102 27 480 SH DEFINED 284 0 196 MERCK & CO INC NEW 58933Y105 1615 42849 SH SOLE 38599 0 4250 MERCK & CO INC NEW 58933Y105 296 7842 SH DEFINED 5562 0 2280 MICROSOFT CORP COM 594918104 2327 89657 SH SOLE 84957 0 4700 MICROSOFT CORP COM 594918104 333 12850 SH DEFINED 4370 0 8480 NEXTERA ENERGY INC COM 65339F101 417 6854 SH SOLE 6854 0 0 NEXTERA ENERGY INC COM 65339F101 103 1700 SH DEFINED 1700 0 0 NUVEEN SELECT TAX-FREE INCOME PORTFOLIO 67062F100 404 27600 SOLE 27600 0 0 NUVEEN SELECT TAX-FREE INCOME PORTFOLIO 67062F100 210 14350 DEFINED 5250 0 9100 NUVEEN MULTI-STRATEGY INCOME GROWTH FD 2 67073D102 1365 169533 SH SOLE 155433 0 14100 NUVEEN MULTI-STRATEGY INCOME GROWTH FD 2 67073D102 153 19020 SH DEFINED 14200 0 4820 ORACLE CORP COM 68389X105 122 4766 SH SOLE 4766 0 0 ORACLE CORP COM 68389X105 259 10120 SH DEFINED 10120 0 0 PNC FINL SVCS GROUP INC COM 693475105 390 6760 SH SOLE 5735 0 1025 PNC FINL SVCS GROUP INC COM 693475105 121 2100 SH DEFINED 1000 0 1100 PPG INDS INC COM 693506107 321 3848 SH SOLE 3848 0 0 PPG INDS INC COM 693506107 57 680 SH DEFINED 680 0 0 PPL CORP COMMON 69351T106 819 27842 SH SOLE 27842 0 0 PPL CORP COMMON 69351T106 86 2930 SH DEFINED 830 0 2100 PEPCO HOLDING INC COM 713291102 306 15081 SH SOLE 15081 0 0 PEPCO HOLDING INC COM 713291102 13 650 SH DEFINED 0 0 650 PEPSICO INC COM 713448108 4674 70448 SH SOLE 65948 0 4500 PEPSICO INC COM 713448108 624 9398 SH DEFINED 5758 0 3640 PFIZER INC COM 717081103 2456 113559 SH SOLE 108759 0 4800 PFIZER INC COM 717081103 217 10046 SH DEFINED 8210 0 1836 PHILLIP MORRIS INTERNATIONALINC 718172109 1129 14389 SH SOLE 12239 0 2150 PHILLIP MORRIS INTERNATIONALINC 718172109 329 4190 SH DEFINED 700 0 3490 POWERSHARES WATER RES PORTFOLIO 73935X575 3147 186864 SH SOLE 164164 0 22700 POWERSHARES WATER RES PORTFOLIO 73935X575 323 19160 SH DEFINED 6260 0 12900 POWERSHARES PREFERED PORTFOLIO 73936T565 4262 311290 SH SOLE 297540 0 13750 POWERSHARES PREFERED PORTFOLIO 73936T565 396 28900 SH DEFINED 15400 0 13500 PROCTER & GAMBLE CO COM 742718109 3551 53233 SH SOLE 48933 0 4300 PROCTER & GAMBLE CO COM 742718109 732 10978 SH DEFINED 7863 0 3115 PROGRESS ENERGY INC 743263105 64 1146 SH SOLE 1146 0 0 PROGRESS ENERGY INC 743263105 145 2591 SH DEFINED 2591 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 452 13704 SH SOLE 13704 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 67 2036 SH DEFINED 2036 0 0 ROYAL DUTCH SHELL PLC ADR 780259206 242 3315 SH SOLE 3315 0 0 ROYAL DUTCH SHELL PLC ADR 780259206 7 100 SH DEFINED 100 0 0 SPDR GOLD TRUST 78463V107 21 135 SH SOLE 135 0 0 SPDR GOLD TRUST 78463V107 179 1175 SH DEFINED 0 0 1175 SARA LEE CORP COM 803111103 102 5400 SH SOLE 5400 0 0 SARA LEE CORP COM 803111103 102 5392 SH DEFINED 4542 0 850 SCHLUMBERGER LTD COM 806857108 1241 18166 SH SOLE 13866 0 4300 SCHLUMBERGER LTD COM 806857108 263 3850 SH DEFINED 2450 0 1400 SOUTHERN CO COM 842587107 270 5828 SH SOLE 5828 0 0 SOUTHERN CO COM 842587107 39 850 SH DEFINED 0 0 850 SPECTRA ENERGY COM 847560109 205 6664 SH SOLE 6108 0 556 SPECTRA ENERGY COM 847560109 56 1818 SH DEFINED 683 0 1135 TARGET CORP 87612E106 2648 51694 SH SOLE 46394 0 5300 TARGET CORP 87612E106 171 3345 SH DEFINED 1405 0 1940 3M CO COMMON 88579Y101 2181 26693 SH SOLE 23693 0 3000 3M CO COMMON 88579Y101 362 4427 SH DEFINED 3579 0 848 UTILITIES HOLDRS TRUST 918019100 2257 20000 SH SOLE 17800 0 2200 UTILITIES HOLDRS TRUST 918019100 310 2750 SH DEFINED 1550 0 1200 VANGUARD INTERMEDIATE TERM BOND INDEX ETF 921937819 26781 307932 SH SOLE 289842 490 17600 VANGUARD INTERMEDIATE TERM BOND INDEX ETF 921937819 2601 29905 SH DEFINED 21005 0 8900 VANGUARD SHORT TERM CORP BD ETF #3145 92206C409 17107 219716 SH SOLE 213616 0 6100 VANGUARD SHORT TERM CORP BD ETF #3145 92206C409 1761 22615 SH DEFINED 13465 0 9150 VANGUARD TOTAL STOCK MARKET ETF 922908769 18825 292810 SH SOLE 207110 200 85500 VANGUARD TOTAL STOCK MARKET ETF 922908769 370 5760 SH DEFINED 3820 0 1940 VERIZON COMMUNICATIONS INC 92343V104 3937 98148 SH SOLE 93662 0 4486 VERIZON COMMUNICATIONS INC 92343V104 413 10293 SH DEFINED 8488 0 1805 WAL MART STORES INC COM 931142103 1178 19720 SH SOLE 17920 0 1800 WAL MART STORES INC COM 931142103 93 1550 SH DEFINED 1450 0 100 WELLS FARGO & CO NEW 949746101 289 10476 SH SOLE 10476 0 0 WELLS FARGO & CO NEW 949746101 24 877 SH DEFINED 258 0 619 XCEL ENERGY INC COM 98389B100 304 10993 SH SOLE 9521 0 1472 XCEL ENERGY INC COM 98389B100 58 2089 SH DEFINED 1472 0 617 YUM BRANDS INC 988498101 708 11997 SH SOLE 10385 0 1612 YUM BRANDS INC 988498101 200 3384 SH DEFINED 1456 0 1928 ZIMMER HOLDINGS INC 98956P102 191 3575 SH SOLE 3345 0 230 ZIMMER HOLDINGS INC 98956P102 53 990 SH DEFINED 603 0 387 GRAND TOTALS 213276 4703299 4129762 1722 571815