0001339908-11-000005.txt : 20111101 0001339908-11-000005.hdr.sgml : 20111101 20111101162742 ACCESSION NUMBER: 0001339908-11-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111101 DATE AS OF CHANGE: 20111101 EFFECTIVENESS DATE: 20111101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NATIONAL BANK & TRUST CO OF NEWTOWN CENTRAL INDEX KEY: 0001339908 IRS NUMBER: 230916895 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11607 FILM NUMBER: 111171744 BUSINESS ADDRESS: STREET 1: 34 SOUTH STATE STREET CITY: NEWTOWN STATE: PA ZIP: 18940 BUSINESS PHONE: 215-968-4872 MAIL ADDRESS: STREET 1: 34 SOUTH STATE STREET CITY: NEWTOWN STATE: PA ZIP: 18940 13F-HR 1 sgse0911.txt 1 sgse0911.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALANDER YEAR OR QUARTER ENDED: 09/30/2011 CHECK HERE IF AMMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADDS NEW HOLDINGS ENTRIES. INSTITUTIONAL MANAGER FILING THIS REPORT: NAME: FIRST NATIONAL BANK & TRUST CO OF NEWTOWN ADDRESS: 34 SOUTH STATE STREET NEWTOWN, PA 18940 13F FILE NUMBER: 028-11607 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORTS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES ARE CONSIDERED INTERGRAL PARTS OF THIS SUBMISSION. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: BARRY L. PFLUEGER, JR. TITLE: SENIOR VICE PRESIDENT PHONE: 215-968-4872 SIGNATURE, PLACE, AND DATE OF SIGNING: BARRY L. PFLUEGER, JR. NEWTOWN, PA 09/30/11 REPORT TYPE (CHECK ONLY ONE.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 184 FORM 13F INFORMATION TABLE VALUE TOTAL: $197,351. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- COVIDIEN PLC G2554F113 654 14845 SH SOLE 12497 0 2348 COVIDIEN PLC G2554F113 56 1262 SH DEFINED 1112 0 150 TE CONNECTIVITY LTD H84989104 339 12070 SH SOLE 9723 0 2347 TE CONNECTIVITY LTD H84989104 65 2294 SH DEFINED 2144 0 150 TYCO INTERNATIONAL LTD NEW H89128104 556 13655 SH SOLE 11307 0 2348 TYCO INTERNATIONAL LTD NEW H89128104 53 1294 SH DEFINED 1144 0 150 A T & T INC 00206R102 2052 71935 SH SOLE 71935 0 0 A T & T INC 00206R102 359 12604 SH DEFINED 11604 0 1000 ABBOTT LABS COM 002824100 626 12235 SH SOLE 9235 0 3000 ABBOTT LABS COM 002824100 82 1599 SH DEFINED 1599 0 0 ALTRIA GROUP INC COM 02209S103 403 15039 SH SOLE 12639 0 2400 ALTRIA GROUP INC COM 02209S103 126 4690 SH DEFINED 750 0 3940 AMGEN INC COM 031162100 167 3045 SH SOLE 3045 0 0 AMGEN INC COM 031162100 36 655 SH DEFINED 0 0 655 APPLE INC 037833100 1911 5011 SH SOLE 4011 0 1000 APPLE INC 037833100 647 1697 SH DEFINED 1142 0 555 AQUA AMER INC 03836W103 2738 126983 SH SOLE 111616 500 14867 AQUA AMER INC 03836W103 452 20967 SH DEFINED 15313 0 5654 AUTOMATIC DATA PROCESSING INCOM 053015103 196 4165 SH SOLE 4165 0 0 AUTOMATIC DATA PROCESSING INCOM 053015103 66 1400 SH DEFINED 1400 0 0 BANK OF AMERICA CORP 060505104 359 58718 SH SOLE 52766 332 5620 BANK OF AMERICA CORP 060505104 117 19155 SH DEFINED 13923 0 5232 BANK NEW YORK MELLON CORP 064058100 223 11982 SH SOLE 11882 0 100 BANK NEW YORK MELLON CORP 064058100 49 2609 SH DEFINED 2309 0 300 BAXTER INTL INC COM 071813109 1919 34191 SH SOLE 29891 0 4300 BAXTER INTL INC COM 071813109 208 3702 SH DEFINED 1452 0 2250 BERKSHIRE HATHAWAY INC. DELWARE CL 084670108 214 2 SH SOLE 2 0 0 BLACKROCK INCOME OPPORTUNITY TRUST 092475102 1322 134750 SH SOLE 132950 0 1800 BLACKROCK INCOME OPPORTUNITY TRUST 092475102 31 3200 SH DEFINED 1200 0 2000 BRISTOL MYERS SQUIBB CO COM 110122108 1342 42777 SH SOLE 38477 0 4300 BRISTOL MYERS SQUIBB CO COM 110122108 221 7056 SH DEFINED 6456 0 600 CARNIVAL CORPORATION PAIRED 143658300 156 5150 SH SOLE 5150 0 0 CARNIVAL CORPORATION PAIRED 143658300 82 2700 SH DEFINED 2700 0 0 CATERPILLAR INC DEL COM 149123101 312 4230 SH SOLE 4230 0 0 CATERPILLAR INC DEL COM 149123101 396 5360 SH DEFINED 2300 0 3060 CHEVRON CORPORATION 166764100 3034 32765 SH SOLE 31739 0 1026 CHEVRON CORPORATION 166764100 427 4616 SH DEFINED 3976 0 640 COCA COLA CO COM 191216100 391 5791 SH SOLE 5791 0 0 COCA COLA CO COM 191216100 122 1800 SH DEFINED 500 0 1300 COLGATE PALMOLIVE CO COM 194162103 511 5765 SH SOLE 5765 0 0 COMCAST CORP CLASS A 20030N101 264 12625 SH SOLE 12625 0 0 COMCAST CORP CLASS A 20030N101 23 1096 SH DEFINED 596 0 500 CONOCOPHILLIPS COM 20825C104 1645 25986 SH SOLE 24586 0 1400 CONOCOPHILLIPS COM 20825C104 229 3616 SH DEFINED 2036 0 1580 CORNING INC COM 219350105 998 80772 SH SOLE 69072 0 11700 CORNING INC COM 219350105 154 12470 SH DEFINED 9670 0 2800 DISNEY (WALT) COMPANY HOLDING CO 254687106 386 12790 SH SOLE 12790 0 0 DISNEY (WALT) COMPANY HOLDING CO 254687106 62 2055 SH DEFINED 1155 0 900 DOMINION RESOURCES INC VA NEW 25746U109 260 5130 SH SOLE 5130 0 0 DOMINION RESOURCES INC VA NEW 25746U109 73 1442 SH DEFINED 1442 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 776 19419 SH SOLE 17919 0 1500 DU PONT E I DE NEMOURS & CO COM 263534109 24 600 SH DEFINED 100 0 500 DUKE ENERGY HLDG CORP 26441C105 210 10518 SH SOLE 10518 0 0 DUKE ENERGY HLDG CORP 26441C105 62 3102 SH DEFINED 0 0 3102 EASTERN INSURANCE HOLDINGS INC. 276534104 436 33150 SH DEFINED 0 0 33150 ELAN PLC ADR 284131208 138 13115 SH SOLE 9315 0 3800 ELAN PLC ADR 284131208 1 110 SH DEFINED 110 0 0 EMERSON ELEC CO COM 291011104 281 6800 SH SOLE 6800 0 0 ENTERPRISE PRODS PARTNERS 293792107 382 9504 SH SOLE 9504 0 0 EXELON CORP 30161N101 459 10779 SH SOLE 10779 0 0 EXXON MOBIL CORP COM 30231G102 6968 95944 SH SOLE 90808 0 5136 EXXON MOBIL CORP COM 30231G102 1609 22158 SH DEFINED 16857 0 5301 FIRST TRUST VALUE LINE 100 33735G107 371 35000 SH SOLE 35000 0 0 FIRST TRUST VALUE LINE 100 33735G107 21 2000 SH DEFINED 2000 0 0 FRONTIER COMMUNICATIONS CORP 35906A108 131 21481 SH SOLE 20405 0 1076 FRONTIER COMMUNICATIONS CORP 35906A108 14 2362 SH DEFINED 1929 0 433 GENERAL ELECTRIC CO COM 369604103 3062 201178 SH SOLE 191778 0 9400 GENERAL ELECTRIC CO COM 369604103 659 43276 SH DEFINED 23586 0 19690 GOODRICH CORP 382388106 3861 31992 SH SOLE 25992 0 6000 GOODRICH CORP 382388106 943 7810 SH DEFINED 4960 0 2850 GOOGLE INC 38259P508 386 749 SH SOLE 749 0 0 GOOGLE INC 38259P508 52 101 SH DEFINED 0 0 101 HEINZ H J CO COM 423074103 389 7710 SH SOLE 7710 0 0 HEINZ H J CO COM 423074103 10 200 SH DEFINED 200 0 0 HEWLETT PACKARD CO COM 428236103 1111 49492 SH SOLE 43866 0 5626 HEWLETT PACKARD CO COM 428236103 190 8448 SH DEFINED 7923 0 525 HOME DEPOT INC COM 437076102 1837 55919 SH SOLE 50468 0 5451 HOME DEPOT INC COM 437076102 199 6049 SH DEFINED 4369 0 1680 ILLINOIS TOOL WKS INC COM 452308109 227 5453 SH SOLE 5453 0 0 ILLINOIS TOOL WKS INC COM 452308109 57 1361 SH DEFINED 1361 0 0 INTEL CORP COM 458140100 1495 70073 SH SOLE 64985 0 5088 INTEL CORP COM 458140100 288 13485 SH DEFINED 4945 0 8540 INTERNATIONAL BUSINESS MACHSCOM 459200101 2022 11565 SH SOLE 10965 0 600 INTERNATIONAL BUSINESS MACHSCOM 459200101 381 2181 SH DEFINED 1680 0 501 I SHARES DOW JONES DIVIDEND 464287168 5940 123138 SH SOLE 110338 0 12800 I SHARES DOW JONES DIVIDEND 464287168 482 9995 SH DEFINED 7145 0 2850 I SHRS BARCLAYS TIPS BOND FUND 464287176 9053 79200 SH SOLE 73500 200 5500 I SHRS BARCLAYS TIPS BOND FUND 464287176 800 6995 SH DEFINED 3725 0 3270 I SHARES MSCI EMERGING MARKETS FUND 464287234 227 6476 SH SOLE 6476 0 0 ISHARES S&P 500 GROWTH INDEX FD 464287309 734 11990 SH SOLE 8990 0 3000 S & P NORTH AMERICAN NATURAL RESOURCES SEC IND 464287374 372 11110 SH SOLE 11110 0 0 I SHARES S & P 500 VALUE INDEX FUND 464287408 487 9440 SH SOLE 9440 0 0 I SHARES MSCI EAFE INDEX FUND 464287465 441 9231 SH SOLE 9231 0 0 I SHARES S & P MIDCAP 400 GROWTH INDEX FD 464287606 285 3175 SH SOLE 3175 0 0 I SHARES S & P MID CAP 400 VALUE INDEX FUND 464287705 247 3735 SH SOLE 3735 0 0 J P MORGAN CHASE & CO 46625H100 534 17751 SH SOLE 17751 0 0 J P MORGAN CHASE & CO 46625H100 9 300 SH DEFINED 300 0 0 JOHNSON & JOHNSON COM 478160104 3745 58816 SH SOLE 55716 0 3100 JOHNSON & JOHNSON COM 478160104 702 11028 SH DEFINED 5770 0 5258 KIMBERLY CLARK CORP COM 494368103 2559 36039 SH SOLE 33614 0 2425 KIMBERLY CLARK CORP COM 494368103 180 2530 SH DEFINED 2180 0 350 KRAFT FOODS INC 50075N104 340 10115 SH SOLE 8455 0 1660 KRAFT FOODS INC 50075N104 83 2482 SH DEFINED 517 0 1965 LILLY ELI & CO COM 532457108 167 4506 SH SOLE 4256 0 250 LILLY ELI & CO COM 532457108 37 1000 SH DEFINED 0 0 1000 MANULIFE FINANCIAL 56501R106 117 10306 SH SOLE 10306 0 0 MARKET VECTORS AGRIBUSINESS ETF 57060U605 1413 32690 SH SOLE 28390 0 4300 MARKET VECTORS AGRIBUSINESS ETF 57060U605 145 3350 SH DEFINED 1320 0 2030 MCDONALDS CORP COM 580135101 1025 11669 SH SOLE 9669 0 2000 MCDONALDS CORP COM 580135101 123 1405 SH DEFINED 580 0 825 MEDCO HEALTH SOLUTIONS 58405U102 293 6252 SH SOLE 6252 0 0 MEDCO HEALTH SOLUTIONS 58405U102 22 480 SH DEFINED 284 0 196 MERCK & CO INC NEW 58933Y105 1402 42879 SH SOLE 38629 0 4250 MERCK & CO INC NEW 58933Y105 256 7842 SH DEFINED 5562 0 2280 MICROSOFT CORP COM 594918104 2231 89657 SH SOLE 84957 0 4700 MICROSOFT CORP COM 594918104 320 12850 SH DEFINED 4370 0 8480 NEXTERA ENERGY INC COM 65339F101 370 6854 SH SOLE 6854 0 0 NEXTERA ENERGY INC COM 65339F101 92 1700 SH DEFINED 1700 0 0 NUVEEN SELECT TAX-FREE INCOME PORTFOLIO 67062F100 388 27600 SOLE 27600 0 0 NUVEEN SELECT TAX-FREE INCOME PORTFOLIO 67062F100 202 14350 DEFINED 5250 0 9100 NUVEEN MULTI-STRATEGY INCOME GROWTH FD 2 67073D102 1259 160183 SH SOLE 146083 0 14100 NUVEEN MULTI-STRATEGY INCOME GROWTH FD 2 67073D102 234 29770 SH DEFINED 14200 0 15570 ORACLE CORP COM 68389X105 137 4766 SH SOLE 4766 0 0 ORACLE CORP COM 68389X105 291 10120 SH DEFINED 10120 0 0 PNC FINL SVCS GROUP INC COM 693475105 343 7110 SH SOLE 6085 0 1025 PNC FINL SVCS GROUP INC COM 693475105 101 2100 SH DEFINED 1000 0 1100 PPG INDS INC COM 693506107 208 2944 SH SOLE 2944 0 0 PPG INDS INC COM 693506107 48 680 SH DEFINED 680 0 0 PPL CORP COMMON 69351T106 795 27842 SH SOLE 27842 0 0 PPL CORP COMMON 69351T106 84 2930 SH DEFINED 830 0 2100 PEPCO HOLDING INC COM 713291102 285 15081 SH SOLE 15081 0 0 PEPCO HOLDING INC COM 713291102 12 650 SH DEFINED 0 0 650 PEPSICO INC COM 713448108 4342 70153 SH SOLE 65653 0 4500 PEPSICO INC COM 713448108 594 9598 SH DEFINED 5758 0 3840 PFIZER INC COM 717081103 1939 109654 SH SOLE 104854 0 4800 PFIZER INC COM 717081103 178 10046 SH DEFINED 8210 0 1836 PHILLIP MORRIS INTERNATIONALINC 718172109 898 14389 SH SOLE 12239 0 2150 PHILLIP MORRIS INTERNATIONALINC 718172109 261 4190 SH DEFINED 700 0 3490 POWERSHARES WATER RES PORTFOLIO 73935X575 2809 186864 SH SOLE 164164 0 22700 POWERSHARES WATER RES PORTFOLIO 73935X575 288 19160 SH DEFINED 6260 0 12900 POWERSHARES PREFERED PORTFOLIO 73936T565 4155 305990 SH SOLE 292240 0 13750 POWERSHARES PREFERED PORTFOLIO 73936T565 440 32400 SH DEFINED 15400 0 17000 PROCTER & GAMBLE CO COM 742718109 3384 53563 SH SOLE 49263 0 4300 PROCTER & GAMBLE CO COM 742718109 694 10978 SH DEFINED 7863 0 3115 PUBLIC SVC ENTERPRISE GROUP COM 744573106 454 13604 SH SOLE 13604 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 68 2036 SH DEFINED 2036 0 0 REGIONAL BANK HOLDERS TRUST 75902E100 626 10000 SH SOLE 8450 0 1550 REGIONAL BANK HOLDERS TRUST 75902E100 138 2200 SH DEFINED 1700 0 500 ROYAL DUTCH SHELL PLC ADR 780259206 204 3315 SH SOLE 3315 0 0 ROYAL DUTCH SHELL PLC ADR 780259206 6 100 SH DEFINED 100 0 0 SPDR GOLD TRUST 78463V107 21 135 SH SOLE 135 0 0 SPDR GOLD TRUST 78463V107 186 1175 SH DEFINED 0 0 1175 SARA LEE CORP COM 803111103 88 5400 SH SOLE 5400 0 0 SARA LEE CORP COM 803111103 88 5392 SH DEFINED 4542 0 850 SCHLUMBERGER LTD COM 806857108 1085 18166 SH SOLE 13866 0 4300 SCHLUMBERGER LTD COM 806857108 242 4050 SH DEFINED 2650 0 1400 SOUTHERN CO COM 842587107 247 5828 SH SOLE 5828 0 0 SOUTHERN CO COM 842587107 36 850 SH DEFINED 0 0 850 SPECTRA ENERGY COM 847560109 151 6161 SH SOLE 5605 0 556 SPECTRA ENERGY COM 847560109 57 2344 SH DEFINED 683 0 1661 TARGET CORP 87612E106 2535 51694 SH SOLE 46394 0 5300 TARGET CORP 87612E106 164 3345 SH DEFINED 1405 0 1940 3M CO COMMON 88579Y101 1912 26638 SH SOLE 23638 0 3000 3M CO COMMON 88579Y101 318 4427 SH DEFINED 3579 0 848 UTILITIES HOLDRS TRUST 918019100 2108 19850 SH SOLE 17650 0 2200 UTILITIES HOLDRS TRUST 918019100 324 3050 SH DEFINED 1550 0 1500 VANGUARD INTERMEDIATE TERM BOND INDEX ETF 921937819 26245 299502 SH SOLE 280862 490 18150 VANGUARD INTERMEDIATE TERM BOND INDEX ETF 921937819 2787 31805 SH DEFINED 21105 0 10700 VANGUARD SHORT TERM CORP BD ETF #3145 92206C409 16102 207448 SH SOLE 201348 0 6100 VANGUARD SHORT TERM CORP BD ETF #3145 92206C409 1623 20915 SH DEFINED 11265 0 9650 VANGUARD TOTAL STOCK MARKET ETF 922908769 16813 291280 SH SOLE 205580 200 85500 VANGUARD TOTAL STOCK MARKET ETF 922908769 332 5760 SH DEFINED 3820 0 1940 VERIZON COMMUNICATIONS INC 92343V104 3538 96173 SH SOLE 91687 0 4486 VERIZON COMMUNICATIONS INC 92343V104 379 10293 SH DEFINED 8488 0 1805 WAL MART STORES INC COM 931142103 1023 19720 SH SOLE 17920 0 1800 WAL MART STORES INC COM 931142103 80 1550 SH DEFINED 1450 0 100 WELLS FARGO & CO NEW 949746101 259 10745 SH SOLE 10745 0 0 WELLS FARGO & CO NEW 949746101 21 877 SH DEFINED 258 0 619 XCEL ENERGY INC COM 98389B100 271 10993 SH SOLE 9521 0 1472 XCEL ENERGY INC COM 98389B100 52 2089 SH DEFINED 1472 0 617 YUM BRANDS INC 988498101 592 11997 SH SOLE 10385 0 1612 YUM BRANDS INC 988498101 167 3384 SH DEFINED 1456 0 1928 ZIMMER HOLDINGS INC 98956P102 188 3520 SH SOLE 3290 0 230 ZIMMER HOLDINGS INC 98956P102 53 990 SH DEFINED 603 0 387 GRAND TOTALS 197351 4673728 4074743 1722 597263