-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HnXa/MvKIJtg/qmu326j+apvtECWu4BvDuK1SxYVKgBCNSYllb2Ol3TycvNFYwuf bXoJTCStVQoFtCGL7ECGjQ== 0000919574-09-003215.txt : 20090217 0000919574-09-003215.hdr.sgml : 20090216 20090213205830 ACCESSION NUMBER: 0000919574-09-003215 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ERGATES CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001339794 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11836 FILM NUMBER: 09606530 BUSINESS ADDRESS: STREET 1: 1525B THE GREENS WAY CITY: JACKSONVILLE BEACH STATE: FL ZIP: 32250 BUSINESS PHONE: 904-543-7222 MAIL ADDRESS: STREET 1: 1525B THE GREENS WAY CITY: JACKSONVILLE BEACH STATE: FL ZIP: 32250 13F-HR 1 d961758_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2009 Check here if Amendment: | |; Amendment Number: This Amendment (Check only one): | | is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Ergates Capital Management, LLC Address: 1525-B The Greens Way Jacksonville Beach, FL 32250 13F File Number: 028-11836 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason S. Atkins Title: Managing Member Phone: (904) 543-7230 Signature, Place and Date of Signing: /s/ Jason S. Atkins Jacksonville Beach, Florida February 13, 2009 - ----------------------- --------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 23 Form 13F Information Table Value Total: $178,101 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-12030 Ergon Capital LP 2. 028-12032 Ergon Capital Offshore Fund, Ltd. - ----------------------- ------------------------------ FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- ---------- ---- ---- ------ ---- ABB LTD SPONSORED ADR 000375204 15,831 1,054,698 SH SHARED-DEFINED 1,2 1,054,698 AIRVANA INC COM 00950V101 4,932 805,897 SH SHARED-DEFINED 1,2 805,897 ALVARION LTD SHS M0861T100 5,368 1,478,711 SH SHARED-DEFINED 1,2 1,478,711 AMEDISYS INC COM 023436108 917 22,175 SH SHARED-DEFINED 1,2 22,175 AMERICAN ORIENTAL BIOENGR IN COM 028731107 5,601 824,956 SH SHARED-DEFINED 1,2 824,956 BARRICK GOLD CORP COM 067901108 3,677 1,000,000 CALL SHARED-DEFINED 1,2 1,000,000 BARRICK GOLD CORP COM 067901108 4,933 134,167 SH SHARED-DEFINED 1,2 134,167 BARRY R G CORP OHIO COM 068798107 5,763 1,108,315 SH SHARED-DEFINED 1,2 1,108,315 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 1,564 850,200 SH SHARED-DEFINED 1,2 850,200 BPZ RESOURCES INC COM 055639108 11,546 1,804,140 SH SHARED-DEFINED 1,2 1,804,140 DISNEY WALT CO COM DISNEY 254687106 2,333 102,837 SH SHARED-DEFINED 1,2 102,837 EBAY INC COM 278642103 5,389 386,055 SH SHARED-DEFINED 1,2 386,055 LIQUIDITY SERVICES INC COM 53635B107 5,065 607,990 SH SHARED-DEFINED 1,2 607,990 METTLER TOLEDO INTERNATIONAL COM 592688105 13,598 201,749 SH SHARED-DEFINED 1,2 201,749 NEWMONT MINING CORP COM 651639106 12,343 303,273 SH SHARED-DEFINED 1,2 303,273 ODYSSEY HEALTHCARE INC COM 67611V101 5,123 553,881 SH SHARED-DEFINED 1,2 553,881 OWENS ILL INC COM NEW 690768403 15,225 557,072 SH SHARED-DEFINED 1,2 557,072 PFIZER INC COM 717081103 13,327 752,536 SH SHARED-DEFINED 1,2 752,536 PROSHARES TR PSHS ULTSH 20YRS 74347R297 12,646 335,165 SH SHARED-DEFINED 1,2 335,165 SAFEWAY INC COM NEW 786514208 9,883 415,769 SH SHARED-DEFINED 1,2 415,769 SHERWIN WILLIAMS CO COM 824348106 7,803 130,590 SH SHARED-DEFINED 1,2 130,590 SKECHERS U S A INC CL A 830566105 4,596 358,508 SH SHARED-DEFINED 1,2 358,508 STARENT NETWORKS CORP COM 85528P108 10,636 891,545 SH SHARED-DEFINED 1,2 891,545
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