0001193125-12-268256.txt : 20120612 0001193125-12-268256.hdr.sgml : 20120612 20120612161910 ACCESSION NUMBER: 0001193125-12-268256 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20120612 DATE AS OF CHANGE: 20120612 GROUP MEMBERS: ANSBERT GADICKE GROUP MEMBERS: DENNIS HENNER GROUP MEMBERS: KURT WHEELER GROUP MEMBERS: LUKE EVNIN GROUP MEMBERS: MICHAEL STEINMETZ GROUP MEMBERS: MPM ASSET MANAGEMENT INVESTORS 2005 BVIII LLC GROUP MEMBERS: MPM BIOVENTURES III GMBH & CO. BETEILIGUNGS KG GROUP MEMBERS: MPM BIOVENTURES III GP, L.P GROUP MEMBERS: MPM BIOVENTURES III LLC GROUP MEMBERS: MPM BIOVENTURES III PARALLEL FUND, L.P GROUP MEMBERS: MPM BIOVENTURES III, L.P GROUP MEMBERS: NICHOLAS GALAKATOS GROUP MEMBERS: NICHOLAS SIMON III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Somaxon Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001339455 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 200161599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81290 FILM NUMBER: 12903082 BUSINESS ADDRESS: STREET 1: 10935 VISTA SORRENTO PARKWAY STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 876-6500 MAIL ADDRESS: STREET 1: 10935 VISTA SORRENTO PARKWAY STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92130 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MPM BIOVENTURES III-QP L.P. CENTRAL INDEX KEY: 0001173409 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O MPM ASSET MANAGEMENT STREET 2: 200 CLARENDON ST., 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617 425 9200 MAIL ADDRESS: STREET 1: C/O MPM ASSET MANAGEMENT STREET 2: 200 CLARENDON ST., 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: MPM BIOVENTURES III QP LP DATE OF NAME CHANGE: 20031124 FORMER COMPANY: FORMER CONFORMED NAME: MPM BIO VENTURES III QP LP DATE OF NAME CHANGE: 20020514 SC 13D/A 1 d365932dsc13da.htm SCHEDULE 13D AMENDMENT NO. 1 Schedule 13D Amendment No. 1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13D

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)*

 

 

 

Somaxon Pharmaceuticals, Inc.

(Name of Issuer)

 

 

 

Common Stock

(Title of Class of Securities)

 

834453 10 2

(CUSIP Number)

 

LUKE EVNIN

MPM ASSET MANAGEMENT

THE JOHN HANCOCK TOWER

200 CLARENDON STREET, 54TH FLOOR

BOSTON, MASSACHUSETTS 02116

TELEPHONE: (617) 425-9200

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

May 25, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

MPM BioVentures III-QP, L.P

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

4,217,655(2)

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

4,217,655(2)

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,217,655(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

8.6%(3)

14.

 

Type of Reporting Person (see instructions)

 

PN

 

(1) This Schedule is filed by MPM BioVentures III-QP, L.P. (“BV III QP ”), MPM BioVentures III, L.P. (“BV III”), MPM BioVentures III Parallel Fund, L.P. (“BV III PF”), MPM BioVentures III GmbH & Co. Beteiligungs KG (“BV III KG”), MPM Asset Management Investors 2005 BVIII LLC (“AM LLC”), MPM BioVentures III GP, L.P. (“BV III GP”) and MPM BioVentures III LLC (“BV III LLC” and collectively with BV III QP, BV III, BV III PF, BV III KG, AM LLC and BV III GP, the “MPM Entities”) and Luke Evnin, Ansbert Gadicke, Nicholas Galakatos, Michael Steinmetz, Kurt Wheeler, Nicholas Simon III and Dennis Henner (collectively, the “Listed Persons”). BVIII GP and BVIII LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG. The Listed Persons are Series A members of BV III LLC and managers of AM LLC. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Includes 1,064,125 shares of common stock, par value $0.01 per share (the “Common Stock”) issuable pursuant to warrants, which are exercisable within 60 days of the date of this filing.
(3) This percentage is calculated based upon 48,108,251 shares of Somaxon Pharmaceuticals, Inc.’s (the “Issuer’s”) Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act of 1934, as amended (the “Exchange Act”), as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

MPM BioVentures III, L.P

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

283,600(2)

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

283,600(2)

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

283,600(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

0.6%(3)

14.

 

Type of Reporting Person (see instructions)

 

PN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Includes 71,553 shares of Common Stock issuable pursuant to warrants, which are exercisable within 60 days of the date of this filing.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act of 1934, as amended (the “Exchange Act”), as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

MPM Asset Management Investors 2005 BVIII LLC

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

74,711(2)

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

74,711(2)

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

74,711(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

0.2%(3)

14.

 

Type of Reporting Person (see instructions)

 

00

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Includes 18,848 shares of Common Stock issuable pursuant to warrants, which are exercisable within 60 days of the date of this filing.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

MPM BioVentures III Parallel Fund, L.P

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

127,403(2)

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

127,403(2)

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

127,403(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

0.3%(3)

14.

 

Type of Reporting Person (see instructions)

 

PN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Includes 32,144 shares of Common Stock issuable pursuant to warrants, which are exercisable within 60 days of the date of this filing.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

MPM BioVentures III GmbH & Co. Beteiligungs KG

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

Germany

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

356,409(2)

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

356,409(2)

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

356,409(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

0.7%(3)

14.

 

Type of Reporting Person (see instructions)

 

PN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Includes 89,923 shares of Common Stock issuable pursuant to warrants, which are exercisable within 60 days of the date of this filing.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

MPM BioVentures III GP, L.P

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

4,985,067(2)

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

4,985,067(2)

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,985,067(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

10.1%(3)

14.

 

Type of Reporting Person (see instructions)

 

PN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Consists of 3,153,530 shares of Common Stock and 1,064,125 shares of Common Stock issuable upon exercise of warrants held by BV III QP; 212,047 shares of Common Stock and 71,553 shares of Common Stock issuable upon exercise of warrants held by BV III; 95,259 shares of Common Stock and 32,144 shares of Common Stock issuable upon exercise of warrants held by BV III PF; and 266,486 shares of Common Stock and 89,923 shares of Common Stock issuable upon exercise of warrants held by BV III KG. The warrants listed above are exercisable within 60 days of the date of this filing. BV III GP and BV III LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

MPM BioVentures III LLC

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

4,985,067(2)

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

4,985,067(2)

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,985,067(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

10.1%(3)

14.

 

Type of Reporting Person (see instructions)

 

OO

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Consists of 3,153,530 shares of Common Stock and 1,064,125 shares of Common Stock issuable upon exercise of warrants held by BV III QP; 212,047 shares of Common Stock and 71,553 shares of Common Stock issuable upon exercise of warrants held by BV III; 95,259 shares of Common Stock and 32,144 shares of Common Stock issuable upon exercise of warrants held by BV III PF; and 266,486 shares of Common Stock and 89,923 shares of Common Stock issuable upon exercise of warrants held by BV III KG. The warrants listed above are exercisable within 60 days of the date of this filing. BV III GP and BV III LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

Luke Evnin

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

5,059,778(2)

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

5,059,778(2)

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

5,059,778(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

10.3%(3)

14.

 

Type of Reporting Person (see instructions)

 

IN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Consists of 3,153,530 shares of Common Stock and 1,064,125 shares of Common Stock issuable upon exercise of warrants held by BV III QP; 212,047 shares of Common Stock and 71,553 shares of Common Stock issuable upon exercise of warrants held by BV III; 95,259 shares of Common Stock and 32,144 shares of Common Stock issuable upon exercise of warrants held by BV III PF; 266,486 shares of Common Stock and 89,923 shares of Common Stock issuable upon exercise of warrants held by BV III KG; and 55,863 shares of Common Stock and 18,848 shares of Common Stock issuable upon exercise of warrants held by AM LLC. The warrants listed above are exercisable within 60 days of the date of this filing. BV III GP and BV III LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of AM LLC.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

Ansbert Gadicke

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

5,059,778(2)

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

5,059,778(2)

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

5,059,778(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

10.3%(3)

14.

 

Type of Reporting Person (see instructions)

 

IN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Consists of 3,153,530 shares of Common Stock and 1,064,125 shares of Common Stock issuable upon exercise of warrants held by BV III QP; 212,047 shares of Common Stock and 71,553 shares of Common Stock issuable upon exercise of warrants held by BV III; 95,259 shares of Common Stock and 32,144 shares of Common Stock issuable upon exercise of warrants held by BV III PF; 266,486 shares of Common Stock and 89,923 shares of Common Stock issuable upon exercise of warrants held by BV III KG; and 55,863 shares of Common Stock and 18,848 shares of Common Stock issuable upon exercise of warrants held by AM LLC. The warrants listed above are exercisable within 60 days of the date of this filing. BV III GP and BV III LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of AM LLC.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

Nicholas Galakatos

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

5,059,778(2)

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

5,059,778(2)

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

5,059,778(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

10.3%(3)

14.

 

Type of Reporting Person (see instructions)

 

IN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Consists of 3,153,530 shares of Common Stock and 1,064,125 shares of Common Stock issuable upon exercise of warrants held by BV III QP; 212,047 shares of Common Stock and 71,553 shares of Common Stock issuable upon exercise of warrants held by BV III; 95,259 shares of Common Stock and 32,144 shares of Common Stock issuable upon exercise of warrants held by BV III PF; 266,486 shares of Common Stock and 89,923 shares of Common Stock issuable upon exercise of warrants held by BV III KG; and 55,863 shares of Common Stock and 18,848 shares of Common Stock issuable upon exercise of warrants held by AM LLC. The warrants listed above are exercisable within 60 days of the date of this filing. BV III GP and BV III LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of AM LLC.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

Michael Steinmetz

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

5,059,778(2)

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

5,059,778(2)

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

5,059,778(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

10.3%(3)

14.

 

Type of Reporting Person (see instructions)

 

IN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Consists of 3,153,530 shares of Common Stock and 1,064,125 shares of Common Stock issuable upon exercise of warrants held by BV III QP; 212,047 shares of Common Stock and 71,553 shares of Common Stock issuable upon exercise of warrants held by BV III; 95,259 shares of Common Stock and 32,144 shares of Common Stock issuable upon exercise of warrants held by BV III PF; 266,486 shares of Common Stock and 89,923 shares of Common Stock issuable upon exercise of warrants held by BV III KG; and 55,863 shares of Common Stock and 18,848 shares of Common Stock issuable upon exercise of warrants held by AM LLC. The warrants listed above are exercisable within 60 days of the date of this filing. BV III GP and BV III LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of AM LLC.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

Kurt Wheeler

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

5,059,778(2)

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

5,059,778(2)

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

5,059,778(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

10.3%(3)

14.

 

Type of Reporting Person (see instructions)

 

IN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Consists of 3,153,530 shares of Common Stock and 1,064,125 shares of Common Stock issuable upon exercise of warrants held by BV III QP; 212,047 shares of Common Stock and 71,553 shares of Common Stock issuable upon exercise of warrants held by BV III; 95,259 shares of Common Stock and 32,144 shares of Common Stock issuable upon exercise of warrants held by BV III PF; 266,486 shares of Common Stock and 89,923 shares of Common Stock issuable upon exercise of warrants held by BV III KG; and 55,863 shares of Common Stock and 18,848 shares of Common Stock issuable upon exercise of warrants held by AM LLC. The warrants listed above are exercisable within 60 days of the date of this filing. BV III GP and BV III LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of AM LLC.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

Nicholas Simon III

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

5,059,778(2)

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

5,059,778(2)

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

5,059,778(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

10.3%(3)

14.

 

Type of Reporting Person (see instructions)

 

IN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Consists of 3,153,530 shares of Common Stock and 1,064,125 shares of Common Stock issuable upon exercise of warrants held by BV III QP; 212,047 shares of Common Stock and 71,553 shares of Common Stock issuable upon exercise of warrants held by BV III; 95,259 shares of Common Stock and 32,144 shares of Common Stock issuable upon exercise of warrants held by BV III PF; 266,486 shares of Common Stock and 89,923 shares of Common Stock issuable upon exercise of warrants held by BV III KG; and 55,863 shares of Common Stock and 18,848 shares of Common Stock issuable upon exercise of warrants held by AM LLC. The warrants listed above are exercisable within 60 days of the date of this filing. BV III GP and BV III LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of AM LLC.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


CUSIP No. 834453 10 2   13D   

 

  1.   

Name of Reporting Persons

 

Dennis Henner

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x(1)

 

  3.  

SEC USE ONLY

 

  4.  

Source of Funds (see instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

5,059,778(2)

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

5,059,778(2)

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

5,059,778(2)

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)    ¨

 

13.

 

Percent of Class Represented by Amount in Row 11

 

10.3%(3)

14.

 

Type of Reporting Person (see instructions)

 

IN

 

(1) This Schedule is filed by the MPM Entities and the Listed Persons. The MPM Entities and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13D.
(2) Consists of 3,153,530 shares of Common Stock and 1,064,125 shares of Common Stock issuable upon exercise of warrants held by BV III QP; 212,047 shares of Common Stock and 71,553 shares of Common Stock issuable upon exercise of warrants held by BV III; 95,259 shares of Common Stock and 32,144 shares of Common Stock issuable upon exercise of warrants held by BV III PF; 266,486 shares of Common Stock and 89,923 shares of Common Stock issuable upon exercise of warrants held by BV III KG; and 55,863 shares of Common Stock and 18,848 shares of Common Stock issuable upon exercise of warrants held by AM LLC. The warrants listed above are exercisable within 60 days of the date of this filing. BV III GP and BV III LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of AM LLC.
(3) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


Explanatory Note:

This Amendment No. 1 to Schedule 13D (this “Schedule 13D/A”) amends and supplements the Schedule 13D previously filed by the undersigned with the Securities and Exchange Commission on July 16, 2009 (as amended, the “Original Schedule 13D”). This Schedule 13D/A is being filed to report the open market sales of shares of common stock of Somaxon Pharmaceuticals, Inc. (the “Company”) by the MPM Entities.

All capitalized terms not otherwise defined herein shall have the meaning ascribed to the terms in the Original Schedule 13D. The Original Schedule 13D is hereby amended and supplemented as follows and, except as expressly amended below, the Original Schedule 13D remains in full force and effect.

 

Item 4. Purpose of Transaction

Item 4 of the Original Schedule 13D is hereby amended and supplemented by adding the following paragraph at the end of Item 4:

The MPM Entities sold an aggregate of 849,377 shares of Common Stock in open market transactions from May 22, 2012 through June 6, 2012 for aggregate proceeds of $246,910.

 

Item 5. Interest in Securities of the Issuer

“Item 5 of the Original Schedule 13D is hereby amended and restated in its entirety as follows:

(a) – (b) The following information with respect to the ownership of the common stock of the Issuer by the Reporting Persons is provided as of June 6, 2012:

 

MPM Entity

   Shares Held
Directly
     Shares
Issuable
Upon
Exercise of
Warrants
Held
Directly(1)
     Sole Voting
Power
     Shared
Voting
Power
     Sole
Dispositive
Power
     Shared
Dispositive
Power
     Beneficial
Ownership
     Percentage
of Class(2)
 

BV III QP

     3,153,530         1,064,125         4,217,655         0         4,217,655         0         4,217,655         8.6

BV III

     212,047         71,553         283,600         0         283,600         0         283,600         0.6

AM LLC

     55,863         18,848         74,711         0         74,711         0         74,711         0.2

BV III PF

     95,259         32,144         127,403         0         127,403         0         127,403         0.3

BV III KG

     266,486         89,923         356,409         0         356,409         0         356,409         0.7

BV III GP(3)

     0         0         0         4,985,067         0         4,985,067         4,985,067         10.1

BV III LLC(3)

     0         0         0         4,985,067         0         4,985,067         4,985,067         10.1

Luke Evnin(4)

     0         0         0         5,059,778            5,059,778         5,059,778         10.3

Ansbert Gadicke(4)

     0         0         0         5,059,778         0         5,059,778         5,059,778         10.3

Nicholas Galakatos(4)

     0         0         0         5,059,778         0         5,059,778         5,059,778         10.3

Michael Steinmetz(4)

     0         0         0         5,059,778         0         5,059,778         5,059,778         10.3

Kurt Wheeler(4)

     0         0         0         5,059,778         0         5,059,778         5,059,778         10.3

Nicholas Simon III(4)

     0         0         0         5,059,778         0         5,059,778         5,059,778         10.3

Dennis Henner(4)

     0         0         0         5,059,778         0         5,059,778         5,059,778         10.3

 

(1) Comprised of securities exercisable within 60 days of the filing date.
(2) This percentage is calculated based upon 48,108,251 shares of the Issuer’s Common Stock outstanding as of April 9, 2012 as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as disclosed in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 10, 2012.


(3) BV III GP and BV III LLC are the direct and indirect general partners of BV III QP, BV III, BV III PF and BV III KG. The securities are held as follows: BV III QP: 3,153,530 shares of Common Stock and warrants to purchase 1,064,125 shares of Common Stock; BV III: 212,047 shares of Common Stock and warrants to purchase 71,553 shares of Common Stock; BV III PF: 95,259 shares of Common Stock and warrants to purchase 32,144 shares of Common Stock; and BV III KG: 266,486 shares of Common Stock and warrants to purchase 89,923 shares of Common Stock.
(4) The Reporting Person is a Series A Member of BV III LLC and manager of AM LLC. The securities are held as follows: BV III QP: 3,153,530 shares of Common Stock and warrants to purchase 1,064,125 shares of Common Stock; BV III: 212,047 shares of Common Stock and warrants to purchase 71,553 shares of Common Stock; BV III PF: 95,259 shares of Common Stock and warrants to purchase 32,144 shares of Common Stock; BV III KG: 266,486 shares of Common Stock and warrants to purchase 89,923 shares of Common Stock; and AM LLC: 55,863 shares of Common Stock and warrants to purchase 18,848 shares of Common Stock.
(c) The Reporting Persons sold the following shares of Common Stock in the open market during the sixty days immediately preceding the date of the filing of this Schedule 13D/A and, except as set forth below, the Reporting Persons have not engaged in any transactions in the Common Stock during such time period:

 

MPM Entity

   Date of Transaction      Number of Shares Sold      Price Per Share  

BV III QP

     5/22/12         239,235       $ 0.3031   

BV III

     5/22/12         16,086       $ 0.3031   

BV III PF

     5/22/12         7,227       $ 0.3031   

BV III KG

     5/22/12         20,216       $ 0.3031   

AM LLC

     5/22/12         4,236       $ 0.3031   

BV III QP

     5/23/12         112,740       $ 0.3004   

BV III

     5/23/12         7,581       $ 0.3004   

BV III PF

     5/23/12         3,406       $ 0.3004   

BV III KG

     5/23/12         9,527       $ 0.3004   

AM LLC

     5/23/12         1,996       $ 0.3004   

BV III QP

     5/25/12         244,249       $ 0.3000   

BV III

     5/25/12         16,423       $ 0.3000   

BV III PF

     5/25/12         7,378       $ 0.3000   

BV III KG

     5/25/12         20,640       $ 0.3000   

AM LLC

     5/25/12         4,325       $ 0.3000   

BV III QP

     5/29/12         12,754       $ 0.3021   

BV III

     5/29/12         857       $ 0.3021   

BV III PF

     5/29/12         385       $ 0.3021   

BV III KG

     5/29/12         1,078       $ 0.3021   

AM LLC

     5/29/12         226       $ 0.3021   

BV III QP

     5/30/12         42,518       $ 0.3000   

BV III

     5/30/12         2,859       $ 0.3000   

BV III PF

     5/30/12         1,284       $ 0.3000   

BV III KG

     5/30/12         3,593       $ 0.3000   

AM LLC

     5/30/12         753       $ 0.3000   

BV III QP

     5/31/12         24,882       $ 0.3000   

BV III

     5/31/12         1,673       $ 0.3000   

BV III PF

     5/31/12         752       $ 0.3000   

BV III KG

     5/31/12         2,103       $ 0.3000   

AM LLC

     5/31/12         440       $ 0.3000   

BV III QP

     6/5/12         24,636       $ 0.2900   

BV III

     6/5/12         1,657       $ 0.2900   

BV III PF

     6/5/12         744       $ 0.2900   

BV III KG

     6/5/12         2,082       $ 0.2900   

AM LLC

     6/5/12         436       $ 0.2900   

BV III QP

     6/6/12         7,002       $ 0.2900   

BV III

     6/6/12         471       $ 0.2900   

BV III PF

     6/6/12         211       $ 0.2900   

BV III KG

     6/6/12         592       $ 0.2900   

AM LLC

     6/6/12         124       $ 0.2900   


(d) Not applicable.
(e) Not applicable.

The information provided and incorporated by reference in Item 3 is hereby incorporated by reference.

 

Item 7. Material to Be Filed as Exhibits

Item 7 of the Original Schedule 13D is hereby supplemented by adding the following in appropriate order:

 

C. Agreement regarding filing of joint Schedule 13D.


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: June 12, 2012

 

MPM BIOVENTURES III, L.P.     MPM BIOVENTURES III-QP,L.P.
By:   MPM BioVentures III GP, L.P.,     By:   MPM BioVentures III GP, L.P.,
  its General Partner       its General Partner
By:   MPM BioVentures III LLC,     By:   MPM BioVentures III LLC,
  its General Partner       its General Partner
By:  

    /s/ Luke Evnin

    By:  

    /s/ Luke Evnin

  Name: Luke Evnin       Name: Luke Evnin
  Title: Series A Member       Title: Series A Member
MPM BIOVENTURES III PARALLEL FUND, L.P.     MPM BIOVENTURES III GMBH & CO. BETEILIGUNGS KG
By:   MPM BioVentures III GP, L.P.,     By:   MPM BioVentures III GP, L.P.,
  its General Partner       in its capacity as the Managing Limited Partner
By:   MPM BioVentures III LLC,     By:   MPM BioVentures III LLC,
  its General Partner       its General Partner
By:  

    /s/ Luke Evnin

    By:  

    /s/ Luke Evnin

  Name: Luke Evnin       Name: Luke Evnin
  Title: Series A Member       Title: Series A Member
MPM ASSET MANAGEMENT INVESTORS 2005 BVIII LLC     MPM BIOVENTURES III GP, L.P.
By:  

    /s/ Luke Evnin

    By:   MPM BioVentures III LLC,
  Name: Luke Evnin       its General Partner
  Title: Manager      
      By:  

    /s/ Luke Evnin

        Name: Luke Evnin
        Title: Series A Member

MPM BIOVENTURES III LLC

   
By:  

    /s/ Luke Evnin

   

    /s/ Luke Evnin

  Name: Luke Evnin         Luke Evnin
  Title: Series A Member      

    /s/ Ansbert Gadicke

   

    /s/ Nicholas Galakatos

    Ansbert Gadicke         Nicholas Galakatos

    /s/ Michael Steinmetz

   

    /s/ Kurt Wheeler

    Michael Steinmetz         Kurt Wheeler

    /s/ Nicholas Simon III

   

    /s/ Dennis Henner

    Nicholas Simon III         Dennis Henner
       

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

Attention: Intentional misstatements or omissions of fact

constitute Federal criminal violations (See 18 U.S.C. 1001)


EXHIBIT INDEX

 

C. Agreement regarding filing of joint Schedule 13D.
EX-99.C 2 d365932dex99c.htm AGREEMENT REGARDING FILING OF JOINT SCHEDULE 13D Agreement Regarding Filing of Joint Schedule 13D

Exhibit C

JOINT FILING STATEMENT

I, the undersigned, hereby express my agreement that the attached Schedule 13D/A (and any amendments thereto) relating to the Common Stock of Somaxon Pharmaceuticals, Inc. is filed on behalf of each of the undersigned.

Dated: June 12, 2012

 

MPM BIOVENTURES III, L.P.     MPM BIOVENTURES III-QP, L.P.
By:  

MPM BioVentures III GP, L.P.,

its General Partner

    By:  

MPM BioVentures III GP, L.P.,

its General Partner

By:   MPM BioVentures III LLC,     By:   MPM BioVentures III LLC,
  its General Partner       its General Partner
By:  

    /s/ Luke Evnin

    By:  

    /s/ Luke Evnin

 

Name: Luke Evnin

Title: Series A Member

     

Name: Luke Evnin

Title: Series A Member

MPM BIOVENTURES III PARALLEL FUND, L.P.     MPM BIOVENTURES III GMBH & CO. BETEILIGUNGS KG
By:  

MPM BioVentures III GP, L.P.,

its General Partner

    By:  

MPM BioVentures III GP, L.P.,

in its capacity as the Managing Limited Partner

By:  

MPM BioVentures III LLC,

its General Partner

    By:  

MPM BioVentures III LLC,

its General Partner

By:  

    /s/ Luke Evnin

    By:  

    /s/ Luke Evnin

 

Name: Luke Evnin

Title: Series A Member

     

Name: Luke Evnin

Title: Series A Member

MPM ASSET MANAGEMENT INVESTORS 2005 BVIII LLC     MPM BIOVENTURES III GP, L.P.
By:  

    /s/ Luke Evnin

    By:   MPM BioVentures III LLC,
 

Name: Luke Evnin

Title: Manager

      its General Partner
      By:  

    /s/ Luke Evnin

       

Name: Luke Evnin

Title: Series A Member

MPM BIOVENTURES III LLC      
By:  

    /s/ Luke Evnin

   

    /s/ Luke Evnin

 

Name: Luke Evnin

Title: Series A Member

        Luke Evnin

    /s/ Ansbert Gadicke

   

    /s/ Nicholas Galakatos

    Ansbert Gadicke         Nicholas Galakatos

    /s/ Michael Steinmetz

   

    /s/ Kurt Wheeler

    Michael Steinmetz         Kurt Wheeler

    /s/ Nicholas Simon III

   

    /s/ Dennis Henner

    Nicholas Simon III         Dennis Henner