0000950142-13-002373.txt : 20131203
0000950142-13-002373.hdr.sgml : 20131203
20131203210028
ACCESSION NUMBER: 0000950142-13-002373
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131129
FILED AS OF DATE: 20131203
DATE AS OF CHANGE: 20131203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBINGER GROUP INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA OFF SHORE CO
DATE OF NAME CHANGE: 19690115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASALI OMAR
CENTRAL INDEX KEY: 0001339372
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 131255792
MAIL ADDRESS:
STREET 1: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC
STREET 2: 32 OLD SLIP, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
4
1
es1301306_4-asali.xml
OWNERSHIP DOCUMENT
X0306
4
2013-11-29
0
0000109177
HARBINGER GROUP INC.
HRG
0001339372
ASALI OMAR
C/O HARBINGER GROUP INC.
450 PARK AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
1
0
0
President
Common Stock
2013-11-29
4
F
0
83047
12
D
1372319
D
Common Stock
2013-11-29
4
A
0
127373
0
A
1499692
D
Common Stock
2013-11-29
4
F
0
71100
12
D
1428592
D
Common Stock
2013-12-02
4
A
0
891608
0
A
2320200
D
Employee Stock Option (right to buy)
11.76
2013-12-02
4
A
0
409091
0
A
2023-12-02
Common Stock
409091
409091
D
The options with respect to 51,136 shares vested on the grant date, with respect to 51,136 shares vest on November 29, 2014, with respect to 153,409 shares vest on November 29, 2015 and with respect to 153,410 shares vest on November 29, 2016.
/s/ Omar Asali
2013-12-03