0000950142-12-000430.txt : 20120216 0000950142-12-000430.hdr.sgml : 20120216 20120216200706 ACCESSION NUMBER: 0000950142-12-000430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120214 FILED AS OF DATE: 20120216 DATE AS OF CHANGE: 20120216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASALI OMAR CENTRAL INDEX KEY: 0001339372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 12620756 MAIL ADDRESS: STREET 1: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC STREET 2: 32 OLD SLIP, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER GROUP INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 347 840 8677 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA OFF SHORE CO DATE OF NAME CHANGE: 19690115 4 1 es1200191_4-asali.xml OWNERSHIP DOCUMENT X0304 4 2012-02-14 0 0000109177 HARBINGER GROUP INC. HRG 0001339372 ASALI OMAR C/O HARBINGER GROUP INC. 450 PARK AVENUE, 27TH FLOOR NEW YORK NY 10022 1 1 0 0 President Common Stock 2012-02-14 4 A 0 350000 0 A 350000 D Employee Stock Option (right to buy) 4.86 2012-02-14 4 A 0 1000000 0 A 2022-02-14 Common Stock 1000000 1000000 D The options vest annually in equal installments over a period of four years beginning from 10/1/2011. /s/ Omar Asali 2012-02-15