0001339270-20-000004.txt : 20201023 0001339270-20-000004.hdr.sgml : 20201023 20201023142101 ACCESSION NUMBER: 0001339270-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 EFFECTIVENESS DATE: 20201023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 201257279 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001339270 XXXXXXXX 09-30-2020 09-30-2020 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne 301-692-1225 Sandra G. Horne Bedford VA 10-23-2020 0 219 363476 false INFORMATION TABLE 2 inftable.xml SOL AUM 3M Company COM 88579Y101 242 1511 SH SOLE 1511 0 0 AIG Warrants Expire 1/19/21 COM 026874156 61 381276 SH SOLE 381276 0 0 AT&T, Inc. COM 00206R102 2439 85549 SH SOLE 85549 0 0 Agilent Technologies Inc. COM 00846U101 406 4021 SH SOLE 4021 0 0 Alibaba Group Holding Limited COM 01609w102 821 2792 SH SOLE 2792 0 0 Alphabet Inc Cl A COM 02079k305 563 384 SH SOLE 384 0 0 Alphabet Inc Cl C COM 02079k107 742 505 SH SOLE 505 0 0 Amazon.Com Inc. COM 023135106 778 247 SH SOLE 247 0 0 American Express Company COM 025816109 1372 13683 SH SOLE 13683 0 0 American International Group N COM 026874784 989 35931 SH SOLE 35931 0 0 Amgen Inc. COM 031162100 566 2227 SH SOLE 2227 0 0 Apollo Commercial Real Estate COM 03762U105 371 41200 SH SOLE 41200 0 0 Apollo Global Management Inc. COM 03768e105 2742 61270 SH SOLE 61270 0 0 Apple Inc. COM 037833100 13884 119885 SH SOLE 119885 0 0 Applied Materials Inc COM 038222105 470 7900 SH SOLE 7900 0 0 Assurant Inc. COM 04621X108 218 1800 SH SOLE 1800 0 0 Autodesk Inc COM 052769106 328 1420 SH SOLE 1420 0 0 Banco Santander, S.A. (ADR) COM 05964h105 57 30725 SH SOLE 30725 0 0 Bank of America Corp. COM 060505104 4229 175563 SH SOLE 175563 0 0 Becton Dickinson & Co COM 075887109 784 3370 SH SOLE 3370 0 0 Berkshire Hathaway Cl B COM 084670702 1813 8513 SH SOLE 8513 0 0 Blackstone Group Inc. Cl A COM 09260D107 3495 66955 SH SOLE 66955 0 0 Blackstone Mortgage Trust, Inc COM 09257W100 286 13000 SH SOLE 13000 0 0 Boeing Company COM 097023105 964 5832 SH SOLE 5832 0 0 Bristol-Myers Squibb Co. COM 110122108 1011 16763 SH SOLE 16763 0 0 Brookfield Asset Management Cl COM 112585104 1392 42118 SH SOLE 42118 0 0 CSX Corp. COM 126408103 295 3800 SH SOLE 3800 0 0 CVS Health Corp. COM 126650100 1671 28615 SH SOLE 28615 0 0 Carlyle Group COM 14316J108 3345 135600 SH SOLE 135600 0 0 Caterpillar Inc. COM 149123101 935 6271 SH SOLE 6271 0 0 Charles Schwab Corp. COM 808513105 1509 41649 SH SOLE 41649 0 0 Chevron Corporation COM 166764100 395 5491 SH SOLE 5491 0 0 Cisco Systems Inc COM 17275R102 1598 40565 SH SOLE 40565 0 0 Citigroup Inc. COM 172967424 2435 56487 SH SOLE 56487 0 0 Coca-Cola Co. COM 191216100 209 4239 SH SOLE 4239 0 0 Comcast Corp New Cl A COM 20030N101 2823 61015 SH SOLE 61015 0 0 ConocoPhillips COM 20825C104 345 10500 SH SOLE 10500 0 0 Costco Wholesale Corp. New COM 22160K105 1946 5481 SH SOLE 5481 0 0 DXC Technology Company Com. COM 23355l106 502 28111 SH SOLE 28111 0 0 Danaher Corporation COM 235851102 301 1400 SH SOLE 1400 0 0 Dell Inc COM 24703l202 497 7342 SH SOLE 7342 0 0 Discovery Communications Ser C COM 25470F302 532 27163 SH SOLE 27163 0 0 Exxon Mobil Corp. COM 30231G102 409 11928 SH SOLE 11928 0 0 Facebook Inc. COM 30303m102 752 2870 SH SOLE 2870 0 0 FedEx Corp. COM 31428X106 3401 13520 SH SOLE 13520 0 0 Fiat Chrysler Automobiles N.V. COM N31738102 428 35050 SH SOLE 35050 0 0 General Electric Company COM 369604103 2336 374910 SH SOLE 374910 0 0 Gilead Sciences Inc. COM 375558103 318 5040 SH SOLE 5040 0 0 Goldman Sachs Group Inc. COM 38141G104 307 1530 SH SOLE 1530 0 0 HP Inc. COM 40434l105 738 38866 SH SOLE 38866 0 0 Hewlett Packard Enterprise Com COM 42824c109 374 39946 SH SOLE 39946 0 0 Home Depot Inc. COM 437076102 3608 12992 SH SOLE 12992 0 0 Honeywell International Inc. COM 438516106 1552 9426 SH SOLE 9426 0 0 Host Hotels & Resorts, Inc. COM 44107P104 307 28423 SH SOLE 28423 0 0 Humana Inc. COM 444859102 1175 2840 SH SOLE 2840 0 0 Impinj Inc. COM 453204109 215 8150 SH SOLE 8150 0 0 Intel Corp. COM 458140100 2133 41186 SH SOLE 41186 0 0 International Bancshares Corp. COM 459044103 8548 328025 SH SOLE 328025 0 0 International Business Machine COM 459200101 773 6352 SH SOLE 6352 0 0 JPMorgan Chase & Co. COM 46625H100 3109 32296 SH SOLE 32296 0 0 Johnson & Johnson COM 478160104 1647 11060 SH SOLE 11060 0 0 Johnson Controls Inc. COM g51502105 391 9562 SH SOLE 9562 0 0 KKR & Co. Inc. LP Delaware COM 48251w104 4394 127965 SH SOLE 127965 0 0 Koninklijke Philips Electronic COM 500472303 1244 26387 SH SOLE 26387 0 0 Lockheed Martin Corp. COM 539830109 940 2453 SH SOLE 2453 0 0 Lowe's Companies, Inc. COM 548661107 576 3475 SH SOLE 3475 0 0 Lumen Technologies, Inc. COM 156700106 1872 185489 SH SOLE 185489 0 0 Marriott International, Inc. C COM 571903202 389 4200 SH SOLE 4200 0 0 Marsh & McLennan Companies, In COM 571748102 289 2520 SH SOLE 2520 0 0 McDonald's Corp. COM 580135101 2092 9531 SH SOLE 9531 0 0 McKesson Corp. COM 58155Q103 370 2487 SH SOLE 2487 0 0 Medtronic Inc. COM g5960L103 428 4120 SH SOLE 4120 0 0 Merck & Co. Inc. New COM 58933Y105 386 4651 SH SOLE 4651 0 0 Microsoft Corp. COM 594918104 5892 28015 SH SOLE 28015 0 0 Motorola Solutions Inc. COM 620076307 203 1297 SH SOLE 1297 0 0 Nike Inc. Cl B COM 654106103 700 5576 SH SOLE 5576 0 0 Nokia Corp (ADR) COM 654902204 587 150047 SH SOLE 150047 0 0 Oracle Corp. COM 68389X105 2292 38385 SH SOLE 38385 0 0 PNC Financial Services Group, COM 693475105 382 3475 SH SOLE 3475 0 0 Paypal Holdings Inc. COM 70450y103 3614 18343 SH SOLE 18343 0 0 Pepsico, Inc. COM 713448108 679 4901 SH SOLE 4901 0 0 Pfizer, Inc. COM 717081103 1149 31309 SH SOLE 31309 0 0 Philip Morris International In COM 718172109 421 5612 SH SOLE 5612 0 0 Procter & Gamble Co. COM 742718109 2389 17186 SH SOLE 17186 0 0 Qualcomm Inc. COM 747525103 1060 9008 SH SOLE 9008 0 0 Qurate Retail Group COM 74915m100 97 13490 SH SOLE 13490 0 0 Raytheon Technologies Corp COM 75513E101 386 6700 SH SOLE 6700 0 0 Royal Dutch Shell Plc COM 780259107 270 11155 SH SOLE 11155 0 0 SAP AG (ADR) COM 803054204 890 5710 SH SOLE 5710 0 0 SJW Group Com COM 784305104 423 6945 SH SOLE 6945 0 0 Sony Corp. (ADR) COM 835699307 1534 19992 SH SOLE 19992 0 0 Southwest Airlines Co. COM 844741108 206 5500 SH SOLE 5500 0 0 TE Connectivity Ltd. F COM h84989104 1080 11050 SH SOLE 11050 0 0 Tesla Motors Inc. COM 88160r101 215 500 SH SOLE 500 0 0 Teva Pharmaceutical Industries COM 881624209 427 47368 SH SOLE 47368 0 0 The Walt Disney Co. COM 254687106 1855 14952 SH SOLE 14952 0 0 Thermo Fisher Scientific Inc. COM 883556102 928 2102 SH SOLE 2102 0 0 Toyota Motor Corp. (ADR) COM 892331307 219 1650 SH SOLE 1650 0 0 UBS Group CHF0.10 COM H42097107 509 45680 SH SOLE 45680 0 0 UnitedHealth Group, Inc. COM 91324P102 5210 16710 SH SOLE 16710 0 0 Verizon Communications Inc. COM 92343V104 614 10329 SH SOLE 10329 0 0 ViacomCBS Class B COM 92556H206 989 35313 SH SOLE 35313 0 0 Visa, Inc. Cl A COM 92826C839 418 2089 SH SOLE 2089 0 0 Vishay Intertechnology Inc. COM 928298108 174 11200 SH SOLE 11200 0 0 WPP PLC F Sponsored ADR COM 92937A102 348 8875 SH SOLE 8875 0 0 Wal-Mart Inc. COM 931142103 1403 10030 SH SOLE 10030 0 0 Waste Management Inc. COM 94106L109 622 5500 SH SOLE 5500 0 0 Wells Fargo & Co. New COM 949746101 1487 63259 SH SOLE 63259 0 0 Yum China Holdings Inc. COM 98850p109 648 12230 SH SOLE 12230 0 0 Yum! Brands, Inc. COM 988498101 1085 11879 SH SOLE 11879 0 0 eBay, Inc. COM 278642103 1015 19480 SH SOLE 19480 0 0 Consumer Discret Sel Sect SPDR COM 81369Y407 245 1665 SH SOLE 1665 0 0 Direxion Daily Financial Bull COM 25459y694 406 12000 SH SOLE 12000 0 0 Energy Select Sector SPDR COM 81369Y506 3038 101425 SH SOLE 101425 0 0 Financial Select Sector SPDR COM 81369Y605 946 39318 SH SOLE 39318 0 0 Global X MLP & Energy Infrastr COM 37954y293 2661 120497 SH SOLE 120497 0 0 Global X Robotics & AI Themati COM 37954y715 4815 172755 SH SOLE 172755 0 0 Global X Silver Miners ETF COM 37954y848 348 8025 SH SOLE 8025 0 0 Health Care Sector Select SPDR COM 81369Y209 1262 11964 SH SOLE 11964 0 0 Industrial Select Sector SPDR COM 81369y704 1411 18325 SH SOLE 18325 0 0 Invesco KBW Bank ETF COM 46138e628 12270 327294 SH SOLE 327294 0 0 Invesco KBW Regional Banking COM 46138e578 221 6900 SH SOLE 6900 0 0 Invesco QQQ Trust Series 1 COM 46090e103 13373 48133 SH SOLE 48133 0 0 Materials Select Sector SPDR E COM 81369Y100 1102 17315 SH SOLE 17315 0 0 ProShares Ultra Pro S&P500 COM 74347x864 1006 18000 SH SOLE 18000 0 0 SPDR Dow Jones Global Real Est COM 78463x749 1694 42883 SH SOLE 42883 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 1038 3740 SH SOLE 3740 0 0 SPDR Gold Trust ETF COM 78463v107 338 1910 SH SOLE 1910 0 0 SPDR KBW Regional Banking ETF COM 78464A698 696 19500 SH SOLE 19500 0 0 SPDR S&P 400 Mid Cap Value ETF COM 78464A839 419 9655 SH SOLE 9655 0 0 SPDR S&P 500 Index ETF COM 78462F103 2656 7931 SH SOLE 7931 0 0 SPDR S&P Bank ETF COM 78464A797 201 6817 SH SOLE 6817 0 0 SPDR S&P Global Natural Resour COM 78463X541 3771 100432 SH SOLE 100432 0 0 SPDR S&P Homebuilders ETF COM 78464a888 285 5285 SH SOLE 5285 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 939 2772 SH SOLE 2772 0 0 Schwab 1000 Index ETF COM 808524722 402 12175 SH SOLE 12175 0 0 Schwab Emerging Markets Equity COM 808524706 695 25971 SH SOLE 25971 0 0 Schwab Fundamental Intl Large COM 808524755 350 14233 SH SOLE 14233 0 0 Schwab Fundamental US Broad Mk COM 808524789 255 6677 SH SOLE 6677 0 0 Schwab Fundamental US Large Co COM 808524771 368 9500 SH SOLE 9500 0 0 Schwab International Equity ET COM 808524805 643 20480 SH SOLE 20480 0 0 Schwab International Small Cap COM 808524888 1303 40040 SH SOLE 40040 0 0 Schwab Strategic US Large Cap COM 808524300 462 4010 SH SOLE 4010 0 0 Schwab US Broad Market ETF COM 808524102 1174 14740 SH SOLE 14740 0 0 Schwab US Large Cap Value ETF COM 808524409 521 9982 SH SOLE 9982 0 0 Schwab US Mid Cap ETF COM 808524508 646 11640 SH SOLE 11640 0 0 Technology Select Sector SPDR COM 81369Y803 609 5220 SH SOLE 5220 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 403 10300 SH SOLE 10300 0 0 Vanguard Dividend Appreciation COM 921908844 560 4355 SH SOLE 4355 0 0 Vanguard Emerging Markets ETF COM 922042858 4521 104566 SH SOLE 104566 0 0 Vanguard Energy ETF COM 92204A306 265 6570 SH SOLE 6570 0 0 Vanguard European ETF COM 922042874 1906 36360 SH SOLE 36360 0 0 Vanguard Extended Market Index COM 922908652 4916 37894 SH SOLE 37894 0 0 Vanguard FTSE All World Ex-US COM 922042775 4949 98100 SH SOLE 98100 0 0 Vanguard FTSE All-World Ex-US COM 922042718 1444 13710 SH SOLE 13710 0 0 Vanguard FTSE Developed Market COM 921943858 450 11012 SH SOLE 11012 0 0 Vanguard Financials ETF COM 92204A405 3727 63710 SH SOLE 63710 0 0 Vanguard Global ex-US Real Est COM 922042676 1027 21134 SH SOLE 21134 0 0 Vanguard Growth ETF COM 922908736 2522 11081 SH SOLE 11081 0 0 Vanguard Health Care ETF COM 92204A504 735 3602 SH SOLE 3602 0 0 Vanguard High Dividend Yield E COM 921946406 552 6825 SH SOLE 6825 0 0 Vanguard Index Fund Small Cap COM 922908611 305 2755 SH SOLE 2755 0 0 Vanguard Large Cap Index FDS E COM 922908637 235 1500 SH SOLE 1500 0 0 Vanguard Mega Cap 300 Growth I COM 921910816 8736 47122 SH SOLE 47122 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 454 3785 SH SOLE 3785 0 0 Vanguard Mega Cap 300 Value In COM 921910840 7426 96813 SH SOLE 96813 0 0 Vanguard Mid Cap Growth ETF COM 922908538 1968 10925 SH SOLE 10925 0 0 Vanguard Mid-Cap ETF COM 922908629 13864 78659 SH SOLE 78659 0 0 Vanguard Mid-Cap Value ETF COM 922908512 3250 32065 SH SOLE 32065 0 0 Vanguard REIT ETF COM 922908553 414 5239 SH SOLE 5239 0 0 Vanguard S&P 500 ETF COM 922908363 240 780 SH SOLE 780 0 0 Vanguard S&P 500 Growth ETF COM 921932505 315 1510 SH SOLE 1510 0 0 Vanguard Small Cap ETF COM 922908751 1632 10613 SH SOLE 10613 0 0 Vanguard Small Cap Growth ETF COM 922908595 251 1170 SH SOLE 1170 0 0 Vanguard Total International S COM 921909768 4352 83415 SH SOLE 83415 0 0 Vanguard Total Stock Mkt ETF COM 922908769 2980 17498 SH SOLE 17498 0 0 Vanguard Value ETF COM 922908744 6193 59257 SH SOLE 59257 0 0 iShares Core EAFE COM 46432F842 1031 17111 SH SOLE 17111 0 0 iShares Core High Dividend ETF COM 46429B663 241 3000 SH SOLE 3000 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 8131 153994 SH SOLE 153994 0 0 iShares Core Russell US Growth COM 464287671 360 4500 SH SOLE 4500 0 0 iShares Core S&P 500 ETF COM 464287200 1059 3150 SH SOLE 3150 0 0 iShares Core S&P Midcap ETF COM 464287507 4000 21583 SH SOLE 21583 0 0 iShares Core S&P Small Cap ETF COM 464287804 1260 17937 SH SOLE 17937 0 0 iShares Core S&P Total US Stoc COM 464287150 402 5325 SH SOLE 5325 0 0 iShares DJ US Home Constructio COM 464288752 2386 42125 SH SOLE 42125 0 0 iShares FTSE DM Property UCITS COM G4R53X463 157 33300 SH SOLE 33300 0 0 iShares MSCI ACWI ex US COM 464288240 207 4500 SH SOLE 4500 0 0 iShares MSCI Brazil Index ETF COM 464286400 1855 67070 SH SOLE 67070 0 0 iShares MSCI EAFE Growth ETF COM 464288885 603 6710 SH SOLE 6710 0 0 iShares MSCI EAFE Index ETF COM 464287465 473 7437 SH SOLE 7437 0 0 iShares MSCI EAFE Value Index COM 464288877 2616 64830 SH SOLE 64830 0 0 iShares MSCI EMU Index Fund ET COM 464286608 1160 30600 SH SOLE 30600 0 0 iShares MSCI Emerging Markets COM 464287234 648 14700 SH SOLE 14700 0 0 iShares MSCI Japan Index ETF COM 46434g822 875 14812 SH SOLE 14812 0 0 iShares Nasdaq Biotechnology COM 464287556 2109 15576 SH SOLE 15576 0 0 iShares Russell 1000 Growth In COM 464287614 2704 12465 SH SOLE 12465 0 0 iShares Russell 1000 Value Ind COM 464287598 4543 38460 SH SOLE 38460 0 0 iShares Russell 2000 Index ETF COM 464287655 2904 19388 SH SOLE 19388 0 0 iShares Russell 2000 Value Ind COM 464287630 541 5445 SH SOLE 5445 0 0 iShares Russell 3000 Index Fun COM 464287689 290 1482 SH SOLE 1482 0 0 iShares Russell Midcap Index F COM 464287499 235 4100 SH SOLE 4100 0 0 iShares Russell Midcap Value I COM 464287473 1552 19196 SH SOLE 19196 0 0 iShares S & P Small Cap 600 Va COM 464287879 272 2225 SH SOLE 2225 0 0 iShares S&P 100 Index ETF COM 464287101 747 4795 SH SOLE 4795 0 0 iShares S&P 500/Barra Growth E COM 464287309 846 3661 SH SOLE 3661 0 0 iShares S&P 500/Barra Value ET COM 464287408 2358 20972 SH SOLE 20972 0 0 iShares S&P Global Healthcare COM 464287325 244 3400 SH SOLE 3400 0 0 iShares S&P Global Technology COM 464287291 6316 23955 SH SOLE 23955 0 0 iShares S&P Midcap 400/Growth COM 464287606 423 1767 SH SOLE 1767 0 0 iShares S&P Midcap 400/Value E COM 464287705 2036 15096 SH SOLE 15096 0 0 iShares Trust - iShares Core U COM 464287663 279 5130 SH SOLE 5130 0 0 PCM Fund, Inc. COM 69323T101 1767 174637 SH SOLE 174637 0 0 PIMCO Short Maturity ETF COM 72201r833 6267 61470 SH SOLE 61470 0 0 SPDR SSgA Ultra Short Term Bon COM 78467V707 655 16200 SH SOLE 16200 0 0 Templeton Global Income Fund COM 880198106 53 10000 SH SOLE 10000 0 0 Vanguard Short-Term Corporate COM 92206c409 364 4390 SH SOLE 4390 0 0 iShares Short Maturity Bond ET COM 46431W507 2651 52910 SH SOLE 52910 0 0 iShares Short Treasury Bond ET COM 464288679 4412 39851 SH SOLE 39851 0 0