VP/Chief Compliance Officer

0001339270-20-000003.txt : 20200731 0001339270-20-000003.hdr.sgml : 20200731 20200731130227 ACCESSION NUMBER: 0001339270-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200731 DATE AS OF CHANGE: 20200731 EFFECTIVENESS DATE: 20200731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 201064943 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001339270 XXXXXXXX 06-30-2020 06-30-2020 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne VP/Chief Compliance Officer 301-692-1225 Sandra G. Horne Bedford VA 07-31-2020 0 215 353181 false INFORMATION TABLE 2 inftable.xml SOL AUM 3M Company COM 88579Y101 237 1522 SH SOLE 1522 0 0 AIG Warrants Expire 1/19/21 COM 026874156 570 407476 SH SOLE 407476 0 0 AT&T, Inc. COM 00206R102 2619 86649 SH SOLE 86649 0 0 Agilent Technologies Inc. COM 00846U101 359 4061 SH SOLE 4061 0 0 Alibaba Group Holding Limited COM 01609w102 591 2742 SH SOLE 2742 0 0 Alphabet Inc Cl A COM 02079k305 573 404 SH SOLE 404 0 0 Alphabet Inc Cl C COM 02079k107 753 533 SH SOLE 533 0 0 Amazon.Com Inc. COM 023135106 753 273 SH SOLE 273 0 0 American Express Company COM 025816109 1332 13988 SH SOLE 13988 0 0 American International Group N COM 026874784 1104 35406 SH SOLE 35406 0 0 Amgen Inc. COM 031162100 526 2230 SH SOLE 2230 0 0 Apollo Commercial Real Estate COM 03762U105 314 32000 SH SOLE 32000 0 0 Apollo Global Management Inc. COM 03768e105 3041 60925 SH SOLE 60925 0 0 Apple Inc. COM 037833100 11072 30350 SH SOLE 30350 0 0 Applied Materials Inc COM 038222105 478 7900 SH SOLE 7900 0 0 Autodesk Inc COM 052769106 340 1420 SH SOLE 1420 0 0 Banco Santander, S.A. (ADR) COM 05964h105 93 38726 SH SOLE 38726 0 0 Bank of America Corp. COM 060505104 3298 138858 SH SOLE 138858 0 0 Becton Dickinson & Co COM 075887109 806 3370 SH SOLE 3370 0 0 Berkshire Hathaway Cl B COM 084670702 1645 9213 SH SOLE 9213 0 0 Blackstone Group Inc. Cl A COM 09260D107 3775 66625 SH SOLE 66625 0 0 Blackstone Mortgage Trust, Inc COM 09257W100 291 12100 SH SOLE 12100 0 0 Boeing Company COM 097023105 1060 5782 SH SOLE 5782 0 0 Bristol-Myers Squibb Co. COM 110122108 989 16813 SH SOLE 16813 0 0 Brookfield Asset Management Cl COM 112585104 1263 38398 SH SOLE 38398 0 0 CSX Corp. COM 126408103 265 3800 SH SOLE 3800 0 0 CVS Health Corp. COM 126650100 1856 28566 SH SOLE 28566 0 0 Carlyle Group COM 14316J108 3879 139045 SH SOLE 139045 0 0 Caterpillar Inc. COM 149123101 793 6271 SH SOLE 6271 0 0 CenturyLink Inc. COM 156700106 1904 189839 SH SOLE 189839 0 0 Charles Schwab Corp. COM 808513105 1341 39752 SH SOLE 39752 0 0 Chevron Corporation COM 166764100 511 5730 SH SOLE 5730 0 0 Cisco Systems Inc COM 17275R102 1836 39365 SH SOLE 39365 0 0 Citigroup Inc. COM 172967424 1935 37872 SH SOLE 37872 0 0 Comcast Corp New Cl A COM 20030N101 2378 61015 SH SOLE 61015 0 0 ConocoPhillips COM 20825C104 454 10800 SH SOLE 10800 0 0 Costco Wholesale Corp. New COM 22160K105 1738 5731 SH SOLE 5731 0 0 DXC Technology Company Com. COM 23355l106 464 28111 SH SOLE 28111 0 0 Danaher Corporation COM 235851102 248 1400 SH SOLE 1400 0 0 Dell Inc COM 24703l202 407 7417 SH SOLE 7417 0 0 Discovery Communications Ser C COM 25470F302 482 25013 SH SOLE 25013 0 0 Exxon Mobil Corp. COM 30231G102 487 10881 SH SOLE 10881 0 0 Facebook Inc. COM 30303m102 686 3020 SH SOLE 3020 0 0 FedEx Corp. COM 31428X106 1953 13925 SH SOLE 13925 0 0 Fiat Chrysler Automobiles N.V. COM N31738102 359 35050 SH SOLE 35050 0 0 General Electric Company COM 369604103 2559 374650 SH SOLE 374650 0 0 Gilead Sciences Inc. COM 375558103 407 5290 SH SOLE 5290 0 0 GlaxoSmithKline Plc (ADR) COM 37733W105 202 4959 SH SOLE 4959 0 0 Goldman Sachs Group Inc. COM 38141G104 302 1530 SH SOLE 1530 0 0 HP Inc. COM 40434l105 677 38866 SH SOLE 38866 0 0 Hewlett Packard Enterprise Com COM 42824c109 426 43796 SH SOLE 43796 0 0 Home Depot Inc. COM 437076102 3378 13484 SH SOLE 13484 0 0 Honeywell International Inc. COM 438516106 1363 9426 SH SOLE 9426 0 0 Host Hotels & Resorts, Inc. COM 44107P104 287 26573 SH SOLE 26573 0 0 Humana Inc. COM 444859102 1101 2840 SH SOLE 2840 0 0 Impinj Inc. COM 453204109 224 8150 SH SOLE 8150 0 0 Intel Corp. COM 458140100 2392 39986 SH SOLE 39986 0 0 International Bancshares Corp. COM 459044103 10503 328025 SH SOLE 328025 0 0 International Business Machine COM 459200101 807 6685 SH SOLE 6685 0 0 JPMorgan Chase & Co. COM 46625H100 2123 22566 SH SOLE 22566 0 0 Johnson & Johnson COM 478160104 1510 10735 SH SOLE 10735 0 0 Johnson Controls Inc. COM g51502105 326 9562 SH SOLE 9562 0 0 KKR & Co. Inc. LP Delaware COM 48251w104 4019 130150 SH SOLE 130150 0 0 Koninklijke Philips Electronic COM 500472303 1222 26090 SH SOLE 26090 0 0 Lockheed Martin Corp. COM 539830109 895 2453 SH SOLE 2453 0 0 Lowe's Companies, Inc. COM 548661107 500 3700 SH SOLE 3700 0 0 Marriott International, Inc. C COM 571903202 351 4100 SH SOLE 4100 0 0 Marsh & McLennan Companies, In COM 571748102 271 2520 SH SOLE 2520 0 0 McDonald's Corp. COM 580135101 1758 9531 SH SOLE 9531 0 0 McKesson Corp. COM 58155Q103 382 2487 SH SOLE 2487 0 0 Medtronic Inc. COM g5960L103 378 4120 SH SOLE 4120 0 0 Merck & Co. Inc. New COM 58933Y105 360 4651 SH SOLE 4651 0 0 Microsoft Corp. COM 594918104 5875 28866 SH SOLE 28866 0 0 Nike Inc. Cl B COM 654106103 547 5576 SH SOLE 5576 0 0 Nokia Corp (ADR) COM 654902204 664 150797 SH SOLE 150797 0 0 Oracle Corp. COM 68389X105 2115 38267 SH SOLE 38267 0 0 PNC Financial Services Group, COM 693475105 366 3475 SH SOLE 3475 0 0 Paypal Holdings Inc. COM 70450y103 3251 18658 SH SOLE 18658 0 0 Pepsico, Inc. COM 713448108 653 4936 SH SOLE 4936 0 0 Pfizer, Inc. COM 717081103 1029 31456 SH SOLE 31456 0 0 Philip Morris International In COM 718172109 418 5971 SH SOLE 5971 0 0 Procter & Gamble Co. COM 742718109 2076 17366 SH SOLE 17366 0 0 Qualcomm Inc. COM 747525103 837 9173 SH SOLE 9173 0 0 Qurate Retail Group COM 74915m100 128 13490 SH SOLE 13490 0 0 Raytheon Technologies Corp COM 75513E101 387 6284 SH SOLE 6284 0 0 Royal Dutch Shell Plc COM 780259107 298 9775 SH SOLE 9775 0 0 SAP AG (ADR) COM 803054204 799 5710 SH SOLE 5710 0 0 SJW Group Com COM 784305104 431 6945 SH SOLE 6945 0 0 Schlumberger Ltd F COM 806857108 257 13955 SH SOLE 13955 0 0 Sony Corp. (ADR) COM 835699307 1411 20417 SH SOLE 20417 0 0 TE Connectivity Ltd. F COM h84989104 917 11239 SH SOLE 11239 0 0 Teva Pharmaceutical Industries COM 881624209 609 49368 SH SOLE 49368 0 0 The Walt Disney Co. COM 254687106 1651 14802 SH SOLE 14802 0 0 Thermo Fisher Scientific Inc. COM 883556102 798 2202 SH SOLE 2202 0 0 Toyota Motor Corp. (ADR) COM 892331307 207 1650 SH SOLE 1650 0 0 UBS Group CHF0.10 COM H42097107 539 46680 SH SOLE 46680 0 0 UnitedHealth Group, Inc. COM 91324P102 5201 17633 SH SOLE 17633 0 0 Verizon Communications Inc. COM 92343V104 569 10329 SH SOLE 10329 0 0 ViacomCBS Class B COM 92556H206 804 34470 SH SOLE 34470 0 0 Visa, Inc. Cl A COM 92826C839 404 2089 SH SOLE 2089 0 0 Vishay Intertechnology Inc. COM 928298108 171 11200 SH SOLE 11200 0 0 WPP PLC F Sponsored ADR COM 92937A102 355 9075 SH SOLE 9075 0 0 Wal-Mart Inc. COM 931142103 1225 10230 SH SOLE 10230 0 0 Waste Management Inc. COM 94106L109 583 5500 SH SOLE 5500 0 0 Wells Fargo & Co. New COM 949746101 1357 53020 SH SOLE 53020 0 0 Yum China Holdings Inc. COM 98850p109 588 12230 SH SOLE 12230 0 0 Yum! Brands, Inc. COM 988498101 1032 11879 SH SOLE 11879 0 0 eBay, Inc. COM 278642103 1028 19600 SH SOLE 19600 0 0 Consumer Discret Sel Sect SPDR COM 81369Y407 213 1665 SH SOLE 1665 0 0 DB X-Trackers MSCI Europe UCIT COM 233051853 515 8145 SH SOLE 8145 0 0 Direxion Daily Financial Bull COM 25459y694 375 12000 SH SOLE 12000 0 0 Energy Select Sector SPDR COM 81369Y506 3763 99420 SH SOLE 99420 0 0 Financial Select Sector SPDR COM 81369Y605 910 39318 SH SOLE 39318 0 0 Global X MLP & Energy Infrastr COM 37954y293 2978 119705 SH SOLE 119705 0 0 Global X Robotics & AI Themati COM 37954y715 4332 181485 SH SOLE 181485 0 0 Global X Silver Miners ETF COM 37954y848 352 9495 SH SOLE 9495 0 0 Health Care Sector Select SPDR COM 81369Y209 1182 11814 SH SOLE 11814 0 0 Industrial Select Sector SPDR COM 81369y704 1277 18595 SH SOLE 18595 0 0 Invesco KBW Bank ETF COM 46138e628 11340 296627 SH SOLE 296627 0 0 Invesco KBW Regional Banking COM 46138e578 694 19271 SH SOLE 19271 0 0 Invesco QQQ Trust Series 1 COM 46090e103 12467 50353 SH SOLE 50353 0 0 Materials Select Sector SPDR E COM 81369Y100 998 17715 SH SOLE 17715 0 0 ProShares Ultra Pro S&P500 COM 74347x864 798 18000 SH SOLE 18000 0 0 SPDR Dow Jones Global Real Est COM 78463x749 1641 42038 SH SOLE 42038 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 964 3740 SH SOLE 3740 0 0 SPDR Gold Trust ETF COM 78463v107 326 1950 SH SOLE 1950 0 0 SPDR KBW Regional Banking ETF COM 78464A698 1032 26895 SH SOLE 26895 0 0 SPDR S&P 400 Mid Cap Value ETF COM 78464A839 412 9655 SH SOLE 9655 0 0 SPDR S&P 500 Index ETF COM 78462F103 2446 7931 SH SOLE 7931 0 0 SPDR S&P Bank ETF COM 78464A797 244 7737 SH SOLE 7737 0 0 SPDR S&P Global Natural Resour COM 78463X541 3847 104177 SH SOLE 104177 0 0 SPDR S&P Homebuilders ETF COM 78464a888 245 5575 SH SOLE 5575 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 899 2772 SH SOLE 2772 0 0 Schwab 1000 Index ETF COM 808524722 370 12175 SH SOLE 12175 0 0 Schwab Emerging Markets Equity COM 808524706 621 25512 SH SOLE 25512 0 0 Schwab Fundamental Intl Large COM 808524755 388 16328 SH SOLE 16328 0 0 Schwab Fundamental US Broad Mk COM 808524789 404 11139 SH SOLE 11139 0 0 Schwab Fundamental US Large Co COM 808524771 350 9500 SH SOLE 9500 0 0 Schwab International Equity ET COM 808524805 610 20505 SH SOLE 20505 0 0 Schwab International Small Cap COM 808524888 1208 40840 SH SOLE 40840 0 0 Schwab Strategic US Large Cap COM 808524300 372 3660 SH SOLE 3660 0 0 Schwab US Broad Market ETF COM 808524102 1044 14207 SH SOLE 14207 0 0 Schwab US Large Cap Value ETF COM 808524409 492 9827 SH SOLE 9827 0 0 Schwab US Mid Cap ETF COM 808524508 607 11540 SH SOLE 11540 0 0 Technology Select Sector SPDR COM 81369Y803 572 5470 SH SOLE 5470 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 378 10300 SH SOLE 10300 0 0 Vanguard Dividend Appreciation COM 921908844 496 4235 SH SOLE 4235 0 0 Vanguard Emerging Markets ETF COM 922042858 3971 100241 SH SOLE 100241 0 0 Vanguard Energy ETF COM 92204A306 318 6320 SH SOLE 6320 0 0 Vanguard European ETF COM 922042874 1810 35960 SH SOLE 35960 0 0 Vanguard Extended Market Index COM 922908652 4314 36453 SH SOLE 36453 0 0 Vanguard FTSE All World Ex-US COM 922042775 4658 97830 SH SOLE 97830 0 0 Vanguard FTSE All-World Ex-US COM 922042718 1325 13710 SH SOLE 13710 0 0 Vanguard FTSE Developed Market COM 921943858 401 10337 SH SOLE 10337 0 0 Vanguard Financials ETF COM 92204A405 3557 62180 SH SOLE 62180 0 0 Vanguard Global ex-US Real Est COM 922042676 964 20650 SH SOLE 20650 0 0 Vanguard Growth ETF COM 922908736 2235 11061 SH SOLE 11061 0 0 Vanguard Health Care ETF COM 92204A504 692 3592 SH SOLE 3592 0 0 Vanguard High Dividend Yield E COM 921946406 528 6700 SH SOLE 6700 0 0 Vanguard Index Fund Small Cap COM 922908611 273 2555 SH SOLE 2555 0 0 Vanguard Large Cap Index FDS E COM 922908637 214 1500 SH SOLE 1500 0 0 Vanguard Mega Cap 300 Growth I COM 921910816 8250 50457 SH SOLE 50457 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 376 3435 SH SOLE 3435 0 0 Vanguard Mega Cap 300 Value In COM 921910840 7279 99412 SH SOLE 99412 0 0 Vanguard Mid Cap Growth ETF COM 922908538 1826 11060 SH SOLE 11060 0 0 Vanguard Mid-Cap ETF COM 922908629 13473 82199 SH SOLE 82199 0 0 Vanguard Mid-Cap Value ETF COM 922908512 3075 32130 SH SOLE 32130 0 0 Vanguard REIT ETF COM 922908553 358 4555 SH SOLE 4555 0 0 Vanguard S&P 500 ETF COM 922908363 221 780 SH SOLE 780 0 0 Vanguard S&P 500 Growth ETF COM 921932505 282 1510 SH SOLE 1510 0 0 Vanguard Small Cap ETF COM 922908751 1474 10113 SH SOLE 10113 0 0 Vanguard Small Cap Growth ETF COM 922908595 232 1160 SH SOLE 1160 0 0 Vanguard Total International S COM 921909768 4045 82273 SH SOLE 82273 0 0 Vanguard Total Stock Mkt ETF COM 922908769 2653 16950 SH SOLE 16950 0 0 Vanguard Value ETF COM 922908744 5201 52225 SH SOLE 52225 0 0 iShares Core EAFE COM 46432F842 952 16649 SH SOLE 16649 0 0 iShares Core High Dividend ETF COM 46429B663 243 3000 SH SOLE 3000 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 7082 148784 SH SOLE 148784 0 0 iShares Core Russell US Growth COM 464287671 323 4500 SH SOLE 4500 0 0 iShares Core S&P 500 ETF COM 464287200 999 3226 SH SOLE 3226 0 0 iShares Core S&P Midcap ETF COM 464287507 3834 21562 SH SOLE 21562 0 0 iShares Core S&P Small Cap ETF COM 464287804 1113 16297 SH SOLE 16297 0 0 iShares Core S&P Total US Stoc COM 464287150 372 5362 SH SOLE 5362 0 0 iShares DJ US Home Constructio COM 464288752 2062 46715 SH SOLE 46715 0 0 iShares MSCI Brazil Index ETF COM 464286400 1954 67955 SH SOLE 67955 0 0 iShares MSCI EAFE Growth ETF COM 464288885 558 6710 SH SOLE 6710 0 0 iShares MSCI EAFE Index ETF COM 464287465 453 7437 SH SOLE 7437 0 0 iShares MSCI EAFE Value Index COM 464288877 2539 63530 SH SOLE 63530 0 0 iShares MSCI EMU Index Fund ET COM 464286608 1228 33675 SH SOLE 33675 0 0 iShares MSCI Emerging Markets COM 464287234 588 14700 SH SOLE 14700 0 0 iShares MSCI Japan Index ETF COM 46434g822 840 15287 SH SOLE 15287 0 0 iShares Nasdaq Biotechnology COM 464287556 2148 15716 SH SOLE 15716 0 0 iShares Russell 1000 Growth In COM 464287614 2450 12765 SH SOLE 12765 0 0 iShares Russell 1000 Value Ind COM 464287598 4247 37710 SH SOLE 37710 0 0 iShares Russell 2000 Index ETF COM 464287655 3323 23206 SH SOLE 23206 0 0 iShares Russell 2000 Value Ind COM 464287630 531 5445 SH SOLE 5445 0 0 iShares Russell 3000 Index Fun COM 464287689 267 1482 SH SOLE 1482 0 0 iShares Russell Midcap Index F COM 464287499 220 4100 SH SOLE 4100 0 0 iShares Russell Midcap Value I COM 464287473 1469 19196 SH SOLE 19196 0 0 iShares S & P Small Cap 600 Va COM 464287879 257 2135 SH SOLE 2135 0 0 iShares S&P 100 Index ETF COM 464287101 683 4795 SH SOLE 4795 0 0 iShares S&P 500/Barra Growth E COM 464287309 768 3701 SH SOLE 3701 0 0 iShares S&P 500/Barra Value ET COM 464287408 2214 20457 SH SOLE 20457 0 0 iShares S&P Global Healthcare COM 464287325 234 3400 SH SOLE 3400 0 0 iShares S&P Global Technology COM 464287291 5839 24790 SH SOLE 24790 0 0 iShares S&P Midcap 400/Growth COM 464287606 396 1767 SH SOLE 1767 0 0 iShares S&P Midcap 400/Value E COM 464287705 2007 15096 SH SOLE 15096 0 0 iShares Trust - iShares Core U COM 464287663 268 5130 SH SOLE 5130 0 0 Invesco Currency Shares Euro T COM 46138K103 676 6375 SH SOLE 6375 0 0 PCM Fund, Inc. COM 69323T101 1622 172137 SH SOLE 172137 0 0 PIMCO Short Maturity ETF COM 72201r833 5769 56735 SH SOLE 56735 0 0 Templeton Global Income Fund COM 880198106 54 10000 SH SOLE 10000 0 0 Vanguard Short-Term Corporate COM 92206c409 360 4350 SH SOLE 4350 0 0 iShares Short Maturity Bond ET COM 46431W507 501 10010 SH SOLE 10010 0 0 iShares Short Treasury Bond ET COM 464288679 15413 139178 SH SOLE 139178 0 0