0001339270-20-000002.txt : 20200422 0001339270-20-000002.hdr.sgml : 20200422 20200422165151 ACCESSION NUMBER: 0001339270-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200422 DATE AS OF CHANGE: 20200422 EFFECTIVENESS DATE: 20200422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 20808385 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001339270 XXXXXXXX 03-31-2020 03-31-2020 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne 301-692-1225 Sandra G. Horne Bedford VA 04-22-2020 0 210 302349 false INFORMATION TABLE 2 inftable.xml SOL AUM 3M Company COM 88579Y101 344 2522 SH SOLE 2522 0 0 AIG Warrants Expire 1/19/21 COM 026874156 308 385536 SH SOLE 385536 0 0 AT&T, Inc. COM 00206R102 2650 90920 SH SOLE 90920 0 0 Agilent Technologies Inc. COM 00846U101 291 4061 SH SOLE 4061 0 0 Alibaba Group Holding Limited COM 01609w102 418 2147 SH SOLE 2147 0 0 Alphabet Inc Cl A COM 02079k305 464 399 SH SOLE 399 0 0 Alphabet Inc Cl C COM 02079k107 637 548 SH SOLE 548 0 0 Amazon.Com Inc. COM 023135106 741 380 SH SOLE 380 0 0 American Express Company COM 025816109 1148 13413 SH SOLE 13413 0 0 American International Group N COM 026874784 740 30531 SH SOLE 30531 0 0 Amgen Inc. COM 031162100 452 2230 SH SOLE 2230 0 0 Apollo Commercial Real Estate COM 03762U105 163 22000 SH SOLE 22000 0 0 Apollo Global Management Inc. COM 03768e105 2052 61245 SH SOLE 61245 0 0 Apple Inc. COM 037833100 7931 31188 SH SOLE 31188 0 0 Applied Materials Inc COM 038222105 362 7900 SH SOLE 7900 0 0 Autodesk Inc COM 052769106 222 1420 SH SOLE 1420 0 0 Banco Santander, S.A. (ADR) COM 05964h105 171 72816 SH SOLE 72816 0 0 Bank of America Corp. COM 060505104 2953 139079 SH SOLE 139079 0 0 Becton Dickinson & Co COM 075887109 784 3410 SH SOLE 3410 0 0 Berkshire Hathaway Cl B COM 084670702 1766 9658 SH SOLE 9658 0 0 Blackstone Group Inc. Cl A COM 09260D107 3370 73945 SH SOLE 73945 0 0 Blackstone Mortgage Trust, Inc COM 09257W100 199 10700 SH SOLE 10700 0 0 Boeing Company COM 097023105 798 5354 SH SOLE 5354 0 0 Bristol-Myers Squibb Co. COM 110122108 938 16827 SH SOLE 16827 0 0 Brookfield Asset Management Cl COM 112585104 952 21507 SH SOLE 21507 0 0 CSX Corp. COM 126408103 218 3800 SH SOLE 3800 0 0 CVS Health Corp. COM 126650100 1784 30066 SH SOLE 30066 0 0 Carlyle Group COM 14316J108 3304 152600 SH SOLE 152600 0 0 Caterpillar Inc. COM 149123101 751 6471 SH SOLE 6471 0 0 CenturyLink Inc. COM 156700106 1791 189317 SH SOLE 189317 0 0 Charles Schwab Corp. COM 808513105 1336 39752 SH SOLE 39752 0 0 Chevron Corporation COM 166764100 484 6680 SH SOLE 6680 0 0 Cisco Systems Inc COM 17275R102 1559 39665 SH SOLE 39665 0 0 Citigroup Inc. COM 172967424 1578 37457 SH SOLE 37457 0 0 Comcast Corp New Cl A COM 20030N101 2134 62065 SH SOLE 62065 0 0 ConocoPhillips COM 20825C104 340 11030 SH SOLE 11030 0 0 Costco Wholesale Corp. New COM 22160K105 1634 5731 SH SOLE 5731 0 0 DXC Technology Company Com. COM 23355l106 373 28610 SH SOLE 28610 0 0 Dell Inc COM 24703l202 296 7496 SH SOLE 7496 0 0 Discovery Communications Ser C COM 25470F302 406 23163 SH SOLE 23163 0 0 Exxon Mobil Corp. COM 30231G102 459 12097 SH SOLE 12097 0 0 Facebook Inc. COM 30303m102 389 2335 SH SOLE 2335 0 0 FedEx Corp. COM 31428X106 1661 13700 SH SOLE 13700 0 0 Fiat Chrysler Automobiles N.V. COM N31738102 248 34550 SH SOLE 34550 0 0 General Electric Company COM 369604103 2735 344460 SH SOLE 344460 0 0 Gilead Sciences Inc. COM 375558103 379 5070 SH SOLE 5070 0 0 Goldman Sachs Group Inc. COM 38141G104 285 1842 SH SOLE 1842 0 0 HP Inc. COM 40434l105 690 39766 SH SOLE 39766 0 0 Hewlett Packard Enterprise Com COM 42824c109 425 43796 SH SOLE 43796 0 0 Home Depot Inc. COM 437076102 2556 13689 SH SOLE 13689 0 0 Honeywell International Inc. COM 438516106 1261 9426 SH SOLE 9426 0 0 Host Hotels & Resorts, Inc. COM 44107P104 272 24662 SH SOLE 24662 0 0 Humana Inc. COM 444859102 892 2840 SH SOLE 2840 0 0 Intel Corp. COM 458140100 2164 39986 SH SOLE 39986 0 0 International Bancshares Corp. COM 459044103 8817 328025 SH SOLE 328025 0 0 International Business Machine COM 459200101 758 6835 SH SOLE 6835 0 0 JPMorgan Chase & Co. COM 46625H100 1989 22091 SH SOLE 22091 0 0 Johnson & Johnson COM 478160104 1453 11080 SH SOLE 11080 0 0 Johnson Controls Inc. COM g51502105 250 9262 SH SOLE 9262 0 0 KKR & Co. Inc. LP Delaware COM 48251w104 3239 138000 SH SOLE 138000 0 0 Koninklijke Philips Electronic COM 500472303 1048 26090 SH SOLE 26090 0 0 Lockheed Martin Corp. COM 539830109 831 2453 SH SOLE 2453 0 0 Lowe's Companies, Inc. COM 548661107 318 3700 SH SOLE 3700 0 0 Marsh & McLennan Companies, In COM 571748102 291 3370 SH SOLE 3370 0 0 McDonald's Corp. COM 580135101 1576 9531 SH SOLE 9531 0 0 McKesson Corp. COM 58155Q103 336 2487 SH SOLE 2487 0 0 Medtronic Inc. COM g5960L103 403 4470 SH SOLE 4470 0 0 Merck & Co. Inc. New COM 58933Y105 358 4651 SH SOLE 4651 0 0 Microsoft Corp. COM 594918104 4855 30786 SH SOLE 30786 0 0 Morgan Stanley COM 617446448 207 6100 SH SOLE 6100 0 0 Nike Inc. Cl B COM 654106103 440 5316 SH SOLE 5316 0 0 Nokia Corp (ADR) COM 654902204 504 162597 SH SOLE 162597 0 0 Oracle Corp. COM 68389X105 1883 38967 SH SOLE 38967 0 0 PNC Financial Services Group, COM 693475105 333 3475 SH SOLE 3475 0 0 Paypal Holdings Inc. COM 70450y103 1805 18848 SH SOLE 18848 0 0 Pepsico, Inc. COM 713448108 593 4936 SH SOLE 4936 0 0 Pfizer, Inc. COM 717081103 1059 32456 SH SOLE 32456 0 0 Philip Morris International In COM 718172109 436 5971 SH SOLE 5971 0 0 Procter & Gamble Co. COM 742718109 2047 18611 SH SOLE 18611 0 0 Qualcomm Inc. COM 747525103 641 9473 SH SOLE 9473 0 0 Qurate Retail Group COM 74915m100 81 13290 SH SOLE 13290 0 0 Royal Dutch Shell Plc COM 780259107 381 11675 SH SOLE 11675 0 0 SAP AG (ADR) COM 803054204 631 5710 SH SOLE 5710 0 0 SJW Group Com COM 784305104 401 6945 SH SOLE 6945 0 0 Schlumberger Ltd F COM 806857108 305 22600 SH SOLE 22600 0 0 Sony Corp. (ADR) COM 835699307 1208 20417 SH SOLE 20417 0 0 TE Connectivity Ltd. F COM h84989104 708 11239 SH SOLE 11239 0 0 Teva Pharmaceutical Industries COM 881624209 442 49218 SH SOLE 49218 0 0 The Walt Disney Co. COM 254687106 1459 15102 SH SOLE 15102 0 0 Thermo Fisher Scientific Inc. COM 883556102 624 2202 SH SOLE 2202 0 0 Toyota Motor Corp. (ADR) COM 892331307 330 2750 SH SOLE 2750 0 0 UBS Group CHF0.10 COM H42097107 426 45980 SH SOLE 45980 0 0 United Technologies Corp. COM 913017109 436 4623 SH SOLE 4623 0 0 UnitedHealth Group, Inc. COM 91324P102 4480 17963 SH SOLE 17963 0 0 Verizon Communications Inc. COM 92343V104 774 14404 SH SOLE 14404 0 0 ViacomCBS Class B COM 92556H206 441 31473 SH SOLE 31473 0 0 Visa, Inc. Cl A COM 92826C839 337 2089 SH SOLE 2089 0 0 Vishay Intertechnology Inc. COM 928298108 161 11200 SH SOLE 11200 0 0 WPP PLC F Sponsored ADR COM 92937A102 269 7970 SH SOLE 7970 0 0 Wal-Mart Inc. COM 931142103 1253 11030 SH SOLE 11030 0 0 Waste Management Inc. COM 94106L109 509 5500 SH SOLE 5500 0 0 Wells Fargo & Co. New COM 949746101 1084 37765 SH SOLE 37765 0 0 Yum China Holdings Inc. COM 98850p109 521 12230 SH SOLE 12230 0 0 Yum! Brands, Inc. COM 988498101 855 12479 SH SOLE 12479 0 0 eBay, Inc. COM 278642103 591 19675 SH SOLE 19675 0 0 Consumer Discret Sel Sect SPDR COM 81369Y407 242 2465 SH SOLE 2465 0 0 DB X-Trackers MSCI Europe UCIT COM 233051853 411 7495 SH SOLE 7495 0 0 Direxion Daily Financial Bull COM 25459y694 282 12000 SH SOLE 12000 0 0 Energy Select Sector SPDR COM 81369Y506 1642 56505 SH SOLE 56505 0 0 Financial Select Sector SPDR COM 81369Y605 808 38818 SH SOLE 38818 0 0 Global X MLP & Energy Infrastr COM 37950E226 1541 251052 SH SOLE 251052 0 0 Global X Robotics & AI Themati COM 37954y715 3609 198945 SH SOLE 198945 0 0 Global X Silver Miners ETF COM 37954y848 236 9895 SH SOLE 9895 0 0 Health Care Sector Select SPDR COM 81369Y209 1138 12844 SH SOLE 12844 0 0 Industrial Select Sector SPDR COM 81369y704 1319 22345 SH SOLE 22345 0 0 Invesco KBW Bank ETF COM 46138e628 8228 245458 SH SOLE 245458 0 0 Invesco KBW Regional Banking COM 46138e578 859 27006 SH SOLE 27006 0 0 Invesco QQQ Trust Series 1 COM 46090e103 10203 53588 SH SOLE 53588 0 0 Invesco Water Resources COM 46137v142 345 11000 SH SOLE 11000 0 0 Materials Select Sector SPDR E COM 81369Y100 951 21115 SH SOLE 21115 0 0 ProShares Ultra Pro S&P500 COM 74347x864 497 18000 SH SOLE 18000 0 0 SPDR Dow Jones Global Real Est COM 78463x749 1169 32481 SH SOLE 32481 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 1017 4640 SH SOLE 4640 0 0 SPDR Gold Trust ETF COM 78463v107 289 1950 SH SOLE 1950 0 0 SPDR KBW Regional Banking ETF COM 78464A698 1862 57125 SH SOLE 57125 0 0 SPDR S&P 400 Mid Cap Value ETF COM 78464A839 229 6495 SH SOLE 6495 0 0 SPDR S&P 500 Index ETF COM 78462F103 1973 7656 SH SOLE 7656 0 0 SPDR S&P Bank ETF COM 78464A797 343 12717 SH SOLE 12717 0 0 SPDR S&P Global Natural Resour COM 78463X541 2968 95928 SH SOLE 95928 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 640 2435 SH SOLE 2435 0 0 SPDR S&P Oil & Gas Explor & Pr COM 78468r556 270 8215 SH SOLE 8215 0 0 Schwab 1000 Index ETF COM 808524722 305 12175 SH SOLE 12175 0 0 Schwab Emerging Markets Equity COM 808524706 634 30626 SH SOLE 30626 0 0 Schwab Fundamental Emerg Mkts COM 808524730 563 27382 SH SOLE 27382 0 0 Schwab Fundamental Intl Large COM 808524755 480 22803 SH SOLE 22803 0 0 Schwab Fundamental Intl Small COM 808524748 238 10130 SH SOLE 10130 0 0 Schwab Fundamental US Broad Mk COM 808524789 526 17139 SH SOLE 17139 0 0 Schwab Fundamental US Large Co COM 808524771 439 14000 SH SOLE 14000 0 0 Schwab International Equity ET COM 808524805 576 22300 SH SOLE 22300 0 0 Schwab International Small Cap COM 808524888 1348 55235 SH SOLE 55235 0 0 Schwab US Broad Market ETF COM 808524102 971 16061 SH SOLE 16061 0 0 Schwab US Large Cap Growth ETF COM 808524300 207 2595 SH SOLE 2595 0 0 Schwab US Large Cap Value ETF COM 808524409 305 6887 SH SOLE 6887 0 0 Schwab US Mid Cap ETF COM 808524508 367 8695 SH SOLE 8695 0 0 Technology Select Sector SPDR COM 81369Y803 510 6345 SH SOLE 6345 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 266 11550 SH SOLE 11550 0 0 Vanguard Dividend Appreciation COM 921908844 484 4680 SH SOLE 4680 0 0 Vanguard Emerging Markets ETF COM 922042858 3243 96651 SH SOLE 96651 0 0 Vanguard European ETF COM 922042874 1379 31860 SH SOLE 31860 0 0 Vanguard Extended Market Index COM 922908652 3414 37706 SH SOLE 37706 0 0 Vanguard FTSE All World Ex-US COM 922042775 4132 100740 SH SOLE 100740 0 0 Vanguard FTSE All-World Ex-US COM 922042718 1040 13290 SH SOLE 13290 0 0 Vanguard FTSE Developed Market COM 921943858 408 12243 SH SOLE 12243 0 0 Vanguard Financials ETF COM 92204A405 3335 65745 SH SOLE 65745 0 0 Vanguard Global ex-US Real Est COM 922042676 955 22250 SH SOLE 22250 0 0 Vanguard Growth ETF COM 922908736 1925 12285 SH SOLE 12285 0 0 Vanguard Health Care ETF COM 92204A504 678 4080 SH SOLE 4080 0 0 Vanguard High Dividend Yield E COM 921946406 509 7190 SH SOLE 7190 0 0 Vanguard Mega Cap 300 Growth I COM 921910816 7280 57287 SH SOLE 57287 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 341 3745 SH SOLE 3745 0 0 Vanguard Mega Cap 300 Value In COM 921910840 7052 106831 SH SOLE 106831 0 0 Vanguard Mid Cap Growth ETF COM 922908538 1401 11060 SH SOLE 11060 0 0 Vanguard Mid-Cap ETF COM 922908629 11243 85399 SH SOLE 85399 0 0 Vanguard Mid-Cap Value ETF COM 922908512 2922 35945 SH SOLE 35945 0 0 Vanguard REIT ETF COM 922908553 391 5600 SH SOLE 5600 0 0 Vanguard S&P 500 ETF COM 922908363 244 1030 SH SOLE 1030 0 0 Vanguard S&P 500 Growth ETF COM 921932505 225 1510 SH SOLE 1510 0 0 Vanguard Small Cap ETF COM 922908751 1329 11510 SH SOLE 11510 0 0 Vanguard Small Cap Growth ETF COM 922908595 204 1360 SH SOLE 1360 0 0 Vanguard Total International S COM 921909768 3605 85909 SH SOLE 85909 0 0 Vanguard Total Stock Mkt ETF COM 922908769 2554 19813 SH SOLE 19813 0 0 Vanguard Value ETF COM 922908744 3976 44643 SH SOLE 44643 0 0 iShares Core EAFE COM 46432F842 748 14989 SH SOLE 14989 0 0 iShares Core High Dividend ETF COM 46429B663 215 3000 SH SOLE 3000 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 6658 164526 SH SOLE 164526 0 0 iShares Core Russell US Growth COM 464287671 257 4500 SH SOLE 4500 0 0 iShares Core S&P 500 ETF COM 464287200 852 3298 SH SOLE 3298 0 0 iShares Core S&P Midcap ETF COM 464287507 3394 23592 SH SOLE 23592 0 0 iShares Core S&P Small Cap ETF COM 464287804 958 17079 SH SOLE 17079 0 0 iShares Core S&P Total US Stoc COM 464287150 307 5362 SH SOLE 5362 0 0 iShares DJ US Home Constructio COM 464288752 1976 68315 SH SOLE 68315 0 0 iShares MSCI Brazil Index ETF COM 464286400 1596 67750 SH SOLE 67750 0 0 iShares MSCI EAFE Growth ETF COM 464288885 528 7430 SH SOLE 7430 0 0 iShares MSCI EAFE Index ETF COM 464287465 451 8437 SH SOLE 8437 0 0 iShares MSCI EAFE Value Index COM 464288877 2222 62250 SH SOLE 62250 0 0 iShares MSCI EMU Index Fund ET COM 464286608 1168 38275 SH SOLE 38275 0 0 iShares MSCI Emerging Markets COM 464287234 502 14700 SH SOLE 14700 0 0 iShares MSCI Japan Index ETF COM 46434g822 760 15387 SH SOLE 15387 0 0 iShares Nasdaq Biotechnology COM 464287556 1991 18476 SH SOLE 18476 0 0 iShares Russell 1000 Growth In COM 464287614 1923 12765 SH SOLE 12765 0 0 iShares Russell 1000 Value Ind COM 464287598 3696 37265 SH SOLE 37265 0 0 iShares Russell 2000 Index ETF COM 464287655 3364 29394 SH SOLE 29394 0 0 iShares Russell 2000 Value Ind COM 464287630 587 7160 SH SOLE 7160 0 0 iShares Russell 3000 Index Fun COM 464287689 220 1482 SH SOLE 1482 0 0 iShares Russell Midcap Value I COM 464287473 1134 17696 SH SOLE 17696 0 0 iShares S&P 100 Index ETF COM 464287101 569 4795 SH SOLE 4795 0 0 iShares S&P 500/Barra Growth E COM 464287309 611 3700 SH SOLE 3700 0 0 iShares S&P 500/Barra Value ET COM 464287408 2045 21250 SH SOLE 21250 0 0 iShares S&P Global Healthcare COM 464287325 207 3400 SH SOLE 3400 0 0 iShares S&P Global Technology COM 464287291 4630 25390 SH SOLE 25390 0 0 iShares S&P Midcap 400/Growth COM 464287606 406 2277 SH SOLE 2277 0 0 iShares S&P Midcap 400/Value E COM 464287705 1960 17861 SH SOLE 17861 0 0 iShares Trust - iShares Core U COM 464287663 463 10030 SH SOLE 10030 0 0 iShares Trust Core MSCI Total COM 46432F834 210 4464 SH SOLE 4464 0 0 PCM Fund, Inc. COM 69323T101 1287 162037 SH SOLE 162037 0 0 PIMCO Short Maturity ETF COM 72201r833 5270 53244 SH SOLE 53244 0 0 Templeton Global Income Fund COM 880198106 53 10000 SH SOLE 10000 0 0 Vanguard Short-Term Corporate COM 92206c409 354 4480 SH SOLE 4480 0 0 iShares Short Maturity Bond ET COM 46431W507 506 10430 SH SOLE 10430 0 0 iShares Short Treasury Bond ET COM 464288679 14761 132958 SH SOLE 132958 0 0