VP/Chief Compliance Officer

0001339270-20-000001.txt : 20200127 0001339270-20-000001.hdr.sgml : 20200127 20200127143130 ACCESSION NUMBER: 0001339270-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 EFFECTIVENESS DATE: 20200127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 20548919 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001339270 XXXXXXXX 12-31-2019 12-31-2019 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne VP/Chief Compliance Officer 301-692-1225 Sandra G. Horne Bedford VA 01-27-2020 0 232 396469 false INFORMATION TABLE 2 inftable.xml SOL AUM 3M Company COM 88579Y101 445 2522 SH SOLE 2522 0 0 AIG Warrants Expire 1/19/21 COM 026874156 2611 254030 SH SOLE 254030 0 0 AT&T, Inc. COM 00206R102 3620 92620 SH SOLE 92620 0 0 Agilent Technologies Inc. COM 00846U101 346 4061 SH SOLE 4061 0 0 Alibaba Group Holding Limited COM 01609w102 426 2007 SH SOLE 2007 0 0 Alphabet Inc Cl A COM 02079k305 534 399 SH SOLE 399 0 0 Alphabet Inc Cl C COM 02079k107 735 550 SH SOLE 550 0 0 Altria Group Inc COM 02209S103 220 4404 SH SOLE 4404 0 0 Amazon.Com Inc. COM 023135106 652 353 SH SOLE 353 0 0 American Express Company COM 025816109 1676 13463 SH SOLE 13463 0 0 American International Group N COM 026874784 1411 27481 SH SOLE 27481 0 0 Amgen Inc. COM 031162100 538 2230 SH SOLE 2230 0 0 Apollo Commercial Real Estate COM 03762U105 415 22700 SH SOLE 22700 0 0 Apollo Global Management Inc. COM 03768e105 2708 56750 SH SOLE 56750 0 0 Apple Inc. COM 037833100 9381 31947 SH SOLE 31947 0 0 Applied Materials Inc COM 038222105 482 7900 SH SOLE 7900 0 0 Assurant Inc. COM 04621X108 236 1800 SH SOLE 1800 0 0 Autodesk Inc COM 052769106 261 1420 SH SOLE 1420 0 0 Avis Budget Group Inc. COM 053774105 219 6800 SH SOLE 6800 0 0 Banco Santander, S.A. (ADR) COM 05964h105 272 65816 SH SOLE 65816 0 0 Bank of America Corp. COM 060505104 4969 141079 SH SOLE 141079 0 0 Becton Dickinson & Co COM 075887109 927 3410 SH SOLE 3410 0 0 Berkshire Hathaway Cl B COM 084670702 1592 7027 SH SOLE 7027 0 0 Blackstone Group Inc. Cl A COM 09260D107 4253 76020 SH SOLE 76020 0 0 Blackstone Mortgage Trust, Inc COM 09257W100 398 10700 SH SOLE 10700 0 0 Boeing Company COM 097023105 1482 4549 SH SOLE 4549 0 0 Bristol-Myers Squibb Co. COM 110122108 1125 17527 SH SOLE 17527 0 0 Brookfield Asset Management Cl COM 112585104 1036 17930 SH SOLE 17930 0 0 CIGNA Corp. New Com COM 125523100 202 989 SH SOLE 989 0 0 CSX Corp. COM 126408103 275 3800 SH SOLE 3800 0 0 CVS Health Corp. COM 126650100 2234 30066 SH SOLE 30066 0 0 Carlyle Group COM 14316J108 5037 157000 SH SOLE 157000 0 0 Caterpillar Inc. COM 149123101 945 6396 SH SOLE 6396 0 0 CenturyLink Inc. COM 156700106 2538 192107 SH SOLE 192107 0 0 Charles Schwab Corp. COM 808513105 1891 39752 SH SOLE 39752 0 0 Chevron Corporation COM 166764100 948 7868 SH SOLE 7868 0 0 Cisco Systems Inc COM 17275R102 1930 40240 SH SOLE 40240 0 0 Citigroup Inc. COM 172967424 3036 38007 SH SOLE 38007 0 0 Coca-Cola Co. COM 191216100 235 4239 SH SOLE 4239 0 0 Comcast Corp New Cl A COM 20030N101 2807 62415 SH SOLE 62415 0 0 ConocoPhillips COM 20825C104 799 12280 SH SOLE 12280 0 0 Costco Wholesale Corp. New COM 22160K105 1708 5811 SH SOLE 5811 0 0 DXC Technology Company Com. COM 23355l106 1076 28615 SH SOLE 28615 0 0 Danaher Corporation COM 235851102 253 1650 SH SOLE 1650 0 0 Dell Inc COM 24703l202 385 7496 SH SOLE 7496 0 0 Diageo Plc New (ADR) COM 25243Q205 232 1380 SH SOLE 1380 0 0 Discovery Communications Ser C COM 25470F302 715 23463 SH SOLE 23463 0 0 Exxon Mobil Corp. COM 30231G102 1008 14439 SH SOLE 14439 0 0 Facebook Inc. COM 30303m102 438 2135 SH SOLE 2135 0 0 FedEx Corp. COM 31428X106 2044 13515 SH SOLE 13515 0 0 Fiat Chrysler Automobiles N.V. COM N31738102 521 35450 SH SOLE 35450 0 0 General Electric Company COM 369604103 3847 344710 SH SOLE 344710 0 0 General Motors Corp. COM 37045v100 282 7692 SH SOLE 7692 0 0 Gilead Sciences Inc. COM 375558103 362 5570 SH SOLE 5570 0 0 GlaxoSmithKline Plc (ADR) COM 37733W105 233 4959 SH SOLE 4959 0 0 Goldman Sachs Group Inc. COM 38141G104 350 1522 SH SOLE 1522 0 0 HP Inc. COM 40434l105 820 39916 SH SOLE 39916 0 0 HSBC Holdings PLC (ADR)New COM 404280406 207 5294 SH SOLE 5294 0 0 Hewlett Packard Enterprise Com COM 42824c109 696 43896 SH SOLE 43896 0 0 Home Depot Inc. COM 437076102 3017 13814 SH SOLE 13814 0 0 Honeywell International Inc. COM 438516106 1668 9426 SH SOLE 9426 0 0 Host Hotels & Resorts, Inc. COM 44107P104 467 25172 SH SOLE 25172 0 0 Humana Inc. COM 444859102 1041 2840 SH SOLE 2840 0 0 Impinj Inc. COM 453204109 211 8150 SH SOLE 8150 0 0 Intel Corp. COM 458140100 2462 41136 SH SOLE 41136 0 0 International Bancshares Corp. COM 459044103 14128 328025 SH SOLE 328025 0 0 International Business Machine COM 459200101 976 7285 SH SOLE 7285 0 0 JPMorgan Chase & Co. COM 46625H100 3063 21971 SH SOLE 21971 0 0 Johnson & Johnson COM 478160104 1725 11823 SH SOLE 11823 0 0 Johnson Controls Inc. COM g51502105 377 9262 SH SOLE 9262 0 0 KKR & Co. Inc. LP Delaware COM 48251w104 4163 142700 SH SOLE 142700 0 0 Koninklijke Philips Electronic COM 500472303 1292 26485 SH SOLE 26485 0 0 Lockheed Martin Corp. COM 539830109 963 2473 SH SOLE 2473 0 0 Lowe's Companies, Inc. COM 548661107 443 3700 SH SOLE 3700 0 0 Marriott International, Inc. C COM 571903202 280 1850 SH SOLE 1850 0 0 Marsh & McLennan Companies, In COM 571748102 375 3370 SH SOLE 3370 0 0 McDonald's Corp. COM 580135101 1883 9531 SH SOLE 9531 0 0 McKesson Corp. COM 58155Q103 344 2487 SH SOLE 2487 0 0 Medtronic Inc. COM g5960L103 507 4470 SH SOLE 4470 0 0 Merck & Co. Inc. New COM 58933Y105 423 4651 SH SOLE 4651 0 0 Microsoft Corp. COM 594918104 4923 31216 SH SOLE 31216 0 0 Morgan Stanley COM 617446448 312 6100 SH SOLE 6100 0 0 Motorola Solutions Inc. COM 620076307 209 1297 SH SOLE 1297 0 0 Nike Inc. Cl B COM 654106103 1673 16516 SH SOLE 16516 0 0 Nokia Corp (ADR) COM 654902204 548 147797 SH SOLE 147797 0 0 Oracle Corp. COM 68389X105 2080 39267 SH SOLE 39267 0 0 PNC Financial Services Group, COM 693475105 555 3475 SH SOLE 3475 0 0 Paypal Holdings Inc. COM 70450y103 2055 18998 SH SOLE 18998 0 0 Pepsico, Inc. COM 713448108 702 5136 SH SOLE 5136 0 0 Pfizer, Inc. COM 717081103 1297 33106 SH SOLE 33106 0 0 Philip Morris International In COM 718172109 508 5971 SH SOLE 5971 0 0 Procter & Gamble Co. COM 742718109 2443 19561 SH SOLE 19561 0 0 Qualcomm Inc. COM 747525103 928 10523 SH SOLE 10523 0 0 Qurate Retail Group COM 74915m100 85 10090 SH SOLE 10090 0 0 Royal Dutch Shell Plc COM 780259107 249 4145 SH SOLE 4145 0 0 SAP AG (ADR) COM 803054204 778 5810 SH SOLE 5810 0 0 SJW Group Com COM 784305104 494 6945 SH SOLE 6945 0 0 Schlumberger Ltd F COM 806857108 838 20855 SH SOLE 20855 0 0 Sempra Energy COM 816851109 230 1519 SH SOLE 1519 0 0 Sony Corp. (ADR) COM 835699307 1402 20617 SH SOLE 20617 0 0 TE Connectivity Ltd. F COM h84989104 1100 11481 SH SOLE 11481 0 0 Tapestry Inc. COM 876030107 239 8879 SH SOLE 8879 0 0 Teva Pharmaceutical Industries COM 881624209 502 51218 SH SOLE 51218 0 0 The Walt Disney Co. COM 254687106 2160 14937 SH SOLE 14937 0 0 Thermo Fisher Scientific Inc. COM 883556102 715 2202 SH SOLE 2202 0 0 Toyota Motor Corp. (ADR) COM 892331307 415 2950 SH SOLE 2950 0 0 UBS Group CHF0.10 COM H42097107 459 36480 SH SOLE 36480 0 0 United Technologies Corp. COM 913017109 700 4673 SH SOLE 4673 0 0 UnitedHealth Group, Inc. COM 91324P102 5372 18273 SH SOLE 18273 0 0 Vale S.A. American Depositary COM 91912e105 140 10600 SH SOLE 10600 0 0 Verizon Communications Inc. COM 92343V104 943 15354 SH SOLE 15354 0 0 ViacomCBS Class B COM 92556H206 741 17651 SH SOLE 17651 0 0 Visa, Inc. Cl A COM 92826C839 393 2089 SH SOLE 2089 0 0 Vishay Intertechnology Inc. COM 928298108 253 11900 SH SOLE 11900 0 0 WPP PLC F Sponsored ADR COM 92937A102 515 7333 SH SOLE 7333 0 0 Wal-Mart Inc. COM 931142103 1311 11030 SH SOLE 11030 0 0 Waste Management Inc. COM 94106L109 627 5500 SH SOLE 5500 0 0 Wells Fargo & Co. New COM 949746101 1761 32732 SH SOLE 32732 0 0 Yum China Holdings Inc. COM 98850p109 592 12330 SH SOLE 12330 0 0 Yum! Brands, Inc. COM 988498101 1262 12529 SH SOLE 12529 0 0 eBay, Inc. COM 278642103 729 20175 SH SOLE 20175 0 0 Consumer Discret Sel Sect SPDR COM 81369Y407 309 2465 SH SOLE 2465 0 0 DB X-Trackers MSCI Europe UCIT COM 233051853 541 7500 SH SOLE 7500 0 0 Direxion Daily Financial Bull COM 25459y694 1136 12000 SH SOLE 12000 0 0 Energy Select Sector SPDR COM 81369Y506 1851 30830 SH SOLE 30830 0 0 Financial Select Sector SPDR COM 81369Y605 1195 38818 SH SOLE 38818 0 0 Global X MLP & Energy Infrastr COM 37950E226 608 49525 SH SOLE 49525 0 0 Global X Robotics & AI Themati COM 37954y715 4379 200245 SH SOLE 200245 0 0 Global X Silver Miners ETF COM 37954y848 361 10895 SH SOLE 10895 0 0 Health Care Sector Select SPDR COM 81369Y209 993 9744 SH SOLE 9744 0 0 Industrial Select Sector SPDR COM 81369y704 1820 22345 SH SOLE 22345 0 0 Invesco KBW Bank ETF COM 46138e628 14674 251999 SH SOLE 251999 0 0 Invesco KBW Regional Banking COM 46138e578 1627 30143 SH SOLE 30143 0 0 Invesco QQQ Trust Series 1 COM 46090e103 11638 54738 SH SOLE 54738 0 0 Invesco Water Resources COM 46137v142 425 11000 SH SOLE 11000 0 0 Materials Select Sector SPDR E COM 81369Y100 1297 21115 SH SOLE 21115 0 0 ProShares Ultra Pro S&P500 COM 74347x864 1260 18000 SH SOLE 18000 0 0 SPDR Dow Jones Global Real Est COM 78463x749 1629 31624 SH SOLE 31624 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 1327 4655 SH SOLE 4655 0 0 SPDR Gold Trust ETF COM 78463v107 279 1950 SH SOLE 1950 0 0 SPDR KBW Regional Banking ETF COM 78464A698 3417 58665 SH SOLE 58665 0 0 SPDR S&P 500 Index ETF COM 78462F103 2493 7746 SH SOLE 7746 0 0 SPDR S&P Bank ETF COM 78464A797 824 17417 SH SOLE 17417 0 0 SPDR S&P Global Natural Resour COM 78463X541 4790 103793 SH SOLE 103793 0 0 SPDR S&P Homebuilders ETF COM 78464a888 345 7575 SH SOLE 7575 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 674 1795 SH SOLE 1795 0 0 SPDR S&P Oil & Gas Explor & Pr COM 78464A730 1200 50620 SH SOLE 50620 0 0 Schwab 1000 Index ETF COM 808524722 384 12175 SH SOLE 12175 0 0 Schwab Emerging Markets Equity COM 808524706 841 30740 SH SOLE 30740 0 0 Schwab Fundamental Emerg Mkts COM 808524730 815 27310 SH SOLE 27310 0 0 Schwab Fundamental Intl Large COM 808524755 661 22873 SH SOLE 22873 0 0 Schwab Fundamental Intl Small COM 808524748 437 13131 SH SOLE 13131 0 0 Schwab Fundamental US Broad Mk COM 808524789 738 17524 SH SOLE 17524 0 0 Schwab Fundamental US Large Co COM 808524771 598 14000 SH SOLE 14000 0 0 Schwab Fundamental US Small Co COM 808524763 258 6410 SH SOLE 6410 0 0 Schwab International Equity ET COM 808524805 765 22755 SH SOLE 22755 0 0 Schwab International Small Cap COM 808524888 2404 69385 SH SOLE 69385 0 0 Schwab US Broad Market ETF COM 808524102 1296 16851 SH SOLE 16851 0 0 Schwab US Large Cap Growth ETF COM 808524300 240 2580 SH SOLE 2580 0 0 Schwab US Large Cap Value ETF COM 808524409 332 5522 SH SOLE 5522 0 0 Schwab US Mid Cap ETF COM 808524508 674 11210 SH SOLE 11210 0 0 Schwab US Small Cap ETF COM 808524607 360 4758 SH SOLE 4758 0 0 Technology Select Sector SPDR COM 81369Y803 696 7595 SH SOLE 7595 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 338 11550 SH SOLE 11550 0 0 Vanguard Dividend Appreciation COM 921908844 578 4640 SH SOLE 4640 0 0 Vanguard Emerging Markets ETF COM 922042858 4287 96401 SH SOLE 96401 0 0 Vanguard European ETF COM 922042874 1867 31860 SH SOLE 31860 0 0 Vanguard Extended Market Index COM 922908652 4569 36263 SH SOLE 36263 0 0 Vanguard FTSE All World Ex-US COM 922042775 4756 88490 SH SOLE 88490 0 0 Vanguard FTSE All-World Ex-US COM 922042718 1430 12870 SH SOLE 12870 0 0 Vanguard FTSE Developed Market COM 921943858 539 12243 SH SOLE 12243 0 0 Vanguard Financials ETF COM 92204A405 5285 69285 SH SOLE 69285 0 0 Vanguard Global ex-US Real Est COM 922042676 1039 17585 SH SOLE 17585 0 0 Vanguard Growth ETF COM 922908736 2213 12150 SH SOLE 12150 0 0 Vanguard Health Care ETF COM 92204A504 782 4080 SH SOLE 4080 0 0 Vanguard High Dividend Yield E COM 921946406 674 7190 SH SOLE 7190 0 0 Vanguard Large Cap Index FDS E COM 922908637 222 1500 SH SOLE 1500 0 0 Vanguard Mega Cap 300 Growth I COM 921910816 8759 60132 SH SOLE 60132 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 418 3745 SH SOLE 3745 0 0 Vanguard Mega Cap 300 Value In COM 921910840 8942 102569 SH SOLE 102569 0 0 Vanguard Mid Cap Growth ETF COM 922908538 1801 11340 SH SOLE 11340 0 0 Vanguard Mid-Cap ETF COM 922908629 15079 84626 SH SOLE 84626 0 0 Vanguard Mid-Cap Value ETF COM 922908512 4524 37955 SH SOLE 37955 0 0 Vanguard REIT ETF COM 922908553 518 5585 SH SOLE 5585 0 0 Vanguard S&P 500 ETF COM 922908363 315 1065 SH SOLE 1065 0 0 Vanguard S&P 500 Growth ETF COM 921932505 263 1510 SH SOLE 1510 0 0 Vanguard Small Cap ETF COM 922908751 2037 12300 SH SOLE 12300 0 0 Vanguard Small Cap Growth ETF COM 922908595 268 1350 SH SOLE 1350 0 0 Vanguard Total International S COM 921909768 5226 93848 SH SOLE 93848 0 0 Vanguard Total Stock Mkt ETF COM 922908769 3299 20165 SH SOLE 20165 0 0 Vanguard Value ETF COM 922908744 4844 40415 SH SOLE 40415 0 0 iShares Core Dividend Growth COM 46434v621 210 5000 SH SOLE 5000 0 0 iShares Core EAFE COM 46432F842 968 14843 SH SOLE 14843 0 0 iShares Core High Dividend ETF COM 46429B663 294 3000 SH SOLE 3000 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 8563 159278 SH SOLE 159278 0 0 iShares Core Russell US Growth COM 464287671 304 4500 SH SOLE 4500 0 0 iShares Core S&P 500 ETF COM 464287200 987 3053 SH SOLE 3053 0 0 iShares Core S&P Midcap ETF COM 464287507 4760 23127 SH SOLE 23127 0 0 iShares Core S&P Small Cap ETF COM 464287804 1427 17014 SH SOLE 17014 0 0 iShares Core S&P Total US Stoc COM 464287150 389 5358 SH SOLE 5358 0 0 iShares DJ US Home Constructio COM 464288752 3247 73092 SH SOLE 73092 0 0 iShares MSCI ACWI ex US COM 464288240 221 4500 SH SOLE 4500 0 0 iShares MSCI Brazil Index ETF COM 464286400 3661 77160 SH SOLE 77160 0 0 iShares MSCI EAFE Growth ETF COM 464288885 642 7430 SH SOLE 7430 0 0 iShares MSCI EAFE Index ETF COM 464287465 586 8437 SH SOLE 8437 0 0 iShares MSCI EAFE Value Index COM 464288877 2940 58880 SH SOLE 58880 0 0 iShares MSCI EMU Index Fund ET COM 464286608 1831 43675 SH SOLE 43675 0 0 iShares MSCI Emerging Markets COM 464287234 660 14700 SH SOLE 14700 0 0 iShares MSCI Japan Index ETF COM 46434g822 912 15387 SH SOLE 15387 0 0 iShares Nasdaq Biotechnology COM 464287556 2254 18701 SH SOLE 18701 0 0 iShares Russell 1000 Growth In COM 464287614 2246 12765 SH SOLE 12765 0 0 iShares Russell 1000 Value Ind COM 464287598 4977 36465 SH SOLE 36465 0 0 iShares Russell 2000 Index ETF COM 464287655 4856 29309 SH SOLE 29309 0 0 iShares Russell 2000 Value Ind COM 464287630 948 7375 SH SOLE 7375 0 0 iShares Russell 3000 Index Fun COM 464287689 279 1482 SH SOLE 1482 0 0 iShares Russell Midcap Value I COM 464287473 1187 12521 SH SOLE 12521 0 0 iShares S & P Small Cap 600 Va COM 464287879 220 1370 SH SOLE 1370 0 0 iShares S&P 100 Index ETF COM 464287101 705 4895 SH SOLE 4895 0 0 iShares S&P 500/Barra Growth E COM 464287309 718 3710 SH SOLE 3710 0 0 iShares S&P 500/Barra Value ET COM 464287408 2769 21285 SH SOLE 21285 0 0 iShares S&P Global Healthcare COM 464287325 234 3400 SH SOLE 3400 0 0 iShares S&P Global Technology COM 464287291 5591 26560 SH SOLE 26560 0 0 iShares S&P Midcap 400/Growth COM 464287606 541 2270 SH SOLE 2270 0 0 iShares S&P Midcap 400/Value E COM 464287705 3409 19970 SH SOLE 19970 0 0 iShares Trust - iShares Core U COM 464287663 632 10030 SH SOLE 10030 0 0 iShares Trust Core MSCI Total COM 46432F834 276 4454 SH SOLE 4454 0 0 PCM Fund, Inc. COM 69323T101 1864 162664 SH SOLE 162664 0 0 PIMCO Short Maturity ETF COM 72201r833 5524 54374 SH SOLE 54374 0 0 Templeton Global Income Fund COM 880198106 61 10000 SH SOLE 10000 0 0 Vanguard Short-Term Corporate COM 92206c409 456 5630 SH SOLE 5630 0 0 iShares Short Maturity Bond ET COM 46431W507 626 12450 SH SOLE 12450 0 0 iShares Short Treasury Bond ET COM 464288679 1959 17738 SH SOLE 17738 0 0