VP/Chief Compliance Officer

0001339270-18-000001.txt : 20180131 0001339270-18-000001.hdr.sgml : 20180131 20180131130902 ACCESSION NUMBER: 0001339270-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180131 EFFECTIVENESS DATE: 20180131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 18561865 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001339270 XXXXXXXX 12-31-2017 12-31-2017 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horrne VP/Chief Compliance Officer 301-692-1225 Sandra G. Horne Bedford VA 01-31-2018 0 235 349998 false INFORMATION TABLE 2 inftable.xml SOL AUM 12/31/17 3M Company COM 88579Y101 548 2329 SH SOLE 2329 0 0 AIG Warrants Expire 1/19/21 COM 026874156 923 50920 SH SOLE 50920 0 0 AT&T, Inc. COM 00206R102 1577 40556 SH SOLE 40556 0 0 Aetna Inc New COM 00817Y108 581 3220 SH SOLE 3220 0 0 Agilent Technologies Inc. COM 00846U101 272 4061 SH SOLE 4061 0 0 Alphabet Inc Cl A COM 02079k305 303 288 SH SOLE 288 0 0 Alphabet Inc Cl C COM 02079k107 343 328 SH SOLE 328 0 0 Altaba Inc. COM 021346101 1005 14390 SH SOLE 14390 0 0 Altria Group Inc COM 02209S103 299 4185 SH SOLE 4185 0 0 Amazon.Com Inc. COM 023135106 368 315 SH SOLE 315 0 0 American Express Company COM 025816109 1522 15325 SH SOLE 15325 0 0 American International Group N COM 026874784 1595 26774 SH SOLE 26774 0 0 Amgen Inc. COM 031162100 431 2480 SH SOLE 2480 0 0 Apollo Commercial Real Estate COM 03762U105 482 26100 SH SOLE 26100 0 0 Apollo Global Management LLC COM 037612306 1484 44350 SH SOLE 44350 0 0 Apple Inc. COM 037833100 5815 34361 SH SOLE 34361 0 0 Applied Materials Inc COM 038222105 465 9100 SH SOLE 9100 0 0 Avis Budget Group Inc. COM 053774105 331 7540 SH SOLE 7540 0 0 Banco Santander, S.A. (ADR) COM 05964h105 443 67790 SH SOLE 67790 0 0 Bank of America Corp. COM 060505104 4993 169129 SH SOLE 169129 0 0 Bank of America Corp. Warrants COM 060505146 316 18000 SH SOLE 18000 0 0 Becton Dickinson & Co COM 075887109 801 3740 SH SOLE 3740 0 0 Berkshire Hathaway Cl B COM 084670702 1395 7038 SH SOLE 7038 0 0 Blackstone Group LP COM 09253U108 2690 84000 SH SOLE 84000 0 0 Blackstone Mortgage Trust, Inc COM 09257W100 360 11200 SH SOLE 11200 0 0 Boeing Company COM 097023105 1355 4595 SH SOLE 4595 0 0 Bristol-Myers Squibb Co. COM 110122108 1192 19455 SH SOLE 19455 0 0 CBS Corp. Cl B New COM 124857202 246 4165 SH SOLE 4165 0 0 CSX Corp. COM 126408103 209 3800 SH SOLE 3800 0 0 CVS Caremark Corp. COM 126650100 617 8516 SH SOLE 8516 0 0 Carlyle Group COM 14309l102 3774 164800 SH SOLE 164800 0 0 Caterpillar Inc. COM 149123101 844 5353 SH SOLE 5353 0 0 CenturyLink Inc. COM 156700106 177 10638 SH SOLE 10638 0 0 Charles Schwab Corp. COM 808513105 1963 38208 SH SOLE 38208 0 0 Chesapeake Energy Corp. COM 165167107 336 84905 SH SOLE 84905 0 0 Chevron Corporation COM 166764100 871 6956 SH SOLE 6956 0 0 Cisco Systems Inc COM 17275R102 1910 49867 SH SOLE 49867 0 0 Citigroup Inc. COM 172967424 3672 49352 SH SOLE 49352 0 0 Coca-Cola Co. COM 191216100 217 4735 SH SOLE 4735 0 0 Comcast Corp New Cl A COM 20030N101 2233 55764 SH SOLE 55764 0 0 ConocoPhillips COM 20825C104 796 14500 SH SOLE 14500 0 0 Corning Inc. COM 219350105 253 7898 SH SOLE 7898 0 0 Costco Wholesale Corp. New COM 22160K105 1245 6691 SH SOLE 6691 0 0 DXC Technology Company Com. COM 23355l106 664 6994 SH SOLE 6994 0 0 Dell Technologies Class V COM 24703L103 455 5593 SH SOLE 5593 0 0 Diageo Plc New (ADR) COM 25243Q205 292 2000 SH SOLE 2000 0 0 Discovery Communications Ser C COM 25470F302 490 23138 SH SOLE 23138 0 0 DowDuPont Inc. COM 26078J100 438 6144 SH SOLE 6144 0 0 Emerson Electric Co. COM 291011104 233 3348 SH SOLE 3348 0 0 Exxon Mobil Corp. COM 30231G102 849 10155 SH SOLE 10155 0 0 FedEx Corp. COM 31428X106 2453 9832 SH SOLE 9832 0 0 Federal Realty Investment Trus COM 313747206 222 1675 SH SOLE 1675 0 0 Fiat Chrysler Automobiles N.V. COM N31738102 536 30050 SH SOLE 30050 0 0 Ford Motor Company COM 345370860 290 23200 SH SOLE 23200 0 0 General Electric Company COM 369604103 2471 141605 SH SOLE 141605 0 0 General Motors Corp. COM 37045v100 362 8831 SH SOLE 8831 0 0 Gilead Sciences Inc. COM 375558103 729 10170 SH SOLE 10170 0 0 GlaxoSmithKline Plc (ADR) COM 37733W105 253 7143 SH SOLE 7143 0 0 Goldman Sachs Group Inc. COM 38141G104 345 1355 SH SOLE 1355 0 0 HP Inc. COM 40434l105 991 47166 SH SOLE 47166 0 0 HSBC Holdings PLC (ADR)New COM 404280406 299 5799 SH SOLE 5799 0 0 Hewlett Packard Enterprise Com COM 42824c109 750 52236 SH SOLE 52236 0 0 Home Depot Inc. COM 437076102 2978 15714 SH SOLE 15714 0 0 Honda Motor Co. Ltd (ADR) COM 438128308 302 8868 SH SOLE 8868 0 0 Honeywell International COM 438516106 1544 10068 SH SOLE 10068 0 0 Host Hotels & Resorts, Inc. COM 44107P104 545 27450 SH SOLE 27450 0 0 Humana Inc. COM 444859102 754 3040 SH SOLE 3040 0 0 Intel Corp. COM 458140100 2073 44899 SH SOLE 44899 0 0 International Bancshares Corp. COM 459044103 13023 328025 SH SOLE 328025 0 0 International Business Machine COM 459200101 1212 7898 SH SOLE 7898 0 0 JPMorgan Chase & Co. COM 46625H100 2649 24770 SH SOLE 24770 0 0 JPMorgan Warrants Exp. 10/28/1 COM 46634e114 1022 15384 SH SOLE 15384 0 0 Johnson & Johnson COM 478160104 1526 10924 SH SOLE 10924 0 0 Johnson Controls Inc. COM g51502105 395 10377 SH SOLE 10377 0 0 KKR & Co. LP Del Com Units COM 48248m102 3466 164575 SH SOLE 164575 0 0 Koninklijke Philips Electronic COM 500472303 1092 28897 SH SOLE 28897 0 0 Lockheed Martin Corp. COM 539830109 926 2884 SH SOLE 2884 0 0 Lowe's Companies, Inc. COM 548661107 414 4450 SH SOLE 4450 0 0 Marriott International, Inc. C COM 571903202 258 1900 SH SOLE 1900 0 0 Marsh & McLennan Companies, In COM 571748102 317 3900 SH SOLE 3900 0 0 McDonald's Corp. COM 580135101 1698 9865 SH SOLE 9865 0 0 McKesson Corp. COM 58155Q103 565 3626 SH SOLE 3626 0 0 Medtronic Inc. COM g5960L103 454 5626 SH SOLE 5626 0 0 Merck & Co. Inc. New COM 58933Y105 285 5059 SH SOLE 5059 0 0 Microsoft Corp. COM 594918104 3085 36061 SH SOLE 36061 0 0 Monsanto Company COM 61166W101 292 2500 SH SOLE 2500 0 0 Morgan Stanley COM 617446448 383 7300 SH SOLE 7300 0 0 Motorola Solutions Inc. COM 620076307 213 2353 SH SOLE 2353 0 0 Movado Group Inc. COM 624580106 322 10000 SH SOLE 10000 0 0 Newmont Mining Corp. COM 651639106 253 6750 SH SOLE 6750 0 0 Nike Inc. Cl B COM 654106103 715 11432 SH SOLE 11432 0 0 Nokia Corp (ADR) COM 654902204 412 88472 SH SOLE 88472 0 0 Oaktree Capital COM 674001201 2023 48050 SH SOLE 48050 0 0 Oracle Corp. COM 68389X105 2021 42750 SH SOLE 42750 0 0 PNC Financial Services Group, COM 693475105 505 3500 SH SOLE 3500 0 0 Paypal COM 70450y103 1471 19975 SH SOLE 19975 0 0 Pepsico, Inc. COM 713448108 629 5245 SH SOLE 5245 0 0 Pfizer, Inc. COM 717081103 1348 37218 SH SOLE 37218 0 0 Philip Morris International In COM 718172109 591 5594 SH SOLE 5594 0 0 Procter & Gamble COM 742718109 1493 16247 SH SOLE 16247 0 0 Qualcomm Inc. COM 747525103 706 11023 SH SOLE 11023 0 0 SAP AG (ADR) COM 803054204 712 6341 SH SOLE 6341 0 0 Schlumberger Ltd F COM 806857108 420 6226 SH SOLE 6226 0 0 Sony Corp. (ADR) COM 835699307 1154 25680 SH SOLE 25680 0 0 State Street Corp. COM 857477103 215 2200 SH SOLE 2200 0 0 TE Connectivity Ltd. F COM h84989104 1109 11664 SH SOLE 11664 0 0 Tapestry Inc. COM 876030107 6282 142032 SH SOLE 142032 0 0 Telefonica SA (ADR) COM 879382208 521 53873 SH SOLE 53873 0 0 Teva Pharmaceutical Industries COM 881624209 2494 131589 SH SOLE 131589 0 0 The Walt Disney Co. COM 254687106 1408 13099 SH SOLE 13099 0 0 Thermo Fisher Scientific COM 883556102 438 2309 SH SOLE 2309 0 0 Time Warner, Inc. COM 887317303 1408 15389 SH SOLE 15389 0 0 Toyota Motor Corp. (ADR) COM 892331307 427 3355 SH SOLE 3355 0 0 Twenty-First Century Fox Inc. COM 90130a200 205 6000 SH SOLE 6000 0 0 UBS Group CHF0.10 COM H42097107 969 52675 SH SOLE 52675 0 0 United Technologies Corp. COM 913017109 651 5105 SH SOLE 5105 0 0 UnitedHealth Group, Inc. COM 91324P102 3890 17647 SH SOLE 17647 0 0 Vale S.A. American Depositary COM 91912e105 187 15500 SH SOLE 15500 0 0 Verizon Communications COM 92343V104 792 14954 SH SOLE 14954 0 0 Viacom Inc. Cl B New COM 92553P201 891 28912 SH SOLE 28912 0 0 Visa, Inc. Cl A COM 92826C839 308 2700 SH SOLE 2700 0 0 Vishay Intertechnology COM 928298108 405 19525 SH SOLE 19525 0 0 WPP PLC F Sponsored ADR COM 92937A102 312 3450 SH SOLE 3450 0 0 Wal-Mart Stores Inc. COM 931142103 626 6344 SH SOLE 6344 0 0 Waste Management Inc. COM 94106L109 518 6000 SH SOLE 6000 0 0 Wells Fargo & Co. New COM 949746101 1911 31503 SH SOLE 31503 0 0 Yum China Holdings Inc. COM 98850p109 573 14314 SH SOLE 14314 0 0 Yum! Brands, Inc. COM 988498101 1180 14464 SH SOLE 14464 0 0 eBay, Inc. COM 278642103 778 20625 SH SOLE 20625 0 0 Consumer Discret Sel Sect SPDR COM 81369Y407 414 4198 SH SOLE 4198 0 0 DB X-Trackers MSCI Europe UCIT COM 233051853 724 10600 SH SOLE 10600 0 0 Direxion Daily Financial Bull COM 25459y694 821 12000 SH SOLE 12000 0 0 Energy Select Sector SPDR COM 81369Y506 2241 31010 SH SOLE 31010 0 0 Financial Select Sector SPDR COM 81369Y605 849 30420 SH SOLE 30420 0 0 First Trust Natural Gas ETF COM 33733e807 655 28758 SH SOLE 28758 0 0 Global X MLP & Energy Infrastr COM 37950E226 871 64075 SH SOLE 64075 0 0 Global X Robotics & AI Themati COM 37954y715 4240 178885 SH SOLE 178885 0 0 Global X Silver Miners ETF COM 37954y848 1591 48730 SH SOLE 48730 0 0 Guggenheim S&P 500 Equal Weigh COM 78355W106 452 4475 SH SOLE 4475 0 0 Health Care Sector Select SPDR COM 81369Y209 1099 13293 SH SOLE 13293 0 0 Industrial Select Sector SPDR COM 81369y704 1852 24470 SH SOLE 24470 0 0 Materials Select Sector SPDR E COM 81369Y100 1631 26940 SH SOLE 26940 0 0 Mexico Fund Inc. COM 592835102 196 12430 SH SOLE 12430 0 0 PowerShares KBW Bank ETF COM 73937b746 15251 277182 SH SOLE 277182 0 0 PowerShares KBW Regional Banki COM 73937b712 1711 30555 SH SOLE 30555 0 0 PowerShares QQQ Trust Series 1 COM 73935A104 12837 82417 SH SOLE 82417 0 0 PowerShares Water Resources COM 73935X575 369 12200 SH SOLE 12200 0 0 ProShares Ultra Pro S&P500 COM 74347x864 841 6000 SH SOLE 6000 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 460 11300 SH SOLE 11300 0 0 SPDR Dow Jones Global Real Est COM 78463x749 1204 24628 SH SOLE 24628 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 1483 5995 SH SOLE 5995 0 0 SPDR Gold Trust ETF COM 78463v107 278 2250 SH SOLE 2250 0 0 SPDR KBW Bank ETF COM 78464A797 642 13562 SH SOLE 13562 0 0 SPDR KBW Regional Banking ETF COM 78464A698 3233 54940 SH SOLE 54940 0 0 SPDR S&P 500 Index ETF COM 78462F103 2520 9443 SH SOLE 9443 0 0 SPDR S&P Global Natural Resour COM 78463X541 4892 99697 SH SOLE 99697 0 0 SPDR S&P Homebuilders ETF COM 78464a888 710 16050 SH SOLE 16050 0 0 SPDR S&P Metals and Mining ETF COM 78464A755 446 12250 SH SOLE 12250 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 442 1280 SH SOLE 1280 0 0 SPDR S&P Oil & Gas Equip & Svc COM 78464A748 1465 85505 SH SOLE 85505 0 0 SPDR S&P Oil & Gas Explor & Pr COM 78464A730 7847 211053 SH SOLE 211053 0 0 Schwab Emerging Markets Equity COM 808524706 497 17780 SH SOLE 17780 0 0 Schwab Fundamental Emerg Mkts COM 808524730 754 25410 SH SOLE 25410 0 0 Schwab Fundamental Intl Large COM 808524755 728 23955 SH SOLE 23955 0 0 Schwab Fundamental Intl Small COM 808524748 446 12390 SH SOLE 12390 0 0 Schwab Fundamental US Broad Mk COM 808524789 674 18068 SH SOLE 18068 0 0 Schwab Fundamental US Large Co COM 808524771 581 15500 SH SOLE 15500 0 0 Schwab Fundamental US Small Co COM 808524763 205 5416 SH SOLE 5416 0 0 Schwab International Equity ET COM 808524805 377 11077 SH SOLE 11077 0 0 Schwab US Broad Market ETF COM 808524102 832 12896 SH SOLE 12896 0 0 Schwab US Large Cap ETF COM 808524201 301 4720 SH SOLE 4720 0 0 Technology Select Sector SPDR COM 81369Y803 947 14810 SH SOLE 14810 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 535 23000 SH SOLE 23000 0 0 Vanguard Dividend Appreciation COM 921908844 342 3350 SH SOLE 3350 0 0 Vanguard Emerging Markets ETF COM 922042858 4646 101191 SH SOLE 101191 0 0 Vanguard European ETF COM 922042874 2032 34350 SH SOLE 34350 0 0 Vanguard Extended Market Index COM 922908652 3764 33692 SH SOLE 33692 0 0 Vanguard FTSE All World Ex-US COM 922042775 4467 81625 SH SOLE 81625 0 0 Vanguard FTSE All-World ex-US COM 922042718 1133 9500 SH SOLE 9500 0 0 Vanguard FTSE Developed Market COM 921943858 771 17192 SH SOLE 17192 0 0 Vanguard Financials ETF COM 92204A405 6777 96762 SH SOLE 96762 0 0 Vanguard Global ex-US Real Est COM 922042676 660 10910 SH SOLE 10910 0 0 Vanguard Growth ETF COM 922908736 1621 11525 SH SOLE 11525 0 0 Vanguard Health Care ETF COM 92204A504 640 4155 SH SOLE 4155 0 0 Vanguard High Dividend Yield E COM 921946406 757 8840 SH SOLE 8840 0 0 Vanguard Mega Cap 300 Growth I COM 921910816 8111 72858 SH SOLE 72858 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 5817 63368 SH SOLE 63368 0 0 Vanguard Mega Cap 300 Value In COM 921910840 6696 87570 SH SOLE 87570 0 0 Vanguard Mid Cap Growth ETF COM 922908538 1768 13845 SH SOLE 13845 0 0 Vanguard Mid-Cap ETF COM 922908629 10072 65073 SH SOLE 65073 0 0 Vanguard Mid-Cap Value ETF COM 922908512 2997 26860 SH SOLE 26860 0 0 Vanguard REIT ETF COM 922908553 643 7747 SH SOLE 7747 0 0 Vanguard S&P 500 ETF COM 922908363 261 1065 SH SOLE 1065 0 0 Vanguard Small Cap ETF COM 922908751 1621 10969 SH SOLE 10969 0 0 Vanguard Small Cap Growth ETF COM 922908595 423 2630 SH SOLE 2630 0 0 Vanguard Total International S COM 921909768 2955 52023 SH SOLE 52023 0 0 Vanguard Total Stock Mkt ETF COM 922908769 3265 23790 SH SOLE 23790 0 0 Vanguard Total World Stock ETF COM 922042742 278 3746 SH SOLE 3746 0 0 Vanguard Value ETF COM 922908744 2322 21837 SH SOLE 21837 0 0 WisdomTree Dividend Ex-Financi COM 97717W406 292 3305 SH SOLE 3305 0 0 WisdomTree Equity Income ETF COM 97717W208 310 4250 SH SOLE 4250 0 0 WisdomTree Large Cap Dividend COM 97717W307 230 2500 SH SOLE 2500 0 0 WisdomTree Mid-Cap Dividend Fu COM 97717w505 265 7500 SH SOLE 7500 0 0 iShares Core EAFE COM 46432F842 712 10770 SH SOLE 10770 0 0 iShares Core High Dividend ETF COM 46429B663 293 3250 SH SOLE 3250 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 1487 26129 SH SOLE 26129 0 0 iShares Core Russell US Growth COM 464287671 242 4500 SH SOLE 4500 0 0 iShares Core S&P 500 ETF COM 464287200 349 1297 SH SOLE 1297 0 0 iShares Core S&P Midcap ETF COM 464287507 2514 13249 SH SOLE 13249 0 0 iShares Core S&P Small Cap ETF COM 464287804 635 8273 SH SOLE 8273 0 0 iShares Core S&P Total US Stoc COM 464287150 312 5110 SH SOLE 5110 0 0 iShares DJ US Home Constructio COM 464288752 5625 128657 SH SOLE 128657 0 0 iShares Dow Jones US Technolog COM 464287721 293 1800 SH SOLE 1800 0 0 iShares MSCI ACWI ex US COM 464288240 280 5600 SH SOLE 5600 0 0 iShares MSCI Brazil Index ETF COM 464286400 4160 102853 SH SOLE 102853 0 0 iShares MSCI EAFE Index ETF COM 464287465 422 6000 SH SOLE 6000 0 0 iShares MSCI EAFE Value Index COM 464288877 2628 47600 SH SOLE 47600 0 0 iShares MSCI EMU Index Fund ET COM 464286608 2313 53325 SH SOLE 53325 0 0 iShares MSCI Emerging Markets COM 464287234 2182 46300 SH SOLE 46300 0 0 iShares MSCI Japan Index ETF COM 46434g822 1351 22537 SH SOLE 22537 0 0 iShares Nasdaq Biotechnology COM 464287556 2138 20022 SH SOLE 20022 0 0 iShares North American Nat Res COM 464287374 208 5855 SH SOLE 5855 0 0 iShares Russell 1000 ETF COM 464287622 206 1385 SH SOLE 1385 0 0 iShares Russell 1000 Growth In COM 464287614 1290 9575 SH SOLE 9575 0 0 iShares Russell 1000 Value Ind COM 464287598 2705 21754 SH SOLE 21754 0 0 iShares Russell 2000 Index ETF COM 464287655 319 2095 SH SOLE 2095 0 0 iShares Russell 2000 Value Ind COM 464287630 682 5425 SH SOLE 5425 0 0 iShares Russell 3000 Index Fun COM 464287689 391 2475 SH SOLE 2475 0 0 iShares Russell Midcap Value I COM 464287473 642 7200 SH SOLE 7200 0 0 iShares S&P 100 Index ETF COM 464287101 1011 8523 SH SOLE 8523 0 0 iShares S&P 500/Barra Value ET COM 464287408 387 3385 SH SOLE 3385 0 0 iShares S&P Global Technology COM 464287291 6405 41685 SH SOLE 41685 0 0 iShares S&P Midcap 400/Growth COM 464287606 531 2460 SH SOLE 2460 0 0 iShares S&P Midcap 400/Value E COM 464287705 697 4355 SH SOLE 4355 0 0 iShares Trust - iShares Core U COM 464287663 391 7060 SH SOLE 7060 0 0