0001339270-17-000001.txt : 20170130 0001339270-17-000001.hdr.sgml : 20170130 20170130161737 ACCESSION NUMBER: 0001339270-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170130 DATE AS OF CHANGE: 20170130 EFFECTIVENESS DATE: 20170130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 17557682 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001339270 XXXXXXXX 12-31-2016 12-31-2016 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne 301-692-1225 Sandra G. Horne Bedford VA 01-30-2017 0 227 332675 false INFORMATION TABLE 2 inftable.xml SOL AUM 3M Company COM 88579Y101 530 2969 SH SOLE 2969 0 0 AIG Warrants Expire 1/19/2021 COM 026874156 816 34800 SH SOLE 34800 0 0 AT&T, Inc. COM 00206R102 1671 39288 SH SOLE 39288 0 0 Aetna Inc New COM 00817Y108 459 3700 SH SOLE 3700 0 0 Agilent Technologies Inc COM 00846U101 254 5586 SH SOLE 5586 0 0 Alphabet Inc Cl A COM 02079k305 393 496 SH SOLE 496 0 0 Alphabet Inc Cl C COM 02079k107 431 559 SH SOLE 559 0 0 Altria Group Inc COM 02209S103 330 4885 SH SOLE 4885 0 0 Amazon.com, Inc. COM 023135106 566 755 SH SOLE 755 0 0 American Express Company COM 025816109 1369 18475 SH SOLE 18475 0 0 American International Group N COM 026874784 2137 32725 SH SOLE 32725 0 0 Amgen Inc. COM 031162100 495 3386 SH SOLE 3386 0 0 Apollo Global Management LLC COM 037612306 805 41600 SH SOLE 41600 0 0 Apple Inc COM 037833100 4032 34816 SH SOLE 34816 0 0 Applied Materials Inc COM 038222105 294 9100 SH SOLE 9100 0 0 Automatic Data Processing COM 053015103 206 2000 SH SOLE 2000 0 0 Avis Budget Group Inc COM 053774105 350 9540 SH SOLE 9540 0 0 Banco Santander, S.A. (ADR) COM 05964h105 431 83257 SH SOLE 83257 0 0 Bank of America Corp COM 060505104 4465 202048 SH SOLE 202048 0 0 Bank of America Corp Warrants COM 060505146 199 20000 SH SOLE 20000 0 0 Becton Dickinson & Co COM 075887109 681 4115 SH SOLE 4115 0 0 Berkshire Hathaway Cl B COM 084670702 1314 8065 SH SOLE 8065 0 0 Berkshire Hathaway Inc. 1/100t COM 084670108 244 100 SH SOLE 100 0 0 Blackstone Group LP COM 09253U108 2167 80175 SH SOLE 80175 0 0 Boeing Co COM 097023105 1078 6925 SH SOLE 6925 0 0 Bristol-Myers Squibb Co. COM 110122108 1287 22022 SH SOLE 22022 0 0 CBS Corp Cl B New COM 124857202 330 5190 SH SOLE 5190 0 0 CVS Caremark Corp COM 126650100 634 8033 SH SOLE 8033 0 0 Carlyle Group COM 14309l102 2020 132450 SH SOLE 132450 0 0 Caterpillar Inc COM 149123101 662 7135 SH SOLE 7135 0 0 Charles Schwab Corp. COM 808513105 1802 45645 SH SOLE 45645 0 0 Chesapeake Energy Corp COM 165167107 438 62440 SH SOLE 62440 0 0 Chevron Corp COM 166764100 719 6106 SH SOLE 6106 0 0 Cisco Systems Inc COM 17275R102 1722 56967 SH SOLE 56967 0 0 Citigroup Inc COM 172967424 3679 61909 SH SOLE 61909 0 0 Coach Inc COM 189754104 22539 643604 SH SOLE 643604 0 0 Coca-Cola Co. COM 191216100 212 5115 SH SOLE 5115 0 0 Comcast Corp New Cl A COM 20030N101 2259 32722 SH SOLE 32722 0 0 ConocoPhillips COM 20825C104 918 18301 SH SOLE 18301 0 0 Corning Inc COM 219350105 255 10498 SH SOLE 10498 0 0 Costco Wholesale Corp New COM 22160K105 1375 8586 SH SOLE 8586 0 0 Dell Technologies Class V COM 24703L103 334 6071 SH SOLE 6071 0 0 Diageo Plc New (ADR) COM 25243Q205 218 2100 SH SOLE 2100 0 0 Discovery Communications Ser C COM 25470F302 657 24538 SH SOLE 24538 0 0 Dupont E.I. Denemours COM 263534109 242 3297 SH SOLE 3297 0 0 Emerson Electric Co COM 291011104 216 3868 SH SOLE 3868 0 0 Expedia Inc COM 30212p303 238 2100 SH SOLE 2100 0 0 Exxon Mobil Corp COM 30231G102 696 7707 SH SOLE 7707 0 0 FedEx Corp. COM 31428X106 2139 11485 SH SOLE 11485 0 0 Federal Realty Investment Trus COM 313747206 309 2175 SH SOLE 2175 0 0 Fiat Chrysler Automobiles N.V. COM N31738102 274 30000 SH SOLE 30000 0 0 Ford Motor Company COM 345370860 158 13000 SH SOLE 13000 0 0 General Electric Company COM 369604103 4024 127336 SH SOLE 127336 0 0 General Motors Corp. COM 37045v100 303 8700 SH SOLE 8700 0 0 Gilead Sciences Inc COM 375558103 467 6525 SH SOLE 6525 0 0 GlaxoSmithKline Plc (ADR) COM 37733W105 361 9372 SH SOLE 9372 0 0 Goldman Sachs Group Inc COM 38141G104 396 1655 SH SOLE 1655 0 0 HP Inc. COM 40434l105 922 62122 SH SOLE 62122 0 0 HSBC Hldgs PLC (ADR)New COM 404280406 296 7368 SH SOLE 7368 0 0 Hewlett Packard Enterprise Com COM 42824c109 1403 60611 SH SOLE 60611 0 0 Home Depot Inc COM 437076102 2745 20473 SH SOLE 20473 0 0 Honda Motor Co Ltd (ADR) COM 438128308 364 12468 SH SOLE 12468 0 0 Honeywell International COM 438516106 1407 12146 SH SOLE 12146 0 0 Host Hotels & Resorts, Inc. COM 44107P104 641 34015 SH SOLE 34015 0 0 Humana Inc COM 444859102 735 3600 SH SOLE 3600 0 0 Intel Corp COM 458140100 2174 59942 SH SOLE 59942 0 0 International Bancshares Corp. COM 459044103 19565 479525 SH SOLE 479525 0 0 International Business Machine COM 459200101 1259 7583 SH SOLE 7583 0 0 JP Morgan Warrants Exp. 10/28/ COM 46634e114 1149 25950 SH SOLE 25950 0 0 JPMorgan Chase & Co COM 46625H100 2766 32060 SH SOLE 32060 0 0 Johnson & Johnson COM 478160104 1524 13224 SH SOLE 13224 0 0 Johnson Controls Inc. COM g51502105 465 11285 SH SOLE 11285 0 0 KKR & Co. LP Del Com Units COM 48248m102 2383 154825 SH SOLE 154825 0 0 Koninklijke Philips Electronic COM 500472303 1097 35896 SH SOLE 35896 0 0 Level 3 Communications COM 52729n308 509 9031 SH SOLE 9031 0 0 Lockheed Martin Corp COM 539830109 986 3945 SH SOLE 3945 0 0 Lowe's Companies, Inc. COM 548661107 548 7700 SH SOLE 7700 0 0 Marriott International, Inc. C COM 571903202 235 2840 SH SOLE 2840 0 0 Marsh & McLennan Companies, In COM 571748102 460 6800 SH SOLE 6800 0 0 McDonald's Corp. COM 580135101 1502 12341 SH SOLE 12341 0 0 McKesson Corp. COM 58155Q103 476 3386 SH SOLE 3386 0 0 Medtronic Inc. COM g5960L103 381 5343 SH SOLE 5343 0 0 Merck & Co Inc New COM 58933Y105 358 6075 SH SOLE 6075 0 0 Microsoft Corp COM 594918104 2917 46943 SH SOLE 46943 0 0 Monsanto Company COM 61166W101 634 6030 SH SOLE 6030 0 0 Morgan Stanley COM 617446448 302 7140 SH SOLE 7140 0 0 Movado Group Inc. COM 624580106 287 10000 SH SOLE 10000 0 0 Newmont Mining Corp COM 651639106 319 9350 SH SOLE 9350 0 0 Nike Inc Cl B COM 654106103 444 8732 SH SOLE 8732 0 0 Nokia Corp (ADR) COM 654902204 337 70061 SH SOLE 70061 0 0 Novartis AG (ADR) COM 66987V109 327 4495 SH SOLE 4495 0 0 Oaktree Capital COM 674001201 820 21860 SH SOLE 21860 0 0 Oracle Corp COM 68389X105 2005 52150 SH SOLE 52150 0 0 PNC Financial Services Group, COM 693475105 409 3500 SH SOLE 3500 0 0 Paypal COM 70450y103 1013 25675 SH SOLE 25675 0 0 Pepsico, Inc. COM 713448108 544 5195 SH SOLE 5195 0 0 Petroleo Brasileiro SA (ADR) COM 71654V408 242 23900 SH SOLE 23900 0 0 Pfizer, Inc. COM 717081103 1647 50720 SH SOLE 50720 0 0 Philip Morris International In COM 718172109 579 6328 SH SOLE 6328 0 0 Potash Corporation of Saskatch COM 73755L107 289 16000 SH SOLE 16000 0 0 Procter & Gamble COM 742718109 1835 21826 SH SOLE 21826 0 0 Qualcomm Inc COM 747525103 555 8518 SH SOLE 8518 0 0 SAP AG (ADR) COM 803054204 746 8635 SH SOLE 8635 0 0 Sanofi Aventis (ADR) COM 80105N105 255 6300 SH SOLE 6300 0 0 Schlumberger Ltd F COM 806857108 393 4676 SH SOLE 4676 0 0 Sony Corp. (ADR) COM 835699307 1009 35997 SH SOLE 35997 0 0 State Street Corp COM 857477103 256 3300 SH SOLE 3300 0 0 TE Connectivity Ltd. F COM h84989104 1085 15664 SH SOLE 15664 0 0 Telefonica SA (ADR) COM 879382208 591 64185 SH SOLE 64185 0 0 Teva Pharmaceutical Industries COM 881624209 2031 56023 SH SOLE 56023 0 0 The Walt Disney Co. COM 254687106 1747 16763 SH SOLE 16763 0 0 Thermo Fisher Scientific COM 883556102 459 3250 SH SOLE 3250 0 0 Time Warner, Inc. COM 887317303 1850 19163 SH SOLE 19163 0 0 Toyota Motor Corp. (ADR) COM 892331307 525 4480 SH SOLE 4480 0 0 UBS Group CHF0.10 COM H42097107 1029 65675 SH SOLE 65675 0 0 United Technologies Corp COM 913017109 563 5135 SH SOLE 5135 0 0 UnitedHealth Group, Inc. COM 91324P102 3926 24531 SH SOLE 24531 0 0 Vale S.A. American Depositary COM 91912e105 175 23000 SH SOLE 23000 0 0 Verizon Communications COM 92343V104 619 11601 SH SOLE 11601 0 0 Viacom Inc Cl B New COM 92553P201 823 23446 SH SOLE 23446 0 0 Visa, Inc. Cl A COM 92826C839 380 4873 SH SOLE 4873 0 0 Vishay Intertechnology COM 928298108 444 27378 SH SOLE 27378 0 0 WPP Plc (ADR) COM 92937A102 293 2650 SH SOLE 2650 0 0 Wal-Mart Stores Inc COM 931142103 568 8217 SH SOLE 8217 0 0 Waste Management Inc. COM 94106L109 425 6000 SH SOLE 6000 0 0 Wells Fargo & Co New COM 949746101 2051 37218 SH SOLE 37218 0 0 Yahoo! Inc. COM 984332106 549 14190 SH SOLE 14190 0 0 Yum China Holdings Inc. COM 98850p109 461 17664 SH SOLE 17664 0 0 Yum! Brands, Inc. COM 988498101 1058 16714 SH SOLE 16714 0 0 eBay, Inc. COM 278642103 762 25675 SH SOLE 25675 0 0 Consumer Discret Sel Sect SPDR COM 81369Y407 358 4393 SH SOLE 4393 0 0 Core S&P Total U.S. Stock Mark COM 464287150 231 4500 SH SOLE 4500 0 0 DB X-Trackers MSCI Europe UCIT COM 233051853 710 13100 SH SOLE 13100 0 0 Direxion Daily Financial Bull COM 25459y694 491 12000 SH SOLE 12000 0 0 Energy Select Sector SPDR COM 81369Y506 2465 32725 SH SOLE 32725 0 0 Financial Select Sector SPDR COM 81369Y605 758 32600 SH SOLE 32600 0 0 First Trust Natural Gas ETF COM 33733e807 6728 257101 SH SOLE 257101 0 0 Global X MLP & Energy Infrastr COM 37950E226 236 15900 SH SOLE 15900 0 0 Global X Silver Miners ETF COM 37954y848 2010 62595 SH SOLE 62595 0 0 Health Care Sector Select SPDR COM 81369Y209 669 9700 SH SOLE 9700 0 0 Industrial Select Sector SPDR COM 81369y704 1576 25325 SH SOLE 25325 0 0 Materials Select Sector SPDR E COM 81369Y100 1377 27715 SH SOLE 27715 0 0 Mexico Fund Inc COM 592835102 187 12430 SH SOLE 12430 0 0 PIMCO Short Maturity ETF COM 72201r833 780 7700 SH SOLE 7700 0 0 PowerShares Global Listed Priv COM 73935x195 317 28500 SH SOLE 28500 0 0 PowerShares KBW Bank ETF COM 73937b746 13642 288607 SH SOLE 288607 0 0 PowerShares KBW Regional Banki COM 73937b712 1638 29300 SH SOLE 29300 0 0 PowerShares Water Resources COM 73935X575 349 14200 SH SOLE 14200 0 0 Powershares QQQ Trust Series 1 COM 73935A104 13297 112227 SH SOLE 112227 0 0 ProShares Ultra Pro S&P500 COM 74347x864 491 6000 SH SOLE 6000 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 378 11300 SH SOLE 11300 0 0 SPDR Dow Jones Global Real Est COM 78463x749 869 18553 SH SOLE 18553 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 1061 5370 SH SOLE 5370 0 0 SPDR KBW Bank ETF COM 78464A797 598 13762 SH SOLE 13762 0 0 SPDR KBW Regional Banking ETF COM 78464A698 2017 36300 SH SOLE 36300 0 0 SPDR S&P 500 Index ETF COM 78462F103 5533 24754 SH SOLE 24754 0 0 SPDR S&P Global Natural Resour COM 78463X541 2661 64754 SH SOLE 64754 0 0 SPDR S&P Homebuilders ETF COM 78464a888 810 23940 SH SOLE 23940 0 0 SPDR S&P Metals and Mining ETF COM 78464A755 470 15450 SH SOLE 15450 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 380 1260 SH SOLE 1260 0 0 SPDR S&P Oil & Gas Equip & Svc COM 78464A748 450 20120 SH SOLE 20120 0 0 SPDR S&P Oil & Gas Explor & Pr COM 78464A730 4520 109125 SH SOLE 109125 0 0 Schwab Emerging Markets Equity COM 808524706 431 19993 SH SOLE 19993 0 0 Schwab Fundamental Emerg. Mkts COM 808524730 307 12865 SH SOLE 12865 0 0 Schwab Fundamental Intl. Large COM 808524755 452 18025 SH SOLE 18025 0 0 Schwab Fundamental Intl. Small COM 808524748 266 9390 SH SOLE 9390 0 0 Schwab Fundamental US Broad Mk COM 808524789 900 27666 SH SOLE 27666 0 0 Schwab Fundamental US Large Co COM 808524771 334 10250 SH SOLE 10250 0 0 Schwab Fundamental US Small Co COM 808524763 246 7205 SH SOLE 7205 0 0 Schwab International Equity ET COM 808524805 237 8563 SH SOLE 8563 0 0 Schwab U.S. Broad Market ETF COM 808524102 546 10070 SH SOLE 10070 0 0 Schwab US Large-Cap ETF COM 808524201 352 6615 SH SOLE 6615 0 0 Swiss Helvetia Fund COM 870875101 115 11265 SH SOLE 11265 0 0 Technology Select Sector SPDR COM 81369Y803 812 16788 SH SOLE 16788 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 975 46600 SH SOLE 46600 0 0 Vanguard Emerging Markets ETF COM 922042858 3859 107855 SH SOLE 107855 0 0 Vanguard European ETF COM 922042874 1260 26275 SH SOLE 26275 0 0 Vanguard Extended Market Index COM 922908652 3898 40645 SH SOLE 40645 0 0 Vanguard FTSE All World Ex-US COM 922042775 3198 72385 SH SOLE 72385 0 0 Vanguard FTSE All-World ex-US COM 922042718 291 3100 SH SOLE 3100 0 0 Vanguard FTSE Developed Market COM 921943858 413 11310 SH SOLE 11310 0 0 Vanguard Financials ETF COM 92204A405 5700 96046 SH SOLE 96046 0 0 Vanguard Global ex-US Real Est COM 922042676 419 8450 SH SOLE 8450 0 0 Vanguard Growth ETF COM 922908736 852 7645 SH SOLE 7645 0 0 Vanguard Health Care ETF COM 92204A504 482 3805 SH SOLE 3805 0 0 Vanguard High Dividend Yield E COM 921946406 856 11300 SH SOLE 11300 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 4675 61238 SH SOLE 61238 0 0 Vanguard MegaCap 300 Value Ind COM 921910840 4841 72150 SH SOLE 72150 0 0 Vanguard MegaCap300 Growth Ind COM 921910816 7175 82370 SH SOLE 82370 0 0 Vanguard Mid-Cap ETF COM 922908629 7694 58453 SH SOLE 58453 0 0 Vanguard Mid-Cap Growth ETF COM 922908538 1442 13645 SH SOLE 13645 0 0 Vanguard Mid-Cap Value ETF COM 922908512 1896 19510 SH SOLE 19510 0 0 Vanguard REIT ETF COM 922908553 834 10109 SH SOLE 10109 0 0 Vanguard S&P 500 ETF COM 922908363 1480 7209 SH SOLE 7209 0 0 Vanguard Small-Cap ETF COM 922908751 1117 8665 SH SOLE 8665 0 0 Vanguard Small-Cap Growth ETF COM 922908595 253 1900 SH SOLE 1900 0 0 Vanguard Total International S COM 921909768 1066 23245 SH SOLE 23245 0 0 Vanguard Total Stock Mkt COM 922908769 2351 20390 SH SOLE 20390 0 0 Vanguard Total World Stock ETF COM 922042742 331 5419 SH SOLE 5419 0 0 Vanguard Value ETF COM 922908744 1507 16202 SH SOLE 16202 0 0 WisdomTree Dividend Ex-Financi COM 97717W406 317 3945 SH SOLE 3945 0 0 WisdomTree Equity Income ETF COM 97717W208 286 4250 SH SOLE 4250 0 0 WisdomTree Mid-Cap Dividend Fu COM 97717w505 236 2500 SH SOLE 2500 0 0 iShares Core EAFE COM 46432F842 331 6180 SH SOLE 6180 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 499 11766 SH SOLE 11766 0 0 iShares Core S&P Midcap ETF COM 464287507 2061 12466 SH SOLE 12466 0 0 iShares Core S&P SmallCap ETF COM 464287804 287 2084 SH SOLE 2084 0 0 iShares DJ US Home Constructio COM 464288752 5981 217651 SH SOLE 217651 0 0 iShares Dow Jones U.S. Technol COM 464287721 314 2615 SH SOLE 2615 0 0 iShares MSCI AC Far East Ex-Ja COM 00b0m6373 240 5650 SH SOLE 5650 0 0 iShares MSCI Brazil Index ETF COM 464286400 4282 128425 SH SOLE 128425 0 0 iShares MSCI EAFE Index ETF COM 464287465 2330 40352 SH SOLE 40352 0 0 iShares MSCI EAFE Value Index COM 464288877 1443 30550 SH SOLE 30550 0 0 iShares MSCI EMU Index Fund ET COM 464286608 1539 44490 SH SOLE 44490 0 0 iShares MSCI Emerging Markets COM 464287234 830 23700 SH SOLE 23700 0 0 iShares MSCI Japan Index ETF COM 46434g822 901 18437 SH SOLE 18437 0 0 iShares Nasdaq Biotechnology COM 464287556 1044 3935 SH SOLE 3935 0 0 iShares Russell 1000 Growth In COM 464287614 1441 13734 SH SOLE 13734 0 0 iShares Russell 1000 Value Ind COM 464287598 2173 19400 SH SOLE 19400 0 0 iShares Russell 2000 Index ETF COM 464287655 307 2280 SH SOLE 2280 0 0 iShares Russell 2000 Value Ind COM 464287630 473 3975 SH SOLE 3975 0 0 iShares Russell 3000 Index Fun COM 464287689 389 2925 SH SOLE 2925 0 0 iShares Russell Midcap Growth COM 464287481 261 2680 SH SOLE 2680 0 0 iShares Russell Midcap Value I COM 464287473 555 6900 SH SOLE 6900 0 0 iShares S&P 100 Index ETF COM 464287101 970 9773 SH SOLE 9773 0 0 iShares S&P Euro 350 Index Fun COM 464287861 357 9200 SH SOLE 9200 0 0 iShares S&P Global Technology COM 464287291 6376 58025 SH SOLE 58025 0 0