Vice President/Chief Compliance Officer

0001339270-15-000001.txt : 20150129 0001339270-15-000001.hdr.sgml : 20150129 20150129162742 ACCESSION NUMBER: 0001339270-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150129 DATE AS OF CHANGE: 20150129 EFFECTIVENESS DATE: 20150129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 15559229 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001339270 XXXXXXXX 12-31-2014 12-31-2014 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne Vice President/Chief Compliance Officer 301-692-1225 Sandra G. Horne Bedford VA 01-29-2015 0 189 257730 false INFORMATION TABLE 2 inftable.xml SOL 13F HOLDINGS 3M Company COM 88579Y101 499 3034 SH SOLE 3034 0 0 ADT Corporation COM 00101j106 266 7350 SH SOLE 7350 0 0 AIG Warrants Expire 1/19/2021 COM 026874156 683 27726 SH SOLE 27726 0 0 AT&T, Inc. COM 00206R102 1149 34208 SH SOLE 34208 0 0 Aetna Inc New COM 00817Y108 382 4301 SH SOLE 4301 0 0 Agilent Technologies Inc COM 00846U101 227 5536 SH SOLE 5536 0 0 Alcatel-Lucent (ADR) COM 013904305 191 53926 SH SOLE 53926 0 0 Altria Group Inc COM 02209S103 253 5135 SH SOLE 5135 0 0 Amazon.com, Inc. COM 023135106 327 1054 SH SOLE 1054 0 0 American Express Company COM 025816109 1493 16050 SH SOLE 16050 0 0 American International Group N COM 026874784 1777 31734 SH SOLE 31734 0 0 Amgen Inc. COM 031162100 635 3986 SH SOLE 3986 0 0 Apple Inc COM 037833100 3347 30321 SH SOLE 30321 0 0 Applied Materials Inc COM 038222105 351 14100 SH SOLE 14100 0 0 Avis Budget Group Inc COM 053774105 593 8940 SH SOLE 8940 0 0 Banco Santander, S.A. (ADR) COM 05964h105 534 64087 SH SOLE 64087 0 0 Bank of America Corp COM 060505104 3339 186653 SH SOLE 186653 0 0 Becton Dickinson & Co COM 075887109 626 4497 SH SOLE 4497 0 0 Berkshire Hathaway Cl B COM 084670702 1384 9215 SH SOLE 9215 0 0 Berkshire Hathaway Inc. 1/100t COM 084670108 226 100 SH SOLE 100 0 0 Blackstone Group LP COM 09253U108 3247 95975 SH SOLE 95975 0 0 Boeing Co COM 097023105 783 6025 SH SOLE 6025 0 0 Bristol-Myers Squibb Co. COM 110122108 1127 19100 SH SOLE 19100 0 0 CBS Corp Cl B New COM 124857202 293 5290 SH SOLE 5290 0 0 CVS Caremark Corp COM 126650100 621 6450 SH SOLE 6450 0 0 Carlyle Group COM 14309l102 1974 71800 SH SOLE 71800 0 0 Caterpillar Inc COM 149123101 576 6295 SH SOLE 6295 0 0 Charles Schwab Corp. COM 808513105 1472 48746 SH SOLE 48746 0 0 Chesapeake Energy Corp COM 165167107 1305 66700 SH SOLE 66700 0 0 Chevron Corp COM 166764100 670 5975 SH SOLE 5975 0 0 Cisco Systems Inc COM 17275R102 1760 63267 SH SOLE 63267 0 0 Citigroup Inc COM 172967424 2283 42189 SH SOLE 42189 0 0 Coach Inc COM 189754104 42473 1130809 SH SOLE 1130809 0 0 Coca-Cola Co. COM 191216100 256 6069 SH SOLE 6069 0 0 Comcast Corp New Cl A COM 20030N101 2172 37434 SH SOLE 37434 0 0 ConocoPhillips COM 20825C104 914 13235 SH SOLE 13235 0 0 Corning Inc COM 219350105 243 10600 SH SOLE 10600 0 0 Costco Wholesale Corp New COM 22160K105 1303 9195 SH SOLE 9195 0 0 Covidien Plc F COM g2554f113 899 8794 SH SOLE 8794 0 0 DIRECTV Cl A COM 25490a309 635 7319 SH SOLE 7319 0 0 Diageo Plc New (ADR) COM 25243Q205 268 2350 SH SOLE 2350 0 0 Discovery Communications Ser A COM 25470F104 205 5954 SH SOLE 5954 0 0 Discovery Communications Ser C COM 25470F302 617 18312 SH SOLE 18312 0 0 Dow Chemical Company COM 260543103 209 4580 SH SOLE 4580 0 0 EMC Corp. COM 268648102 1076 36190 SH SOLE 36190 0 0 Exxon Mobil Corp COM 30231G102 792 8565 SH SOLE 8565 0 0 FedEx Corp. COM 31428X106 2087 12015 SH SOLE 12015 0 0 Federal Realty Investment Trus COM 313747206 317 2375 SH SOLE 2375 0 0 General Electric Company COM 369604103 3676 145456 SH SOLE 145456 0 0 GlaxoSmithKline Plc (ADR) COM 37733W105 513 12007 SH SOLE 12007 0 0 Goldman Sachs Group Inc COM 38141G104 369 1905 SH SOLE 1905 0 0 Google Inc Cl A COM 38259P508 231 436 SH SOLE 436 0 0 Google Inc Cl C COM 38259P706 252 479 SH SOLE 479 0 0 HSBC Hldgs PLC (ADR)New COM 404280406 314 6641 SH SOLE 6641 0 0 Hewlett-Packard Company COM 428236103 2886 71917 SH SOLE 71917 0 0 Home Depot Inc COM 437076102 2667 25410 SH SOLE 25410 0 0 Honda Motor Co Ltd (ADR) COM 438128308 263 8918 SH SOLE 8918 0 0 Honeywell International COM 438516106 1383 13837 SH SOLE 13837 0 0 Host Hotels & Resorts, Inc. COM 44107P104 825 34698 SH SOLE 34698 0 0 Humana Inc COM 444859102 553 3850 SH SOLE 3850 0 0 Intel Corp COM 458140100 2478 68271 SH SOLE 68271 0 0 International Bancshares Corp. COM 459044103 13682 515525 SH SOLE 515525 0 0 International Business Machine COM 459200101 1246 7765 SH SOLE 7765 0 0 JP Morgan Warrants Exp. 10/28/ COM 46634e114 555 26700 SH SOLE 26700 0 0 JPMorgan Chase & Co COM 46625H100 2197 35114 SH SOLE 35114 0 0 Johnson & Johnson COM 478160104 1560 14914 SH SOLE 14914 0 0 KKR & Co. LP Del Com Units COM 48248m102 1565 67425 SH SOLE 67425 0 0 Koninklijke Philips Electronic COM 500472303 1099 37895 SH SOLE 37895 0 0 Lands' End Inc. COM 51509f105 234 4328 SH SOLE 4328 0 0 Level 3 Communications COM 52729n308 477 9664 SH SOLE 9664 0 0 Lockheed Martin Corp COM 539830109 895 4650 SH SOLE 4650 0 0 Lowe's Companies, Inc. COM 548661107 953 13850 SH SOLE 13850 0 0 Marsh & McLennan Companies, In COM 571748102 507 8850 SH SOLE 8850 0 0 McDonald's Corp. COM 580135101 1248 13320 SH SOLE 13320 0 0 McKesson Corp. COM 58155Q103 535 2578 SH SOLE 2578 0 0 Merck & Co Inc New COM 58933Y105 416 7333 SH SOLE 7333 0 0 Microsoft Corp COM 594918104 2546 54811 SH SOLE 54811 0 0 Monsanto Company COM 61166W101 551 4610 SH SOLE 4610 0 0 Morgan Stanley COM 617446448 296 7640 SH SOLE 7640 0 0 Movado Group Inc. COM 624580106 284 10000 SH SOLE 10000 0 0 Mylan Inc COM 628530107 203 3600 SH SOLE 3600 0 0 Newmont Mining Corp COM 651639106 192 10150 SH SOLE 10150 0 0 Nike Inc Cl B COM 654106103 272 2826 SH SOLE 2826 0 0 Nokia Corp (ADR) COM 654902204 112 14198 SH SOLE 14198 0 0 Novartis AG (ADR) COM 66987V109 407 4395 SH SOLE 4395 0 0 Oracle Corp COM 68389X105 2352 52300 SH SOLE 52300 0 0 PNC Financial Services Group, COM 693475105 319 3500 SH SOLE 3500 0 0 Pepsico, Inc. COM 713448108 524 5545 SH SOLE 5545 0 0 Petroleo Brasileiro SA (ADR) COM 71654V408 108 14800 SH SOLE 14800 0 0 Pfizer, Inc. COM 717081103 1737 55769 SH SOLE 55769 0 0 Philip Morris International In COM 718172109 528 6478 SH SOLE 6478 0 0 Potash Corporation of Saskatch COM 73755L107 290 8200 SH SOLE 8200 0 0 Procter & Gamble COM 742718109 2003 21993 SH SOLE 21993 0 0 Qualcomm Inc COM 747525103 847 11400 SH SOLE 11400 0 0 SAP AG (ADR) COM 803054204 593 8509 SH SOLE 8509 0 0 Sanofi Aventis (ADR) COM 80105N105 304 6665 SH SOLE 6665 0 0 Schlumberger Ltd F COM 806857108 358 4196 SH SOLE 4196 0 0 Sony Corp. (ADR) COM 835699307 923 45108 SH SOLE 45108 0 0 State Street Corp COM 857477103 290 3700 SH SOLE 3700 0 0 TE Connectivity Ltd. F COM h84989104 982 15525 SH SOLE 15525 0 0 Telefonica SA (ADR) COM 879382208 913 64277 SH SOLE 64277 0 0 Teva Pharmaceutical Industries COM 881624209 1944 33797 SH SOLE 33797 0 0 The Walt Disney Co. COM 254687106 1717 18224 SH SOLE 18224 0 0 Thermo Fisher Scientific COM 883556102 420 3350 SH SOLE 3350 0 0 Time Warner, Inc. COM 887317303 1985 23242 SH SOLE 23242 0 0 Toyota Motor Corp. (ADR) COM 892331307 506 4030 SH SOLE 4030 0 0 Twenty-First Century Fox Inc. COM 90130a200 221 6000 SH SOLE 6000 0 0 Tyco International PLC Shares COM g91442106 559 12745 SH SOLE 12745 0 0 UBS Group CHF0.10 COM H42097107 909 53300 SH SOLE 53300 0 0 United Technologies Corp COM 913017109 507 4411 SH SOLE 4411 0 0 UnitedHealth Group, Inc. COM 91324P102 3058 30253 SH SOLE 30253 0 0 Vale S.A. American Depositary COM 91912e105 227 27700 SH SOLE 27700 0 0 Verizon Communications COM 92343V104 698 14917 SH SOLE 14917 0 0 Viacom Inc Cl B New COM 92553P201 776 10308 SH SOLE 10308 0 0 Visa, Inc. Cl A COM 92826C839 347 1325 SH SOLE 1325 0 0 Vishay Intertechnology COM 928298108 429 30290 SH SOLE 30290 0 0 WPP Plc (ADR) COM 92937A102 282 2709 SH SOLE 2709 0 0 Wal-Mart Stores Inc COM 931142103 578 6734 SH SOLE 6734 0 0 Waste Management Inc. COM 94106L109 308 6000 SH SOLE 6000 0 0 Wells Fargo & Co New COM 949746101 1990 36302 SH SOLE 36302 0 0 Whole Foods Market Inc COM 966837106 252 5000 SH SOLE 5000 0 0 Yahoo! Inc. COM 984332106 717 14190 SH SOLE 14190 0 0 Yum! Brands, Inc. COM 988498101 1356 18614 SH SOLE 18614 0 0 eBay, Inc. COM 278642103 1514 26975 SH SOLE 26975 0 0 DB X-Trackers MSCI Europe UCIT COM 233051853 720 12750 SH SOLE 12750 0 0 Direxion Daily Financial Bull COM 25459y694 381 3000 SH SOLE 3000 0 0 Energy Select Sector SPDR COM 81369Y506 663 8375 SH SOLE 8375 0 0 Financial Select Sector SPDR COM 81369Y605 606 24500 SH SOLE 24500 0 0 First Trust ISE-Revere Natural COM 33734j102 7096 632968 SH SOLE 632968 0 0 Global X Silver Miners ETF COM 37950E853 2377 256675 SH SOLE 256675 0 0 Health Care Sector Select SPDR COM 81369Y209 376 5500 SH SOLE 5500 0 0 IShares S&P Global Technology COM 464287291 4594 48415 SH SOLE 48415 0 0 Industrial Select Sector SPDR COM 81369y704 416 7350 SH SOLE 7350 0 0 Market Vectors Gold Miners ETF COM 57060u100 1027 55900 SH SOLE 55900 0 0 Mexico Fund Inc COM 592835102 250 12004 SH SOLE 12004 0 0 PowerShares Global Listed Priv COM 73935x195 302 27500 SH SOLE 27500 0 0 PowerShares KBW Bank ETF COM 73937b746 7475 195634 SH SOLE 195634 0 0 PowerShares KBW Regional Banki COM 73937b712 1463 36575 SH SOLE 36575 0 0 PowerShares Water Resources COM 73935X575 366 14200 SH SOLE 14200 0 0 Powershares QQQ Trust Series 1 COM 73935A104 12312 119246 SH SOLE 119246 0 0 ProShares Ultra Pro S&P500 COM 74347x864 398 3000 SH SOLE 3000 0 0 Royce Value Trust Inc COM 780910105 220 15364 SH SOLE 15364 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 276 7500 SH SOLE 7500 0 0 SPDR Dow Jones Global Real Est COM 78463x749 321 6725 SH SOLE 6725 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 600 3375 SH SOLE 3375 0 0 SPDR KBW Bank ETF COM 78464A797 393 11725 SH SOLE 11725 0 0 SPDR KBW Regional Banking ETF COM 78464A698 692 17000 SH SOLE 17000 0 0 SPDR S&P 500 Index ETF COM 78462F103 319 1550 SH SOLE 1550 0 0 SPDR S&P Homebuilders ETF COM 78464a888 965 28290 SH SOLE 28290 0 0 SPDR S&P Metals & Mining ETF COM 78464A755 343 11100 SH SOLE 11100 0 0 SPDR S&P Oil & Gas Explor & Pr COM 78464A730 1075 22470 SH SOLE 22470 0 0 Schwab Fundamental Intl. Large COM 808524755 318 12390 SH SOLE 12390 0 0 Schwab Fundamental US Broad Mk COM 808524789 993 32982 SH SOLE 32982 0 0 Swiss Helvetia Fund COM 870875101 136 12227 SH SOLE 12227 0 0 Technology Select Sector SPDR COM 81369Y803 388 9388 SH SOLE 9388 0 0 Vanguard Emerging Markets ETF COM 922042858 1185 29615 SH SOLE 29615 0 0 Vanguard European ETF COM 922042874 355 6775 SH SOLE 6775 0 0 Vanguard Extended Market Index COM 922908652 1896 21593 SH SOLE 21593 0 0 Vanguard FTSE All World Ex-US COM 922042775 1749 37330 SH SOLE 37330 0 0 Vanguard Financials ETF COM 92204A405 1898 38191 SH SOLE 38191 0 0 Vanguard Growth ETF COM 922908736 662 6346 SH SOLE 6346 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 4483 63816 SH SOLE 63816 0 0 Vanguard MegaCap 300 Value Ind COM 921910840 1572 25900 SH SOLE 25900 0 0 Vanguard MegaCap300 Growth Ind COM 921910816 5120 62995 SH SOLE 62995 0 0 Vanguard Mid-Cap ETF COM 922908629 958 7755 SH SOLE 7755 0 0 Vanguard Mid-Cap Growth ETF COM 922908538 867 8530 SH SOLE 8530 0 0 Vanguard Mid-Cap Value ETF COM 922908512 1076 12030 SH SOLE 12030 0 0 Vanguard REIT ETF COM 922908553 448 5530 SH SOLE 5530 0 0 Vanguard Small-Cap ETF COM 922908751 210 1800 SH SOLE 1800 0 0 Vanguard Total World Stock ETF COM 922042742 202 3368 SH SOLE 3368 0 0 Vanguard Value ETF COM 922908744 739 8752 SH SOLE 8752 0 0 WisdomTree Dividend Ex-Financi COM 97717W406 321 4185 SH SOLE 4185 0 0 WisdomTree Equity Income ETF COM 97717W208 277 4500 SH SOLE 4500 0 0 WisdomTree Mid-Cap Dividend Fu COM 97717w505 209 2500 SH SOLE 2500 0 0 iShares DJ US Home Constructio COM 464288752 6817 263401 SH SOLE 263401 0 0 iShares MSCI EAFE Value Index COM 464288877 204 4000 SH SOLE 4000 0 0 iShares MSCI EMU Index Fund ET COM 464286608 283 7800 SH SOLE 7800 0 0 iShares MSCI Emerging Markets COM 464287234 223 6000 SH SOLE 6000 0 0 iShares MSCI Emerging Markets COM 464287234 275 7400 SH SOLE 7400 0 0 iShares MSCI Japan Index ETF COM 464286848 494 43980 SH SOLE 43980 0 0 iShares Russell 1000 Growth In COM 464287614 955 9984 SH SOLE 9984 0 0 iShares Russell 1000 Value Ind COM 464287598 684 6550 SH SOLE 6550 0 0 iShares Russell 2000 Index ETF COM 464287655 224 1875 SH SOLE 1875 0 0 iShares Russell 2000 Value Ind COM 464287630 567 5580 SH SOLE 5580 0 0 iShares Russell 3000 Index Fun COM 464287689 358 2925 SH SOLE 2925 0 0 iShares Russell Midcap Growth COM 464287481 553 5930 SH SOLE 5930 0 0 iShares Russell Midcap Value I COM 464287473 741 10050 SH SOLE 10050 0 0 iShares S&P 100 Index ETF COM 464287101 1260 13850 SH SOLE 13850 0 0 iShares S&P Euro 350 Index Fun COM 464287861 327 7700 SH SOLE 7700 0 0