0001339270-14-000004.txt : 20141030 0001339270-14-000004.hdr.sgml : 20141030 20141030115557 ACCESSION NUMBER: 0001339270-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141030 DATE AS OF CHANGE: 20141030 EFFECTIVENESS DATE: 20141030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 141182290 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001339270 XXXXXXXX 09-30-2014 09-30-2014 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne 301-692-1225 Sandra G. Horne Bedford VA 10-30-2014 0 183 241289 false INFORMATION TABLE 2 inftable.xml SOL CAPITAL MGMT CO. AUM 3M Company COM 88579Y101 430 3034 SH SOLE 3034 0 0 ADT Corporation COM 00101j106 273 7710 SH SOLE 7710 0 0 AIG Warrants Expire 1/19/2021 COM 026874156 696 29226 SH SOLE 29226 0 0 AT&T, Inc. COM 00206R102 1208 34276 SH SOLE 34276 0 0 Aetna Inc New COM 00817Y108 356 4401 SH SOLE 4401 0 0 Agilent Technologies Inc COM 00846U101 315 5536 SH SOLE 5536 0 0 Alcatel-Lucent (ADR) COM 013904305 200 65926 SH SOLE 65926 0 0 Altria Group Inc COM 02209S103 236 5135 SH SOLE 5135 0 0 Amazon.com, Inc. COM 023135106 330 1024 SH SOLE 1024 0 0 American Express Company COM 025816109 1466 16750 SH SOLE 16750 0 0 American International Group N COM 026874784 1714 31734 SH SOLE 31734 0 0 Amgen Inc. COM 031162100 581 4136 SH SOLE 4136 0 0 Apple Inc COM 037833100 3025 30023 SH SOLE 30023 0 0 Applied Materials Inc COM 038222105 305 14100 SH SOLE 14100 0 0 Avis Budget Group Inc COM 053774105 496 9040 SH SOLE 9040 0 0 Banco Santander, S.A. (ADR) COM 05964h105 592 62288 SH SOLE 62288 0 0 Bank of America Corp COM 060505104 3205 187953 SH SOLE 187953 0 0 Becton Dickinson & Co COM 075887109 522 4588 SH SOLE 4588 0 0 Berkshire Hathaway Cl B COM 084670702 1273 9215 SH SOLE 9215 0 0 Berkshire Hathaway Inc. 1/100t COM 084670108 207 100 SH SOLE 100 0 0 Blackstone Group LP COM 09253U108 2861 90875 SH SOLE 90875 0 0 Boeing Co COM 097023105 767 6025 SH SOLE 6025 0 0 Bristol-Myers Squibb Co. COM 110122108 985 19250 SH SOLE 19250 0 0 CBS Corp Cl B New COM 124857202 283 5290 SH SOLE 5290 0 0 CVS Caremark Corp COM 126650100 513 6450 SH SOLE 6450 0 0 Carlyle Group COM 14309l102 1258 41315 SH SOLE 41315 0 0 Caterpillar Inc COM 149123101 623 6295 SH SOLE 6295 0 0 Charles Schwab Corp. COM 808513105 1450 49352 SH SOLE 49352 0 0 Chesapeake Energy Corp COM 165167107 1483 64500 SH SOLE 64500 0 0 Chevron Corp COM 166764100 713 5975 SH SOLE 5975 0 0 Cisco Systems Inc COM 17275R102 1630 64767 SH SOLE 64767 0 0 Citigroup Inc COM 172967424 2181 42089 SH SOLE 42089 0 0 Coach Inc COM 189754104 40170 1128064 SH SOLE 1128064 0 0 Coca-Cola Co. COM 191216100 259 6069 SH SOLE 6069 0 0 Comcast Corp New Cl A COM 20030N101 2035 37834 SH SOLE 37834 0 0 ConocoPhillips COM 20825C104 1013 13235 SH SOLE 13235 0 0 Corning Inc COM 219350105 205 10600 SH SOLE 10600 0 0 Costco Wholesale Corp New COM 22160K105 1165 9295 SH SOLE 9295 0 0 Covidien Plc F COM g2554f113 763 8819 SH SOLE 8819 0 0 DIRECTV Cl A COM 25490a309 672 7769 SH SOLE 7769 0 0 Diageo Plc New (ADR) COM 25243Q205 286 2475 SH SOLE 2475 0 0 Discovery Communications Ser A COM 25470F104 225 5954 SH SOLE 5954 0 0 Discovery Communications Ser C COM 25470F302 688 18462 SH SOLE 18462 0 0 Dow Chemical Company COM 260543103 246 4700 SH SOLE 4700 0 0 EMC Corp. COM 268648102 1088 37190 SH SOLE 37190 0 0 Expedia Inc COM 30212p303 202 2300 SH SOLE 2300 0 0 Exxon Mobil Corp COM 30231G102 806 8565 SH SOLE 8565 0 0 FedEx Corp. COM 31428X106 1962 12153 SH SOLE 12153 0 0 Federal Realty Investment Trus COM 313747206 281 2375 SH SOLE 2375 0 0 Fluor Corp New COM 343412102 209 3132 SH SOLE 3132 0 0 General Electric Company COM 369604103 3742 146056 SH SOLE 146056 0 0 GlaxoSmithKline Plc (ADR) COM 37733W105 552 12007 SH SOLE 12007 0 0 Goldman Sachs Group Inc COM 38141G104 304 1655 SH SOLE 1655 0 0 Google Inc Cl A COM 38259P508 252 428 SH SOLE 428 0 0 Google Inc Cl C COM 38259P706 255 441 SH SOLE 441 0 0 HSBC Hldgs PLC (ADR)New COM 404280406 359 7046 SH SOLE 7046 0 0 Hewlett-Packard Company COM 428236103 2625 74017 SH SOLE 74017 0 0 Home Depot Inc COM 437076102 2458 26795 SH SOLE 26795 0 0 Honda Motor Co Ltd (ADR) COM 438128308 306 8918 SH SOLE 8918 0 0 Honeywell International COM 438516106 1289 13837 SH SOLE 13837 0 0 Host Hotels & Resorts, Inc. COM 44107P104 764 35798 SH SOLE 35798 0 0 Humana Inc COM 444859102 508 3900 SH SOLE 3900 0 0 Intel Corp COM 458140100 2544 73075 SH SOLE 73075 0 0 International Bancshares Corp. COM 459044103 13014 527648 SH SOLE 527648 0 0 International Business Machine COM 459200101 1436 7565 SH SOLE 7565 0 0 JP Morgan Warrants Exp. 10/28/ COM 46634e114 537 26700 SH SOLE 26700 0 0 JPMorgan Chase & Co COM 46625H100 2147 35639 SH SOLE 35639 0 0 Johnson & Johnson COM 478160104 1616 15159 SH SOLE 15159 0 0 KKR & Co. LP Del Com Units COM 48248m102 700 31400 SH SOLE 31400 0 0 Koninklijke Philips Electronic COM 500472303 1215 38308 SH SOLE 38308 0 0 Level 3 Communications COM 52729n308 488 10664 SH SOLE 10664 0 0 Lockheed Martin Corp COM 539830109 877 4800 SH SOLE 4800 0 0 Lowe's Companies, Inc. COM 548661107 733 13850 SH SOLE 13850 0 0 Marsh & McLennan Companies, In COM 571748102 463 8850 SH SOLE 8850 0 0 McDonald's Corp. COM 580135101 1263 13320 SH SOLE 13320 0 0 McKesson Corp. COM 58155Q103 512 2628 SH SOLE 2628 0 0 Merck & Co Inc New COM 58933Y105 435 7333 SH SOLE 7333 0 0 Microsoft Corp COM 594918104 2583 55711 SH SOLE 55711 0 0 Monsanto Company COM 61166W101 519 4610 SH SOLE 4610 0 0 Morgan Stanley COM 617446448 264 7640 SH SOLE 7640 0 0 Movado Group Inc. COM 624580106 331 10000 SH SOLE 10000 0 0 Newmont Mining Corp COM 651639106 234 10150 SH SOLE 10150 0 0 Nike Inc Cl B COM 654106103 252 2826 SH SOLE 2826 0 0 Nokia Corp (ADR) COM 654902204 120 14198 SH SOLE 14198 0 0 Novartis AG (ADR) COM 66987V109 414 4395 SH SOLE 4395 0 0 Oracle Corp COM 68389X105 2044 53400 SH SOLE 53400 0 0 PNC Financial Services Group, COM 693475105 300 3500 SH SOLE 3500 0 0 Pepsico, Inc. COM 713448108 516 5545 SH SOLE 5545 0 0 Petroleo Brasileiro SA (ADR) COM 71654V408 203 14300 SH SOLE 14300 0 0 Pfizer, Inc. COM 717081103 1736 58719 SH SOLE 58719 0 0 Philip Morris International In COM 718172109 540 6478 SH SOLE 6478 0 0 Potash Corporation of Saskatch COM 73755L107 297 8600 SH SOLE 8600 0 0 Procter & Gamble COM 742718109 1854 22143 SH SOLE 22143 0 0 Promotora de Informaciones, S. COM 74343g204 136 119704 SH SOLE 119704 0 0 Qualcomm Inc COM 747525103 808 10800 SH SOLE 10800 0 0 SAP AG (ADR) COM 803054204 614 8509 SH SOLE 8509 0 0 Sanofi Aventis (ADR) COM 80105N105 376 6665 SH SOLE 6665 0 0 Schlumberger Ltd F COM 806857108 427 4196 SH SOLE 4196 0 0 Sony Corp. (ADR) COM 835699307 814 45108 SH SOLE 45108 0 0 State Street Corp COM 857477103 272 3700 SH SOLE 3700 0 0 TE Connectivity Ltd. F COM h84989104 859 15545 SH SOLE 15545 0 0 Telefonica SA (ADR) COM 879382208 950 61777 SH SOLE 61777 0 0 Teva Pharmaceutical Industries COM 881624209 1834 34116 SH SOLE 34116 0 0 The Walt Disney Co. COM 254687106 1622 18224 SH SOLE 18224 0 0 Thermo Fisher Scientific COM 883556102 408 3350 SH SOLE 3350 0 0 Time Warner, Inc. COM 887317303 1812 24091 SH SOLE 24091 0 0 Toyota Motor Corp. (ADR) COM 892331307 474 4030 SH SOLE 4030 0 0 Tyco International Ltd. New F COM H89128104 568 12745 SH SOLE 12745 0 0 UBS AG New F COM H89231338 926 53300 SH SOLE 53300 0 0 United Technologies Corp COM 913017109 466 4411 SH SOLE 4411 0 0 UnitedHealth Group, Inc. COM 91324P102 2691 31203 SH SOLE 31203 0 0 Vale S.A. American Depositary COM 91912e105 309 28100 SH SOLE 28100 0 0 Verizon Communications COM 92343V104 756 15120 SH SOLE 15120 0 0 Viacom Inc Cl B New COM 92553P201 806 10474 SH SOLE 10474 0 0 Visa, Inc. Cl A COM 92826C839 288 1352 SH SOLE 1352 0 0 Vishay Intertechnology COM 928298108 439 30690 SH SOLE 30690 0 0 WPP Plc (ADR) COM 92937A102 272 2709 SH SOLE 2709 0 0 Wal-Mart Stores Inc COM 931142103 515 6734 SH SOLE 6734 0 0 Waste Management Inc. COM 94106L109 285 6000 SH SOLE 6000 0 0 Wells Fargo & Co New COM 949746101 1888 36402 SH SOLE 36402 0 0 Yahoo! Inc. COM 984332106 578 14190 SH SOLE 14190 0 0 Yum! Brands, Inc. COM 988498101 1340 18614 SH SOLE 18614 0 0 eBay, Inc. COM 278642103 1528 26975 SH SOLE 26975 0 0 DB X-Trackers MSCI Europe UCIT COM 233051853 438 7450 SH SOLE 7450 0 0 Direxion Daily Financial Bull COM 25459y694 309 3000 SH SOLE 3000 0 0 Energy Select Sector SPDR COM 81369Y506 748 8250 SH SOLE 8250 0 0 Financial Select Sector SPDR COM 81369Y605 568 24500 SH SOLE 24500 0 0 First Trust ISE-Revere Natural COM 33734j102 8339 466100 SH SOLE 466100 0 0 Global X Silver Miners ETF COM 37950E853 2533 238075 SH SOLE 238075 0 0 Health Care Sector Select SPDR COM 81369Y209 467 7300 SH SOLE 7300 0 0 IShares S&P Global Technology COM 464287291 4092 44715 SH SOLE 44715 0 0 Market Vectors Gold Miners ETF COM 57060u100 1327 62150 SH SOLE 62150 0 0 Mexico Fund Inc COM 592835102 329 12004 SH SOLE 12004 0 0 Oil Services HOLDRS ETF COM 57060u191 357 7200 SH SOLE 7200 0 0 PowerShares Global Listed Priv COM 73935x195 239 21500 SH SOLE 21500 0 0 PowerShares KBW Bank ETF COM 73937b746 6861 186534 SH SOLE 186534 0 0 PowerShares KBW Regional Banki COM 73937b712 1305 35575 SH SOLE 35575 0 0 PowerShares Water Resources COM 73935X575 349 14200 SH SOLE 14200 0 0 Powershares QQQ Trust Series 1 COM 73935A104 11884 120296 SH SOLE 120296 0 0 ProShares TR Ultra Financials COM 74347x633 216 1680 SH SOLE 1680 0 0 ProShares Ultra Pro S&P500 COM 74347x864 352 3000 SH SOLE 3000 0 0 Royce Value Trust Inc COM 780910105 210 14472 SH SOLE 14472 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 286 7200 SH SOLE 7200 0 0 SPDR DJ International Real Est COM 78463X863 202 4870 SH SOLE 4870 0 0 SPDR Dow Jones Global Real Est COM 78463x749 226 5090 SH SOLE 5090 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 574 3375 SH SOLE 3375 0 0 SPDR KBW Bank ETF COM 78464A797 374 11725 SH SOLE 11725 0 0 SPDR KBW Regional Banking ETF COM 78464A698 644 17000 SH SOLE 17000 0 0 SPDR S&P 500 Index ETF COM 78462F103 286 1450 SH SOLE 1450 0 0 SPDR S&P Homebuilders ETF COM 78464a888 705 23840 SH SOLE 23840 0 0 Schwab Fundamental Emerg. Mkts COM 808524730 479 18385 SH SOLE 18385 0 0 Schwab Fundamental US Broad Mk COM 808524789 369 12777 SH SOLE 12777 0 0 Swiss Helvetia Fund COM 870875101 165 12227 SH SOLE 12227 0 0 Technology Select Sector SPDR COM 81369Y803 379 9488 SH SOLE 9488 0 0 Vanguard Emerging Markets ETF COM 922042858 1162 27870 SH SOLE 27870 0 0 Vanguard Extended Market Index COM 922908652 1341 16040 SH SOLE 16040 0 0 Vanguard FTSE All World Ex-US COM 922042775 1725 35035 SH SOLE 35035 0 0 Vanguard Financials ETF COM 92204A405 1766 38041 SH SOLE 38041 0 0 Vanguard Growth ETF COM 922908736 832 8346 SH SOLE 8346 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 4191 62040 SH SOLE 62040 0 0 Vanguard MegaCap 300 Value Ind COM 921910840 1654 28200 SH SOLE 28200 0 0 Vanguard MegaCap300 Growth Ind COM 921910816 4882 62765 SH SOLE 62765 0 0 Vanguard Mid-Cap Growth ETF COM 922908538 701 7280 SH SOLE 7280 0 0 Vanguard Mid-Cap Value ETF COM 922908512 796 9380 SH SOLE 9380 0 0 Vanguard REIT ETF COM 922908553 254 3535 SH SOLE 3535 0 0 Vanguard Total World Stock ETF COM 922042742 203 3367 SH SOLE 3367 0 0 Vanguard Value ETF COM 922908744 223 2752 SH SOLE 2752 0 0 WisdomTree Dividend Ex-Financi COM 97717W406 359 4885 SH SOLE 4885 0 0 WisdomTree Equity Income ETF COM 97717W208 267 4500 SH SOLE 4500 0 0 iShares DJ US Home Constructio COM 464288752 5645 251001 SH SOLE 251001 0 0 iShares MSCI Emerging Markets COM 464287234 235 6000 SH SOLE 6000 0 0 iShares MSCI Emerging Markets COM 464287234 268 6900 SH SOLE 6900 0 0 iShares MSCI Japan Index ETF COM 464286848 518 43980 SH SOLE 43980 0 0 iShares Russell 1000 Growth In COM 464287614 897 9784 SH SOLE 9784 0 0 iShares Russell 1000 Value Ind COM 464287598 636 6350 SH SOLE 6350 0 0 iShares Russell 2000 Index ETF COM 464287655 205 1875 SH SOLE 1875 0 0 iShares Russell 2000 Value Ind COM 464287630 508 5430 SH SOLE 5430 0 0 iShares Russell 3000 Index Fun COM 464287689 342 2925 SH SOLE 2925 0 0 iShares Russell Midcap Growth COM 464287481 444 5030 SH SOLE 5030 0 0 iShares Russell Midcap Value I COM 464287473 728 10400 SH SOLE 10400 0 0 iShares S&P 100 Index ETF COM 464287101 1230 13950 SH SOLE 13950 0 0 iShares S&P Euro 350 Index Fun COM 464287861 347 7700 SH SOLE 7700 0 0 ishares MSCI Mexico Investible COM 464286822 206 3000 SH SOLE 3000 0 0