0001339270-14-000003.txt : 20140801 0001339270-14-000003.hdr.sgml : 20140801 20140801110953 ACCESSION NUMBER: 0001339270-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140801 DATE AS OF CHANGE: 20140801 EFFECTIVENESS DATE: 20140801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 141008713 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001339270 XXXXXXXX 06-30-2014 06-30-2014 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne 301-692-1225 Sandra G. Horne Bedford VA 08-01-2014 0 190 250144 false INFORMATION TABLE 2 inftable.xml 3M Company COM 88579Y101 458 3199 SH SOLE 3199 0 0 ADT Corporation COM 00101j106 287 8210 SH SOLE 8210 0 0 AFLAC Inc COM 001055102 215 3450 SH SOLE 3450 0 0 AIG Warrants Expire 1/19/2021 COM 026874156 919 34550 SH SOLE 34550 0 0 AT&T, Inc. COM 00206R102 1313 37132 SH SOLE 37132 0 0 Aetna Inc New COM 00817Y108 385 4751 SH SOLE 4751 0 0 Agilent Technologies Inc COM 00846U101 318 5536 SH SOLE 5536 0 0 Alcatel-Lucent (ADR) COM 013904305 235 65926 SH SOLE 65926 0 0 Altria Group Inc COM 02209S103 215 5135 SH SOLE 5135 0 0 Amazon.com, Inc. COM 023135106 326 1005 SH SOLE 1005 0 0 American Express Company COM 025816109 1651 17400 SH SOLE 17400 0 0 American International Group N COM 026874784 1738 31847 SH SOLE 31847 0 0 Amgen Inc. COM 031162100 531 4486 SH SOLE 4486 0 0 Apple Inc COM 037833100 2845 30615 SH SOLE 30615 0 0 Applied Materials Inc COM 038222105 318 14100 SH SOLE 14100 0 0 Avis Budget Group Inc COM 053774105 605 10140 SH SOLE 10140 0 0 Banco Santander, S.A. (ADR) COM 05964h105 666 63889 SH SOLE 63889 0 0 Bank of America Corp COM 060505104 2945 191577 SH SOLE 191577 0 0 Becton Dickinson & Co COM 075887109 556 4703 SH SOLE 4703 0 0 Berkshire Hathaway Cl B COM 084670702 1179 9315 SH SOLE 9315 0 0 Bhp Billiton Ltd Adr F Sponsor COM 088606108 219 3202 SH SOLE 3202 0 0 Blackstone Group LP COM 09253U108 3251 97225 SH SOLE 97225 0 0 Boeing Co COM 097023105 805 6325 SH SOLE 6325 0 0 Bristol-Myers Squibb Co. COM 110122108 987 20350 SH SOLE 20350 0 0 CBS Corp Cl B New COM 124857202 417 6710 SH SOLE 6710 0 0 CVS Caremark Corp COM 126650100 562 7450 SH SOLE 7450 0 0 Carlyle Group COM 14309l102 1107 32600 SH SOLE 32600 0 0 Caterpillar Inc COM 149123101 722 6645 SH SOLE 6645 0 0 Charles Schwab Corp. COM 808513105 1375 51046 SH SOLE 51046 0 0 Chesapeake Energy Corp COM 165167107 2096 67450 SH SOLE 67450 0 0 Chevron Corp COM 166764100 837 6415 SH SOLE 6415 0 0 Cisco Systems Inc COM 17275R102 1692 68101 SH SOLE 68101 0 0 Citigroup Inc COM 172967424 2004 42549 SH SOLE 42549 0 0 Coach Inc COM 189754104 38456 1124764 SH SOLE 1124764 0 0 Coca-Cola Co. COM 191216100 260 6149 SH SOLE 6149 0 0 Comcast Corp New Cl A COM 20030N101 2093 38984 SH SOLE 38984 0 0 ConocoPhillips COM 20825C104 1262 14717 SH SOLE 14717 0 0 Corning Inc COM 219350105 255 11600 SH SOLE 11600 0 0 Costco Wholesale Corp New COM 22160K105 1136 9868 SH SOLE 9868 0 0 Covidien Plc F COM g2554f113 863 9569 SH SOLE 9569 0 0 DIRECTV Cl A COM 25490a309 859 10110 SH SOLE 10110 0 0 Diageo Plc New (ADR) COM 25243Q205 315 2475 SH SOLE 2475 0 0 Discovery Communications Ser A COM 25470F104 462 6220 SH SOLE 6220 0 0 Discovery Communications Ser C COM 25470F302 455 6271 SH SOLE 6271 0 0 Dow Chemical Company COM 260543103 257 5000 SH SOLE 5000 0 0 EMC Corp. COM 268648102 991 37640 SH SOLE 37640 0 0 Expedia Inc COM 30212p303 280 3550 SH SOLE 3550 0 0 Exxon Mobil Corp COM 30231G102 862 8565 SH SOLE 8565 0 0 FedEx Corp. COM 31428X106 1953 12903 SH SOLE 12903 0 0 Federal Realty Investment Trus COM 313747206 287 2375 SH SOLE 2375 0 0 Fluor Corp New COM 343412102 249 3232 SH SOLE 3232 0 0 General Electric Company COM 369604103 3976 151301 SH SOLE 151301 0 0 GlaxoSmithKline Plc (ADR) COM 37733W105 661 12357 SH SOLE 12357 0 0 Goldman Sachs Group Inc COM 38141G104 287 1715 SH SOLE 1715 0 0 Google Inc Cl A COM 38259P508 250 428 SH SOLE 428 0 0 Google Inc Cl C COM 38259P706 246 428 SH SOLE 428 0 0 HSBC Hldgs PLC (ADR)New COM 404280406 357 7033 SH SOLE 7033 0 0 Hewlett-Packard Company COM 428236103 2717 80667 SH SOLE 80667 0 0 Home Depot Inc COM 437076102 2299 28395 SH SOLE 28395 0 0 Honda Motor Co Ltd (ADR) COM 438128308 283 8085 SH SOLE 8085 0 0 Honeywell International COM 438516106 1362 14650 SH SOLE 14650 0 0 Host Hotels & Resorts, Inc. COM 44107P104 803 36498 SH SOLE 36498 0 0 Humana Inc COM 444859102 556 4350 SH SOLE 4350 0 0 Intel Corp COM 458140100 2399 77646 SH SOLE 77646 0 0 International Bancshares Corp. COM 459044103 14845 549799 SH SOLE 549799 0 0 International Business Machine COM 459200101 1389 7665 SH SOLE 7665 0 0 JP Morgan Warrants Exp. 10/28/ COM 46634e114 516 26700 SH SOLE 26700 0 0 JPMorgan Chase & Co COM 46625H100 2088 36237 SH SOLE 36237 0 0 Johnson & Johnson COM 478160104 1638 15659 SH SOLE 15659 0 0 Koninklijke Philips Electronic COM 500472303 1206 37957 SH SOLE 37957 0 0 Level 3 Communications COM 52729n308 473 10774 SH SOLE 10774 0 0 Liberty Media Corp (Interactiv COM 53071M104 202 6882 SH SOLE 6882 0 0 Liberty Ventures Corp. COM 53071m880 226 3068 SH SOLE 3068 0 0 Lockheed Martin Corp COM 539830109 836 5200 SH SOLE 5200 0 0 Lowe's Companies, Inc. COM 548661107 665 13850 SH SOLE 13850 0 0 Marsh & McLennan Companies, In COM 571748102 466 9000 SH SOLE 9000 0 0 McDonald's Corp. COM 580135101 1372 13620 SH SOLE 13620 0 0 McKesson Corp. COM 58155Q103 489 2628 SH SOLE 2628 0 0 Merck & Co Inc New COM 58933Y105 468 8083 SH SOLE 8083 0 0 Microsoft Corp COM 594918104 2461 59009 SH SOLE 59009 0 0 Monsanto Company COM 61166W101 591 4734 SH SOLE 4734 0 0 Morgan Stanley COM 617446448 263 8140 SH SOLE 8140 0 0 Movado Group Inc. COM 624580106 417 10000 SH SOLE 10000 0 0 Mylan Inc COM 628530107 232 4500 SH SOLE 4500 0 0 Newmont Mining Corp COM 651639106 268 10550 SH SOLE 10550 0 0 Nike Inc Cl B COM 654106103 219 2826 SH SOLE 2826 0 0 Nokia Corp (ADR) COM 654902204 106 13998 SH SOLE 13998 0 0 Novartis AG (ADR) COM 66987V109 423 4673 SH SOLE 4673 0 0 Oracle Corp COM 68389X105 2201 54300 SH SOLE 54300 0 0 PNC Financial Services Group, COM 693475105 312 3500 SH SOLE 3500 0 0 Pepsico, Inc. COM 713448108 526 5885 SH SOLE 5885 0 0 Petroleo Brasileiro SA (ADR) COM 71654V408 209 14300 SH SOLE 14300 0 0 Pfizer, Inc. COM 717081103 1926 64880 SH SOLE 64880 0 0 Philip Morris International In COM 718172109 642 7610 SH SOLE 7610 0 0 Potash Corporation of Saskatch COM 73755L107 334 8800 SH SOLE 8800 0 0 Procter & Gamble COM 742718109 1780 22643 SH SOLE 22643 0 0 Promotora de Informaciones, S. COM 74343g204 19 10150 SH SOLE 10150 0 0 Promotora de Informaciones, S. COM 74343g303 184 72000 SH SOLE 72000 0 0 Qualcomm Inc COM 747525103 851 10740 SH SOLE 10740 0 0 SAP AG (ADR) COM 803054204 660 8569 SH SOLE 8569 0 0 Sanofi Aventis (ADR) COM 80105N105 354 6665 SH SOLE 6665 0 0 Schlumberger Ltd F COM 806857108 505 4282 SH SOLE 4282 0 0 Sears Holdings Corp COM 812350106 230 5745 SH SOLE 5745 0 0 Sony Corp. (ADR) COM 835699307 782 46647 SH SOLE 46647 0 0 State Street Corp COM 857477103 276 4100 SH SOLE 4100 0 0 TE Connectivity Ltd. F COM h84989104 995 16095 SH SOLE 16095 0 0 Telefonica SA (ADR) COM 879382208 1083 63108 SH SOLE 63108 0 0 Teva Pharmaceutical Industries COM 881624209 1930 36816 SH SOLE 36816 0 0 The Walt Disney Co. COM 254687106 1635 19064 SH SOLE 19064 0 0 Thermo Fisher Scientific COM 883556102 395 3350 SH SOLE 3350 0 0 Time Warner, Inc. COM 887317303 1771 25215 SH SOLE 25215 0 0 Toyota Motor Corp. (ADR) COM 892331307 482 4030 SH SOLE 4030 0 0 Twenty-First Century Fox Inc. COM 90130a200 240 7000 SH SOLE 7000 0 0 Tyco International Ltd. New F COM H89128104 590 12945 SH SOLE 12945 0 0 UBS AG New F COM H89231338 1024 55900 SH SOLE 55900 0 0 United Technologies Corp COM 913017109 521 4511 SH SOLE 4511 0 0 UnitedHealth Group, Inc. COM 91324P102 2653 32453 SH SOLE 32453 0 0 Vale S.A. American Depositary COM 91912e105 295 22300 SH SOLE 22300 0 0 Verizon Communications COM 92343V104 829 16936 SH SOLE 16936 0 0 Viacom Inc Cl B New COM 92553P201 926 10674 SH SOLE 10674 0 0 Visa, Inc. Cl A COM 92826C839 279 1325 SH SOLE 1325 0 0 Vishay Intertechnology COM 928298108 503 32490 SH SOLE 32490 0 0 WPP Plc (ADR) COM 92937A102 289 2650 SH SOLE 2650 0 0 Wal-Mart Stores Inc COM 931142103 498 6634 SH SOLE 6634 0 0 Walgreen Company COM 931422109 200 2700 SH SOLE 2700 0 0 Waste Management Inc. COM 94106L109 268 6000 SH SOLE 6000 0 0 Wells Fargo & Co New COM 949746101 1997 37992 SH SOLE 37992 0 0 Yahoo! Inc. COM 984332106 498 14190 SH SOLE 14190 0 0 Yum! Brands, Inc. COM 988498101 1544 19014 SH SOLE 19014 0 0 eBay, Inc. COM 278642103 1476 29475 SH SOLE 29475 0 0 DB X-Trackers MSCI Europe UCIT COM 233051853 355 5600 SH SOLE 5600 0 0 Direxion Daily Financial Bull COM 25459y694 300 3000 SH SOLE 3000 0 0 Energy Select Sector SPDR COM 81369Y506 856 8550 SH SOLE 8550 0 0 Financial Select Sector SPDR COM 81369Y605 557 24500 SH SOLE 24500 0 0 First Trust ISE-Revere Natural COM 33734j102 11100 470350 SH SOLE 470350 0 0 Global X Silver Miners ETF COM 37950E853 3383 238575 SH SOLE 238575 0 0 Health Care Sector Select SPDR COM 81369Y209 444 7300 SH SOLE 7300 0 0 IShares S&P Global Technology COM 464287291 3845 43215 SH SOLE 43215 0 0 Market Vectors Gold Miners ETF COM 57060u100 1617 61150 SH SOLE 61150 0 0 Mexico Fund Inc COM 592835102 339 12004 SH SOLE 12004 0 0 Oil Services HOLDRS ETF COM 57060u191 416 7200 SH SOLE 7200 0 0 PowerShares Global Listed Priv COM 73935x195 265 21500 SH SOLE 21500 0 0 PowerShares KBW Bank ETF COM 73937b746 6827 186534 SH SOLE 186534 0 0 PowerShares KBW Regional Banki COM 73937b712 1376 35375 SH SOLE 35375 0 0 PowerShares Water Resources COM 73935X575 378 14200 SH SOLE 14200 0 0 Powershares QQQ Trust Series 1 COM 73935A104 11646 124010 SH SOLE 124010 0 0 ProShares TR Ultra Financials COM 74347x633 213 1680 SH SOLE 1680 0 0 ProShares Ultra Pro S&P500 COM 74347x864 345 3000 SH SOLE 3000 0 0 Royce Value Trust Inc COM 780910105 232 14472 SH SOLE 14472 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 290 6700 SH SOLE 6700 0 0 SPDR DJ International Real Est COM 78463X863 211 4770 SH SOLE 4770 0 0 SPDR Dow Jones Global Real Est COM 78463x749 236 5050 SH SOLE 5050 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 571 3400 SH SOLE 3400 0 0 SPDR KBW Bank ETF COM 78464A797 424 12675 SH SOLE 12675 0 0 SPDR KBW Regional Banking ETF COM 78464A698 691 17150 SH SOLE 17150 0 0 SPDR S&P 500 Index ETF COM 78462F103 284 1450 SH SOLE 1450 0 0 SPDR S&P Homebuilders ETF COM 78464a888 768 23440 SH SOLE 23440 0 0 Schwab Fundamental Emerg. Mkts COM 808524730 332 11995 SH SOLE 11995 0 0 Swiss Helvetia Fund COM 870875101 178 12227 SH SOLE 12227 0 0 Technology Select Sector SPDR COM 81369Y803 364 9488 SH SOLE 9488 0 0 Vanguard Emerging Markets ETF COM 922042858 1398 32415 SH SOLE 32415 0 0 Vanguard Extended Market Index COM 922908652 1241 14147 SH SOLE 14147 0 0 Vanguard FTSE All World Ex-US COM 922042775 1841 35205 SH SOLE 35205 0 0 Vanguard Financials ETF COM 92204A405 1772 38201 SH SOLE 38201 0 0 Vanguard Growth ETF COM 922908736 816 8250 SH SOLE 8250 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 4124 61615 SH SOLE 61615 0 0 Vanguard MegaCap 300 Value Ind COM 921910840 1673 28700 SH SOLE 28700 0 0 Vanguard MegaCap300 Growth Ind COM 921910816 4865 63365 SH SOLE 63365 0 0 Vanguard Mid-Cap Growth ETF COM 922908538 600 6230 SH SOLE 6230 0 0 Vanguard Mid-Cap Value ETF COM 922908512 508 5845 SH SOLE 5845 0 0 Vanguard REIT ETF COM 922908553 265 3535 SH SOLE 3535 0 0 Vanguard Total World Stock ETF COM 922042742 210 3367 SH SOLE 3367 0 0 Vanguard Value ETF COM 922908744 215 2650 SH SOLE 2650 0 0 WisdomTree Dividend Ex-Financi COM 97717W406 379 5135 SH SOLE 5135 0 0 WisdomTree Equity Income ETF COM 97717W208 282 4750 SH SOLE 4750 0 0 WisdomTree Mid-Cap Dividend Fu COM 97717w505 204 2500 SH SOLE 2500 0 0 iShares DJ US Home Constructio COM 464288752 6262 252501 SH SOLE 252501 0 0 iShares MSCI Emerging Markets COM 464287234 244 6000 SH SOLE 6000 0 0 iShares MSCI Emerging Markets COM 464287234 312 7650 SH SOLE 7650 0 0 iShares MSCI Japan Index ETF COM 464286848 511 42480 SH SOLE 42480 0 0 iShares Russell 1000 Growth In COM 464287614 890 9784 SH SOLE 9784 0 0 iShares Russell 1000 Value Ind COM 464287598 643 6350 SH SOLE 6350 0 0 iShares Russell 2000 Index ETF COM 464287655 223 1875 SH SOLE 1875 0 0 iShares Russell 2000 Value Ind COM 464287630 561 5430 SH SOLE 5430 0 0 iShares Russell 3000 Index Fun COM 464287689 344 2925 SH SOLE 2925 0 0 iShares Russell Midcap Growth COM 464287481 477 5330 SH SOLE 5330 0 0 iShares Russell Midcap Value I COM 464287473 755 10400 SH SOLE 10400 0 0 iShares S&P 100 Index ETF COM 464287101 1268 14650 SH SOLE 14650 0 0 iShares S&P Euro 350 Index Fun COM 464287861 374 7700 SH SOLE 7700 0 0 ishares MSCI Mexico Investible COM 464286822 203 3000 SH SOLE 3000 0 0