0001339270-14-000002.txt : 20140425 0001339270-14-000002.hdr.sgml : 20140425 20140425170249 ACCESSION NUMBER: 0001339270-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140425 DATE AS OF CHANGE: 20140425 EFFECTIVENESS DATE: 20140425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 14786321 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001339270 XXXXXXXX 03-31-2014 03-31-2014 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne 301-692-1225 Sandra G. Horne Bedford VA 04-25-2014 0 181 256056 false INFORMATION TABLE 2 inftable.xml SOL CAPITAL MGMT CO. AUM 3M Company COM 88579Y101 416 3065 SH SOLE 3065 0 0 AFLAC Inc COM 001055102 230 3650 SH SOLE 3650 0 0 AIG Warrants Expire 1/19/2021 COM 026874156 768 37550 SH SOLE 37550 0 0 AT&T, Inc. COM 00206R102 1307 37264 SH SOLE 37264 0 0 Aetna Inc New COM 00817Y108 356 4751 SH SOLE 4751 0 0 Agilent Technologies Inc COM 00846U101 310 5536 SH SOLE 5536 0 0 Alcatel-Lucent (ADR) COM 013904305 257 65926 SH SOLE 65926 0 0 Amazon.com, Inc. COM 023135106 338 1005 SH SOLE 1005 0 0 American Express Company COM 025816109 1567 17400 SH SOLE 17400 0 0 American International Group N COM 026874784 1575 31484 SH SOLE 31484 0 0 Amgen Inc. COM 031162100 572 4636 SH SOLE 4636 0 0 Apple Inc COM 037833100 2230 4155 SH SOLE 4155 0 0 Applied Materials Inc COM 038222105 288 14100 SH SOLE 14100 0 0 Avis Budget Group Inc COM 053774105 567 11640 SH SOLE 11640 0 0 Banco Santander, S.A. (ADR) COM 05964h105 549 57277 SH SOLE 57277 0 0 Bank of America Corp COM 060505104 3298 191744 SH SOLE 191744 0 0 Becton Dickinson & Co COM 075887109 551 4703 SH SOLE 4703 0 0 Berkshire Hathaway Cl B COM 084670702 1164 9315 SH SOLE 9315 0 0 Bhp Billiton Ltd Adr F Sponsor COM 088606108 217 3202 SH SOLE 3202 0 0 Blackstone Group LP COM 09253U108 3276 98525 SH SOLE 98525 0 0 Boeing Co COM 097023105 794 6325 SH SOLE 6325 0 0 Bristol-Myers Squibb Co. COM 110122108 1057 20350 SH SOLE 20350 0 0 CBS Corp Cl B New COM 124857202 420 6790 SH SOLE 6790 0 0 CVS Caremark Corp COM 126650100 571 7625 SH SOLE 7625 0 0 Carlyle Group COM 14309l102 548 15600 SH SOLE 15600 0 0 Caterpillar Inc COM 149123101 660 6645 SH SOLE 6645 0 0 Charles Schwab Corp. COM 808513105 1401 51246 SH SOLE 51246 0 0 Chesapeake Energy Corp COM 165167107 1728 67450 SH SOLE 67450 0 0 Chevron Corp COM 166764100 763 6415 SH SOLE 6415 0 0 Cisco Systems Inc COM 17275R102 1537 68551 SH SOLE 68551 0 0 Citigroup Inc COM 172967424 2001 42039 SH SOLE 42039 0 0 Coach Inc COM 189754104 55801 1123657 SH SOLE 1123657 0 0 Coca-Cola Co. COM 191216100 249 6429 SH SOLE 6429 0 0 Comcast Corp New Cl A COM 20030N101 1968 39334 SH SOLE 39334 0 0 ConocoPhillips COM 20825C104 1062 15099 SH SOLE 15099 0 0 Corning Inc COM 219350105 249 11960 SH SOLE 11960 0 0 Costco Wholesale Corp New COM 22160K105 1083 9700 SH SOLE 9700 0 0 Covidien Plc F COM g2554f113 709 9619 SH SOLE 9619 0 0 DIRECTV Cl A COM 25490a309 826 10810 SH SOLE 10810 0 0 Diageo Plc New (ADR) COM 25243Q205 308 2475 SH SOLE 2475 0 0 Discovery Communications Ser A COM 25470F104 541 6537 SH SOLE 6537 0 0 Discovery Communications Ser C COM 25470F302 508 6588 SH SOLE 6588 0 0 Dow Chemical Company COM 260543103 243 5000 SH SOLE 5000 0 0 EMC Corp. COM 268648102 1048 38240 SH SOLE 38240 0 0 Expedia Inc COM 30212p303 261 3600 SH SOLE 3600 0 0 Exxon Mobil Corp COM 30231G102 819 8383 SH SOLE 8383 0 0 FedEx Corp. COM 31428X106 1700 12828 SH SOLE 12828 0 0 Federal Realty Investment Trus COM 313747206 307 2675 SH SOLE 2675 0 0 Fluor Corp New COM 343412102 251 3232 SH SOLE 3232 0 0 General Electric Company COM 369604103 3876 149703 SH SOLE 149703 0 0 GlaxoSmithKline Plc (ADR) COM 37733W105 671 12557 SH SOLE 12557 0 0 Goldman Sachs Group Inc COM 38141G104 281 1715 SH SOLE 1715 0 0 Google Inc Cl C COM 38259P706 449 403 SH SOLE 403 0 0 HSBC Hldgs PLC (ADR)New COM 404280406 346 6808 SH SOLE 6808 0 0 Hewlett-Packard Company COM 428236103 2614 80767 SH SOLE 80767 0 0 Home Depot Inc COM 437076102 2237 28271 SH SOLE 28271 0 0 Honda Motor Co Ltd (ADR) COM 438128308 259 7318 SH SOLE 7318 0 0 Honeywell International COM 438516106 1373 14800 SH SOLE 14800 0 0 Host Hotels & Resorts, Inc. COM 44107P104 820 40498 SH SOLE 40498 0 0 Humana Inc COM 444859102 502 4450 SH SOLE 4450 0 0 IAC/InterActiveCorp New COM 44919P508 252 3525 SH SOLE 3525 0 0 Intel Corp COM 458140100 1993 77196 SH SOLE 77196 0 0 International Bancshares Corp. COM 459044103 13789 549799 SH SOLE 549799 0 0 International Business Machine COM 459200101 1417 7363 SH SOLE 7363 0 0 JP Morgan Warrants Exp. 10/28/ COM 46634e114 509 25200 SH SOLE 25200 0 0 JPMorgan Chase & Co COM 46625H100 2186 36006 SH SOLE 36006 0 0 Johnson & Johnson COM 478160104 1553 15805 SH SOLE 15805 0 0 Koninklijke Philips Electronic COM 500472303 1340 38113 SH SOLE 38113 0 0 Level 3 Communications COM 52729n308 422 10774 SH SOLE 10774 0 0 Lockheed Martin Corp COM 539830109 865 5301 SH SOLE 5301 0 0 Lowe's Companies, Inc. COM 548661107 677 13850 SH SOLE 13850 0 0 Marsh & McLennan Companies, In COM 571748102 456 9250 SH SOLE 9250 0 0 McDonald's Corp. COM 580135101 1345 13720 SH SOLE 13720 0 0 McKesson Corp. COM 58155Q103 435 2463 SH SOLE 2463 0 0 Merck & Co Inc New COM 58933Y105 487 8583 SH SOLE 8583 0 0 Microsoft Corp COM 594918104 2460 60009 SH SOLE 60009 0 0 Monsanto Company COM 61166W101 556 4884 SH SOLE 4884 0 0 Morgan Stanley COM 617446448 218 7000 SH SOLE 7000 0 0 Movado Group Inc. COM 624580106 455 10000 SH SOLE 10000 0 0 Mylan Inc COM 628530107 220 4500 SH SOLE 4500 0 0 Newmont Mining Corp COM 651639106 247 10550 SH SOLE 10550 0 0 Nike Inc Cl B COM 654106103 209 2826 SH SOLE 2826 0 0 Nokia Corp (ADR) COM 654902204 105 14248 SH SOLE 14248 0 0 Novartis AG (ADR) COM 66987V109 397 4673 SH SOLE 4673 0 0 Oracle Corp COM 68389X105 2213 54100 SH SOLE 54100 0 0 PNC Financial Services Group, COM 693475105 304 3500 SH SOLE 3500 0 0 Pepsico, Inc. COM 713448108 450 5385 SH SOLE 5385 0 0 Petroleo Brasileiro SA (ADR) COM 71654V408 149 11300 SH SOLE 11300 0 0 Pfizer, Inc. COM 717081103 2126 66180 SH SOLE 66180 0 0 Philip Morris International In COM 718172109 623 7610 SH SOLE 7610 0 0 Potash Corporation of Saskatch COM 73755L107 319 8800 SH SOLE 8800 0 0 Procter & Gamble COM 742718109 1731 21482 SH SOLE 21482 0 0 Promotora de Informaciones, S. COM 74343g204 23 10150 SH SOLE 10150 0 0 Promotora de Informaciones, S. COM 74343g303 252 72000 SH SOLE 72000 0 0 Qualcomm Inc COM 747525103 822 10420 SH SOLE 10420 0 0 SAP AG (ADR) COM 803054204 638 7851 SH SOLE 7851 0 0 Sanofi Aventis (ADR) COM 80105N105 348 6665 SH SOLE 6665 0 0 Schlumberger Ltd F COM 806857108 417 4282 SH SOLE 4282 0 0 Sears Holdings Corp COM 812350106 208 4345 SH SOLE 4345 0 0 Sony Corp. (ADR) COM 835699307 903 47213 SH SOLE 47213 0 0 State Street Corp COM 857477103 285 4100 SH SOLE 4100 0 0 TE Connectivity Ltd. F COM h84989104 977 16220 SH SOLE 16220 0 0 Telefonica SA (ADR) COM 879382208 968 61331 SH SOLE 61331 0 0 Teva Pharmaceutical Industries COM 881624209 1961 37116 SH SOLE 37116 0 0 The Walt Disney Co. COM 254687106 1481 18499 SH SOLE 18499 0 0 Thermo Fisher Scientific COM 883556102 403 3350 SH SOLE 3350 0 0 Time Warner, Inc. New COM 887317303 1647 25215 SH SOLE 25215 0 0 Toyota Motor Corp. (ADR) COM 892331307 410 3630 SH SOLE 3630 0 0 TripAdvisor Inc. COM 896945201 204 2250 SH SOLE 2250 0 0 Twenty-First Century Fox Inc. COM 90130a200 218 7000 SH SOLE 7000 0 0 Tyco International Ltd. New F COM H89128104 549 12945 SH SOLE 12945 0 0 UBS AG New F COM H89231338 1148 55400 SH SOLE 55400 0 0 United Technologies Corp COM 913017109 499 4271 SH SOLE 4271 0 0 UnitedHealth Group, Inc. COM 91324P102 2677 32653 SH SOLE 32653 0 0 Vale S.A. American Depositary COM 91912e105 281 20300 SH SOLE 20300 0 0 Verizon Communications COM 92343V104 821 17251 SH SOLE 17251 0 0 Viacom Inc Cl B New COM 92553P201 907 10674 SH SOLE 10674 0 0 Visa, Inc. Cl A COM 92826C839 286 1325 SH SOLE 1325 0 0 Vishay Intertechnology COM 928298108 491 32990 SH SOLE 32990 0 0 WPP Plc (ADR) COM 92937A102 273 2650 SH SOLE 2650 0 0 Wal-Mart Stores Inc COM 931142103 507 6634 SH SOLE 6634 0 0 Waste Management Inc. COM 94106L109 252 6000 SH SOLE 6000 0 0 Wells Fargo & Co New COM 949746101 1930 38807 SH SOLE 38807 0 0 Yahoo! Inc. COM 984332106 509 14190 SH SOLE 14190 0 0 Yum! Brands, Inc. COM 988498101 1341 17784 SH SOLE 17784 0 0 eBay, Inc. COM 278642103 1714 31025 SH SOLE 31025 0 0 Diamonds Trust Series I COM 78467x109 575 3500 SH SOLE 3500 0 0 Direxion Daily Financial Bull COM 25459y694 284 3000 SH SOLE 3000 0 0 Energy Select Sector SPDR COM 81369Y506 761 8550 SH SOLE 8550 0 0 Financial Select Sector SPDR COM 81369Y605 547 24500 SH SOLE 24500 0 0 First Trust ISE-Revere Natural COM 33734j102 9759 471450 SH SOLE 471450 0 0 Global X Silver Miners ETF COM 37950E853 2986 233475 SH SOLE 233475 0 0 Health Care Sector Select SPDR COM 81369Y209 427 7300 SH SOLE 7300 0 0 IShares S&P Global Technology COM 464287291 3572 42265 SH SOLE 42265 0 0 Market Vectors Gold Miners ETF COM 57060u100 1460 61850 SH SOLE 61850 0 0 Mexico Fund Inc COM 592835102 324 12004 SH SOLE 12004 0 0 Oil Services HOLDRS ETF COM 57060u191 362 7200 SH SOLE 7200 0 0 PowerShares KBW Bank ETF COM 73937b746 6741 181550 SH SOLE 181550 0 0 PowerShares KBW Regional Banki COM 73937b712 1347 33575 SH SOLE 33575 0 0 PowerShares Water Resources COM 73935X575 379 14200 SH SOLE 14200 0 0 Powershares QQQ Trust Series 1 COM 73935A104 10898 124310 SH SOLE 124310 0 0 ProShares TR Ultra Financials COM 74347x633 205 1680 SH SOLE 1680 0 0 ProShares Ultra Pro S&P500 COM 74347x864 299 3000 SH SOLE 3000 0 0 Royce Value Trust Inc COM 780910105 223 14197 SH SOLE 14197 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 286 6700 SH SOLE 6700 0 0 SPDR Dow Jones Global Real Est COM 78463x749 214 4900 SH SOLE 4900 0 0 SPDR KBW Bank ETF COM 78464A797 431 12675 SH SOLE 12675 0 0 SPDR KBW Regional Banking ETF COM 78464A698 706 17050 SH SOLE 17050 0 0 SPDR S&P 500 Index ETF COM 78462F103 271 1450 SH SOLE 1450 0 0 SPDR S&P Homebuilders ETF COM 78464a888 714 21940 SH SOLE 21940 0 0 Swiss Helvetia Fund COM 870875101 176 12227 SH SOLE 12227 0 0 Technology Select Sector SPDR COM 81369Y803 345 9488 SH SOLE 9488 0 0 Vanguard Emerging Markets ETF COM 922042858 1438 35430 SH SOLE 35430 0 0 Vanguard Extended Market Index COM 922908652 1140 13412 SH SOLE 13412 0 0 Vanguard FTSE All World Ex-US COM 922042775 1902 37805 SH SOLE 37805 0 0 Vanguard FTSE All-World UCITS COM 00B3RBWM2 204 3000 SH SOLE 3000 0 0 Vanguard Financials ETF COM 92204A405 1726 37901 SH SOLE 37901 0 0 Vanguard Growth ETF COM 922908736 771 8250 SH SOLE 8250 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 3936 61615 SH SOLE 61615 0 0 Vanguard MegaCap 300 Value Ind COM 921910840 1601 28500 SH SOLE 28500 0 0 Vanguard MegaCap300 Growth Ind COM 921910816 4627 63915 SH SOLE 63915 0 0 Vanguard Mid-Cap Growth ETF COM 922908538 554 5980 SH SOLE 5980 0 0 Vanguard Mid-Cap Value ETF COM 922908512 449 5415 SH SOLE 5415 0 0 Vanguard REIT ETF COM 922908553 250 3535 SH SOLE 3535 0 0 Vanguard S&P 500 UCITS ETF COM 00B3XXRP0 373 10500 SH SOLE 10500 0 0 Vanguard Value ETF COM 922908744 207 2650 SH SOLE 2650 0 0 WisdomTree Dividend Ex-Financi COM 97717W406 385 5485 SH SOLE 5485 0 0 WisdomTree Equity Income ETF COM 97717W208 289 5100 SH SOLE 5100 0 0 iShares DJ US Home Constructio COM 464288752 6096 251701 SH SOLE 251701 0 0 iShares MSCI Emerging Markets COM 464287234 225 6000 SH SOLE 6000 0 0 iShares MSCI Emerging Markets COM 464287234 316 8150 SH SOLE 8150 0 0 iShares MSCI Japan Index ETF COM 464286848 399 35250 SH SOLE 35250 0 0 iShares Russell 1000 Growth In COM 464287614 847 9784 SH SOLE 9784 0 0 iShares Russell 1000 Value Ind COM 464287598 613 6350 SH SOLE 6350 0 0 iShares Russell 2000 Index ETF COM 464287655 218 1875 SH SOLE 1875 0 0 iShares Russell 2000 Value Ind COM 464287630 548 5430 SH SOLE 5430 0 0 iShares Russell 3000 Index Fun COM 464287689 329 2925 SH SOLE 2925 0 0 iShares Russell Midcap Growth COM 464287481 457 5330 SH SOLE 5330 0 0 iShares Russell Midcap Value I COM 464287473 715 10400 SH SOLE 10400 0 0 iShares S&P 100 Index ETF COM 464287101 1248 15075 SH SOLE 15075 0 0 iShares S&P Euro 350 Index Fun COM 464287861 372 7700 SH SOLE 7700 0 0