0001339270-13-000005.txt : 20131010 0001339270-13-000005.hdr.sgml : 20131010 20131010171908 ACCESSION NUMBER: 0001339270-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131010 DATE AS OF CHANGE: 20131010 EFFECTIVENESS DATE: 20131010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 131146515 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001339270 XXXXXXXX 09-30-2013 09-30-2013 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne 301-692-1225 Sandra G. Horne Bedford VA 10-10-2013 0 187 241357 false INFORMATION TABLE 2 inftable.xml 3M Company COM 88579Y101 376 3148 SH SOLE 3148 0 0 ADT Corporation COM 00101j106 263 6472 SH SOLE 6472 0 0 AFLAC Inc COM 001055102 226 3650 SH SOLE 3650 0 0 AIG Warrants Expire 1/19/2021 COM 026874156 708 37362 SH SOLE 37362 0 0 AT&T, Inc. COM 00206R102 1273 37630 SH SOLE 37630 0 0 Aetna Inc New COM 00817Y108 304 4751 SH SOLE 4751 0 0 Agilent Technologies Inc COM 00846U101 290 5661 SH SOLE 5661 0 0 Alcatel-Lucent (ADR) COM 013904305 238 67296 SH SOLE 67296 0 0 Amazon.com, Inc. COM 023135106 314 1005 SH SOLE 1005 0 0 American Express Company COM 025816109 1407 18633 SH SOLE 18633 0 0 American International Group N COM 026874784 1513 31112 SH SOLE 31112 0 0 Amgen Inc. COM 031162100 544 4861 SH SOLE 4861 0 0 Apple Inc COM 037833100 1509 3165 SH SOLE 3165 0 0 Applied Materials Inc COM 038222105 247 14100 SH SOLE 14100 0 0 Avis Budget Group Inc COM 053774105 336 11640 SH SOLE 11640 0 0 Banco Santander, S.A. (ADR) COM 05964h105 435 53246 SH SOLE 53246 0 0 Bank of America Corp COM 060505104 2627 190385 SH SOLE 190385 0 0 Becton Dickinson & Co COM 075887109 470 4703 SH SOLE 4703 0 0 Berkshire Hathaway Cl B COM 084670207 1038 9148 SH SOLE 9148 0 0 Blackstone Group LP COM 09253U108 2532 101725 SH SOLE 101725 0 0 Boeing Co COM 097023105 752 6400 SH SOLE 6400 0 0 Bristol-Myers Squibb Co. COM 110122108 991 21416 SH SOLE 21416 0 0 CBS Corp Cl B New COM 124857202 375 6790 SH SOLE 6790 0 0 CCL Industries Inc. Class B COM 124900309 1110 16703 SH SOLE 16703 0 0 CVS Caremark Corp COM 126650100 436 7683 SH SOLE 7683 0 0 Carlyle Group COM 14309l102 401 15600 SH SOLE 15600 0 0 Caterpillar Inc COM 149123101 529 6345 SH SOLE 6345 0 0 Charles Schwab Corp. COM 808513105 1174 55546 SH SOLE 55546 0 0 Chesapeake Energy Corp COM 165167107 1739 67210 SH SOLE 67210 0 0 Chevron Corp COM 166764100 826 6797 SH SOLE 6797 0 0 Cisco Systems Inc COM 17275R102 1580 67433 SH SOLE 67433 0 0 Citigroup Inc COM 172967424 2013 41489 SH SOLE 41489 0 0 Coach Inc COM 189754104 60128 1102657 SH SOLE 1102657 0 0 Coca-Cola Co. COM 191216100 250 6604 SH SOLE 6604 0 0 Colonial Bankgroup Inc. COM 195493309 0 29000 SH SOLE 29000 0 0 Comcast Corp New Cl A COM 20030N101 1801 39929 SH SOLE 39929 0 0 ConocoPhillips COM 20825C104 1058 15215 SH SOLE 15215 0 0 Corning Inc COM 219350105 183 12560 SH SOLE 12560 0 0 Costco Wholesale Corp New COM 22160K105 1145 9941 SH SOLE 9941 0 0 Covidien Plc F COM g2554f113 602 9874 SH SOLE 9874 0 0 Customers Bancorp Inc. COM 23204G100 863 53610 SH SOLE 53610 0 0 DIRECTV Cl A COM 25490a309 639 10690 SH SOLE 10690 0 0 Dell Inc COM 24702R101 890 64748 SH SOLE 64748 0 0 Diageo Plc New (ADR) COM 25243Q205 315 2475 SH SOLE 2475 0 0 Discovery Communications Ser A COM 25470F104 553 6545 SH SOLE 6545 0 0 Discovery Communications Ser C COM 25470F302 515 6596 SH SOLE 6596 0 0 EMC Corp. COM 268648102 983 38440 SH SOLE 38440 0 0 Exxon Mobil Corp COM 30231G102 772 8975 SH SOLE 8975 0 0 Fannie Mae COM 313586109 14 10500 SH SOLE 10500 0 0 FedEx Corp. COM 31428X106 1497 13119 SH SOLE 13119 0 0 Federal Realty Investment Trus COM 313747206 271 2675 SH SOLE 2675 0 0 Fluor Corp New COM 343412102 229 3232 SH SOLE 3232 0 0 General Electric Company COM 369604103 3582 149918 SH SOLE 149918 0 0 GlaxoSmithKline Plc (ADR) COM 37733W105 643 12822 SH SOLE 12822 0 0 Goldman Sachs Group Inc COM 38141G104 277 1748 SH SOLE 1748 0 0 Google Inc Cl A COM 38259P508 362 413 SH SOLE 413 0 0 Grupo Financiero Bancrecer S.A COM P4949V134 0 20368 SH SOLE 20368 0 0 HRT Participacoes GDR F Sponso COM 404275109 26 114000 SH SOLE 114000 0 0 HSBC Hldgs Plc (ADR) COM 404280406 368 6786 SH SOLE 6786 0 0 Hewlett-Packard Company COM 428236103 1698 80872 SH SOLE 80872 0 0 Home Depot Inc COM 437076102 2177 28707 SH SOLE 28707 0 0 Honda Motor Co Ltd (ADR) COM 438128308 273 7151 SH SOLE 7151 0 0 Honeywell International COM 438516106 1236 14883 SH SOLE 14883 0 0 Host Hotels & Resorts, Inc. COM 44107P104 729 41235 SH SOLE 41235 0 0 Humana Inc COM 444859102 415 4450 SH SOLE 4450 0 0 Hutchison Whampoa (ADR) COM 448415208 215 9050 SH SOLE 9050 0 0 Intel Corp COM 458140100 1738 75828 SH SOLE 75828 0 0 International Bancshares Corp. COM 459044103 12427 574799 SH SOLE 574799 0 0 International Business Machine COM 459200101 1326 7163 SH SOLE 7163 0 0 JP Morgan Warrants Exp. 10/28/ COM 46634e114 399 23800 SH SOLE 23800 0 0 JPMorgan Chase & Co COM 46625H100 1849 35772 SH SOLE 35772 0 0 Johnson & Johnson COM 478160104 1380 15921 SH SOLE 15921 0 0 Koninklijke Philips Electronic COM 500472303 1233 38223 SH SOLE 38223 0 0 Level 3 Communications COM 52729n308 298 11174 SH SOLE 11174 0 0 Locateplus Hldgs 10 Warrants E COM 539990416 0 100000 SH SOLE 100000 0 0 Lockheed Martin Corp COM 539830109 723 5667 SH SOLE 5667 0 0 Lowe's Companies, Inc. COM 548661107 688 14450 SH SOLE 14450 0 0 Marsh & McLennan Companies, In COM 571748102 457 10500 SH SOLE 10500 0 0 McDonald's Corp. COM 580135101 1307 13586 SH SOLE 13586 0 0 McKesson Corp. COM 58155Q103 299 2333 SH SOLE 2333 0 0 Merck & Co Inc New COM 58933Y105 467 9817 SH SOLE 9817 0 0 Microsoft Corp COM 594918104 2022 60746 SH SOLE 60746 0 0 Monsanto Company COM 61166W101 507 4860 SH SOLE 4860 0 0 Movado Group Inc. COM 624580106 437 10000 SH SOLE 10000 0 0 Nestle SA Registered Ser B (AD COM 641069406 460 6610 SH SOLE 6610 0 0 Newmont Mining Corp COM 651639106 285 10150 SH SOLE 10150 0 0 Nike Inc Cl B COM 654106103 205 2826 SH SOLE 2826 0 0 Nokia Corp (ADR) COM 654902204 93 14248 SH SOLE 14248 0 0 Novartis AG (ADR) COM 66987V109 383 4998 SH SOLE 4998 0 0 Oracle Corp COM 68389X105 1747 52675 SH SOLE 52675 0 0 PNC Financial Services Group, COM 693475105 254 3500 SH SOLE 3500 0 0 Pepsico, Inc. COM 713448108 424 5335 SH SOLE 5335 0 0 Pfizer, Inc. COM 717081103 2043 71110 SH SOLE 71110 0 0 Philip Morris International In COM 718172109 660 7626 SH SOLE 7626 0 0 Procter & Gamble COM 742718109 1686 22301 SH SOLE 22301 0 0 Promotora de Informaciones, S. COM 74343g303 116 62000 SH SOLE 62000 0 0 Qualcomm Inc COM 747525103 685 10170 SH SOLE 10170 0 0 SAP AG (ADR) COM 803054204 570 7717 SH SOLE 7717 0 0 Sanofi Aventis (ADR) COM 80105N105 337 6665 SH SOLE 6665 0 0 Schlumberger Ltd F COM 806857108 378 4282 SH SOLE 4282 0 0 Sears Holdings Corp COM 812350106 265 4457 SH SOLE 4457 0 0 Sony Corp. (ADR) COM 835699307 1004 46671 SH SOLE 46671 0 0 State Street Corp COM 857477103 270 4100 SH SOLE 4100 0 0 TE Connectivity Ltd. F COM h84989104 852 16445 SH SOLE 16445 0 0 Telefonica SA (ADR) COM 879382208 937 60549 SH SOLE 60549 0 0 Teva Pharmaceutical Industries COM 881624209 1415 37466 SH SOLE 37466 0 0 The Walt Disney Co. COM 254687106 1201 18624 SH SOLE 18624 0 0 Thermo Fisher Scientific COM 883556102 309 3350 SH SOLE 3350 0 0 Time Warner, Inc. New COM 887317303 1681 25548 SH SOLE 25548 0 0 Toyota Motor Corp. (ADR) COM 892331307 465 3630 SH SOLE 3630 0 0 Twenty-First Century Fox Inc. COM 90130a200 234 7000 SH SOLE 7000 0 0 Tyco International Ltd. New F COM H89128104 455 12995 SH SOLE 12995 0 0 UBS AG New F COM H89231338 1127 54900 SH SOLE 54900 0 0 United Technologies Corp COM 913017109 487 4521 SH SOLE 4521 0 0 UnitedHealth Group, Inc. COM 91324P102 2367 33059 SH SOLE 33059 0 0 Vale S.A. American Depositary COM 91912e105 217 13900 SH SOLE 13900 0 0 Verizon Communications COM 92343V104 753 16137 SH SOLE 16137 0 0 Viacom Inc Cl B New COM 92553P201 895 10707 SH SOLE 10707 0 0 Visa, Inc. Cl A COM 92826C839 253 1325 SH SOLE 1325 0 0 Vishay Intertechnology COM 928298108 439 34090 SH SOLE 34090 0 0 WPP Plc (ADR) COM 92933H101 273 2650 SH SOLE 2650 0 0 Wal-Mart Stores Inc COM 931142103 501 6775 SH SOLE 6775 0 0 Wal-Mart de Mexico (ADR) COM 93114W107 272 10376 SH SOLE 10376 0 0 Waste Management Inc. COM 94106L109 247 6000 SH SOLE 6000 0 0 Wells Fargo & Co New COM 949746101 1591 38507 SH SOLE 38507 0 0 Yahoo! Inc. COM 984332106 481 14490 SH SOLE 14490 0 0 Yum! Brands, Inc. COM 988498101 1270 17784 SH SOLE 17784 0 0 eBay, Inc. COM 278642103 1756 31475 SH SOLE 31475 0 0 Diamonds Trust Series I COM 78467x109 544 3600 SH SOLE 3600 0 0 Direxion Daily Financial Bull COM 25459y694 206 3000 SH SOLE 3000 0 0 Energy Select Sector SPDR COM 81369Y506 709 8550 SH SOLE 8550 0 0 Financial Select Sector SPDR COM 81369Y605 488 24500 SH SOLE 24500 0 0 First Trust ISE-Revere Natural COM 33734j102 8731 466633 SH SOLE 466633 0 0 Global X Silver Miners ETF COM 37950E853 731 55375 SH SOLE 55375 0 0 Health Care Sector Select SPDR COM 81369Y209 405 8000 SH SOLE 8000 0 0 IShares S&P Global Technology COM 464287291 2176 29080 SH SOLE 29080 0 0 Market Vectors Gold Miners ETF COM 57060u100 690 27570 SH SOLE 27570 0 0 Mexico Fund Inc COM 592835102 350 12004 SH SOLE 12004 0 0 Oil Services HOLDRS ETF COM 57060u191 339 7200 SH SOLE 7200 0 0 PowerShares Global Listed Priv COM 73935x195 253 22000 SH SOLE 22000 0 0 PowerShares KBW Bank ETF COM 73937b746 5678 177766 SH SOLE 177766 0 0 PowerShares KBW Regional Banki COM 73937b712 1126 32275 SH SOLE 32275 0 0 PowerShares Water Resources COM 73935X575 340 14200 SH SOLE 14200 0 0 Powershares QQQ Trust Series 1 COM 73935A104 9868 125103 SH SOLE 125103 0 0 ProShares Ultra Pro S&P500 COM 74347x864 217 3000 SH SOLE 3000 0 0 Royce Value Trust Inc COM 780910105 224 13889 SH SOLE 13889 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 257 6700 SH SOLE 6700 0 0 SPDR DJ International Real Est COM 78463X863 208 4940 SH SOLE 4940 0 0 SPDR KBW Bank ETF COM 78464A797 381 12675 SH SOLE 12675 0 0 SPDR KBW Regional Banking ETF COM 78464A698 608 17050 SH SOLE 17050 0 0 SPDR S&P 500 Index ETF COM 78462F103 245 1460 SH SOLE 1460 0 0 SPDR S&P Homebuilders ETF COM 78464a888 671 21940 SH SOLE 21940 0 0 Swiss Helvetia Fund COM 870875101 163 11477 SH SOLE 11477 0 0 Technology Select Sector SPDR COM 81369Y803 304 9488 SH SOLE 9488 0 0 Vanguard Emerging Markets ETF COM 922042858 1380 34390 SH SOLE 34390 0 0 Vanguard Extended Market Index COM 922908652 895 11602 SH SOLE 11602 0 0 Vanguard FTSE All World Ex-US COM 922042775 1953 40181 SH SOLE 40181 0 0 Vanguard Financials ETF COM 92204A405 1547 37901 SH SOLE 37901 0 0 Vanguard Growth ETF COM 922908736 829 9800 SH SOLE 9800 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 4001 69660 SH SOLE 69660 0 0 Vanguard MegaCap 300 Value Ind COM 921910840 1373 27300 SH SOLE 27300 0 0 Vanguard MegaCap300 Growth Ind COM 921910816 3875 59185 SH SOLE 59185 0 0 Vanguard Mid-Cap Growth ETF COM 922908538 268 3150 SH SOLE 3150 0 0 Vanguard Mid-Cap Value ETF COM 922908512 272 3715 SH SOLE 3715 0 0 Vanguard REIT ETF COM 922908553 234 3535 SH SOLE 3535 0 0 WisdomTree Dividend Ex-Financi COM 97717W406 349 5485 SH SOLE 5485 0 0 WisdomTree Equity Income ETF COM 97717W208 278 5350 SH SOLE 5350 0 0 iShares DJ US Home Constructio COM 464288752 5608 251051 SH SOLE 251051 0 0 iShares MSCI AC Far East Ex-Ja COM zzz9995b1 406 9000 SH SOLE 9000 0 0 iShares MSCI Emerging Markets COM 464287234 235 6000 SH SOLE 6000 0 0 iShares MSCI Emerging Markets COM 464287234 274 7150 SH SOLE 7150 0 0 iShares MSCI Japan Index ETF COM 464286848 386 32350 SH SOLE 32350 0 0 iShares MSCI North America ETF COM g4954g139 330 10000 SH SOLE 10000 0 0 iShares MSCI North America ETF COM g4954g139 790 24100 SH SOLE 24100 0 0 iShares MSCI World ETF COM g4953v103 519 15750 SH SOLE 15750 0 0 iShares MSCI World ETF COM g4953v103 481 14700 SH SOLE 14700 0 0 iShares Russell 1000 Growth In COM 464287614 781 9984 SH SOLE 9984 0 0 iShares Russell 1000 Value Ind COM 464287598 487 5650 SH SOLE 5650 0 0 iShares Russell 2000 Value Ind COM 464287630 498 5430 SH SOLE 5430 0 0 iShares Russell 3000 Index Fun COM 464287689 296 2925 SH SOLE 2925 0 0 iShares Russell Midcap Growth COM 464287481 417 5330 SH SOLE 5330 0 0 iShares Russell Midcap Value I COM 464287473 643 10550 SH SOLE 10550 0 0 iShares S&P 100 Index ETF COM 464287101 1261 16850 SH SOLE 16850 0 0 iShares S&P 500 ETF COM g49507208 491 29500 SH SOLE 29500 0 0 iShares S&P 500 Index ETF COM g49507208 603 36000 SH SOLE 36000 0 0 iShares S&P Euro 350 Index Fun COM 464287861 340 7700 SH SOLE 7700 0 0 Citigroup FDG Inc. Note - S&P PFD 17317U360 158 15000 SH SOLE 15000 0 0