0001339270-13-000003.txt : 20130430
0001339270-13-000003.hdr.sgml : 20130430
20130430172353
ACCESSION NUMBER: 0001339270-13-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130430
DATE AS OF CHANGE: 20130430
EFFECTIVENESS DATE: 20130430
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOL Capital Management CO
CENTRAL INDEX KEY: 0001339270
IRS NUMBER: 521499373
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11529
FILM NUMBER: 13799140
BUSINESS ADDRESS:
STREET 1: 111 ROCKVILLE PIKE
STREET 2: SUITE 750
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-881-3727
MAIL ADDRESS:
STREET 1: 111 ROCKVILLE PIKE
STREET 2: SUITE 750
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
13F-HR
1
inftable.txt
SOL CAPITAL MANAGEMENT COMPANY 3/31/2013
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Company 88579Y101 352 3315.309 SH SOLE 3315.309
Agilent Technologies Inc 00846U101 238 5661.000 SH SOLE 5661.000
Altria Group Inc 02209S103 206 5985.000 SH SOLE 5985.000
Amazon.com, Inc. 023135106 273 1025.000 SH SOLE 1025.000
American Express Company 025816109 1425 21128.000SH SOLE 21128.000
Amgen Inc. 031162100 542 5286.000 SH SOLE 5286.000
Apple Inc 037833100 1640 3706.000 SH SOLE 3706.000
Becton Dickinson & Co 075887109 593 6204.000 SH SOLE 6204.000
Boeing Co 097023105 575 6701.000 SH SOLE 6701.000
Caterpillar Inc 149123101 634 7295.000 SH SOLE 7295.000
Charles Schwab Corp. 808513105 1061 59959.000SH SOLE 59959.000
Cisco Systems Inc 17275R102 1405 67250.000SH SOLE 67250.000
Coach Inc 189754104 35552 711184.000SH SOLE 711184.000
Coca-Cola Co. 191216100 300 7414.000 SH SOLE 7414.000
Corning Inc 219350105 198 14860.000SH SOLE 14860.000
DIRECTV Cl A 25490a309 616 10890.000SH SOLE 10890.000
Dell Inc 24702R101 957 66798.000SH SOLE 66798.000
Diamonds Trust Series I 78467x109 1192 8200.000 SH SOLE 8200.000
Google Inc Cl A 38259P508 435 548.000 SH SOLE 548.000
Health Care Sector Select SPDR 81369Y209 368 8000.000 SH SOLE 8000.000
Honeywell International 438516106 1179 15650.000SH SOLE 15650.000
IShares S&P Global Technology 464287291 644 9230.000 SH SOLE 9230.000
International Business Machine 459200101 1548 7257.656 SH SOLE 7257.656
Johnson & Johnson 478160104 1347 16520.000SH SOLE 16520.000
Lockheed Martin Corp 539830109 577 5976.000 SH SOLE 5976.000
McDonald's Corp. 580135101 1391 13950.000SH SOLE 13950.000
Microsoft Corp 594918104 1976 69089.000SH SOLE 69089.000
Monsanto Company 61166W101 513 4860.000 SH SOLE 4860.000
Oil Services HOLDRS ETF 57060u191 322 7500.000 SH SOLE 7500.000
Oracle Corp 68389X105 1689 52250.000SH SOLE 52250.000
Pepsico, Inc. 713448108 427 5395.000 SH SOLE 5395.000
Powershares QQQ Trust Series 1 73935A104 9206 133479.000SH SOLE 133479.000
Qualcomm Inc 747525103 467 6970.171 SH SOLE 6970.171
SPDR S&P 500 Index ETF 78462F103 282 1800.000 SH SOLE 1800.000
United Technologies Corp 913017109 441 4721.124 SH SOLE 4721.124
Vanguard Growth ETF 922908736 915 11800.000SH SOLE 11800.000
Vanguard Mega Cap 300 Index ET 921910873 3717 69420.000SH SOLE 69420.000
Vanguard MegaCap300 Growth Ind 921910816 3101 51635.000SH SOLE 51635.000
Vanguard US 500 Stock Index Fu 1280 77998.820SH SOLE 77998.820
Visa, Inc. Cl A 92826C839 226 1332.000 SH SOLE 1332.000
Yum! Brands, Inc. 988498101 1299 18059.000SH SOLE 18059.000
iShares Russell 1000 Growth In 464287614 547 7669.000 SH SOLE 7669.000
iShares Russell 3000 Index Fun 464287689 554 5925.000 SH SOLE 5925.000
iShares S&P 100 Index ETF 464287101 1336 18975.000SH SOLE 18975.000
iShares S&P 500 ETF g49507208 477 30500.000SH SOLE 30500.000
iShares S&P 500 Index ETF 390 25000.000SH SOLE 25000.000
AIG Warrants Expire 1/19/2021 026874156 562 36968.000SH SOLE 36968.000
Aetna Inc New 00817Y108 248 4850.875 SH SOLE 4850.875
American International Group N 026874784 1240 31946.000SH SOLE 31946.000
Apache Corp 037411105 201 2603.000 SH SOLE 2603.000
Applied Materials Inc 038222105 214 15901.000SH SOLE 15901.000
Bank of America Corp 060505104 2428 199308.196SH SOLE 199308.196
Berkshire Hathaway Cl B 084670207 1011 9700.000 SH SOLE 9700.000
Berkshire Hathaway Inc. 1/100t 313 200.000 SH SOLE 200.000
Bristol-Myers Squibb Co. 110122108 1010 24529.000SH SOLE 24529.000
CBS Corp Cl B New 124857202 322 6890.000 SH SOLE 6890.000
CVS Caremark Corp 126650100 476 8650.000 SH SOLE 8650.000
Chesapeake Energy Corp 165167107 1750 85760.000SH SOLE 85760.000
Chevron Corp 166764100 858 7222.000 SH SOLE 7222.000
Citigroup Inc 172967424 2863 64707.000SH SOLE 64707.000
Comcast Corp New Cl A 20030N101 1729 41188.000SH SOLE 41188.000
ConocoPhillips 20825C104 1029 17129.414SH SOLE 17129.414
Costco Wholesale Corp New 22160K105 1130 10650.000SH SOLE 10650.000
Discovery Communications Ser A 25470F104 573 7272.000 SH SOLE 7272.000
Discovery Communications Ser C 25470F302 509 7323.000 SH SOLE 7323.000
EMC Corp. 268648102 906 37940.000SH SOLE 37940.000
Energy Select Sector SPDR 81369Y506 615 7750.000 SH SOLE 7750.000
Eog Resources Inc. 26875P101 416 3250.000 SH SOLE 3250.000
Exxon Mobil Corp 30231G102 801 8890.428 SH SOLE 8890.428
FedEx Corp. 31428X106 1359 13837.000SH SOLE 13837.000
Financial Select Sector SPDR 81369Y605 646 35500.000SH SOLE 35500.000
General Electric Company 369604103 3932 170061.190SH SOLE 170061.190
Goldman Sachs Group Inc 38141G104 520 3531.000 SH SOLE 3531.000
Hewlett-Packard Company 428236103 2130 89326.999SH SOLE 89326.999
Home Depot Inc 437076102 2175 31171.000SH SOLE 31171.000
Intel Corp 458140100 1999 91551.440SH SOLE 91551.440
JPMorgan Chase & Co 46625H100 1758 37038.000SH SOLE 37038.000
Lowe's Companies, Inc. 548661107 548 14450.000SH SOLE 14450.000
Marsh & McLennan Companies, In 571748102 399 10500.000SH SOLE 10500.000
McKesson Corp. 58155Q103 270 2500.000 SH SOLE 2500.000
Merck & Co Inc New 58933Y105 487 11016.999SH SOLE 11016.999
Motorola Solutions Inc. 620076307 215 3362.001 SH SOLE 3362.001
PNC Financial Services Group, 693475105 239 3600.000 SH SOLE 3600.000
Pfizer, Inc. 717081103 2795 96846.801SH SOLE 96846.801
PowerShares KBW Bank ETF 73937b746 5018 173700.000SH SOLE 173700.000
Procter & Gamble 742718109 1710 22195.847SH SOLE 22195.847
SPDR KBW Bank ETF 78464A797 347 12885.000SH SOLE 12885.000
Sears Holdings Corp 812350106 236 4726.000 SH SOLE 4726.000
State Street Corp 857477103 288 4882.000 SH SOLE 4882.000
The Walt Disney Co. 254687106 1073 18899.000SH SOLE 18899.000
Thermo Fisher Scientific 883556102 298 3900.000 SH SOLE 3900.000
Time Warner, Inc. New 887317303 1677 29113.001SH SOLE 29113.001
UnitedHealth Group, Inc. 91324P102 2061 36018.000SH SOLE 36018.000
Vanguard MegaCap 300 Value Ind 921910840 1285 27100.000SH SOLE 27100.000
Verizon Communications 92343V104 837 17030.000SH SOLE 17030.000
Viacom Inc Cl B New 92553P201 690 11224.000SH SOLE 11224.000
Wal-Mart Stores Inc 931142103 507 6775.000 SH SOLE 6775.000
Waste Management Inc. 94106L109 243 6200.000 SH SOLE 6200.000
Wells Fargo & Co New 949746101 1451 39217.444SH SOLE 39217.444
Yahoo! Inc. 984332106 341 14490.000SH SOLE 14490.000
eBay, Inc. 278642103 1719 31695.000SH SOLE 31695.000
iShares MSCI North America ETF 303 10000.000SH SOLE 10000.000
iShares MSCI North America ETF zzc2deh71 596 19500.000SH SOLE 19500.000
iShares Russell 1000 Value Ind 464287598 442 5450.000 SH SOLE 5450.000
ADT Corporation 00101j106 294 6008.000 SH SOLE 6008.000
First Trust ISE-Revere Natural 33734j102 6883 409200.000SH SOLE 409200.000
PowerShares Water Resources 73935X575 326 14200.000SH SOLE 14200.000
Vanguard Extended Market Index 922908652 433 6340.000 SH SOLE 6340.000
iShares Russell Midcap Growth 464287481 372 5330.000 SH SOLE 5330.000
Blackstone Group LP 09253U108 2031 102700.000SH SOLE 102700.000
Expedia Inc 30212p303 234 3900.000 SH SOLE 3900.000
Fluor Corp New 343412102 214 3232.000 SH SOLE 3232.000
Humana Inc 444859102 335 4850.000 SH SOLE 4850.000
Liberty Media Corp (Interactiv 53071M104 235 11007.000SH SOLE 11007.000
SPDR S&P Homebuilders ETF 78464a888 368 12250.000SH SOLE 12250.000
iShares DJ US Home Constructio 464288752 5970 249876.000SH SOLE 249876.000
iShares Russell Midcap Value I 464287473 584 10250.000SH SOLE 10250.000
iShares S&P Listed Private Equ 282 17500.000SH SOLE 17500.000
Avis Budget Group Inc 053774105 343 12340.000SH SOLE 12340.000
Direxion Daily Small Cap Bear 25459W110 101 11000.000SH SOLE 11000.000
Level 3 Communications 52729n308 212 10430.001SH SOLE 10430.001
Lululemon Athletica Inc. 550021109 935 15000.000SH SOLE 15000.000
Royce Value Trust Inc 780910105 212 14050.000SH SOLE 14050.000
Benton Oil & Gas Co. Com. 083288407 361 4340.000 SH SOLE 4340.000
Colonial Bankgroup Inc. 195493309 0 29000.000SH SOLE 29000.000
International Bancshares Corp. 459044103 14185 681974.000SH SOLE 681974.000
Morgans Hotel Group Co. 61748w108 209 35260.000SH SOLE 35260.000
Movado Group Inc. 624580106 335 10000.000SH SOLE 10000.000
PowerShares KBW Regional Banki 73937b712 1049 33775.000SH SOLE 33775.000
SPDR KBW Regional Banking ETF 78464A698 478 15050.000SH SOLE 15050.000
Vishay Intertechnology 928298108 536 39390.000SH SOLE 39390.000
iShares Russell 2000 Value Ind 464287630 430 5130.000 SH SOLE 5130.000
Alcatel-Lucent (ADR) 013904305 88 65846.000SH SOLE 65846.000
Banco Santander, S.A. (ADR) 05964h105 423 62094.998SH SOLE 62094.998
CCL Industries Inc. Class B 124900309 985 16703.000SH SOLE 16703.000
Covidien Plc F g2554f113 678 9999.000 SH SOLE 9999.000
Diageo Plc New (ADR) 25243Q205 330 2625.000 SH SOLE 2625.000
Elan Corp Plc (ADR) 284131208 129 10900.000SH SOLE 10900.000
GlaxoSmithKline Plc (ADR) 37733W105 711 15163.000SH SOLE 15163.000
HSBC Hldgs Plc (ADR) 404280406 346 6480.000 SH SOLE 6480.000
Honda Motor Co Ltd (ADR) 438128308 280 7318.000 SH SOLE 7318.000
Kodiak Energy Inc 500117106 0 10000.000SH SOLE 10000.000
Koninklijke Philips Electronic 500472303 1141 38615.002SH SOLE 38615.002
Lynas Corporation Limited Q5683J103 6 10000.000SH SOLE 10000.000
Nestle SA Registered Ser B (AD 641069406 500 6900.000 SH SOLE 6900.000
News Corp Ltd. Cl B 65248E203 225 7300.000 SH SOLE 7300.000
Nokia Corp (ADR) 654902204 47 14248.000SH SOLE 14248.000
Novartis AG (ADR) 66987V109 379 5315.987 SH SOLE 5315.987
Philip Morris International In 718172109 706 7610.000 SH SOLE 7610.000
PowerShares Listed Private Equ 73935x195 282 25000.000SH SOLE 25000.000
Promotora de Informaciones, S. 74343g303 97 79001.000SH SOLE 79001.000
SAP AG (ADR) 803054204 622 7721.500 SH SOLE 7721.500
Sanofi Aventis (ADR) 80105N105 324 6350.000 SH SOLE 6350.000
Schlumberger Ltd F 806857108 438 5843.000 SH SOLE 5843.000
Sony Corp. (ADR) 835699307 836 48068.000SH SOLE 48068.000
Suncor Energy Inc New F 867224107 292 9734.000 SH SOLE 9734.000
Swiss Helvetia Fund 870875101 165 13477.000SH SOLE 13477.000
TE Connectivity Ltd. F h84989104 840 20045.000SH SOLE 20045.000
Telefonica SA (ADR) 879382208 812 60132.000SH SOLE 60132.000
Teva Pharmaceutical Industries 881624209 1495 37666.000SH SOLE 37666.000
Toyota Motor Corp. (ADR) 892331307 362 3525.000 SH SOLE 3525.000
Tyco International Ltd. New F H89128104 523 16345.000SH SOLE 16345.000
UBS AG New F H89231338 1304 84725.000SH SOLE 84725.000
Vanguard FTSE All World Ex-US 922042775 1877 40481.000SH SOLE 40481.000
WPP Plc (ADR) 92933H101 212 2650.000 SH SOLE 2650.000
iShares MSCI Japan Index ETF 464286848 387 35850.000SH SOLE 35850.000
iShares MSCI World ETF g4953v103 512 16900.000SH SOLE 16900.000
iShares MSCI World ETF 385 12700.000SH SOLE 12700.000
iShares S&P Euro 350 Index Fun 464287861 227 5729.000 SH SOLE 5729.000
Alfa S.A.B. de C.V. p0156p117 14917 6164050.000SH SOLE 6164050.000
Grupo Financiero Bancrecer S.A P4949V134 0 20368.000SH SOLE 20368.000
HRT Participacoes GDR F Sponso 404275109 102 117000.000SH SOLE 117000.000
Korea Fund Inc New 500634209 206 5268.000 SH SOLE 5268.000
Mexico Fund Inc 592835102 440 12004.000SH SOLE 12004.000
Vale S.A. American Depositary 91912e105 259 15000.000SH SOLE 15000.000
Vanguard Emerging Markets ETF 922042858 1338 31185.647SH SOLE 31185.647
Wal-Mart de Mexico (ADR) 93114W107 340 10376.000SH SOLE 10376.000
iShares MSCI AC Far East Ex-Ja zzz9995b1 409 9000.000 SH SOLE 9000.000
iShares MSCI Emerging Markets 237 6000.000 SH SOLE 6000.000
iShares MSCI Emerging Markets 222 5550.000 SH SOLE 5550.000
Federal Realty Investment Trus 313747206 294 2725.000 SH SOLE 2725.000
Host Hotels & Resorts, Inc. 44107P104 767 43838.000SH SOLE 43838.000
Ishares II PLC Shares FTSE Dev 231 10000.000SH SOLE 10000.000
SPDR DJ International Real Est 78463X863 208 4840.000 SH SOLE 4840.000
SPDR Dow Jones Global Real Est 78463x749 226 5100.000 SH SOLE 5100.000
Vanguard REIT ETF 922908553 247 3500.000 SH SOLE 3500.000
Anglo American New Ord F South 1172604 307 11756.000SH SOLE 11756.000
Argonaut Resources Ord F Q05060100 1 23730.000SH SOLE 23730.000
Augusta Resource Corporation 050912203 512 200000.000SH SOLE 200000.000
Bhp Billiton Ltd Adr F Sponsor 088606108 302 4417.000 SH SOLE 4417.000
Canarc Resource Corp F 13722D101 10 80000.000SH SOLE 80000.000
Fresnillo Plc Ord F G371E2108 206 10000.000SH SOLE 10000.000
Global X Silver Miners ETF 37950E853 768 42340.000SH SOLE 42340.000
Golden Star Res Ltd Cdaf 38119T104 83 51700.000SH SOLE 51700.000
Hecla Mining Company 422704106 239 60400.000SH SOLE 60400.000
JCI Limited Ord 0 127120.000SH SOLE 127120.000
Kinross Gold Corp New F 496902404 105 13277.000SH SOLE 13277.000
Newmont Mining Corp 651639106 731 17440.000SH SOLE 17440.000
No Amern Palladium Ltd F 656912102 14 10000.000SH SOLE 10000.000
Novagold Res Inc New F 66987E206 36 10000.000SH SOLE 10000.000
Olivut Resources Ltd. 681103107 11 27500.000SH SOLE 27500.000
Pan American Silver Corp F 697900108 331 20210.000SH SOLE 20210.000
Stillwater Mining Corp 86074Q102 130 10075.000SH SOLE 10075.000
Yamana Gold Inc F 98462Y100 329 21407.000SH SOLE 21407.000
iShares Silver Trust 46428q109 846 30855.000SH SOLE 30855.000
PCM Fund, Inc. 69323T101 2684 203937.000SH SOLE 203937.000
Templeton Emerging Markets Inc 880192109 278 17000.000SH SOLE 17000.000
Templeton Global Income Fund 880198106 124 13250.000SH SOLE 13250.000