0001339270-12-000004.txt : 20121113
0001339270-12-000004.hdr.sgml : 20121112
20121113120652
ACCESSION NUMBER: 0001339270-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOL Capital Management CO
CENTRAL INDEX KEY: 0001339270
IRS NUMBER: 521499373
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11529
FILM NUMBER: 121197225
BUSINESS ADDRESS:
STREET 1: 6116 EXECUTIVE BLVD.
STREET 2: SUITE 401
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
BUSINESS PHONE: 301-881-3727
MAIL ADDRESS:
STREET 1: 6116 EXECUTIVE BLVD.
STREET 2: SUITE 401
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
13F-HR
1
inftable.txt
SOL CAPITAL MGMT CO. HOLDINGS 9/30/12
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Company 88579Y101 320 3465.309 SH SOLE 3465.309
Agilent Technologies Inc 00846U101 218 5661.000 SH SOLE 5661.000
Altria Group Inc 02209S103 270 8085.000 SH SOLE 8085.000
Amazon.com, Inc. 023135106 318 1250.000 SH SOLE 1250.000
American Express Company 025816109 1267 22278.000SH SOLE 22278.000
Amgen Inc. 031162100 527 6256.000 SH SOLE 6256.000
Apple Inc 037833100 697 1045.000 SH SOLE 1045.000
Becton Dickinson & Co 075887109 523 6654.000 SH SOLE 6654.000
Boeing Co 097023105 473 6801.000 SH SOLE 6801.000
Caterpillar Inc 149123101 542 6295.000 SH SOLE 6295.000
Charles Schwab Corp. 808513105 797 62309.000SH SOLE 62309.000
Cisco Systems Inc 17275R102 1228 64320.000SH SOLE 64320.000
Coach Inc 189754104 8323 148575.000SH SOLE 148575.000
Coca-Cola Co. 191216100 289 7614.000 SH SOLE 7614.000
Corning Inc 219350105 216 16460.000SH SOLE 16460.000
DIRECTV Cl A 25490a309 620 11817.000SH SOLE 11817.000
Dell Inc 24702R101 563 57148.000SH SOLE 57148.000
Diamonds Trust Series I 78467x109 932 6950.000 SH SOLE 6950.000
Google Inc Cl A 38259P508 398 528.000 SH SOLE 528.000
Honeywell International 438516106 963 16125.000SH SOLE 16125.000
International Business Machine 459200101 1568 7557.656 SH SOLE 7557.656
Johnson & Johnson 478160104 1181 17145.000SH SOLE 17145.000
Lockheed Martin Corp 539830109 574 6151.000 SH SOLE 6151.000
McDonald's Corp. 580135101 1344 14650.000SH SOLE 14650.000
Microsoft Corp 594918104 2127 71465.000SH SOLE 71465.000
Monsanto Company 61166W101 447 4910.000 SH SOLE 4910.000
Oil Services HOLDRS ETF 57060u191 302 7500.000 SH SOLE 7500.000
Oracle Corp 68389X105 1772 56328.000SH SOLE 56328.000
Pepsico, Inc. 713448108 399 5645.000 SH SOLE 5645.000
Powershares QQQ Trust Series 1 73935A104 8387 122317.000SH SOLE 122317.000
Qualcomm Inc 747525103 592 9470.171 SH SOLE 9470.171
SPDR S&P 500 Index ETF 78462F103 209 1450.000 SH SOLE 1450.000
United Technologies Corp 913017109 389 4971.124 SH SOLE 4971.124
Vanguard Growth ETF 922908736 348 4800.000 SH SOLE 4800.000
Vanguard MegaCap300 Growth Ind 921910816 1731 30440.000SH SOLE 30440.000
Vanguard US 500 Stock Index Fu 1167 77998.820SH SOLE 77998.820
Yum! Brands, Inc. 988498101 1359 20484.000SH SOLE 20484.000
iShares Russell 1000 Growth In 464287614 467 7000.000 SH SOLE 7000.000
iShares Russell 3000 Index Fun 464287689 501 5900.000 SH SOLE 5900.000
iShares S&P 100 Index ETF 464287101 1422 21400.000SH SOLE 21400.000
iShares S&P 500 ETF g49507208 466 32500.000SH SOLE 32500.000
American Funds AMCAP F-2 COM 403 18834.889SH SOLE 18834.889
GAM Star US All Cap Equity Fun COM 100 10232.380SH SOLE 10232.380
Jensen Quality Growth Fund I COM 476313309 2142 73260.469SH SOLE 73260.469
PIMCO StocksPLUS Fund @Pictet COM 170 11132.873SH SOLE 11132.873
Parnassus Equity Income Fund COM 701769408 17264 578561.313SH SOLE 578561.313
Primecap Odyssey Growth COM 74160Q103 5012 291407.834SH SOLE 291407.834
Primecap Odyssey Stock COM 74160Q301 7152 454109.705SH SOLE 454109.705
Vanguard US 500 Stock Index Fu COM 695 46757.060SH SOLE 46757.060
AIG Warrants Expire 1/19/2021 026874156 497 36968.000SH SOLE 36968.000
American International Group N 026874784 957 29181.000SH SOLE 29181.000
Apache Corp 037411105 225 2603.000 SH SOLE 2603.000
Applied Materials Inc 038222105 200 17901.000SH SOLE 17901.000
Bank of America Corp 060505104 1743 197420.196SH SOLE 197420.196
Berkshire Hathaway Cl B 084670207 929 10530.000SH SOLE 10530.000
Berkshire Hathaway Inc. 1/100t 265 200.000 SH SOLE 200.000
Bristol-Myers Squibb Co. 110122108 880 26074.000SH SOLE 26074.000
CBS Corp Cl B New 124857202 264 7253.000 SH SOLE 7253.000
CVS Caremark Corp 126650100 443 9150.000 SH SOLE 9150.000
Chesapeake Energy Corp 165167107 1515 80260.000SH SOLE 80260.000
Chevron Corp 166764100 853 7322.000 SH SOLE 7322.000
Citigroup Inc 172967424 2108 64423.000SH SOLE 64423.000
Comcast Corp New Cl A 20030N101 1580 44207.999SH SOLE 44207.999
ConocoPhillips 20825C104 980 17143.414SH SOLE 17143.414
Costco Wholesale Corp New 22160K105 1099 10975.000SH SOLE 10975.000
Discovery Communications Ser A 25470F104 462 7747.000 SH SOLE 7747.000
Discovery Communications Ser C 25470F302 437 7798.000 SH SOLE 7798.000
EMC Corp. 268648102 1002 36740.000SH SOLE 36740.000
Energy Select Sector SPDR 81369Y506 327 4450.000 SH SOLE 4450.000
Eog Resources Inc. 26875P101 364 3250.000 SH SOLE 3250.000
Exxon Mobil Corp 30231G102 901 9851.428 SH SOLE 9851.428
FedEx Corp. 31428X106 1194 14112.000SH SOLE 14112.000
Financial Select Sector SPDR 81369Y605 553 35500.000SH SOLE 35500.000
General Electric Company 369604103 3996 175961.007SH SOLE 175961.007
Goldman Sachs Group Inc 38141G104 405 3564.000 SH SOLE 3564.000
Hewlett-Packard Company 428236103 1157 67833.999SH SOLE 67833.999
Home Depot Inc 437076102 1965 32546.000SH SOLE 32546.000
Intel Corp 458140100 2031 89637.440SH SOLE 89637.440
JPMorgan Chase & Co 46625H100 1521 37570.000SH SOLE 37570.000
Lowe's Companies, Inc. 548661107 443 14650.000SH SOLE 14650.000
Marsh & McLennan Companies, In 571748102 372 10950.000SH SOLE 10950.000
McKesson Corp. 58155Q103 215 2500.000 SH SOLE 2500.000
Merck & Co Inc New 58933Y105 585 12961.999SH SOLE 12961.999
PNC Financial Services Group, 693475105 227 3600.000 SH SOLE 3600.000
Pfizer, Inc. 717081103 2636 106081.801SH SOLE 106081.801
PowerShares KBW Bank ETF 73937b746 4148 163450.000SH SOLE 163450.000
Procter & Gamble 742718109 1560 22495.847SH SOLE 22495.847
SPDR KBW Bank ETF 78464A797 346 14733.958SH SOLE 14733.958
Sears Holdings Corp 812350106 216 3894.000 SH SOLE 3894.000
State Street Corp 857477103 212 5064.000 SH SOLE 5064.000
The Walt Disney Co. 254687106 1025 19599.000SH SOLE 19599.000
Thermo Fisher Scientific 883556102 250 4250.000 SH SOLE 4250.000
Time Warner, Inc. New 887317303 1455 32093.001SH SOLE 32093.001
UnitedHealth Group, Inc. 91324P102 2117 38203.000SH SOLE 38203.000
Vanguard MegaCap 300 Value Ind 921910840 584 13600.000SH SOLE 13600.000
Verizon Communications 92343V104 794 17430.000SH SOLE 17430.000
Viacom Inc Cl B New 92553P201 682 12724.000SH SOLE 12724.000
Wal-Mart Stores Inc 931142103 541 7325.000 SH SOLE 7325.000
Wells Fargo & Co New 949746101 1358 39340.444SH SOLE 39340.444
Yahoo! Inc. 984332106 235 14740.000SH SOLE 14740.000
eBay, Inc. 278642103 1595 32970.000SH SOLE 32970.000
iShares MSCI North America ETF 295 10400.000SH SOLE 10400.000
iShares MSCI North America ETF zzc2deh71 361 12800.000SH SOLE 12800.000
iShares Russell 1000 Value Ind 464287598 267 3700.000 SH SOLE 3700.000
Dodge and Cox Worldwide-US Sto COM 1089 93128.696SH SOLE 93128.696
Franklin Income Fund Class A COM 63 28347.963SH SOLE 28347.963
Guinness Atkinson Global Energ COM 402031405 322 11937.923SH SOLE 11937.923
Vanguard US Fundamental Value COM 938 8878.440 SH SOLE 8878.440
ADT Corporation 00101j106 324 8701.500 SH SOLE 8701.500
First Trust ISE-Revere Natural 33734j102 5021 288750.000SH SOLE 288750.000
PowerShares Water Resources 73935X575 277 14200.000SH SOLE 14200.000
iShares Russell Midcap Growth 464287481 344 5530.000 SH SOLE 5530.000
Champlain Mid-Cap Fund COM 00766y513 788 65213.458SH SOLE 65213.458
FBR Focus I COM 30246j679 1848 36194.546SH SOLE 36194.546
Guinness Atkinson Alternative COM 402031504 69 28669.487SH SOLE 28669.487
Vanguard US Opportunities Fund COM 1427 3894.010 SH SOLE 3894.010
Vanguard US Opportunities Fund COM 2462 8007.990 SH SOLE 8007.990
Blackstone Group LP 09253U108 1469 102900.000SH SOLE 102900.000
Expedia Inc 30212p303 253 4375.000 SH SOLE 4375.000
Humana Inc 444859102 340 4850.000 SH SOLE 4850.000
Liberty Media Corp (Interactiv 53071M104 222 12007.000SH SOLE 12007.000
iShares DJ US Home Constructio 464288752 4733 244620.000SH SOLE 244620.000
iShares Russell Midcap Value I 464287473 304 6250.000 SH SOLE 6250.000
Avis Budget Group Inc 053774105 190 12370.000SH SOLE 12370.000
Direxion Daily Small Cap Bear 164 11000.000SH SOLE 11000.000
Level 3 Communications 52729n308 248 10799.001SH SOLE 10799.001
Lululemon Athletica Inc. 550021109 1109 15000.000SH SOLE 15000.000
Royce Micro-Cap Trust 780915104 103 10926.936SH SOLE 10926.936
Royce Value Trust Inc 780910105 278 21283.000SH SOLE 21283.000
Vanguard Small Cap Index Fund COM 922908421 3277 94697.279SH SOLE 94697.279
Benton Oil & Gas Co. Com. 41754V103 271 3350.000 SH SOLE 3350.000
Colonial Bankgroup Inc. 195493309 0 29000.000SH SOLE 29000.000
International Bancshares Corp. 459044103 13040 683799.000SH SOLE 683799.000
Morgans Hotel Group Co. 61748w108 226 35260.000SH SOLE 35260.000
Movado Group Inc. 337 10000.000SH SOLE 10000.000
PowerShares KBW Regional Banki 73937b712 993 34900.000SH SOLE 34900.000
SPDR KBW Regional Banking ETF 78464A698 425 14850.000SH SOLE 14850.000
Vishay Intertechnology 928298108 429 43603.000SH SOLE 43603.000
iShares Russell 2000 Value Ind 464287630 257 3480.000 SH SOLE 3480.000
Alcatel-Lucent (ADR) 013904305 85 77523.000SH SOLE 77523.000
Banco Santander, S.A. (ADR) 05964h105 411 55127.000SH SOLE 55127.000
CCL Industries Inc. Class B 124900309 257 6965.000 SH SOLE 6965.000
Covidien Plc F g2554f113 638 10737.000SH SOLE 10737.000
Diageo Plc New (ADR) 25243Q205 307 2725.000 SH SOLE 2725.000
Elan Corp Plc (ADR) 284131208 117 10900.000SH SOLE 10900.000
GlaxoSmithKline Plc (ADR) 37733W105 706 15273.000SH SOLE 15273.000
HSBC Hldgs Plc (ADR) 404280406 300 6458.000 SH SOLE 6458.000
Honda Motor Co Ltd (ADR) 438128308 226 7318.000 SH SOLE 7318.000
Kodiak Energy Inc 500117106 0 10000.000SH SOLE 10000.000
Koninklijke Philips Electronic 500472303 913 38949.002SH SOLE 38949.002
Lynas Corporation Limited 8 10000.000SH SOLE 10000.000
Nestle SA Registered Ser B (AD 641069406 436 6900.000 SH SOLE 6900.000
Nokia Corp (ADR) 654902204 36 14110.000SH SOLE 14110.000
Novartis AG (ADR) 66987V109 336 5490.987 SH SOLE 5490.987
Philip Morris International In 718172109 738 8210.000 SH SOLE 8210.000
PowerShares Listed Private Equ 73935x195 236 25000.000SH SOLE 25000.000
Promotora de Informaciones, S. 74343g303 98 46001.000SH SOLE 46001.000
SAP AG (ADR) 803054204 558 7821.500 SH SOLE 7821.500
Sanofi Aventis (ADR) 80105N105 273 6350.000 SH SOLE 6350.000
Schlumberger Ltd F 806857108 430 5943.000 SH SOLE 5943.000
Sony Corp. (ADR) 835699307 545 46618.000SH SOLE 46618.000
Suncor Energy Inc New F 867224107 320 9734.000 SH SOLE 9734.000
Swiss Helvetia Fund 870875101 145 13477.000SH SOLE 13477.000
TE Connectivity Ltd. F h84989104 715 21013.000SH SOLE 21013.000
Telefonica SA (ADR) 879382208 768 57820.000SH SOLE 57820.000
Teva Pharmaceutical Industries 881624209 1507 36400.000SH SOLE 36400.000
Toyota Motor Corp. (ADR) 892331307 277 3525.000 SH SOLE 3525.000
Tyco International Ltd. New F H89128104 980 17413.000SH SOLE 17413.000
UBS AG New F H89231338 1042 85560.000SH SOLE 85560.000
Vanguard FTSE All World Ex-US 922042775 1271 29581.000SH SOLE 29581.000
WPP Plc (ADR) 92933H101 271 3976.000 SH SOLE 3976.000
iShares MSCI Japan Index ETF 464286848 371 40450.000SH SOLE 40450.000
iShares MSCI World ETF g4953v103 469 16900.000SH SOLE 16900.000
iShares S&P Euro 350 Index Fun 464287861 209 5729.000 SH SOLE 5729.000
iShares S&P Listed Private Equ 200 14500.000SH SOLE 14500.000
DFA Global Core Equity Fund COM 1293 115984.377SH SOLE 115984.377
DFA International Small Compan COM 233203629 467 30735.032SH SOLE 30735.032
Dreyfus Global Institutional F COM 86271f818 299 20017.768SH SOLE 20017.768
Dreyfus International Stock I COM 86271f768 17365 1253819.304SH SOLE 1253819.304
Evermore Global Value I COM 300397122 2674 305892.967SH SOLE 305892.967
First Eagle Global Fund Cl I COM 32008f606 1421 28528.431SH SOLE 28528.431
First Eagle Overseas Fund Cl i COM 32008f200 1165 51248.749SH SOLE 51248.749
Oakmark Global Select Fund COM 413838822 9209 790510.514SH SOLE 790510.514
PIMCO Dividend & Income Builde COM 420 37497.608SH SOLE 37497.608
PIMCO Dividend and Income Fund COM 320 28488.586SH SOLE 28488.586
PIMCO Dividend& Income Builder COM 72201t672 290 26037.545SH SOLE 26037.545
PIMCO EQS Pathfinder Instituti COM 72201t102 5488 524711.110SH SOLE 524711.110
PIMCO EqS Pathfinder Fund - Ac COM 2179 192285.302SH SOLE 192285.302
PIMCO GIS -Eqs. Pathfinder @Pi COM 811 70975.501SH SOLE 70975.501
Scout International COM 81063u503 9451 300597.864SH SOLE 300597.864
Third Avenue International Val COM 628 26742.414SH SOLE 26742.414
Third Avenue Value Fund Cl A4 COM 436 17570.334SH SOLE 17570.334
Vanguard European Stock Index COM 602 37981.870SH SOLE 37981.870
Vanguard Global Stock Index Fu COM 2036 130527.460SH SOLE 130527.460
Vanguard Japan Stock Index Fun COM 528 4047.020 SH SOLE 4047.020
Alfa S.A.B. de C.V. p0156p117 11284 6106100.000SH SOLE 6106100.000
Grupo Financiero Bancrecer S.A P4949V134 0 20368.000SH SOLE 20368.000
HRT Participacoes GDR F Sponso 404275109 132 117000.000SH SOLE 117000.000
HRT Participacoes em Petroleo 22 10000.000SH SOLE 10000.000
Korea Fund Inc New 500634209 256 6473.000 SH SOLE 6473.000
Mexico Fund Inc 592835102 324 12004.000SH SOLE 12004.000
Vale S.A. American Depositary 91912e105 209 11700.000SH SOLE 11700.000
Vanguard Emerging Markets ETF 922042858 1154 27658.647SH SOLE 27658.647
Wal-Mart de Mexico (ADR) 93114W107 291 10376.000SH SOLE 10376.000
iShares MSCI AC Far East Ex-Ja zzz9995b1 327 7600.000 SH SOLE 7600.000
iShares MSCI Emerging Markets 233 6000.000 SH SOLE 6000.000
Matthews Asia Dividend Fund, A COM 196 16916.820SH SOLE 16916.820
Matthews Pacific Tiger Fund @P COM 236 20316.810SH SOLE 20316.810
Vanguard Emerging Mkts Stk Ind COM 445 2850.440 SH SOLE 2850.440
Federal Realty Investment Trus 313747206 300 2850.000 SH SOLE 2850.000
Host Hotels & Resorts, Inc. 44107P104 749 46650.000SH SOLE 46650.000
Ishares II PLC Shares FTSE Dev 213 10000.000SH SOLE 10000.000
Vanguard REIT ETF 922908553 232 3570.000 SH SOLE 3570.000
DFA Global Real Estate Securit COM 23320G554 2724 295459.997SH SOLE 295459.997
Third Avenue Real Estate Value COM 728 28312.686SH SOLE 28312.686
Vanguard REIT Index Fund Signa COM 921908836 3052 124180.445SH SOLE 124180.445
Anglo American New Ord F South 1172604 352 11884.000SH SOLE 11884.000
Argonaut Resources Ord F Q05060100 2 23730.000SH SOLE 23730.000
Augusta Resource Corporation 050912203 540 200000.000SH SOLE 200000.000
Bhp Billiton Ltd Adr F Sponsor 088606108 255 3717.000 SH SOLE 3717.000
Canarc Resource Corp F 13722D101 14 80000.000SH SOLE 80000.000
Fresnillo Plc Ord F G371E2108 299 10000.000SH SOLE 10000.000
Global X Silver Miners ETF 1035 41560.000SH SOLE 41560.000
Golden Star Res Ltd Cdaf 38119T104 102 51700.000SH SOLE 51700.000
Hecla Mining Company 422704106 396 60400.000SH SOLE 60400.000
JCI Limited Ord 0 127120.000SH SOLE 127120.000
Kinross Gold Corp New F 496902404 136 13277.000SH SOLE 13277.000
Newmont Mining Corp 651639106 991 17690.000SH SOLE 17690.000
No Amern Palladium Ltd F 656912102 19 10000.000SH SOLE 10000.000
Novagold Res Inc New F 66987E206 56 10000.000SH SOLE 10000.000
Olivut Resources Ltd. 24 27500.000SH SOLE 27500.000
Pan American Silver Corp F 697900108 433 20210.000SH SOLE 20210.000
Potash Corporation of Saskatch 73755L107 202 4650.000 SH SOLE 4650.000
SPDR Gold Trust ETF 78463v107 207 1205.000 SH SOLE 1205.000
Stillwater Mining Corp 86074Q102 119 10075.000SH SOLE 10075.000
Yamana Gold Inc F 98462Y100 434 22707.000SH SOLE 22707.000
iShares Silver Trust 46428q109 961 28715.000SH SOLE 28715.000
Fidelity Global Commodity Stoc COM 31618h606 3297 223543.951SH SOLE 223543.951
PIMCO Commodities Plus Strateg COM 772 72187.112SH SOLE 72187.112
PIMCO Commodities Plus Strateg COM 4095 378829.407SH SOLE 378829.407
PIMCO Commodity Real Return In COM 722005667 109 15283.505SH SOLE 15283.505