0001339270-12-000002.txt : 20120507
0001339270-12-000002.hdr.sgml : 20120507
20120507094638
ACCESSION NUMBER: 0001339270-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120507
DATE AS OF CHANGE: 20120507
EFFECTIVENESS DATE: 20120507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOL Capital Management CO
CENTRAL INDEX KEY: 0001339270
IRS NUMBER: 521499373
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11529
FILM NUMBER: 12816191
BUSINESS ADDRESS:
STREET 1: 6116 EXECUTIVE BLVD.
STREET 2: SUITE 401
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
BUSINESS PHONE: 301-881-3727
MAIL ADDRESS:
STREET 1: 6116 EXECUTIVE BLVD.
STREET 2: SUITE 401
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
13F-HR
1
inftable.txt
SOL AUM 03/31/2012
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Company 88579Y101 309 3465.309 SH SOLE 3465.309
Agilent Technologies Inc 00846U101 283 6361.000 SH SOLE 6361.000
Amazon.com, Inc. 023135106 267 1318.000 SH SOLE 1318.000
American Express Company 025816109 1439 24878.000SH SOLE 24878.000
Amgen Inc. 031162100 472 6939.000 SH SOLE 6939.000
Apple Inc 037833100 607 1013.000 SH SOLE 1013.000
Automatic Data Processing 053015103 201 3650.000 SH SOLE 3650.000
Becton Dickinson & Co 075887109 493 6354.000 SH SOLE 6354.000
Boeing Co 097023105 526 7076.000 SH SOLE 7076.000
Caterpillar Inc 149123101 734 6895.000 SH SOLE 6895.000
Charles Schwab Corp. 808513105 919 63941.000SH SOLE 63941.000
Cisco Systems Inc 17275R102 1341 63420.000SH SOLE 63420.000
Coach Inc 189754104 11482 148575.000SH SOLE 148575.000
Coca-Cola Co. 191216100 282 3807.000 SH SOLE 3807.000
Corning Inc 219350105 232 16460.000SH SOLE 16460.000
DIRECTV Cl A 25490A101 599 12137.000SH SOLE 12137.000
Dell Inc 24702R101 838 50498.000SH SOLE 50498.000
Diamonds Trust Series I 78467x109 824 6250.000 SH SOLE 6250.000
Google Inc Cl A 38259P508 289 451.000 SH SOLE 451.000
Honeywell International 438516106 984 16125.000SH SOLE 16125.000
International Business Machine 459200101 1711 8198.656 SH SOLE 8198.656
Johnson & Johnson 478160104 1118 16947.000SH SOLE 16947.000
Lockheed Martin Corp 539830109 541 6026.000 SH SOLE 6026.000
McDonald's Corp. 580135101 1413 14400.000SH SOLE 14400.000
Microsoft Corp 594918104 2317 71825.000SH SOLE 71825.000
Monsanto Company 61166W101 406 5090.000 SH SOLE 5090.000
Oil Services HOLDRS ETF 57060u191 305 7500.000 SH SOLE 7500.000
Oracle Corp 68389X105 1657 56835.000SH SOLE 56835.000
Pepsico, Inc. 713448108 392 5905.000 SH SOLE 5905.000
Powershares QQQ Trust Series 1 73935A104 8509 125967.000SH SOLE 125967.000
Qualcomm Inc 747525103 654 9610.171 SH SOLE 9610.171
United Technologies Corp 913017109 396 4771.124 SH SOLE 4771.124
Vanguard Growth ETF 922908736 369 5200.000 SH SOLE 5200.000
Vanguard MegaCap300 Growth Ind 921910816 1810 32740.000SH SOLE 32740.000
Vanguard US 500 Stock Index Fu 1134 77998.820SH SOLE 77998.820
Yum! Brands, Inc. 988498101 1515 21284.000SH SOLE 21284.000
iShares Russell 1000 Growth In 464287614 529 8000.000 SH SOLE 8000.000
iShares Russell 3000 Index Fun 464287689 475 5700.000 SH SOLE 5700.000
iShares S&P 100 Index ETF 464287101 1585 24750.000SH SOLE 24750.000
iShares S&P 500 ETF g49507208 407 29000.000SH SOLE 29000.000
American Funds AMCAP F-2 COM 401 18834.889SH SOLE 18834.889
Jensen Quality Growth Fund I COM 476313309 2070 70466.926SH SOLE 70466.926
PIMCO StocksPLUS Fund @Pictet COM 232 16132.873SH SOLE 16132.873
Parnassus Equity Income Fund COM 701769408 14359 506662.655SH SOLE 506662.655
Primecap Odyssey Growth COM 74160Q103 4879 291444.989SH SOLE 291444.989
Primecap Odyssey Stock COM 74160Q301 7039 453557.443SH SOLE 453557.443
Vanguard US 500 Stock Index Fu COM 566 39530.580SH SOLE 39530.580
AIG Warrants Expire 1/19/2021 026874156 362 33978.000SH SOLE 33978.000
Aetna Inc New 00817Y108 253 5050.875 SH SOLE 5050.875
American International Group N 026874784 764 24771.000SH SOLE 24771.000
Apache Corp 037411105 261 2603.000 SH SOLE 2603.000
Applied Materials Inc 038222105 284 22834.000SH SOLE 22834.000
Bank of America Corp 060505104 1699 177526.196SH SOLE 177526.196
Berkshire Hathaway Cl B 084670207 767 9450.000 SH SOLE 9450.000
Berkshire Hathaway Inc. 1/100t 244 200.000 SH SOLE 200.000
Boston Scientific 101137107 90 15000.000SH SOLE 15000.000
Bristol-Myers Squibb Co. 110122108 913 27054.000SH SOLE 27054.000
CBS Corp Cl B New 124857202 275 8103.000 SH SOLE 8103.000
CVS Caremark Corp 126650100 455 10150.000SH SOLE 10150.000
Chesapeake Energy Corp 165167107 824 35560.000SH SOLE 35560.000
Chevron Corp 166764100 797 7437.000 SH SOLE 7437.000
Citigroup Inc 172967424 2331 63784.000SH SOLE 63784.000
Comcast Corp New Cl A 20030N101 1402 46703.000SH SOLE 46703.000
ConocoPhillips 20825C104 1288 16939.414SH SOLE 16939.414
Costco Wholesale Corp New 22160K105 1051 11575.000SH SOLE 11575.000
Devon Energy Corp New 25179M103 211 2965.000 SH SOLE 2965.000
Discovery Communications Ser A 25470F104 394 7777.000 SH SOLE 7777.000
Discovery Communications Ser C 25470F302 367 7828.000 SH SOLE 7828.000
EMC Corp. 268648102 1126 37673.000SH SOLE 37673.000
Energy Select Sector SPDR 81369Y506 319 4450.000 SH SOLE 4450.000
Eog Resources Inc. 26875P101 361 3250.000 SH SOLE 3250.000
Exxon Mobil Corp 30231G102 840 9681.428 SH SOLE 9681.428
FedEx Corp. 31428X106 1303 14172.000SH SOLE 14172.000
Financial Select Sector SPDR 81369Y605 561 35500.000SH SOLE 35500.000
General Electric Company 369604103 3596 179150.000SH SOLE 179150.000
Goldman Sachs Group Inc 38141G104 518 4164.000 SH SOLE 4164.000
Hewlett-Packard Company 428236103 1417 59450.000SH SOLE 59450.000
Home Depot Inc 437076102 1725 34288.000SH SOLE 34288.000
Intel Corp 458140100 2540 90354.440SH SOLE 90354.440
JPMorgan Chase & Co 46625H100 1528 33224.000SH SOLE 33224.000
Lowe's Companies, Inc. 548661107 428 13650.000SH SOLE 13650.000
Marsh & McLennan Companies, In 571748102 366 11150.000SH SOLE 11150.000
McKesson Corp. 58155Q103 219 2500.000 SH SOLE 2500.000
Merck & Co Inc New 58933Y105 498 12956.000SH SOLE 12956.000
Motorola Solutions Inc. 294 5786.002 SH SOLE 5786.002
PNC Financial Services Group, 693475105 232 3600.000 SH SOLE 3600.000
Pfizer, Inc. 717081103 2477 109380.801SH SOLE 109380.801
PowerShares KBW Bank ETF 73937b746 3354 132400.000SH SOLE 132400.000
Procter & Gamble 742718109 1498 22286.847SH SOLE 22286.847
SPDR KBW Bank ETF 78464A797 806 33808.958SH SOLE 33808.958
Sears Holdings Corp 812350106 265 4002.500 SH SOLE 4002.500
State Street Corp 857477103 240 5264.000 SH SOLE 5264.000
The Walt Disney Co. 254687106 872 19924.000SH SOLE 19924.000
Thermo Fisher Scientific 883556102 251 4450.000 SH SOLE 4450.000
Time Warner, Inc. New 887317303 1240 32858.001SH SOLE 32858.001
UnitedHealth Group, Inc. 91324P102 2355 39953.000SH SOLE 39953.000
Vanguard MegaCap 300 Value Ind 921910840 593 14150.000SH SOLE 14150.000
Verizon Communications 92343V104 693 18126.000SH SOLE 18126.000
Viacom Inc Cl B New 92553P201 623 13124.000SH SOLE 13124.000
Wal-Mart Stores Inc 931142103 454 7425.000 SH SOLE 7425.000
Waste Management Inc. 94106L109 224 6400.000 SH SOLE 6400.000
Wells Fargo & Co New 949746101 1348 39482.444SH SOLE 39482.444
Yahoo! Inc. 984332106 308 20240.000SH SOLE 20240.000
eBay, Inc. 278642103 1242 33670.000SH SOLE 33670.000
iShares MSCI North America ETF 279 10000.000SH SOLE 10000.000
iShares MSCI North America ETF zzc2deh71 327 11800.000SH SOLE 11800.000
iShares Russell 1000 Value Ind 464287598 276 3946.000 SH SOLE 3946.000
Dodge and Cox Worldwide-US Sto COM 755 66758.358SH SOLE 66758.358
Franklin Income Fund Class A COM 62 28347.963SH SOLE 28347.963
Guinness Atkinson Global Energ COM 402031405 330 11937.923SH SOLE 11937.923
Vanguard US Fundamental Value COM 966 8878.440 SH SOLE 8878.440
First Trust ISE-Revere Natural 33734j102 1021 57800.000SH SOLE 57800.000
PowerShares Water Resources 73935X575 273 14200.000SH SOLE 14200.000
iShares Russell Midcap Growth 464287481 442 7030.000 SH SOLE 7030.000
Champlain MidCap ADV COM 00764q744 357 29504.529SH SOLE 29504.529
FBR Focus I COM 30246j679 1864 36927.829SH SOLE 36927.829
Guinness Atkinson Alternative COM 402031504 88 28669.487SH SOLE 28669.487
Vanguard US Opportunities Fund COM 1285 3618.060 SH SOLE 3618.060
Vanguard US Opportunities Fund COM 2386 8007.990 SH SOLE 8007.990
Blackstone Group LP 09253U108 1397 87650.000SH SOLE 87650.000
Humana Inc 444859102 449 4850.000 SH SOLE 4850.000
Legg Mason Inc 524901105 216 7750.000 SH SOLE 7750.000
Liberty Media Corp (Interactiv 53071M104 233 12207.000SH SOLE 12207.000
iShares DJ US Home Constructio 464288752 3367 228770.000SH SOLE 228770.000
iShares Russell Midcap Value I 464287473 445 9250.000 SH SOLE 9250.000
Avis Budget Group Inc 053774105 189 13390.000SH SOLE 13390.000
Lululemon Athletica Inc. 550021109 1121 15000.000SH SOLE 15000.000
Royce Micro-Cap Trust 780915104 122 12978.294SH SOLE 12978.294
Royce Value Trust Inc 780910105 308 22169.000SH SOLE 22169.000
Benton Oil & Gas Co. Com. 41754V103 289 3350.000 SH SOLE 3350.000
Colonial Bankgroup Inc. 195493309 0 29000.000SH SOLE 29000.000
International Bancshares Corp. 459044103 15308 723799.000SH SOLE 723799.000
Morgans Hotel Group Co. 61748w108 175 35260.000SH SOLE 35260.000
Movado Group Inc. 245 10000.000SH SOLE 10000.000
PowerShares KBW Regional Banki 73937b712 935 32800.000SH SOLE 32800.000
SPDR KBW Regional Banking ETF 78464A698 480 16850.000SH SOLE 16850.000
Vishay Intertechnology 928298108 533 43853.000SH SOLE 43853.000
iShares Russell 2000 Value Ind 464287630 228 3130.000 SH SOLE 3130.000
William Blair Small Cap Value COM 174 12691.962SH SOLE 12691.962
Alcatel-Lucent (ADR) 013904305 125 54865.000SH SOLE 54865.000
Banco Santander, S.A. (ADR) 05964H105 315 41050.000SH SOLE 41050.000
CCL Industries Inc. Class B 124900309 254 6965.000 SH SOLE 6965.000
Covidien Plc F g2554f113 590 10787.000SH SOLE 10787.000
Diageo Plc New (ADR) 25243Q205 263 2725.000 SH SOLE 2725.000
Elan Corp Plc (ADR) 284131208 164 10900.000SH SOLE 10900.000
GlaxoSmithKline Plc (ADR) 37733W105 672 14953.000SH SOLE 14953.000
HSBC Hldgs Plc (ADR) 404280406 235 5290.000 SH SOLE 5290.000
Honda Motor Co Ltd (ADR) 438128308 281 7318.000 SH SOLE 7318.000
Kodiak Energy Inc 500117106 0 10000.000SH SOLE 10000.000
Koninklijke Philips Electronic 500472303 600 29492.998SH SOLE 29492.998
Lynas Corporation Limited 11 10000.000SH SOLE 10000.000
Nestle SA Registered Ser B (AD 641069406 430 6850.000 SH SOLE 6850.000
Nokia Corp (ADR) 654902204 288 52510.000SH SOLE 52510.000
Novartis AG (ADR) 66987V109 304 5490.987 SH SOLE 5490.987
Philip Morris International In 718172109 732 8260.000 SH SOLE 8260.000
PowerShares Listed Private Equ 73935x195 223 23500.000SH SOLE 23500.000
SAP AG (ADR) 803054204 550 7884.000 SH SOLE 7884.000
Sanofi Aventis (ADR) 80105N105 246 6350.000 SH SOLE 6350.000
Schlumberger Ltd F 806857108 416 5943.000 SH SOLE 5943.000
Sony Corp. (ADR) 835699307 424 20427.000SH SOLE 20427.000
Suncor Energy Inc New F 867224107 318 9734.000 SH SOLE 9734.000
Swiss Helvetia Fund 870875101 151 13477.000SH SOLE 13477.000
TE Connectivity Ltd. F h84989104 785 21350.000SH SOLE 21350.000
Telefonica SA (ADR) 879382208 541 32946.000SH SOLE 32946.000
Teva Pharmaceutical Industries 881624209 1596 35419.999SH SOLE 35419.999
Toyota Motor Corp. (ADR) 892331307 306 3525.000 SH SOLE 3525.000
Tyco International Ltd. New F H89128104 989 17613.000SH SOLE 17613.000
UBS AG New F H89231338 1039 74130.000SH SOLE 74130.000
Vanguard FTSE All World Ex-US 922042775 1551 35081.000SH SOLE 35081.000
WPP Plc (ADR) 92933H101 272 3976.000 SH SOLE 3976.000
iShares MSCI Japan Index ETF 464286848 1303 128079.341SH SOLE 128079.341
iShares MSCI World ETF g4953v103 420 15000.000SH SOLE 15000.000
iShares S&P Euro 350 Index Fun 464287861 214 5729.000 SH SOLE 5729.000
iShares S&P Global Telecommuni 464287275 226 4000.000 SH SOLE 4000.000
DFA Global Core Equity Fund COM 1252 114143.998SH SOLE 114143.998
DFA International Small Compan COM 233203629 487 30735.032SH SOLE 30735.032
Dreyfus Global Institutional F COM 86271f818 308 20755.434SH SOLE 20755.434
Dreyfus International Stock I COM 86271f768 15896 1160312.422SH SOLE 1160312.422
Evermore Global Value I COM 300397122 2380 251876.705SH SOLE 251876.705
Oakmark Global Select Fund COM 413838822 9802 793030.776SH SOLE 793030.776
PIMCO EQS Pathfinder Instituti COM 72201t102 5417 516869.152SH SOLE 516869.152
PIMCO EqS Pathfinder Fund - Ac COM 1817 159708.590SH SOLE 159708.590
PIMCO GIS -Eqs. Pathfinder @Pi COM 1016 89610.312SH SOLE 89610.312
Scout International COM 81063u503 8894 279935.753SH SOLE 279935.753
Third Avenue International Val COM 628 26742.414SH SOLE 26742.414
Third Avenue Value Fund Cl A4 COM 412 17570.334SH SOLE 17570.334
Vanguard European Stock Index COM 597 37981.870SH SOLE 37981.870
Vanguard Global Stock Index Fu COM 2337 151644.110SH SOLE 151644.110
Vanguard Japan Stock Index Fun COM 575 4047.020 SH SOLE 4047.020
Alfa S.A.B. de C.V. p0156p117 8771 610610.000SH SOLE 610610.000
Grupo Financiero Bancrecer S.A P4949V134 0 20368.000SH SOLE 20368.000
HRT Participacoes GDR F Sponso 404275109 158 45500.000SH SOLE 45500.000
Korea Fund Inc New 500634209 262 6473.000 SH SOLE 6473.000
Mexico Fund Inc 592835102 303 12004.000SH SOLE 12004.000
Vanguard Emerging Markets ETF 922042858 1196 27508.647SH SOLE 27508.647
Wal-Mart de Mexico (ADR) 93114W107 348 10376.000SH SOLE 10376.000
iShares MSCI AC Far East Ex-Ja zzz9995b1 329 7600.000 SH SOLE 7600.000
iShares MSCI Emerging Markets 246 6000.000 SH SOLE 6000.000
Matthews Pacific Tiger Fund @P COM 188 16653.810SH SOLE 16653.810
Vanguard Emerging Mkts Stk Ind COM 453 2850.440 SH SOLE 2850.440
Federal Realty Investment Trus 313747206 286 2950.000 SH SOLE 2950.000
Host Hotels & Resorts, Inc. 44107P104 800 48702.000SH SOLE 48702.000
Ishares II PLC Shares FTSE Dev 203 10000.000SH SOLE 10000.000
Vanguard REIT ETF 922908553 246 3870.000 SH SOLE 3870.000
DFA Global Real Estate Securit COM 23320G554 2444 281861.500SH SOLE 281861.500
Third Avenue Real Estate Value COM 675 28312.686SH SOLE 28312.686
Anglo American New Ord F South 1172604 441 11884.000SH SOLE 11884.000
Argonaut Resources Ord F Q05060100 2 23730.000SH SOLE 23730.000
Augusta Resource Corporation 050912203 546 200000.000SH SOLE 200000.000
Bhp Billiton Ltd Adr F Sponsor 088606108 276 3817.000 SH SOLE 3817.000
Canarc Resource Corp F 13722D101 2 12300.000SH SOLE 12300.000
Coeur D Alene Mines New 192108504 262 11040.000SH SOLE 11040.000
Fresnillo Plc Ord F G371E2108 255 10000.000SH SOLE 10000.000
Global X Silver Miners ETF 693 31160.000SH SOLE 31160.000
Golden Star Res Ltd Cdaf 38119T104 96 51700.000SH SOLE 51700.000
Hecla Mining Company 422704106 279 60400.000SH SOLE 60400.000
JCI Limited Ord 0 127120.000SH SOLE 127120.000
Kinross Gold Corp New F 496902404 130 13277.000SH SOLE 13277.000
Newmont Mining Corp 651639106 914 17830.000SH SOLE 17830.000
No Amern Palladium Ltd F 656912102 26 10000.000SH SOLE 10000.000
Novagold Res Inc New F 66987E206 72 10000.000SH SOLE 10000.000
Olivut Resources Ltd. 41 27500.000SH SOLE 27500.000
Pan American Silver Corp F 697900108 446 20210.000SH SOLE 20210.000
Potash Corporation of Saskatch 73755L107 212 4650.000 SH SOLE 4650.000
Stillwater Mining Corp 86074Q102 127 10075.000SH SOLE 10075.000
Yamana Gold Inc F 98462Y100 355 22707.000SH SOLE 22707.000
iShares Silver Trust 46428q109 667 21265.000SH SOLE 21265.000
Fidelity Global Commodity Stoc COM 31618h606 2835 188397.614SH SOLE 188397.614
PIMCO Commodities Plus Strateg COM 718 72187.112SH SOLE 72187.112
PIMCO Commodities Plus Strateg COM 3968 392823.993SH SOLE 392823.993
PIMCO Commodity Real Return In COM 722005667 138 20646.482SH SOLE 20646.482