0001339270-11-000003.txt : 20110726
0001339270-11-000003.hdr.sgml : 20110726
20110726165437
ACCESSION NUMBER: 0001339270-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110726
DATE AS OF CHANGE: 20110726
EFFECTIVENESS DATE: 20110726
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOL Capital Management CO
CENTRAL INDEX KEY: 0001339270
IRS NUMBER: 521499373
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11529
FILM NUMBER: 11987878
BUSINESS ADDRESS:
STREET 1: 6116 EXECUTIVE BLVD.
STREET 2: SUITE 401
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
BUSINESS PHONE: 301-881-3727
MAIL ADDRESS:
STREET 1: 6116 EXECUTIVE BLVD.
STREET 2: SUITE 401
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
13F-HR
1
inftable.txt
SOL CAPITAL MANAGEMENT CO. AUM 6/30/2011
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Company 88579Y101 263 2775.000 SH SOLE 2775.000
Agilent Technologies Inc 00846U101 346 6761.000 SH SOLE 6761.000
Amazon.com, Inc. 023135106 354 1733.000 SH SOLE 1733.000
American Express Company 025816109 1240 23975.000SH SOLE 23975.000
Amgen Inc. 031162100 432 7403.000 SH SOLE 7403.000
Apple Inc 037833100 311 927.000 SH SOLE 927.000
Automatic Data Processing 053015103 213 4050.000 SH SOLE 4050.000
Becton Dickinson & Co 075887109 510 5922.000 SH SOLE 5922.000
Boeing Co 097023105 529 7151.000 SH SOLE 7151.000
Caterpillar Inc 149123101 791 7430.000 SH SOLE 7430.000
Cisco Systems Inc 17275R102 851 54523.000SH SOLE 54523.000
Coach Inc 189754104 9498 148575.000SH SOLE 148575.000
Coca-Cola Co. 191216100 273 4060.000 SH SOLE 4060.000
Corning Inc 219350105 299 16460.000SH SOLE 16460.000
DIRECTV Cl A 25490A101 709 13957.000SH SOLE 13957.000
Dell Inc 24702R101 860 51580.000SH SOLE 51580.000
Diamonds Trust Series I 78467x109 601 4850.000 SH SOLE 4850.000
Google Inc Cl A 38259P508 245 484.000 SH SOLE 484.000
Honeywell International 438516106 961 16125.000SH SOLE 16125.000
International Business Machine 459200101 1530 8921.000 SH SOLE 8921.000
Johnson & Johnson 478160104 1141 17152.000SH SOLE 17152.000
Lockheed Martin Corp 539830109 502 6201.000 SH SOLE 6201.000
McDonald's Corp. 580135101 1290 15300.000SH SOLE 15300.000
Microsoft Corp 594918104 1649 63408.000SH SOLE 63408.000
Monsanto Company 61166W101 420 5790.000 SH SOLE 5790.000
Oil Services HOLDERS 678002106 350 2300.000 SH SOLE 2300.000
Oracle Corp 68389X105 1920 58327.000SH SOLE 58327.000
Pepsico, Inc. 713448108 423 6005.000 SH SOLE 6005.000
Powershares QQQ Trust Series 1 73935A104 6784 118917.000SH SOLE 118917.000
Qualcomm Inc 747525103 695 12230.171SH SOLE 12230.171
SPDR S&P 500 Index ETF 78462F103 508 3850.000 SH SOLE 3850.000
The Charles Schwab Corp 808513105 1052 63941.000SH SOLE 63941.000
United Technologies Corp 913017109 389 4400.000 SH SOLE 4400.000
Vanguard Growth ETF 922908736 317 4900.000 SH SOLE 4900.000
Vanguard MegaCap300 Growth Ind 921910816 1813 36640.000SH SOLE 36640.000
Vanguard US 500 Stock Index Fu 1053 77998.820SH SOLE 77998.820
Yum! Brands, Inc. 988498101 1154 20884.000SH SOLE 20884.000
iShares Russell 1000 Growth In 464287614 565 9278.000 SH SOLE 9278.000
iShares Russell 3000 Index Fun 464287689 230 2900.000 SH SOLE 2900.000
iShares S&P 100 Index ETF 464287101 2053 34950.000SH SOLE 34950.000
iShares S&P 500 ETF g49507208 355 27000.000SH SOLE 27000.000
Jensen Portfolio Cl I COM 476313309 1898 66351.934SH SOLE 66351.934
Parnassus Equity Income Fund COM 701769408 10366 378614.182SH SOLE 378614.182
Primecap Odyssey Growth COM 74160Q103 4579 276324.034SH SOLE 276324.034
Primecap Odyssey Stock COM 74160Q301 6300 417508.578SH SOLE 417508.578
AIG Warrants Expire 1/19/2021 026874156 124 12199.000SH SOLE 12199.000
Aetna Inc New 00817Y108 212 4800.000 SH SOLE 4800.000
Allstate Corp 020002101 237 7766.000 SH SOLE 7766.000
American International Group N 026874784 238 8112.000 SH SOLE 8112.000
Applied Materials Inc 038222105 296 22734.000SH SOLE 22734.000
Bank of America Corp 060505104 1513 138047.196SH SOLE 138047.196
Berkshire Hathaway Cl B 084670207 666 8600.000 SH SOLE 8600.000
Berkshire Hathaway Inc. 1/100t 232 200.000 SH SOLE 200.000
Bristol-Myers Squibb Co. 110122108 778 26876.000SH SOLE 26876.000
CBS Corp Cl B New 124857202 273 9578.000 SH SOLE 9578.000
CVS Caremark Corp 126650100 396 10550.000SH SOLE 10550.000
Chevron Corp 166764100 638 6203.000 SH SOLE 6203.000
Citigroup Inc 172967424 1517 36426.000SH SOLE 36426.000
Comcast Corp New Cl A 20030N101 1219 48096.000SH SOLE 48096.000
ConocoPhillips 20825C104 1136 15113.260SH SOLE 15113.260
Costco Wholesale Corp New 22160K105 977 12025.000SH SOLE 12025.000
Discovery Communications Ser A 25470F104 352 8587.000 SH SOLE 8587.000
Discovery Communications Ser C 25470F302 316 8638.000 SH SOLE 8638.000
EMC Corp. 268648102 1097 39814.000SH SOLE 39814.000
Energy Select Sector SPDR 81369Y506 285 3777.000 SH SOLE 3777.000
Exxon Mobil Corp 30231G102 870 10689.490SH SOLE 10689.490
FedEx Corp. 31428X106 1211 12772.000SH SOLE 12772.000
Financial Select Sector SPDR 81369Y605 173 11283.000SH SOLE 11283.000
General Electric Company 369604103 2811 149045.000SH SOLE 149045.000
Goldman Sachs Group Inc 38141G104 267 2003.000 SH SOLE 2003.000
Hewlett-Packard Company 428236103 1651 45362.000SH SOLE 45362.000
Home Depot Inc 437076102 1274 35187.000SH SOLE 35187.000
Intel Corp 458140100 1706 76985.295SH SOLE 76985.295
JPMorgan Chase & Co 46625H100 1260 30770.000SH SOLE 30770.000
Lowe's Companies, Inc. 548661107 300 12860.000SH SOLE 12860.000
Marsh & McLennan Companies, In 571748102 363 11650.000SH SOLE 11650.000
McKesson Corp. 58155Q103 209 2500.000 SH SOLE 2500.000
Merck & Co Inc New 58933Y105 462 13098.000SH SOLE 13098.000
Motorola Solutions Inc. 339 7374.002 SH SOLE 7374.002
PNC Financial Services Group, 693475105 215 3600.000 SH SOLE 3600.000
Pfizer, Inc. 717081103 1920 93181.000SH SOLE 93181.000
Procter & Gamble 742718109 1416 22278.000SH SOLE 22278.000
SPDR KBW Bank ETF 78464A797 3143 131000.000SH SOLE 131000.000
Sears Holdings Corp 812350106 237 3324.000 SH SOLE 3324.000
Sprint Nextel Corp 852061100 115 21384.000SH SOLE 21384.000
State Street Corp 857477103 271 6014.000 SH SOLE 6014.000
The Walt Disney Co. 254687106 765 19595.000SH SOLE 19595.000
Thermo Fisher Scientific 883556102 287 4450.000 SH SOLE 4450.000
Time Warner, Inc. New 887317303 1272 34979.001SH SOLE 34979.001
UnitedHealth Group, Inc. 91324P102 2243 43489.000SH SOLE 43489.000
Vanguard MegaCap 300 Value Ind 921910840 855 21050.000SH SOLE 21050.000
Vanguard Value ETF 922908744 249 4450.000 SH SOLE 4450.000
Verizon Communications 92343V104 675 18126.000SH SOLE 18126.000
Viacom Inc Cl B New 92553P201 738 14479.000SH SOLE 14479.000
Wal-Mart Stores Inc 931142103 379 7139.000 SH SOLE 7139.000
Waste Management Inc. 94106L109 231 6200.000 SH SOLE 6200.000
Wells Fargo & Co New 949746101 1070 38132.000SH SOLE 38132.000
Yahoo! Inc. 984332106 376 24990.000SH SOLE 24990.000
eBay, Inc. 278642103 1086 33650.000SH SOLE 33650.000
iShares MSCI North America ETF zzc2deh71 591 22400.000SH SOLE 22400.000
iShares Russell 1000 Value Ind 464287598 413 6050.000 SH SOLE 6050.000
Vanguard US Fundamental Value COM 588 5576.730 SH SOLE 5576.730
First Trust ISE-Revere Natural 33734j102 405 18800.000SH SOLE 18800.000
PowerShares Water Resources 73935X575 304 15700.000SH SOLE 15700.000
iShares Russell Midcap Growth 464287481 433 7000.000 SH SOLE 7000.000
Champlain MidCap ADV COM 00764q744 224 18503.146SH SOLE 18503.146
FBR Focus I COM 30246j679 1817 35732.622SH SOLE 35732.622
Vanguard US Opportunities Fund COM 581 1684.410 SH SOLE 1684.410
Vanguard US Opportunities Fund COM 2415 8351.540 SH SOLE 8351.540
Blackstone Group LP 09253U108 1390 83950.000SH SOLE 83950.000
Expedia Inc 30212P105 358 12350.000SH SOLE 12350.000
Fluor Corp New 343412102 209 3232.000 SH SOLE 3232.000
Humana Inc 444859102 399 4950.000 SH SOLE 4950.000
Legg Mason Inc 524901105 262 8010.000 SH SOLE 8010.000
Liberty Media Corp (Interactiv 53071M104 206 12257.000SH SOLE 12257.000
iShares DJ US Home Constructio 464288752 2335 183820.000SH SOLE 183820.000
iShares Russell Midcap Value I 464287473 442 9250.000 SH SOLE 9250.000
Avis Budget Group Inc 053774105 230 13460.000SH SOLE 13460.000
Level 3 Communications 52729N100 184 75500.000SH SOLE 75500.000
Lululemon Athletica Inc. 550021109 839 7500.000 SH SOLE 7500.000
Royce Micro-Cap Trust 780915104 122 12420.294SH SOLE 12420.294
Royce Value Trust Inc 780910105 320 21456.000SH SOLE 21456.000
Scout Small Cap Fd COM 81063U305 176 10405.013SH SOLE 10405.013
Ampal-American Israel Corp Cl 032015109 21 22000.000SH SOLE 22000.000
Colonial Bankgroup Inc. 195493309 0 906250.000SH SOLE 906250.000
Fannie Mae 313586109 4 12300.000SH SOLE 12300.000
International Bancshares Corp. 459044103 12594 752799.000SH SOLE 752799.000
Morgans Hotel Group Co. 61748w108 254 35260.000SH SOLE 35260.000
Movado Group Inc. 171 10000.000SH SOLE 10000.000
SPDR KBW Regional Banking ETF 78464A698 1243 48850.000SH SOLE 48850.000
Vishay Intertechnology 928298108 669 44503.000SH SOLE 44503.000
William Blair Small Cap Value COM 629 44094.679SH SOLE 44094.679
Alcatel-Lucent (ADR) 013904305 234 40614.000SH SOLE 40614.000
Banco Santander, S.A. (ADR) 05964H105 315 27400.000SH SOLE 27400.000
CCL Industries Inc. Class B 124900309 239 6965.000 SH SOLE 6965.000
Covidien Plc F g2554f113 586 11004.000SH SOLE 11004.000
Diageo Plc New (ADR) 25243Q205 235 2875.000 SH SOLE 2875.000
Elan Corp Plc (ADR) 284131208 124 10900.000SH SOLE 10900.000
GlaxoSmithKline Plc (ADR) 37733W105 650 15153.000SH SOLE 15153.000
HSBC Hldgs Plc (ADR) 404280406 211 4255.000 SH SOLE 4255.000
Honda Motor Co Ltd (ADR) 438128308 283 7318.000 SH SOLE 7318.000
Koninklijke Philips Electronic 500472303 650 25296.998SH SOLE 25296.998
Nestle SA Registered Ser B (AD 641069406 375 6050.000 SH SOLE 6050.000
Nokia Corp (ADR) 654902204 236 36748.000SH SOLE 36748.000
Novartis AG (ADR) 66987V109 336 5490.987 SH SOLE 5490.987
Philip Morris International In 718172109 555 8310.000 SH SOLE 8310.000
PowerShares Listed Private Equ 73935x195 229 21500.000SH SOLE 21500.000
SAP AG (ADR) 803054204 478 7884.000 SH SOLE 7884.000
Sanofi Aventis (ADR) 80105N105 285 7100.000 SH SOLE 7100.000
Schlumberger Ltd F 806857108 431 4993.000 SH SOLE 4993.000
Sony Corp. (ADR) 835699307 429 16245.000SH SOLE 16245.000
Swiss Helvetia Fund 870875101 178 11856.000SH SOLE 11856.000
TE Connectivity Ltd. F h84989104 815 22176.000SH SOLE 22176.000
Telefonica SA ADR 879382208 446 18226.000SH SOLE 18226.000
Teva Pharmaceutical Industries 881624209 1437 29808.000SH SOLE 29808.000
Toyota Motor Corp. (ADR) 892331307 258 3125.000 SH SOLE 3125.000
Tyco International Ltd. New F H89128104 882 17843.000SH SOLE 17843.000
UBS AG New F H89231338 630 34500.000SH SOLE 34500.000
Vanguard FTSE All World Ex-US 922042775 2180 43775.000SH SOLE 43775.000
WPP Plc (ADR) 92933H101 249 3976.000 SH SOLE 3976.000
iShares MSCI Japan Index ETF 464286848 1371 131461.567SH SOLE 131461.567
iShares MSCI World ETF g4953v103 241 8500.000 SH SOLE 8500.000
iShares MSCI World ETF 504 17800.000SH SOLE 17800.000
iShares S&P Listed Private Equ 187 12500.000SH SOLE 12500.000
Dreyfus Global Institutional F COM 86271f818 258 17926.031SH SOLE 17926.031
Dreyfus International Stock I COM 86271f768 12586 881373.558SH SOLE 881373.558
Evermore Global Value I COM 300397122 2561 245063.229SH SOLE 245063.229
Japan Smaller Capitalization F COM 47109U104 99 12061.000SH SOLE 12061.000
Oakmark Global Select Fund COM 413838822 9240 777114.655SH SOLE 777114.655
PIMCO EQS Pathfinder Instituti COM 72201t102 4873 457585.574SH SOLE 457585.574
PIMCO EqS Pathfinder Fund - Ac COM 1836 158817.324SH SOLE 158817.324
PIMCO GIS -Eqs. Pathfinder @Pi COM 806 70551.330SH SOLE 70551.330
Scout International COM 81063u503 8495 252227.029SH SOLE 252227.029
Third Avenue International Val COM 437 14701.091SH SOLE 14701.091
Third Avenue Value Fund Cl A1 COM 462 14097.177SH SOLE 14097.177
Vanguard European Stock Index COM 662 37981.870SH SOLE 37981.870
Vanguard Global Stock Index Fu COM 2342 151644.110SH SOLE 151644.110
Vanguard Japan Stock Index Fun COM 576 4047.020 SH SOLE 4047.020
Alfa S.A.B. de C.V. p0156p117 8925 601715.000SH SOLE 601715.000
Cemex S.A.B. de C.V. (ADR) 151290889 124 14369.000SH SOLE 14369.000
China Mobile Reg. Sh. 16941M109 388 8285.000 SH SOLE 8285.000
Grupo Financiero Bancrecer S.A P4949V134 0 20368.000SH SOLE 20368.000
Mexico Fund Inc 592835102 339 12004.000SH SOLE 12004.000
Vale S.A. American Depositary 91912e105 201 6300.000 SH SOLE 6300.000
Vanguard Emerging Markets ETF 922042858 1046 21523.000SH SOLE 21523.000
Wal-Mart de Mexico (ADR) 93114W107 307 10376.000SH SOLE 10376.000
iShares MSCI AC Far East Ex-Ja zzz9995b1 332 7000.000 SH SOLE 7000.000
iShares MSCI Emerging Markets 464287234 266 5587.000 SH SOLE 5587.000
iShares MSCI Emerging Markets 223 4900.000 SH SOLE 4900.000
Federal Realty Investment Trus 313747206 256 3000.000 SH SOLE 3000.000
Host Hotels & Resorts, Inc. 44107P104 857 50548.000SH SOLE 50548.000
Ishares II PLC Shares FTSE Dev 352 17000.000SH SOLE 17000.000
SPDR DJ International Real Est 78463X863 262 6490.000 SH SOLE 6490.000
Vanguard REIT ETF 922908553 353 5870.000 SH SOLE 5870.000
DFA Global Real Estate Securit COM 23320G554 1752 200658.437SH SOLE 200658.437
Third Avenue Real Estate Value COM 698 18605.502SH SOLE 18605.502
Anglo American New Ord F South 1172604 587 11884.000SH SOLE 11884.000
Augusta Resource Corporation 050912203 924 200000.000SH SOLE 200000.000
JCI Limited Ord 0 14340.000SH SOLE 14340.000
Newmont Mining Corp 651639106 648 12008.349SH SOLE 12008.349
Potash Corporation of Saskatch 73755L107 316 5550.000 SH SOLE 5550.000
Fidelity Global Commodity Stoc COM 31618h606 1256 72970.581SH SOLE 72970.581
PIMCO Commodities Plus Strateg COM 805 72187.112SH SOLE 72187.112
PIMCO Commodities Plus Strateg COM 4523 405660.703SH SOLE 405660.703
PIMCO Commodity Real Return In COM 722005667 317 36246.932SH SOLE 36246.932