0001339270-11-000002.txt : 20110503 0001339270-11-000002.hdr.sgml : 20110503 20110503131846 ACCESSION NUMBER: 0001339270-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110503 EFFECTIVENESS DATE: 20110503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 11804160 BUSINESS ADDRESS: STREET 1: 6116 EXECUTIVE BLVD. STREET 2: SUITE 401 CITY: ROCKVILLE STATE: MD ZIP: 20852 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 6116 EXECUTIVE BLVD. STREET 2: SUITE 401 CITY: ROCKVILLE STATE: MD ZIP: 20852 13F-HR 1 inftable.txt SOL CAPITAL MANAGEMENT CO. AUM 3/31/2011 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company 88579Y101 259 2775.000 SH SOLE 2775.000 Agilent Technologies Inc 00846U101 300 6695.000 SH SOLE 6695.000 Amazon.com, Inc. 023135106 294 1633.000 SH SOLE 1633.000 American Express Company 025816109 1103 24400.000SH SOLE 24400.000 Amgen Inc. 031162100 326 6103.000 SH SOLE 6103.000 Apple Inc 037833100 393 1127.000 SH SOLE 1127.000 Automatic Data Processing 053015103 208 4050.000 SH SOLE 4050.000 Becton Dickinson & Co 075887109 440 5522.000 SH SOLE 5522.000 Boeing Co 097023105 499 6751.000 SH SOLE 6751.000 Caterpillar Inc 149123101 916 8230.000 SH SOLE 8230.000 Cisco Systems Inc 17275R102 806 46973.000SH SOLE 46973.000 Coach Inc 189754104 10405 199937.000SH SOLE 199937.000 Coca-Cola Co. 191216100 203 3060.000 SH SOLE 3060.000 Corning Inc 219350105 302 14660.000SH SOLE 14660.000 DIRECTV Cl A 25490A101 648 13847.000SH SOLE 13847.000 Dell Inc 24702R101 676 46580.000SH SOLE 46580.000 Diamonds Trust Series I 78467x109 597 4850.000 SH SOLE 4850.000 Google Inc Cl A 38259P508 284 484.000 SH SOLE 484.000 Honeywell International 438516106 912 15275.000SH SOLE 15275.000 International Business Machine 459200101 1453 8909.000 SH SOLE 8909.000 Johnson & Johnson 478160104 951 16052.000SH SOLE 16052.000 Lockheed Martin Corp 539830109 474 5901.000 SH SOLE 5901.000 MFS US Large Cap Growth Cl A1 286 28344.671SH SOLE 28344.671 McDonald's Corp. 580135101 1092 14350.000SH SOLE 14350.000 Microsoft Corp 594918104 1454 57261.000SH SOLE 57261.000 Monsanto Company 61166W101 389 5390.000 SH SOLE 5390.000 Oil Services HOLDERS 678002106 378 2300.000 SH SOLE 2300.000 Oracle Corp 68389X105 1863 55727.000SH SOLE 55727.000 Pepsico, Inc. 713448108 399 6191.000 SH SOLE 6191.000 Powershares QQQ Trust Series 1 73935A104 6715 116917.000SH SOLE 116917.000 Qualcomm Inc 747525103 824 15030.171SH SOLE 15030.171 SPDR S&P 500 Index ETF 78462F103 510 3850.000 SH SOLE 3850.000 The Charles Schwab Corp 808513105 819 45411.000SH SOLE 45411.000 Vanguard Growth ETF 922908736 315 4900.000 SH SOLE 4900.000 Vanguard MegaCap300 Growth Ind 921910816 1747 35520.000SH SOLE 35520.000 Vanguard US 500 Stock Index Fu 1055 77998.820SH SOLE 77998.820 Yum! Brands, Inc. 988498101 1078 20984.000SH SOLE 20984.000 iShares Russell 1000 Growth In 464287614 561 9278.000 SH SOLE 9278.000 iShares Russell 3000 Index Fun 464287689 230 2900.000 SH SOLE 2900.000 iShares S&P 100 Index ETF 464287101 2335 39350.000SH SOLE 39350.000 iShares S&P 500 ETF g49507208 357 27000.000SH SOLE 27000.000 Jensen Portfolio Cl I COM 476313309 1659 58867.503SH SOLE 58867.503 Parnassus Equity Income Fund COM 701769408 5362 193793.529SH SOLE 193793.529 Primecap Odyssey Growth COM 74160Q103 4180 255348.480SH SOLE 255348.480 Primecap Odyssey Stock COM 74160Q301 5769 387165.179SH SOLE 387165.179 Allstate Corp 020002101 368 11566.000SH SOLE 11566.000 Applied Materials Inc 038222105 290 18534.000SH SOLE 18534.000 Bank of America Corp 060505104 1618 121389.196SH SOLE 121389.196 Berkshire Hathaway Cl B 084670207 711 8500.000 SH SOLE 8500.000 Berkshire Hathaway Inc. 1/100t 251 200.000 SH SOLE 200.000 Bristol-Myers Squibb Co. 110122108 681 25776.000SH SOLE 25776.000 CBS Corp Cl B New 124857202 289 11525.000SH SOLE 11525.000 CVS Caremark Corp 126650100 338 9850.000 SH SOLE 9850.000 Chevron Corp 166764100 536 4989.000 SH SOLE 4989.000 Citigroup Inc 172967101 1671 378136.000SH SOLE 378136.000 Comcast Corp New Cl A 20030N101 1091 44152.000SH SOLE 44152.000 ConocoPhillips 20825C104 1171 14660.000SH SOLE 14660.000 Costco Wholesale Corp New 22160K105 887 12091.000SH SOLE 12091.000 Discovery Communications Ser A 25470F104 323 8102.000 SH SOLE 8102.000 Discovery Communications Ser C 25470F302 287 8153.000 SH SOLE 8153.000 EMC Corp. 268648102 1100 41397.000SH SOLE 41397.000 Energy Select Sector SPDR 81369Y506 301 3777.000 SH SOLE 3777.000 Exxon Mobil Corp 30231G102 776 9222.000 SH SOLE 9222.000 FedEx Corp. 31428X106 1101 11772.000SH SOLE 11772.000 Financial Select Sector SPDR 81369Y605 185 11283.000SH SOLE 11283.000 General Electric Company 369604103 2776 138445.000SH SOLE 138445.000 Goldman Sachs Group Inc 38141G104 302 1903.000 SH SOLE 1903.000 Hewlett-Packard Company 428236103 1613 39380.000SH SOLE 39380.000 Home Depot Inc 437076102 1237 33387.000SH SOLE 33387.000 Intel Corp 458140100 1448 71745.200SH SOLE 71745.200 JPMorgan Chase & Co 46625H100 1353 29342.000SH SOLE 29342.000 Lowe's Companies, Inc. 548661107 313 11860.000SH SOLE 11860.000 Marsh & McLennan Companies, In 571748102 303 10150.000SH SOLE 10150.000 Merck & Co Inc New 58933Y105 396 11998.000SH SOLE 11998.000 Motorola Solutions Inc. 303 6791.001 SH SOLE 6791.001 PNC Financial Services Group, 693475105 239 3800.000 SH SOLE 3800.000 Pfizer, Inc. 717081103 1823 89761.000SH SOLE 89761.000 Procter & Gamble 742718109 1034 16789.000SH SOLE 16789.000 SPDR KBW Bank ETF 78464A797 3340 129350.000SH SOLE 129350.000 Sears Holdings Corp 812350106 245 2968.000 SH SOLE 2968.000 Sprint Nextel Corp 852061100 90 19384.000SH SOLE 19384.000 State Street Corp 857477103 279 6214.000 SH SOLE 6214.000 The Walt Disney Co. 254687106 840 19495.000SH SOLE 19495.000 Thermo Fisher Scientific 883556102 207 3735.000 SH SOLE 3735.000 Time Warner, Inc. New 887317303 1195 33477.001SH SOLE 33477.001 UnitedHealth Group, Inc. 91324P102 1897 41980.000SH SOLE 41980.000 Vanguard MegaCap 300 Value Ind 921910840 874 21250.000SH SOLE 21250.000 Vanguard Value ETF 922908744 298 5250.000 SH SOLE 5250.000 Verizon Communications 92343V104 618 16026.000SH SOLE 16026.000 Viacom Inc Cl B New 92553P201 677 14557.000SH SOLE 14557.000 Wal-Mart Stores Inc 931142103 364 6989.000 SH SOLE 6989.000 Wells Fargo & Co New 949746101 1075 33896.000SH SOLE 33896.000 Yahoo! Inc. 984332106 380 22790.000SH SOLE 22790.000 eBay, Inc. 278642103 982 31625.000SH SOLE 31625.000 iShares MSCI North America ETF zzc2deh71 598 22400.000SH SOLE 22400.000 iShares Russell 1000 Value Ind 464287598 461 6710.000 SH SOLE 6710.000 Pioneer North American Basic V COM l7599v175 287 215.860 SH SOLE 215.860 First Trust ISE-Revere Natural 33734j102 416 17800.000SH SOLE 17800.000 PowerShares Water Resources 73935X575 319 15700.000SH SOLE 15700.000 iShares Russell Midcap Growth 464287481 426 7000.000 SH SOLE 7000.000 Champlain MidCap ADV COM 00764q744 132 10991.374SH SOLE 10991.374 FBR Focus I COM 30246j679 1713 33786.589SH SOLE 33786.589 Vanguard US Opportunities Fund COM 2408 8351.540 SH SOLE 8351.540 Blackstone Group LP 09253U108 1412 78950.000SH SOLE 78950.000 Expedia Inc 30212P105 282 12450.000SH SOLE 12450.000 Humana Inc 444859102 246 3516.000 SH SOLE 3516.000 Legg Mason Inc 524901105 260 7210.000 SH SOLE 7210.000 Liberty Media Corp (Interactiv 53071M104 183 11432.000SH SOLE 11432.000 iShares DJ US Home Constructio 464288752 2102 158650.000SH SOLE 158650.000 iShares Russell Midcap Value I 464287473 494 10250.000SH SOLE 10250.000 Avis Budget Group Inc 053774105 214 11950.000SH SOLE 11950.000 Level 3 Communications 52729N100 96 65500.000SH SOLE 65500.000 Royce Micro-Cap Trust 780915104 155 15126.294SH SOLE 15126.294 Royce Value Trust Inc 780910105 329 21409.000SH SOLE 21409.000 Scout Small Cap Fd COM 81063U305 190 11110.067SH SOLE 11110.067 Ampal-American Israel Corp Cl 032015109 35 20000.000SH SOLE 20000.000 Colonial Bankgroup Inc. 195493309 0 906250.000SH SOLE 906250.000 International Bancshares Corp. 459044103 13767 750649.000SH SOLE 750649.000 SPDR KBW Regional Banking ETF 78464A698 1221 45850.000SH SOLE 45850.000 United Panam Financial Corp. 911301109 348 49552.000SH SOLE 49552.000 Vishay Intertechnology 928298108 584 32925.000SH SOLE 32925.000 Alcatel-Lucent (ADR) 013904305 156 26853.000SH SOLE 26853.000 Banco Santander, S.A. (ADR) 05964H105 263 22452.000SH SOLE 22452.000 Covidien Plc F g2554f113 548 10543.000SH SOLE 10543.000 Diageo Plc New (ADR) 25243Q205 227 2975.000 SH SOLE 2975.000 GlaxoSmithKline Plc (ADR) 37733W105 563 14669.000SH SOLE 14669.000 Honda Motor Co Ltd (ADR) 438128308 256 6818.000 SH SOLE 6818.000 Koninklijke Philips Electronic 500472303 717 22278.000SH SOLE 22278.000 Nestle SA Registered Ser B (AD 641069406 305 5294.000 SH SOLE 5294.000 Nokia Corp (ADR) 654902204 273 32048.000SH SOLE 32048.000 Novartis AG (ADR) 66987V109 316 5817.987 SH SOLE 5817.987 Philip Morris International In 718172109 389 5925.000 SH SOLE 5925.000 PowerShares Listed Private Equ 73935x195 249 21500.000SH SOLE 21500.000 SAP AG (ADR) 803054204 468 7634.000 SH SOLE 7634.000 Sanofi Aventis (ADR) 80105N105 215 6100.000 SH SOLE 6100.000 Schlumberger Ltd F 806857108 386 4143.000 SH SOLE 4143.000 Sony Corp. (ADR) 835699307 485 15245.000SH SOLE 15245.000 Swiss Helvetia Fund 870875101 148 10728.000SH SOLE 10728.000 TE Connectivity Ltd. F h84989104 733 21044.000SH SOLE 21044.000 Telefonica SA ADR 879382208 307 12165.000SH SOLE 12165.000 Teva Pharmaceutical Industries 881624209 1183 23573.000SH SOLE 23573.000 Toyota Motor Corp. (ADR) 892331307 244 3045.000 SH SOLE 3045.000 Tyco International Ltd. New F H89128104 765 17082.000SH SOLE 17082.000 UBS AG New F H89231338 556 30820.000SH SOLE 30820.000 Vanguard FTSE All World Ex-US 922042775 2034 41250.000SH SOLE 41250.000 WPP Plc (ADR) 92933H101 246 3991.000 SH SOLE 3991.000 iShares MSCI Japan Index ETF 464286848 1191 115502.859SH SOLE 115502.859 iShares MSCI World ETF g4953v103 241 8500.000 SH SOLE 8500.000 iShares MSCI World ETF 563 19800.000SH SOLE 19800.000 iShares S&P Listed Private Equ 197 12500.000SH SOLE 12500.000 Dreyfus Global Institutional F COM 86271f818 241 17173.204SH SOLE 17173.204 Dreyfus International Stock I COM 86271f768 10219 732002.871SH SOLE 732002.871 Evermore Global Value I COM 300397122 1704 148456.488SH SOLE 148456.488 Japan Smaller Capitalization F COM 47109U104 110 12061.000SH SOLE 12061.000 Oakmark Global Select Fund COM 413838822 8201 704591.025SH SOLE 704591.025 PIMCO EQS Pathfinder Instituti COM 72201t102 3654 346058.331SH SOLE 346058.331 PIMCO EqS Pathfinder Fund - Ac COM 1085 94675.557SH SOLE 94675.557 PIMCO GIS -Eqs. Pathfinder @Pi COM 608 53097.346SH SOLE 53097.346 Scout International COM 81063u503 7481 224178.883SH SOLE 224178.883 Third Avenue International Val COM 451 14701.091SH SOLE 14701.091 Third Avenue Value Fund Cl A1 COM 481 14097.177SH SOLE 14097.177 Vanguard European Stock Index COM 645 37981.870SH SOLE 37981.870 Vanguard Global Stock Index Fu COM 2331 151644.110SH SOLE 151644.110 Vanguard Japan Stock Index Fun COM 576 4047.020 SH SOLE 4047.020 Alfa S.A.B. de C.V. p0156p117 7734 594345.000SH SOLE 594345.000 Cemex S.A.B. de C.V. (ADR) 151290889 125 13989.040SH SOLE 13989.040 China Mobile Reg. Sh. 16941M109 383 8285.000 SH SOLE 8285.000 Grupo Financiero Bancrecer S.A P4949V134 0 20368.000SH SOLE 20368.000 Vale S.A. American Depositary 91912e105 210 6300.000 SH SOLE 6300.000 Vanguard Emerging Markets ETF 922042858 866 17693.000SH SOLE 17693.000 Wal-Mart de Mexico (ADR) 93114W107 212 7076.000 SH SOLE 7076.000 iShares FTSE/Xinhua China 25 I 464287184 545 12140.000SH SOLE 12140.000 iShares MSCI AC Asia Ex-Japan 464288182 473 7510.000 SH SOLE 7510.000 iShares MSCI AC Far East Ex-Ja zzz9995b1 332 7000.000 SH SOLE 7000.000 iShares MSCI Emerging Markets 464287234 272 5587.000 SH SOLE 5587.000 iShares MSCI Emerging Markets 226 4900.000 SH SOLE 4900.000 Host Hotels & Resorts, Inc. 44107P104 791 44928.000SH SOLE 44928.000 Ishares II PLC Shares FTSE Dev 344 17000.000SH SOLE 17000.000 SPDR DJ International Real Est 78463X863 232 5950.000 SH SOLE 5950.000 Vanguard REIT ETF 922908553 332 5670.000 SH SOLE 5670.000 DFA Global Real Estate Securit COM 23320G554 1348 160819.583SH SOLE 160819.583 Third Avenue Real Estate Value COM 488 13245.727SH SOLE 13245.727 Anglo American New Ord F South 1172604 522 10032.000SH SOLE 10032.000 Augusta Resource Corporation 050912203 1007 196200.000SH SOLE 196200.000 Newmont Mining Corp 651639106 579 10600.349SH SOLE 10600.349 Potash Corporation of Saskatch 73755L107 327 5550.000 SH SOLE 5550.000 PIMCO Commodities Plus Strateg COM 850 72187.112SH SOLE 72187.112 PIMCO Commodities Plus Strateg COM 4117 342227.856SH SOLE 342227.856 PIMCO Commodity Real Return In COM 722005667 329 33992.141SH SOLE 33992.141 Advisors Disciplined Trust Uni 00767P677 63 10227.000SH SOLE 10227.000