0001209191-14-066294.txt : 20141104 0001209191-14-066294.hdr.sgml : 20141104 20141104171746 ACCESSION NUMBER: 0001209191-14-066294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141101 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEXTON O GRIFFITH CENTRAL INDEX KEY: 0001338580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 141194175 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY STREET 2: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-01 1 0000895421 MORGAN STANLEY MS 0001338580 SEXTON O GRIFFITH C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 1 0 0 0 Common Stock 2014-11-01 4 A 0 1214.039 35.0071 A 744175.56 D Common Stock 2014-11-01 4 D 0 4122.128 0.00 D 740053.432 D Reflects stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service from the 2014 annual meeting of shareholders through the reporting person's retirement from the Morgan Stanley Board of Directors, effective November 1, 2014. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Reflects the cancellation of unvested restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in connection with the reporting person's retirement from the Morgan Stanley Board of Directors. /s/ Martin M. Cohen, Attorney-in-Fact 2014-11-04