0001127602-11-010643.txt : 20110317 0001127602-11-010643.hdr.sgml : 20110317 20110317184044 ACCESSION NUMBER: 0001127602-11-010643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110315 FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST SOLAR, INC. CENTRAL INDEX KEY: 0001274494 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204623678 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 WEST WASHINGTON STREET STREET 2: SUITE 600 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: (602) 414-9300 MAIL ADDRESS: STREET 1: 350 WEST WASHINGTON STREET STREET 2: SUITE 600 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SOLAR HOLDINGS LLC DATE OF NAME CHANGE: 20031229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Estate of John T. Walton CENTRAL INDEX KEY: 0001338099 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33156 FILM NUMBER: 11696261 BUSINESS ADDRESS: STREET 1: P.O. BOX 1860 CITY: BENTONVILLE STATE: AR ZIP: 72712 BUSINESS PHONE: (479) 464-1500 MAIL ADDRESS: STREET 1: P.O. BOX 1860 CITY: BENTONVILLE STATE: AR ZIP: 72712 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-03-15 0001274494 FIRST SOLAR, INC. FSLR 0001338099 Estate of John T. Walton P.O. BOX 1860 BENTONVILLE AR 72712 1 Common Stock 2011-03-15 4 S 0 20355 151.19 D 15246150 D Common Stock 2011-03-15 4 S 0 112225 152.44 D 15133925 D Common Stock 2011-03-15 4 S 0 17420 153.09 D 15116505 D Common Stock 2011-03-16 4 S 0 51940 153.76 D 15064565 D Common Stock 2011-03-16 4 S 0 44814 154.55 D 15019751 D Common Stock 2011-03-16 4 S 0 21083 155.48 D 14998668 D Common Stock 2011-03-16 4 S 0 21638 156.97 D 14977030 D Common Stock 2011-03-16 4 S 0 9875 157.80 D 14967155 D Common Stock 2011-03-16 4 S 0 650 158.49 D 14966505 D Common Stock 2011-03-17 4 S 0 17382 153.36 D 14949123 D Common Stock 2011-03-17 4 S 0 51057 154.24 D 14898066 D Common Stock 2011-03-17 4 S 0 14808 155.56 D 14883258 D Common Stock 2011-03-17 4 S 0 12103 156.62 D 14871155 D Common Stock 2011-03-17 4 S 0 15000 157.72 D 14856155 D Common Stock 2011-03-17 4 S 0 250 158.50 D 14855905 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. This transaction was executed in multiple trades at prices ranging from $150.88 to $151.38. The price reported above reflects the weighted average sale price for the transactions reported on this line. This transaction was executed in multiple trades at prices ranging from $151.93 to $152.92. The price reported above reflects the weighted average sale price for the transactions reported on this line. This transaction was executed in multiple trades at prices ranging from $152.93 to $153.48. The price reported above reflects the weighted average sale price for the transactions reported on this line. A total of 150,000 shares were sold on this date in multiple transactions at prices ranging from $150.88 to $153.48, with a total weighted average sale price of $152.34. The reporting person undertakes to provide upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $153.20 to $154.19. The price reported above reflects the weighted average sale price for the transactions reported on this line. This transaction was executed in multiple trades at prices ranging from $154.21 to $155.20. The price reported above reflects the weighted average sale price for the transactions reported on this line. This transaction was executed in multiple trades at prices ranging from $155.22 to $156.20. The price reported above reflects the weighted average sale price for the transactions reported on this line. This transaction was executed in multiple trades at prices ranging from $156.46 to $157.45. The price reported above reflects the weighted average sale price for the transactions reported on this line. This transaction was executed in multiple trades at prices ranging from $157.46 to $158.32. The price reported above reflects the weighted average sale price for the transactions reported on this line. A total of 150,000 shares were sold on this date in multiple transactions at prices ranging from $153.20 to $158.49, with a total weighted average sale price of $154.99. The reporting person undertakes to provide upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $152.88 to $153.87. The price reported above reflects the weighted average sale price for the transactions reported on this line. This transaction was executed in multiple trades at prices ranging from $153.91 to $154.79. The price reported above reflects the weighted average sale price for the transactions reported on this line. This transaction was executed in multiple trades at prices ranging from $155.16 to $156.15. The price reported above reflects the weighted average sale price for the transactions reported on this line. This transaction was executed in multiple trades at prices ranging from $156.20 to $157.12. The price reported above reflects the weighted average sale price for the transactions reported on this line. This transaction was executed in multiple trades at prices ranging from $157.21 to $158.08. The price reported above reflects the weighted average sale price for the transactions reported on this line. A total of 110,600 shares were sold on this date in multiple transactions at prices ranging from $152.88 to $158.50, with a total weighted average sale price of $155.02. The reporting person undertakes to provide upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Richard Mittermaier, Attorney-in-fact 2011-03-17