0001628280-20-000350.txt : 20200115 0001628280-20-000350.hdr.sgml : 20200115 20200115162830 ACCESSION NUMBER: 0001628280-20-000350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200113 FILED AS OF DATE: 20200115 DATE AS OF CHANGE: 20200115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grinis Scott D CENTRAL INDEX KEY: 0001497442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 20528540 MAIL ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 306 CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 wf-form4_157912369265379.xml FORM 4 X0306 4 2020-01-13 0 0001337619 ENVESTNET, INC. ENV 0001497442 Grinis Scott D 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 Chief Technology Officer Common Stock 2020-01-13 4 S 0 29199 73.61 D 96291 D Common Stock 2020-01-13 4 S 0 801 74.02 D 95490 D The sale was pursuant to a Rule 10b5-1 plan. The Common Shares reported herein as being sold were sold at a range of between $72.92 and $73.91 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. The Common Shares reported herein as being sold were sold at a range of between $73.95 and $74.13 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. /s/ Shelly O'Brien, by Power-of-Attorney for Scott D. Grinis 2020-01-15