0001209191-12-046843.txt : 20120927
0001209191-12-046843.hdr.sgml : 20120927
20120927181621
ACCESSION NUMBER: 0001209191-12-046843
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120925
FILED AS OF DATE: 20120927
DATE AS OF CHANGE: 20120927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson James
CENTRAL INDEX KEY: 0001497552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 121114132
MAIL ADDRESS:
STREET 1: 225 WEST WASHINGTON
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
4
1
c30029_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2012-09-25
0001337619
ENVESTNET, INC.
ENV
0001497552
Johnson James
35 E. WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
1
0
0
0
Director
Common Stock
1774
D
Common Stock
2012-09-25
4
S
0
4861
12.05
D
669354
I
By Apex Investment Fund IV L.P
Common Stock
2012-09-25
4
S
0
3095
12.05
D
426439
I
By Apex Investment Fund V
Common Stock
2012-09-25
4
S
0
144
12.05
D
19814
I
By Apex Strategic Partners IV L.P.
Sale pursuant to a 10b5-1 Plan.
Average share sales price.
Mr. Johnson is a Managing Member of Apex Management IV, LLC, which is the sole general partner of Apex Investment Fund IV, L.P. and the Manager of Apex Strategic Partners IV, LLC. Mr. Johnson is also a Member of Apex Management V, LLC, the sole general partner of Apex Investment Fund V, L.P. Mr. Johnson shares voting and dispositive power over the securities held by these funds. Mr. Johnson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
/s/ Shelly O'Brien by power of attorney for James Johnson
2012-09-27