0001104659-14-084477.txt : 20141202
0001104659-14-084477.hdr.sgml : 20141202
20141202180013
ACCESSION NUMBER: 0001104659-14-084477
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141201
FILED AS OF DATE: 20141202
DATE AS OF CHANGE: 20141202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bergman Judson
CENTRAL INDEX KEY: 0001497462
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 141261697
MAIL ADDRESS:
STREET 1: 35 E. WACKER DRIVE
STREET 2: SUITE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
4
1
a4.xml
4
X0306
4
2014-12-01
0
0001337619
ENVESTNET, INC.
ENV
0001497462
Bergman Judson
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
1
1
0
0
Chief Executive Officer
Common Stock
2014-12-01
4
M
0
45000
7.50
A
45000
D
Common Stock
2014-12-01
4
S
0
45000
49.86
D
0
D
Common Stock
590437
D
Employee Stock Option (Right to Buy) (1)
7.50
2014-12-01
4
M
0
45000
0
D
2015-11-14
Common Stock
45000
45000
D
A total of 170,000 options with an exercise price of $7.50 were granted on 11/14/2005, all of which are vested and exercisable.
Option exercise and sale pursuant to a 10b5-1 Plan.
/s/ Shelly O'Brien, by power of attorney for Judson Bergman
2014-12-02