0001062993-21-009109.txt : 20211001 0001062993-21-009109.hdr.sgml : 20211001 20211001205938 ACCESSION NUMBER: 0001062993-21-009109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210929 FILED AS OF DATE: 20211001 DATE AS OF CHANGE: 20211001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cutler Joel E CENTRAL INDEX KEY: 0001337122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40825 FILM NUMBER: 211300745 MAIL ADDRESS: STREET 1: C/O GENERAL CATALYST PARTNERS STREET 2: 20 UNIVERSITY ROAD, SUITE 450 CITY: CAMBRIDGE STATE: MA ZIP: 02138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Warby Parker Inc. CENTRAL INDEX KEY: 0001504776 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 800423634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SPRING STREET STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: (646) 847-7215 MAIL ADDRESS: STREET 1: 233 SPRING STREET STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: JAND, Inc. DATE OF NAME CHANGE: 20101102 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-09-29 0001504776 Warby Parker Inc. WRBY 0001337122 Cutler Joel E 20 UNIVERSITY ROAD, 4TH FLOOR CAMBRIDGE MA 02138 1 0 1 0 Class A Common Stock 2021-09-29 4 S 0 158147 53.9198 D 1437063 I Directly held by General Catalyst Group V, L.P. Class A Common Stock 2021-09-29 4 S 0 1403 54.3721 D 1435660 I Directly held by General Catalyst Group V, L.P. Class A Common Stock 2021-09-29 4 S 0 801628 53.9198 D 7286374 I Directly held by General Catalyst Group V Supplemental, L.P. Class A Common Stock 2021-09-29 4 S 0 7113 54.3721 D 7279261 I Directly held by General Catalyst Group V Supplemental, L.P. Class A Common Stock 2021-09-29 4 S 0 20047 53.9198 D 182079 I Directly held by GC Entrepreneurs Fund V, L.P. Class A Common Stock 2021-09-29 4 S 0 178 54.3721 D 181901 I Directly held by GC Entrepreneurs Fund V, L.P. Class A Common Stock 2021-09-29 4 S 0 206780 53.9198 D 726391 I Directly held by GC Venture V, LLC Class A Common Stock 2021-09-29 4 S 0 1835 54.3721 D 724556 I Directly held by GC Venture V, LLC Class A Common Stock 2021-09-29 4 S 0 50860 53.9198 D 462223 I Directly held by GC Venture V-B, LLC Class A Common Stock 2021-09-29 4 S 0 451 54.3721 D 461772 I Directly held by GC Venture V-B, LLC Class A Common Stock 2021-09-30 4 S 0 276844 52.4515 D 447712 I Directly held by GC Venture V, LLC Class A Common Stock 2021-09-30 4 S 0 162756 53.4721 D 284956 I Directly held by GC Venture V, LLC Class A Common Stock 2021-09-30 4 S 0 5400 54.0746 D 279556 I Directly held by GC Venture V, LLC The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes (3) through (7) of this Form 4. General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.05 to $53.04, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $54.04, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.05 to $54.11, inclusive. /s/ Christopher McCain, Attorney-in-Fact for Joel Cutler 2021-10-01