0001628280-23-030017.txt : 20230818 0001628280-23-030017.hdr.sgml : 20230818 20230818181144 ACCESSION NUMBER: 0001628280-23-030017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230816 FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malhotra R. Rimmy CENTRAL INDEX KEY: 0001442755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35020 FILM NUMBER: 231186915 MAIL ADDRESS: STREET 1: C/O COMMAND CENTER, INC. STREET 2: 3609 S WADSWORTH BLVD., SUITE 250 CITY: LAKEWOOD STATE: CO ZIP: 80235 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: InfuSystem Holdings, Inc CENTRAL INDEX KEY: 0001337013 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203341405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3851 WEST HAMLIN ROAD CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 BUSINESS PHONE: (248) 291-1210 MAIL ADDRESS: STREET 1: 3851 WEST HAMLIN ROAD CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 FORMER COMPANY: FORMER CONFORMED NAME: HAPC, Inc. DATE OF NAME CHANGE: 20060425 FORMER COMPANY: FORMER CONFORMED NAME: Healthcare Acquisition Partners Corp. DATE OF NAME CHANGE: 20050824 4 1 wf-form4_169239669161317.xml FORM 4 X0508 4 2023-08-16 0 0001337013 InfuSystem Holdings, Inc INFU 0001442755 Malhotra R. Rimmy C/O INFUSYSTEM HOLDINGS, INC. 3851 WEST HAMLIN ROAD ROCHESTER HILLS MI 48309 1 0 0 0 0 Common Stock 2023-08-16 4 S 0 10000 10.7321 D 160416 I See FN Common Stock 2023-08-17 4 S 0 15560 10.6137 D 144856 I See FN Common Stock 2023-08-18 4 S 0 19856 10.6563 D 125000 I See FN Common Stock 23225 D The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Kevin Whitman, Attorney-in-Fact for R. Rimmy Malhotra 2023-08-18