0001047469-13-001103.txt : 20130214 0001047469-13-001103.hdr.sgml : 20130214 20130214143513 ACCESSION NUMBER: 0001047469-13-001103 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trigran Investments, Inc. CENTRAL INDEX KEY: 0001336800 IRS NUMBER: 363825728 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11692 FILM NUMBER: 13612092 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8476561640 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 a2212812z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Trigran Investments, Inc. ------------------------------- Address: 630 Dundee Road, Suite 230 ------------------------------- Northbrook, IL 60062 ------------------------------- Form 13F File Number: 028-11692 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence A. Oberman ------------------------------- Title: Executive Vice President ------------------------------- Phone: (847) 656-1640 ------------------------------- Signature, Place, and Date of Signing: s/ Lawrence A. Oberman Northbrook, IL 2/14/2013 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 43 -------------------- Form 13F Information Table Value Total: 193,847 -------------------- (thousands) List of Other Included Managers: NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ------ ACCELRYS INC COM 00430U103 21,148 2,336,776 SH SOLE 2,336,776 0 0 ACCELRYS INC COM 00430U103 747 82,542 SH OTHER 82,542 0 0 ANGIODYNAMICS INC COM 03475V101 9,876 898,666 SH SOLE 898,666 0 0 ANGIODYNAMICS INC COM 03475V101 329 29,906 SH OTHER 29,906 0 0 BALCHEM CORP COM 057665200 6,413 175,934 SH SOLE 175,934 0 0 BALCHEM CORP COM 057665200 182 4,990 SH OTHER 4,990 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4,994 55,675 SH SOLE 55,675 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 180 2,005 SH OTHER 2,005 0 0 CALLIDUS SOFTWARE INC COM 13123E500 6,442 1,418,862 SH SOLE 1,418,862 0 0 CALLIDUS SOFTWARE INC COM 13123E500 187 41,175 SH OTHER 41,175 0 0 CARDIONET INC COM 14159L103 5,454 2,392,063 SH SOLE 2,392,063 0 0 CARDIONET INC COM 14159L103 221 96,850 SH OTHER 96,850 0 0 DTS INC COM 23335C101 13,300 796,405 SH SOLE 796,405 0 0 DTS INC COM 23335C101 390 23,339 SH OTHER 23,339 0 0 DIGITALGLOBE INC COM NEW 25389M877 14,707 601,743 SH SOLE 601,743 0 0 DIGITALGLOBE INC COM NEW 25389M877 463 18,945 SH OTHER 18,945 0 0 FLOTEK INDS INC DEL COM 343389102 6,492 532,157 SH SOLE 532,157 0 0 FLOTEK INDS INC DEL COM 343389102 183 15,000 SH OTHER 15,000 0 0 GEOSPACE TECHNOLOGIES CORP COM 37364X109 3,831 43,110 SH SOLE 43,110 0 0 GEOSPACE TECHNOLOGIES CORP COM 37364X109 113 1,275 SH OTHER 1,275 0 0 KMG CHEMICALS INC COM 482564101 10,040 571,423 SH SOLE 571,423 0 0 KMG CHEMICALS INC COM 482564101 267 15,181 SH OTHER 15,181 0 0 MERCURY SYS INC COM 589378108 13,324 1,448,301 SH SOLE 1,448,301 0 0 MERCURY SYS INC COM 589378108 454 49,332 SH OTHER 49,332 0 0 MONOTYPE IMAGING HOLDINGS INC COM 61022P100 6,113 382,567 SH SOLE 382,567 0 0 MONOTYPE IMAGING HOLDINGS INC COM 61022P100 223 13,950 SH OTHER 13,950 0 0 NVE CORP COM NEW 629445206 20,031 360,991 SH SOLE 360,991 0 0 NVE CORP COM NEW 629445206 674 12,150 SH OTHER 12,150 0 0 PURECYCLE CORP COM NEW 746228303 6,236 2,203,636 SH SOLE 2,203,636 0 0 PURECYCLE CORP COM NEW 746228303 188 66,341 SH OTHER 66,341 0 0 RENTRAK CORP COM 760174102 1,771 90,846 SH SOLE 90,846 0 0 RENTRAK CORP COM 760174102 46 2,375 SH OTHER 2,375 0 0 REPLIGEN CORP COM 759916109 1,721 273,991 SH SOLE 273,991 0 0 REPLIGEN CORP COM 759916109 58 9,193 SH OTHER 9,193 0 0 SCIENTIFIC LEARNING CORP COM 808760102 3,234 5,132,555 SH SOLE 5,132,555 0 0 SCIENTIFIC LEARNING CORP RESTRICTED 808760102 437 693,640 SH SOLE 693,640 0 0 SCIENTIFIC LEARNING CORP COM 808760102 29 46,355 SH OTHER 46,355 0 0 SURMODICS INC COM 868873100 10,125 452,804 SH SOLE 452,804 0 0 SURMODICS INC COM 868873100 422 18,879 SH OTHER 18,879 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 15,003 912,032 SH SOLE 912,032 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 511 31,075 SH OTHER 31,075 0 0 WEBSENSE INC COM 947684106 7,073 470,266 SH SOLE 470,266 0 0 WEBSENSE INC COM 947684106 215 14,325 SH OTHER 14,325 0 0