0001047469-12-010566.txt : 20121114 0001047469-12-010566.hdr.sgml : 20121114 20121114153705 ACCESSION NUMBER: 0001047469-12-010566 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trigran Investments, Inc. CENTRAL INDEX KEY: 0001336800 IRS NUMBER: 363825728 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11692 FILM NUMBER: 121204067 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8476561640 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 a2211817z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Trigran Investments, Inc. ------------------------------- Address: 630 Dundee Road, Suite 230 ------------------------------- Northbrook, IL 60062 ------------------------------- Form 13F File Number: 028-11692 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence A. Oberman ------------------------------- Title: Executive Vice President ------------------------------- Phone: (847) 656-1640 ------------------------------- Signature, Place, and Date of Signing: s/ Lawrence A. Oberman Northbrook, IL 11/14/2012 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 41 -------------------- Form 13F Information Table Value Total: 193,606 -------------------- (thousands) List of Other Included Managers: NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- ACCELRYS INC COM 00430U103 21,715 2,507,459 SH SOLE 2,507,459 0 0 ACCELRYS INC COM 00430U103 746 86,167 SH OTHER 86,167 0 0 ANGIODYNAMICS INC COM 03475V101 12,092 991,183 SH SOLE 991,183 0 0 ANGIODYNAMICS INC COM 03475V101 394 32,256 SH OTHER 32,256 0 0 BALCHEM CORP COM 057665200 6,462 175,934 SH SOLE 175,934 0 0 BALCHEM CORP COM 057665200 183 4,990 SH OTHER 4,990 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4,910 55,675 SH SOLE 55,675 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 177 2,005 SH OTHER 2,005 0 0 CALLIDUS SOFTWARE INC COM 13123E500 7,536 1,528,694 SH SOLE 1,528,694 0 0 CALLIDUS SOFTWARE INC COM 13123E500 213 43,225 SH OTHER 43,225 0 0 CARDIONET INC COM 14159L103 5,539 2,198,102 SH SOLE 2,198,102 0 0 CARDIONET INC COM 14159L103 236 93,800 SH OTHER 93,800 0 0 DTS INC COM 23335C101 11,721 503,041 SH SOLE 503,041 0 0 DTS INC COM 23335C101 359 15,389 SH OTHER 15,389 0 0 DIGITALGLOBE INC COM NEW 25389M877 13,684 671,093 SH SOLE 671,093 0 0 DIGITALGLOBE INC COM NEW 25389M877 459 22,495 SH OTHER 22,495 0 0 FLOTEK INDS INC DEL COM 343389102 6,655 525,284 SH SOLE 525,284 0 0 FLOTEK INDS INC DEL COM 343389102 182 14,400 SH OTHER 14,400 0 0 KMG CHEMICALS INC COM 482564101 10,571 571,423 SH SOLE 571,423 0 0 KMG CHEMICALS INC COM 482564101 281 15,181 SH OTHER 15,181 0 0 MERCURY COMPUTER SYS COM 589378108 13,079 1,231,546 SH SOLE 1,231,546 0 0 MERCURY COMPUTER SYS COM 589378108 420 39,582 SH OTHER 39,582 0 0 MONOTYPE IMAGING HOLDINGS INC COM 61022P100 3,087 197,988 SH SOLE 197,988 0 0 MONOTYPE IMAGING HOLDINGS INC COM 61022P100 87 5,550 SH OTHER 5,550 0 0 NVE CORP COM NEW 629445206 21,182 357,865 SH SOLE 357,865 0 0 NVE CORP COM NEW 629445206 725 12,250 SH OTHER 12,250 0 0 OYO GEOSPACE CORP COM 671074102 4,169 34,055 SH SOLE 34,055 0 0 OYO GEOSPACE CORP COM 671074102 132 1,075 SH OTHER 1,075 0 0 PURECYCLE CORP COM NEW 746228303 4,899 2,139,346 SH SOLE 2,139,346 0 0 PURECYCLE CORP COM NEW 746228303 156 68,133 SH OTHER 68,133 0 0 REPLIGEN CORP COM 759916109 1,633 273,991 SH SOLE 273,991 0 0 REPLIGEN CORP COM 759916109 55 9,193 SH OTHER 9,193 0 0 SCIENTIFIC LEARNING CORP COM 808760102 5,287 5,132,555 SH SOLE 5,132,555 0 0 SCIENTIFIC LEARNING CORP RESTRICTED 808760102 714 693,640 SH SOLE 693,640 0 0 SCIENTIFIC LEARNING CORP COM 808760102 48 46,355 SH OTHER 46,355 0 0 SURMODICS INC COM 868873100 9,533 471,454 SH SOLE 471,454 0 0 SURMODICS INC COM 868873100 422 20,891 SH OTHER 20,891 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 12,766 933,167 SH SOLE 933,167 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 408 29,825 SH OTHER 29,825 0 0 WEBSENSE INC COM 947684106 10,343 660,906 SH SOLE 660,906 0 0 WEBSENSE INC COM 947684106 346 22,125 SH OTHER 22,125 0 0