0001144204-13-065302.txt : 20131203 0001144204-13-065302.hdr.sgml : 20131203 20131203160536 ACCESSION NUMBER: 0001144204-13-065302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131201 FILED AS OF DATE: 20131203 DATE AS OF CHANGE: 20131203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROFLEX HOLDING CORP. CENTRAL INDEX KEY: 0001487990 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 010899019 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 35 SOUTH SERVICE ROAD STREET 2: P.O. BOX 6022 CITY: PLAINVIEW STATE: NY ZIP: 11803 BUSINESS PHONE: 516 694 6700 MAIL ADDRESS: STREET 1: 35 SOUTH SERVICE ROAD STREET 2: P.O. BOX 6022 CITY: PLAINVIEW STATE: NY ZIP: 11803 FORMER COMPANY: FORMER CONFORMED NAME: AX HOLDING CORP. DATE OF NAME CHANGE: 20100325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buyko John CENTRAL INDEX KEY: 0001336794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34974 FILM NUMBER: 131254492 MAIL ADDRESS: STREET 1: C/O AEROFLEX INCORPORATED STREET 2: 35 SOUTH SERVICE ROAD, P.O. BOX 6022 CITY: PLAINVIEW, STATE: NY ZIP: 11803 4 1 v362097_4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-01 0 0001487990 AEROFLEX HOLDING CORP. ARX 0001336794 Buyko John C/O AEROFLEX INCORPORATED 35 SOUTH SERVICE ROAD PLAINVIEW NY 11803 1 1 0 0 Executive Vice President Common Stock, par value $.01 per share 2013-12-01 4 M 0 32032 0 A 32032 D Common Stock, par value $.01 per share 2013-12-01 4 F 0 11842 6.75 D 20190 D Common Stock, par value $.01 per share 1716873 I See Note Restricted Stock Units 2013-12-01 4 M 0 32032 0 D Common Stock 32032 64064 D Represents 32,032 shares acquired as a result of the vesting of restricted stock units awarded on December 21, 2012 and 11,842 shares withheld to satisfy Reporting Person's tax withholding obligation. These shares of Common Stock are held directly by VGG Holding LLC ("VGG") and are owned indirectly by the Reporting Person by virtue of the Reporting Person's Class A and Class B membership interests in VGG. Each restricted stock unit granted under the Issuer's 2011 Omnibus Incentive Plan represents a contingent right to receive one share of the Issuer's Common Stock. As previously reported, on December 21, 2012, Reporting Person was granted 96,096 restricted stock units ("RSUs") designated as "Time-Based Units," which vest to the extent of one-third of the RSUs on each of December 1, 2013 (as reflected in Table I above), December 1, 2014 and December 1, 2015, subject to the Reporting Person's continued employment in good standing with the Issuer. /s/ John Buyko 2013-12-03