0001144204-13-065302.txt : 20131203
0001144204-13-065302.hdr.sgml : 20131203
20131203160536
ACCESSION NUMBER: 0001144204-13-065302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131201
FILED AS OF DATE: 20131203
DATE AS OF CHANGE: 20131203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEROFLEX HOLDING CORP.
CENTRAL INDEX KEY: 0001487990
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 010899019
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 35 SOUTH SERVICE ROAD
STREET 2: P.O. BOX 6022
CITY: PLAINVIEW
STATE: NY
ZIP: 11803
BUSINESS PHONE: 516 694 6700
MAIL ADDRESS:
STREET 1: 35 SOUTH SERVICE ROAD
STREET 2: P.O. BOX 6022
CITY: PLAINVIEW
STATE: NY
ZIP: 11803
FORMER COMPANY:
FORMER CONFORMED NAME: AX HOLDING CORP.
DATE OF NAME CHANGE: 20100325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buyko John
CENTRAL INDEX KEY: 0001336794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34974
FILM NUMBER: 131254492
MAIL ADDRESS:
STREET 1: C/O AEROFLEX INCORPORATED
STREET 2: 35 SOUTH SERVICE ROAD, P.O. BOX 6022
CITY: PLAINVIEW,
STATE: NY
ZIP: 11803
4
1
v362097_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-12-01
0
0001487990
AEROFLEX HOLDING CORP.
ARX
0001336794
Buyko John
C/O AEROFLEX INCORPORATED
35 SOUTH SERVICE ROAD
PLAINVIEW
NY
11803
1
1
0
0
Executive Vice President
Common Stock, par value $.01 per share
2013-12-01
4
M
0
32032
0
A
32032
D
Common Stock, par value $.01 per share
2013-12-01
4
F
0
11842
6.75
D
20190
D
Common Stock, par value $.01 per share
1716873
I
See Note
Restricted Stock Units
2013-12-01
4
M
0
32032
0
D
Common Stock
32032
64064
D
Represents 32,032 shares acquired as a result of the vesting of restricted stock units awarded on December 21, 2012 and 11,842 shares withheld to satisfy Reporting Person's tax withholding obligation.
These shares of Common Stock are held directly by VGG Holding LLC ("VGG") and are owned indirectly by the Reporting Person by virtue of the Reporting Person's Class A and Class B membership interests in VGG.
Each restricted stock unit granted under the Issuer's 2011 Omnibus Incentive Plan represents a contingent right to receive one share of the Issuer's Common Stock.
As previously reported, on December 21, 2012, Reporting Person was granted 96,096 restricted stock units ("RSUs") designated as "Time-Based Units," which vest to the extent of one-third of the RSUs on each of December 1, 2013 (as reflected in Table I above), December 1, 2014 and December 1, 2015, subject to the Reporting Person's continued employment in good standing with the Issuer.
/s/ John Buyko
2013-12-03