0001209191-11-030659.txt : 20110524
0001209191-11-030659.hdr.sgml : 20110524
20110524153957
ACCESSION NUMBER: 0001209191-11-030659
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110520
FILED AS OF DATE: 20110524
DATE AS OF CHANGE: 20110524
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: J C PENNEY CO INC
CENTRAL INDEX KEY: 0001166126
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 260037077
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 6501 LEGACY DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024-3698
BUSINESS PHONE: 9722431100
FORMER COMPANY:
FORMER CONFORMED NAME: J C PENNEY HOLDINGS INC
DATE OF NAME CHANGE: 20020128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACKMAN WILLIAM A
CENTRAL INDEX KEY: 0001056513
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15274
FILM NUMBER: 11868015
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-813-3700
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pershing Square GP, LLC
CENTRAL INDEX KEY: 0001336476
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15274
FILM NUMBER: 11868016
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-813-3700
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PS Management GP, LLC
CENTRAL INDEX KEY: 0001336477
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15274
FILM NUMBER: 11868017
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-813-3700
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pershing Square Capital Management, L.P.
CENTRAL INDEX KEY: 0001336528
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15274
FILM NUMBER: 11868018
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-813-3700
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
c17798_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-05-20
0001166126
J C PENNEY CO INC
JCP
0001336528
Pershing Square Capital Management, L.P.
888 SEVENTH AVENUE
42ND FLOOR
NEW YORK
NY
10019
0
0
1
0
0001336477
PS Management GP, LLC
888 SEVENTH AVENUE
42ND FLOOR
NEW YORK
NY
10019
0
0
1
0
0001336476
Pershing Square GP, LLC
888 SEVENTH AVENUE
42ND FLOOR
NEW YORK
NY
10019
0
0
1
0
0001056513
ACKMAN WILLIAM A
888 SEVENTH AVENUE
42ND FLOOR
NEW YORK
NY
10019
1
0
1
0
Common Stock
2011-05-20
4
X
0
350000
23
A
35269071
I
See footnotes
Common Stock
2011-05-20
4
X
0
375000
24
A
35644071
I
See footnotes
Common Stock
2011-05-20
4
X
0
600000
25
A
36244071
I
See footnotes
Common Stock
2011-05-20
4
X
0
656400
26
A
36900471
I
See footnotes
Common Stock
2011-05-20
4
X
0
680100
27
A
37580571
I
See footnotes
Common Stock
2011-05-20
4
X
0
645000
28
A
38225571
I
See footnotes
Common Stock
2011-05-20
4
X
0
140000
29
A
38365571
I
See footnotes
Common Stock
2011-05-20
4
X
0
350000
30
A
38715571
I
See footnotes
Option to Purchase Common Stock
23
2011-05-20
4
X
0
350000
D
2011-05-21
Common Stock
350000
0
I
See footnotes
Option to Purchase Common Stock
24
2011-05-20
4
X
0
375000
D
2011-05-21
Common Stock
375000
0
I
See footnotes
Option to Purchase Common Stock
25
2011-05-20
4
X
0
600000
D
2011-05-21
Common Stock
600000
0
I
See footnotes
Option to Purchase Common Stock
26
2011-05-20
4
X
0
656400
D
2011-05-21
Common Stock
656400
0
I
See footnotes
Option to Purchase Common Stock
27
2011-05-20
4
X
0
680100
D
2011-05-21
Common Stock
680100
0
I
See footnotes
Option to Purchase Common Stock
28
2011-05-20
4
X
0
645000
D
2011-05-21
Common Stock
645000
0
I
See footnotes
Option to Purchase Common Stock
29
2011-05-20
4
X
0
140000
D
2011-05-21
Common Stock
140000
0
I
See footnotes
Option to Purchase Common Stock
30
2011-05-20
4
X
0
350000
D
2011-05-21
Common Stock
350000
0
I
See footnotes
In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square Capital"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), Pershing Square GP, LLC, a Delaware limited liability company ("Pershing Square GP"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square Capital and may be deemed to have a pecuniary interest in securities owned by it.
Pershing Square Capital advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II") and Pershing Square International, Ltd., a Cayman Islands exempted company (together with its wholly-owned subsidiary PSRH, Inc., a Cayman Islands exempted company, "Pershing Square International", together with PS and PS II, the "Pershing Square Funds").
Pershing Square Capital, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the securities set forth on Tables I and II hereof (the "Subject Securities") for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. As the general partner of Pershing Square Capital, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). As the general partner of PS and PS II, Pershing Square GP may be deemed to be the beneficial owner of the shares of Subject Securities owned by PS and PS II for purposes of Rule 16a-1(a). By virtue of William A. Ackman's position as Chief Executive Officer of Pershing Square Capital and managing member of each of PS Management and Pershing Square GP, William A. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a).
Each of the Reporting Persons disclaims any beneficial ownership of any of the securities listed in this Form 4, except to the extent of any pecuniary interest therein.
The options to purchase shares of common stock set forth on Table II do not give any of the Pershing Square Funds or the Reporting Persons direct or indirect voting, investment or dispositive control over any securities of the issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the issuer.
Immediate.
Not applicable.
Pershing Square Capital Management, L.P., By: PS Management GP, LLC, its General Partner, By: /s/ William A. Ackman, Managing Member
2011-05-23
PS Management GP, LLC, By: /s/ William A. Ackman, Managing Member
2011-05-23
Pershing Square GP, LLC, By: /s/ William A. Ackman, Managing Member
2011-05-23
/s/ William A. Ackman
2011-05-23