0001576280-21-000072.txt : 20210701 0001576280-21-000072.hdr.sgml : 20210701 20210701170428 ACCESSION NUMBER: 0001576280-21-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210629 FILED AS OF DATE: 20210701 DATE AS OF CHANGE: 20210701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARK IAN T CENTRAL INDEX KEY: 0001336504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 211066798 MAIL ADDRESS: STREET 1: SOLAZYME, INC. STREET 2: 225 GATEWAY BLVD. CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guardant Health, Inc. CENTRAL INDEX KEY: 0001576280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 454139254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 PENOBSCOT DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 855-698-8887 MAIL ADDRESS: STREET 1: 505 PENOBSCOT DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 wf-form4_162517342415109.xml FORM 4 X0306 4 2021-06-29 0 0001576280 Guardant Health, Inc. GH 0001336504 CLARK IAN T 505 PENOBSCOT DRIVE REDWOOD CITY CA 94063 1 0 0 0 COMMON STOCK 2021-06-29 4 M 0 1076 4.18 A 5719 D COMMON STOCK 2021-06-29 4 M 0 4840 77.09 A 10559 D COMMON STOCK 2021-06-29 4 S 0 10559 130 D 0 D STOCK OPTION (RIGHT TO BUY) 4.18 2021-06-29 4 M 0 1076 0 D 2027-11-29 COMMON STOCK 1076.0 2152 D STOCK OPTION (RIGHT TO BUY) 77.09 2021-06-29 4 M 0 4840 0 D 2030-06-11 COMMON STOCK 4840.0 0 D These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017. The stock option vests in full on the earlier to occur of (i) June 12, 2021 and (ii) the date of the next annual meeting of the Issuer's stockholders. /s/ John Saia, as attorney-in-fact for Ian T. Clark 2021-07-01