0001085146-12-000112.txt : 20120202 0001085146-12-000112.hdr.sgml : 20120202 20120202072529 ACCESSION NUMBER: 0001085146-12-000112 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120202 DATE AS OF CHANGE: 20120202 EFFECTIVENESS DATE: 20120202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spartan Capital Management, LLC CENTRAL INDEX KEY: 0001336142 IRS NUMBER: 113710611 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13795 FILM NUMBER: 12564312 BUSINESS ADDRESS: STREET 1: 501 WEST STREET ROAD CITY: WEST CHESTER STATE: PA ZIP: 19382 BUSINESS PHONE: 610-399-8201 MAIL ADDRESS: STREET 1: 501 WEST STREET ROAD CITY: WEST CHESTER STATE: PA ZIP: 19382 13F-HR 1 spartan4q2011.txt SPARTAN CAPITAL MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spartan Capital Management, LLC Address: 501 West Street Road West Chester, PA 19382 13F File Number: 028-13795 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan L. Bartels Title: President Phone: 610-399-8201 Signature, Place, and Date of Signing: /s/ Susan L. Bartels West Chester, PA February 01, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: $146,574 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 5087 90465 SH SOLE 90465 0 0 AIRGAS INC COM 009363102 5138 65810 SH SOLE 65810 0 0 AON CORP COM 037389103 4901 104721 SH SOLE 104721 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 3506 132300 SH SOLE 132300 0 0 AT&T INC COM 00206R102 6231 206060 SH SOLE 206060 0 0 ATRION CORP COM 049904105 6008 25010 SH SOLE 25010 0 0 BECTON DICKINSON & CO COM 075887109 5009 67040 SH SOLE 67040 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3994 52340 SH SOLE 52340 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 4888 51515 SH SOLE 51515 0 0 CANADIAN NAT RES LTD COM 136385101 9793 262055 SH SOLE 262055 0 0 CARBO CERAMICS INC COM 140781105 3693 29940 SH SOLE 29940 0 0 CENOVUS ENERGY INC COM 15135U109 4700 141575 SH SOLE 141575 0 0 CISCO SYS INC COM 17275R102 5515 305055 SH SOLE 305055 0 0 CVS CAREMARK CORPORATION COM 126650100 6262 153555 SH SOLE 153555 0 0 DISNEY WALT CO COM DISNEY 254687106 4239 113045 SH SOLE 113045 0 0 DORMAN PRODUCTS INC COM 258278100 3361 91015 SH SOLE 91015 0 0 GOOGLE INC CL A 38259P508 4827 7474 SH SOLE 7474 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4576 140850 SH SOLE 140850 0 0 MICROSOFT CORP COM 594918104 5609 216070 SH SOLE 216070 0 0 MOSAIC CO NEW COM 61945C103 3277 64980 SH SOLE 64980 0 0 NOVARTIS A G SPONSORED ADR 66987V109 3334 58315 SH SOLE 58315 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 4362 46550 SH SOLE 46550 0 0 PEPSICO INC COM 713448108 4063 61235 SH SOLE 61235 0 0 PREFORMED LINE PRODS CO COM 740444104 3822 64065 SH SOLE 64065 0 0 QUALCOMM INC COM 747525103 4115 75220 SH SOLE 75220 0 0 RAVEN INDS INC COM 754212108 4211 68030 SH SOLE 68030 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3357 44170 SH SOLE 44170 0 0 SEABOARD CORP COM 811543107 2333 1146 SH SOLE 1146 0 0 TRAVELERS COMPANIES INC COM 89417E109 4734 80010 SH SOLE 80010 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857w209 6998 249665 SH SOLE 249665 0 0 WAL MART STORES INC COM 931142103 4631 77495 SH SOLE 77495 0 0