0001085146-14-002018.txt : 20141027
0001085146-14-002018.hdr.sgml : 20141027
20141024182529
ACCESSION NUMBER: 0001085146-14-002018
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141027
DATE AS OF CHANGE: 20141024
EFFECTIVENESS DATE: 20141027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Private Wealth Partners, LLC
CENTRAL INDEX KEY: 0001335851
IRS NUMBER: 202154638
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11462
FILM NUMBER: 141173268
BUSINESS ADDRESS:
STREET 1: 80 EAST SIR FRANCIS DRAKE BOULEVARD
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: 415-461-3850
MAIL ADDRESS:
STREET 1: 80 EAST SIR FRANCIS DRAKE BOULEVARD
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001335851
XXXXXXXX
09-30-2014
09-30-2014
false
Private Wealth Partners, LLC
80 EAST SIR FRANCIS DRAKE BOULEVARD
LARKSPUR
CA
94939
13F HOLDINGS REPORT
028-11462
N
David P. Wong
Chief Financial Officer
415-464-2113
/s/ David P. Wong
Larkspur
CA
10-20-2014
0
172
455454
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
2435
17184
SH
SOLE
17184
0
0
ABBOTT LABS
COM
002824100
806
19380
SH
SOLE
19380
0
0
ABBVIE INC
COM
00287Y109
1333
23080
SH
SOLE
23080
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
265
3256
SH
SOLE
3256
0
0
ADOBE SYS INC
COM
00724F101
609
8800
SH
SOLE
8800
0
0
AIRCASTLE LTD
COM
G0129K104
581
35500
SH
SOLE
35500
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3234
36400
SH
SOLE
36400
0
0
AMAZON COM INC
COM
023135106
1770
5489
SH
SOLE
5489
0
0
AMC NETWORKS INC
CL A
00164V103
1449
24800
SH
SOLE
24800
0
0
AMERICAN EAGLE ENERGY CORP
COM NEW
02554F300
861
211500
SH
SOLE
211500
0
0
AMERICAN EXPRESS CO
COM
025816109
4667
53315
SH
SOLE
53315
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1381
25570
SH
SOLE
25570
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
3656
75800
SH
SOLE
75800
0
0
AMGEN INC
COM
031162100
507
3608
SH
SOLE
3608
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
268
2420
SH
SOLE
2420
0
0
ANNALY CAP MGMT INC
COM
035710409
1426
133500
SH
SOLE
133500
0
0
APACHE CORP
COM
037411105
3806
40550
SH
SOLE
40550
0
0
APPLE INC
COM
037833100
25241
250526
SH
SOLE
250526
0
0
APTARGROUP INC
COM
038336103
486
8000
SH
SOLE
8000
0
0
ASTRAZENECA PLC
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046353108
4145
58020
SH
SOLE
58020
0
0
AT&T INC
COM
00206R102
2948
83641
SH
SOLE
83641
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
349
4200
SH
SOLE
4200
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
207
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4264
30866
SH
SOLE
30866
0
0
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
248
14000
SH
SOLE
14000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2347
74540
SH
SOLE
74540
0
0
BOEING CO
COM
097023105
8336
65440
SH
SOLE
65440
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1339
26160
SH
SOLE
26160
0
0
BROOKFIELD MTG OPP INC FD IN
COM
112792106
441
25960
SH
SOLE
25960
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
279
4200
SH
SOLE
4200
0
0
CALAMOS GBL DYN INCOME FUND
COM
12811L107
1547
166900
SH
SOLE
166900
0
0
CALLON PETE CO DEL
COM
13123X102
308
35000
SH
SOLE
35000
0
0
CALPINE CORP
COM NEW
131347304
3090
142400
SH
SOLE
142400
0
0
CAMECO CORP
COM
13321L108
2073
117400
SH
SOLE
117400
0
0
CARDICA INC
COM
14141R101
16
15000
SH
SOLE
15000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
1654
54300
SH
SOLE
54300
0
0
CATERPILLAR INC DEL
COM
149123101
1638
16540
SH
SOLE
16540
0
0
CERUS CORP
COM
157085101
200
50000
SH
SOLE
50000
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
952
13750
SH
SOLE
13750
0
0
CHEESECAKE FACTORY INC
COM
163072101
268
5900
SH
SOLE
5900
0
0
CHEVRON CORP NEW
COM
166764100
9814
82250
SH
SOLE
82250
0
0
CLIFFS NAT RES INC
COM
18683K101
322
31000
SH
SOLE
31000
0
0
CLOROX CO DEL
COM
189054109
1207
12570
SH
SOLE
12570
0
0
COCA COLA CO
COM
191216100
1348
31589
SH
SOLE
31589
0
0
COLGATE PALMOLIVE CO
COM
194162103
322
4930
SH
SOLE
4930
0
0
CONOCOPHILLIPS
COM
20825C104
4255
55607
SH
SOLE
55607
0
0
COSTCO WHSL CORP NEW
COM
22160K105
2803
22368
SH
SOLE
22368
0
0
CROWN CASTLE INTL CORP
COM
228227104
1437
17848
SH
SOLE
17848
0
0
CURRENCYSHS BRIT POUND STER
BRIT POUND STE
23129S106
797
5000
SH
Call
SOLE
5000
0
0
CVS HEALTH CORP
COM
126650100
1817
22830
SH
SOLE
22830
0
0
DEVON ENERGY CORP NEW
COM
25179M103
6396
93810
SH
SOLE
93810
0
0
DISNEY WALT CO
COM DISNEY
254687106
3806
42747
SH
SOLE
42747
0
0
DOMINION RES INC VA NEW
COM
25746U109
629
9106
SH
SOLE
9106
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
346
16000
SH
SOLE
16000
0
0
DRAGONWAVE INC
*W EXP 08/01/201
26144M129
130
532500
SH
SOLE
532500
0
0
DRAGONWAVE INC
COM
26144M103
1638
1332000
SH
SOLE
1332000
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
3251
45300
SH
SOLE
45300
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
722
9651
SH
SOLE
9651
0
0
E M C CORP MASS
COM
268648102
9728
332470
SH
SOLE
332470
0
0
EBAY INC
COM
278642103
10068
177785
SH
SOLE
177785
0
0
EMERSON ELEC CO
COM
291011104
238
3800
SH
SOLE
3800
0
0
ENDEAVOUR INTL CORP
COM NEW
29259G200
6
20000
SH
SOLE
20000
0
0
ENDOCYTE INC
COM
29269A102
61
10000
SH
SOLE
10000
0
0
ENERGY FUELS INC
COM NEW
292671708
135
20000
SH
SOLE
20000
0
0
EOG RES INC
COM
26875P101
594
6000
SH
SOLE
6000
0
0
EXXON MOBIL CORP
COM
30231G102
2858
30384
SH
SOLE
30384
0
0
EZCHIP SEMICONDUCTOR LIMITED
ORD
M4146Y108
552
22900
SH
SOLE
22900
0
0
FIFTH STR SR FLOATNG RATE CO
COM
31679F101
1743
147500
SH
SOLE
147500
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
209
22800
SH
SOLE
22800
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
3131
63410
SH
SOLE
63410
0
0
FORTINET INC
COM
34959E109
581
23000
SH
SOLE
23000
0
0
FRANKLIN RES INC
COM
354613101
410
7500
SH
SOLE
7500
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
9107
427550
SH
SOLE
427550
0
0
GENERAL ELECTRIC CO
COM
369604103
10413
406445
SH
SOLE
406445
0
0
GILEAD SCIENCES INC
COM
375558103
4560
42840
SH
SOLE
42840
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
4166
22695
SH
SOLE
22695
0
0
GOODRICH PETE CORP
COM NEW
382410405
1176
79340
SH
SOLE
79340
0
0
GOOGLE INC
CL A
38259P508
10538
17910
SH
SOLE
17910
0
0
GOOGLE INC
CL C
38259P706
6162
10673
SH
SOLE
10673
0
0
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
767
35000
SH
SOLE
35000
0
0
GRACO INC
COM
384109104
479
6570
SH
SOLE
6570
0
0
HALLIBURTON CO
COM
406216101
1651
25600
SH
SOLE
25600
0
0
HOME DEPOT INC
COM
437076102
622
6785
SH
SOLE
6785
0
0
ILLUMINA INC
COM
452327109
844
5150
SH
SOLE
5150
0
0
INTEL CORP
COM
458140100
2514
72207
SH
SOLE
72207
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2813
14818
SH
SOLE
14818
0
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
1409
108782
SH
SOLE
108782
0
0
JOHNSON & JOHNSON
COM
478160104
5028
47172
SH
SOLE
47172
0
0
JPMORGAN CHASE & CO
COM
46625H100
12173
202077
SH
SOLE
202077
0
0
KIMBERLY CLARK CORP
COM
494368103
709
6594
SH
SOLE
6594
0
0
KKR & CO L P DEL
COM UNITS
48248M102
5049
226429
SH
SOLE
226429
0
0
LACLEDE GROUP INC
COM
505597104
464
10000
SH
SOLE
10000
0
0
LILLY ELI & CO
COM
532457108
366
5650
SH
SOLE
5650
0
0
LORILLARD INC
COM
544147101
1075
17950
SH
SOLE
17950
0
0
MARRIOTT INTL INC NEW
CL A
571903202
1692
24200
SH
SOLE
24200
0
0
MEDTRONIC INC
COM
585055106
1328
21430
SH
SOLE
21430
0
0
MERCK & CO INC NEW
COM
58933Y105
13093
220869
SH
SOLE
220869
0
0
METLIFE INC
COM
59156R108
12918
240469
SH
SOLE
240469
0
0
MICROSOFT CORP
COM
594918104
10149
218924
SH
SOLE
218924
0
0
MONSANTO CO NEW
COM
61166W101
4012
35660
SH
SOLE
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0
0
NEWCASTLE INVT CORP NEW
COM NEW
65105M504
1601
126300
SH
SOLE
126300
0
0
NEXTERA ENERGY INC
COM
65339F101
376
4000
SH
SOLE
4000
0
0
NIKE INC
CL B
654106103
337
3780
SH
SOLE
3780
0
0
NORFOLK SOUTHERN CORP
COM
655844108
407
3650
SH
SOLE
3650
0
0
NORTHERN TR CORP
COM
665859104
1137
16715
SH
SOLE
16715
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
4118
43750
SH
SOLE
43750
0
0
NOVO-NORDISK A S
ADR
670100205
671
14100
SH
SOLE
14100
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
1312
85100
SH
SOLE
85100
0
0
OASIS PETE INC NEW
COM
674215108
2549
60960
SH
SOLE
60960
0
0
OFS CAP CORP
COM
67103B100
850
70400
SH
SOLE
70400
0
0
ORACLE CORP
COM
68389X105
3623
94634
SH
SOLE
94634
0
0
PALL CORP
COM
696429307
8864
105908
SH
SOLE
105908
0
0
PENTAIR PLC
SHS
G7S00T104
881
13451
SH
SOLE
13451
0
0
PEPSICO INC
COM
713448108
2401
25790
SH
SOLE
25790
0
0
PETROLEUM & RES CORP
COM
716549100
230
8000
SH
SOLE
8000
0
0
PFIZER INC
COM
717081103
11751
397395
SH
SOLE
397395
0
0
PHILIP MORRIS INTL INC
COM
718172109
217
2600
SH
SOLE
2600
0
0
PHILLIPS 66
COM
718546104
565
6943
SH
SOLE
6943
0
0
PIMCO CALIF MUN INCOME FD II
COM
72200M108
97
10500
SH
SOLE
10500
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
924
41100
SH
SOLE
41100
0
0
POTASH CORP SASK INC
COM
73755L107
926
26800
SH
SOLE
26800
0
0
PRAXAIR INC
COM
74005P104
258
2000
SH
SOLE
2000
0
0
PRICE T ROWE GROUP INC
COM
74144T108
1092
13933
SH
SOLE
13933
0
0
PROCTER & GAMBLE CO
COM
742718109
1565
18693
SH
SOLE
18693
0
0
QUALCOMM INC
COM
747525103
2995
40050
SH
SOLE
40050
0
0
RALPH LAUREN CORP
CL A
751212101
1263
7670
SH
SOLE
7670
0
0
RANGE RES CORP
COM
75281A109
339
5000
SH
SOLE
5000
0
0
REXNORD CORP NEW
COM
76169B102
2040
71700
SH
SOLE
71700
0
0
RITE AID CORP
COM
767754104
145
30000
SH
SOLE
30000
0
0
ROCKWOOD HLDGS INC
COM
774415103
612
8000
SH
SOLE
8000
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
3696
51735
SH
SOLE
51735
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
601
7888
SH
SOLE
7888
0
0
RPX CORP
COM
74972G103
686
50000
SH
SOLE
50000
0
0
SANOFI
SPONSORED ADR
80105N105
386
6840
SH
SOLE
6840
0
0
SCHLUMBERGER LTD
COM
806857108
10164
99950
SH
SOLE
99950
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
2439
83000
SH
SOLE
83000
0
0
SEADRILL LIMITED
SHS
G7945E105
2374
88700
SH
SOLE
88700
0
0
SOTHEBYS
COM
835898107
4219
118100
SH
SOLE
118100
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
349
10000
SH
SOLE
10000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
842
4275
SH
SOLE
4275
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
269
27000
SH
SOLE
27000
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
1787
201950
SH
SOLE
201950
0
0
STARBUCKS CORP
COM
855244109
4411
58454
SH
SOLE
58454
0
0
STRATEGIC HOTELS & RESORTS I
COM
86272T106
137
11750
SH
SOLE
11750
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
70
15121
SH
SOLE
15121
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
1257
62300
SH
SOLE
62300
0
0
THE ADT CORPORATION
COM
00101J106
833
23500
SH
SOLE
23500
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
8014
65850
SH
SOLE
65850
0
0
TIME WARNER INC
COM NEW
887317303
4257
56605
SH
SOLE
56605
0
0
TURKCELL ILETISIM HIZMETLERI
SPON ADR NEW
900111204
131
10000
SH
SOLE
10000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1255
36600
SH
SOLE
36600
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
2117
47500
SH
SOLE
47500
0
0
UNDER ARMOUR INC
CL A
904311107
1323
19150
SH
SOLE
19150
0
0
UNILEVER N V
N Y SHS NEW
904784709
1901
47900
SH
SOLE
47900
0
0
UNILEVER PLC
SPON ADR NEW
904767704
813
19400
SH
SOLE
19400
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
5204
52950
SH
SOLE
52950
0
0
UNITED STATES ANTIMONY CORP
COM
911549103
104
81766
SH
SOLE
81766
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1027
9730
SH
SOLE
9730
0
0
VALLEY NATL BANCORP
*W EXP 11/14/201
919794131
6
25000
SH
SOLE
25000
0
0
VENTAS INC
COM
92276F100
279
4500
SH
SOLE
4500
0
0
VEOLIA ENVIRONNEMENT
SPONSORED ADR
92334N103
4693
267400
SH
SOLE
267400
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
21841
436906
SH
SOLE
436906
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
225
2000
SH
SOLE
2000
0
0
VISA INC
COM CL A
92826C839
1704
7985
SH
SOLE
7985
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
11558
351423
SH
SOLE
351423
0
0
WALGREEN CO
COM
931422109
2707
45670
SH
SOLE
45670
0
0
WAL-MART STORES INC
COM
931142103
623
8150
SH
SOLE
8150
0
0
WELLS FARGO & CO NEW
COM
949746101
631
12172
SH
SOLE
12172
0
0
WHOLE FOODS MKT INC
COM
966837106
6114
160430
SH
SOLE
160430
0
0
WILLIAMS SONOMA INC
COM
969904101
1162
17461
SH
SOLE
17461
0
0
YAHOO INC
COM
984332106
1011
24800
SH
SOLE
24800
0
0
ZYNGA INC
CL A
98986T108
27
10000
SH
SOLE
10000
0
0