-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NN4AIrkQGyy4Hwxy/tpjEvJlJY1PcfYpkM4LVnZltVW1vgqeDt6beDRLxtFYxwul MJ2B3LXEU/Qe2128Mz8LEQ== 0001085146-09-003330.txt : 20091013 0001085146-09-003330.hdr.sgml : 20091012 20091013171303 ACCESSION NUMBER: 0001085146-09-003330 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 EFFECTIVENESS DATE: 20091013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Wealth Partners, LLC CENTRAL INDEX KEY: 0001335851 IRS NUMBER: 202154638 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11462 FILM NUMBER: 091117568 BUSINESS ADDRESS: STREET 1: 80 EAST SIR FRANCIS DRAKE BOULEVARD CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 415-461-3850 MAIL ADDRESS: STREET 1: 80 EAST SIR FRANCIS DRAKE BOULEVARD CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 pwp3q09.txt PRIVATE WEALTH PARTNERS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Private Wealth Partners, LLC Address: 80 E. Sir Francis Drake Blvd. Larkspur, CA 94939 13F File Number: 28-11462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David P. Wong Title: Chief Financial Officer Phone: 415 464 2113 Signature, Place, and Date of Signing: /s/ David P. Wong Larkspur, CA October 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 117 Form13F Information Table Value Total: $330,925 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 3221 43640 SH SOLE 43640 0 0 ABBOTT LABS COM 002824100 1627 32880 SH SOLE 32880 0 0 ADOBE SYS INC COM 00724F101 909 27500 SH SOLE 27500 0 0 AIRCASTLE LTD COM G0129K104 343 35500 SH SOLE 35500 0 0 ALTRIA GROUP INC COM 02209S103 191 10730 SH SOLE 10730 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 164 3750 SH SOLE 3750 0 0 AMERICAN EXPRESS CO COM 025816109 3171 93550 SH SOLE 93550 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 7292 365700 SH SOLE 365700 0 0 AMGEN INC COM 031162100 6482 107620 SH SOLE 107620 0 0 ANADARKO PETE CORP COM 032511107 5843 93150 SH SOLE 93150 0 0 APACHE CORP COM 037411105 3200 34850 SH SOLE 34850 0 0 APOLLO GROUP INC CL A 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CLEARWIRE CORP NEW CL A 18538Q105 463 57000 SH SOLE 57000 0 0 COCA COLA CO COM 191216100 321 5985 SH SOLE 5985 0 0 CONOCOPHILLIPS COM 20825C104 1120 24792 SH SOLE 24792 0 0 COSTCO WHSL CORP NEW COM 22160K105 2754 48850 SH SOLE 48850 0 0 CROWN CASTLE INTL CORP COM 228227104 1682 53648 SH SOLE 53648 0 0 DAVITA INC COM 23918K108 538 9500 SH SOLE 9500 0 0 DEVON ENERGY CORP NEW COM 25179M103 2653 39400 SH SOLE 39400 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 315 3300 SH SOLE 3300 0 0 DISNEY WALT CO COM DISNEY 254687106 1158 42180 SH SOLE 42180 0 0 DOMINION RES INC VA NEW COM 25746U109 373 10802 SH SOLE 10802 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 3987 176638 SH SOLE 176638 0 0 DUKE ENERGY CORP NEW COM 26441C105 251 15948 SH SOLE 15948 0 0 E M C CORP MASS COM 268648102 1686 98970 SH SOLE 98970 0 0 EBAY INC COM 278642103 1107 46900 SH SOLE 46900 0 0 ENTERGY CORP NEW COM 29364G103 7155 89600 SH SOLE 89600 0 0 EPOCH HOLDING CORP COM 29428R103 1335 152575 SH SOLE 152575 0 0 EXELON 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INC COM 589331107 6638 209850 SH SOLE 209850 0 0 METLIFE INC COM 59156R108 5624 147740 SH SOLE 147740 0 0 MICROSOFT CORP COM 594918104 13638 530235 SH SOLE 530235 0 0 MONSANTO CO NEW COM 61166W101 2465 31850 SH SOLE 31850 0 0 MORGAN STANLEY COM NEW 617446448 463 15000 SH SOLE 15000 0 0 NOKIA CORP SPONSORED ADR 654902204 446 30500 SH SOLE 30500 0 0 NORFOLK SOUTHERN CORP COM 655844108 250 5800 SH SOLE 5800 0 0 NORTHERN TR CORP COM 665859104 2678 46050 SH SOLE 46050 0 0 NRG ENERGY INC COM NEW 629377508 569 20200 SH SOLE 20200 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 5003 334450 SH SOLE 334450 0 0 ORACLE CORP COM 68389X105 3025 145160 SH SOLE 145160 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 3941 342400 SH SOLE 342400 0 0 PALL CORP COM 696429307 7004 216975 SH SOLE 216975 0 0 PEPSICO INC COM 713448108 4668 79580 SH SOLE 79580 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 11023 240160 SH SOLE 240160 0 0 PFIZER INC COM 717081103 10796 652345 SH SOLE 652345 0 0 PHILIP MORRIS INTL INC COM 718172109 1049 21520 SH SOLE 21520 0 0 PRAXAIR INC COM 74005P104 204 2500 SH SOLE 2500 0 0 PRICE T ROWE GROUP INC COM 74144T108 746 16333 SH SOLE 16333 0 0 PROCTER & GAMBLE CO COM 742718109 1251 21605 SH SOLE 21605 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 612 10700 SH SOLE 10700 0 0 SAFEWAY INC COM NEW 786514208 1916 97160 SH SOLE 97160 0 0 SCHLUMBERGER LTD COM 806857108 11464 192350 SH SOLE 192350 0 0 SCHWAB CHARLES CORP NEW COM 808513105 5712 298300 SH SOLE 298300 0 0 SIRIUS XM RADIO INC COM 82967N108 508 800000 SH SOLE 800000 0 0 SOTHEBYS COM 835898107 190 11000 SH SOLE 11000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1616 16350 SH SOLE 16350 0 0 STATE STR CORP COM 857477103 3298 62700 SH SOLE 62700 0 0 STERICYCLE INC COM 858912108 848 17500 SH SOLE 17500 0 0 STRYKER CORP COM 863667101 795 17500 SH SOLE 17500 0 0 TARGET CORP COM 87612E106 2846 60963 SH SOLE 60963 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7945 157137 SH SOLE 157137 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6166 141200 SH SOLE 141200 0 0 TIME WARNER INC COM NEW 887317303 4288 149001 SH SOLE 149001 0 0 TYCO INTERNATIONAL LTD SHS H89128104 3368 97670 SH SOLE 97670 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1586 26035 SH SOLE 26035 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 8134 211320 SH SOLE 211320 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1146 37850 SH SOLE 37850 0 0 WAL MART STORES INC COM 931142103 644 13122 SH SOLE 13122 0 0 WELLS FARGO & CO NEW COM 949746101 460 16331 SH SOLE 16331 0 0 YUM BRANDS INC COM 988498101 933 27644 SH SOLE 27644 0 0
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