0001335644-16-000008.txt : 20160211
0001335644-16-000008.hdr.sgml : 20160211
20160211123117
ACCESSION NUMBER: 0001335644-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
EFFECTIVENESS DATE: 20160211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCOTIA CAPITAL INC.
CENTRAL INDEX KEY: 0001335644
IRS NUMBER: 000000000
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11461
FILM NUMBER: 161409936
BUSINESS ADDRESS:
STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5W 2X6
BUSINESS PHONE: (416) 863-7411
MAIL ADDRESS:
STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5W 2X6
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001335644
XXXXXXXX
12-31-2015
12-31-2015
SCOTIA CAPITAL INC.
40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR
TORONTO
A6
M5W 2X6
13F HOLDINGS REPORT
028-11461
N
Bob Edwards
Managing Director, Financial Acctg & Control & Reg
416 863-7844
/s/ Bob Edwards
Toronto
Z4
02-11-2016
1
796
4410107
false
1
0000009631
028-11475
BANK OF NOVA SCOTIA
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO COM88579Y101451930000SHPutDFND13000000 3M CO COM88579Y101544436143SHDFND12000341430 ABB LTD SPONSORED ADR00037520426215008SHDFND10150080 ABBOTT LABS COM0028241005133114285SHDFND101142850 ABBVIE INC COM00287Y1098207138532SHDFND101385320 ABERDEEN ASIA PACIFIC INCOM COM0030091071608359047SHDFND103590470 ABIOMED INC COM0036541003784127SHDFND1041270 ACCENTURE PLC IRELAND SHS CLASS AG1151C101212620340SHDFND10203400 ADVANCE AUTO PARTS INC COM00751Y1068625725SHDFND1057250 ADVANCED MICRO DEVICES INC COM007903107517180000SHCallDFND118000000 ADVANTAGE OIL & GAS LTD COM00765F1013819759342SHDFND107593420 AECOM COM00766T10042315610SHDFND10156100 AERCAP HOLDINGS NV SHSN0098510692821498SHDFND10214980 AETNA INC NEW COM00817Y108339131426SHDFND10314260 AFLAC INC COM001055102219338218SHDFND10382180 AGNICO EAGLE MINES LTD COM008474108112844188SHDFND126444177440 AGRIUM INC COM00891610827152313803SHDFND1249502888530 AGRIUM INC COM008916108178720000SHCallDFND12000000 AGRIUM INC COM00891610889310000SHPutDFND11000000 AIRTRAN HLDGS INC NOTE 5.250%11/000949PAD041581400000SHDFND1014000000 AKAMAI TECHNOLOGIES INC COM00971T10198618730SHDFND11873000 AKAMAI TECHNOLOGIES INC COM00971T10188916900SHPutDFND11690000 ALCOA INC COM0138171011329134900SHPutDFND113490000 ALCOA INC COM0138171011624164900SHCallDFND116490000 ALCOA INC COM01381710123324189SHDFND10241890 ALIBABA GROUP HLDG LTD SPONSORED ADS01609W1028938110000SHPutDFND111000000 ALIBABA GROUP HLDG LTD SPONSORED ADS01609W102200924715SHDFND16313184020 ALLEGION PUB LTD CO ORD SHSG0176J1096129289SHDFND1092890 ALLERGAN PLC SHSG0177J108357511439SHDFND10114390 ALLERGAN PLC PFD CONV SER AG0177J116205200SHDFND102000 ALLIANCE DATA SYSTEMS CORP COM0185811084701700SHDFND1017000 ALLIANCEBERNSTEIN INCOME FUN COM01881E10112215650SHDFND10156500 ALLSTATE CORP COM0200021012013468SHDFND1034680 ALTRIA GROUP INC COM02209S103518095331SHDFND110800845310 AMAYA INC COM02314M10862650000SHCallDFND15000000 AMAYA INC COM02314M108120169199SHDFND10691990 AMAZON COM INC COM0231351061106416371SHDFND11321231590 AMBARELLA INC SHSG037AX1014237605SHDFND1760500 AMBEV SA SPONSORED ADR02319V10342887400SHDFND10874000 AMC ENTMT HLDGS INC CL A COM00165C10436014544SHDFND10145440 AMEDISYS INC COM0234361082927814SHDFND1078140 AMERICAN AIRLS GROUP INC COM02376R102119528450SHDFND12620022500 AMERICAN AIRLS GROUP INC COM02376R1027200170000SHCallDFND117000000 AMERICAN AXLE & MFG HLDGS IN COM024061103159380310SHDFND10803100 AMERICAN CAP LTD COM02503Y10315211000SHPutDFND11100000 AMERICAN EXPRESS CO COM025816109484165984SHDFND10659840 AMERICAN EXPRESS CO COM025816109486770000SHCallDFND17000000 AMERICAN INTL GROUP INC COM NEW0268747849477152922SHDFND101529220 AMERICAN WTR WKS CO INC NEW COM0304201032894836SHDFND1048360 AMERIPRISE FINL INC COM03076C1064944591SHDFND1045910 AMERISOURCEBERGEN CORP COM03073E1057066808SHDFND1068080 AMERISOURCEBERGEN CORP COM03073E10520736200000SHCallDFND120000000 AMETEK INC NEW COM03110010068113247SHDFND10132470 AMGEN INC COM031162100228514076SHDFND1658874880 AMGEN INC COM031162100324620000SHCallDFND12000000 AMTRUST FINL SVCS INC COM0323593093515654SHDFND1056540 ANADARKO PETE CORP COM03251110753110924SHDFND1320106040 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR03524A1085744591SHDFND1045910 ANTHEM INC COM03675210310907897SHDFND1216057370 ANTHEM INC UNIT 05/01/20180367522022305000SHDFND1050000 APACHE CORP COM0374111053307426SHDFND1074260 APOLLO INVT CORP COM03761U10626148844SHDFND10488440 APPLE INC COM03783310050841468040SHDFND104680400 APPLIED MATLS INC COM038222105119882027SHDFND10820270 ASSURANT INC COM04621X1087029021SHDFND1090210 AT&T INC COM00206R10216823524190SHDFND105241900 AUTOLIV INC COM0528001095584475SHDFND1044750 AUTOMATIC DATA PROCESSING IN COM053015103102412779SHDFND10127790 AVAGO TECHNOLOGIES LTD SHSY0486S104200813833SHDFND10138330 AVON PRODS INC COM0543031023812197SHDFND10121970 B2GOLD CORP COM11777Q2094342124SHDFND11600405240 BAIDU INC SPON ADR REP A056752108321417000SHCallDFND11700000 BAIDU INC SPON ADR REP A05675210813237000SHPutDFND1700000 BALLARD PWR SYS INC NEW COM0585861081311170SHDFND10111700 BANCO DE CHILE SPONSORED ADR0595201065409090SHDFND1090900 BANCO SANTANDER SA ADR05964H10519436828SHDFND10368280 BANK AMER CORP COM06050510414000910927SHDFND109109270 BANK AMER CORP COM0605051045049300000SHCallDFND130000000 BANK AMER CORP COM06050510484250000SHPutDFND15000000 BANK MONTREAL QUE COM063671101700991328103SHDFND16634112617620 BANK MONTREAL QUE COM063671101225740000SHCallDFND14000000 BANK N S HALIFAX COM0641491072102944955516SHDFND112429848312180 BARCLAYS BANK PLC ADR PFD SR 506739H3622339013SHDFND1090130 BARCLAYS PLC ADR06738E20419413181SHDFND10131810 BARRICK GOLD CORP COM0679011081953292422SHDFND11261451662770 BAXALTA INC COM07177M10351313143SHDFND10131430 BAXTER INTL INC COM07181310957114966SHDFND10149660 BAYTEX ENERGY CORP COM07317Q1052034666916SHDFND106669160 BCE INC COM NEW05534B7601145182903861SHDFND18925528146060 BECTON DICKINSON & CO COM075887109441128627SHDFND10286270 BERKSHIRE HATHAWAY INC DEL CL A0846701085933SHDFND1030 BERKSHIRE HATHAWAY INC DEL CL B NEW08467070214336111469SHDFND101114690 BEST BUY INC COM086516101109335911SHDFND1357241870 BEST BUY INC COM086516101182660000SHPutDFND16000000 BGC PARTNERS INC CL A05541T10165880879SHDFND10808790 BHP BILLITON LTD SPONSORED ADR088606108214383188SHDFND10831880 BIOAMBER INC COM09072Q1067815050SHDFND10150500 BLACKBERRY LTD COM09228F10334337000SHPutDFND13700000 BLACKBERRY LTD COM09228F10314415500SHCallDFND11550000 BLACKBERRY LTD COM09228F1031516217988SHDFND1677351502530 BLACKROCK INC COM09247X10112753744SHDFND1037440 BLACKSTONE GROUP L P COM UNIT LTD09253U108255882171SHDFND10821710 BLOCK H & R INC COM093671105104429080SHDFND10290800 BOEING CO COM0970231051355693754SHDFND10937540 BOEING CO COM097023105289120000SHCallDFND12000000 BP PLC SPONSORED ADR055622104140546137SHDFND10461370 BP PLC SPONSORED ADR055622104109335000SHCallDFND13500000 BRISTOL MYERS SQUIBB CO COM110122108309845039SHDFND10450390 BRISTOL MYERS SQUIBB CO COM1101221083234700SHCallDFND1470000 BRITISH AMERN TOB PLC SPONSORED ADR1104481075174782SHDFND1047820 BROOKFIELD ASSET MGMT INC CL A LTD VT SH112585104369241214600SHDFND18923611253640 BROOKFIELD CDA OFFICE PPTYS TR UNIT11282310951128901SHDFND10289010 BROOKFIELD INFRAST PARTNERS LP INT UNITG1625210117883504292SHDFND105042920 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTNG16249107368951784893SHDFND1017848930 BROOKFIELD RENEWABLE ENRGY P PARTNERSHIP UNIG16258108294731112951SHDFND1011129510 BT GROUP PLC ADR05577E1012888325SHDFND1083250 C H ROBINSON WORLDWIDE INC COM NEW12541W20999214840SHDFND10148400 CA INC COM12673P10560722656SHDFND10226560 CAE INC COM1247651088208805552SHDFND108055520 CAE INC COM12476510853748500SHCallDFND14850000 CAL MAINE FOODS INC COM NEW1280302024249158SHDFND1091580 CALPINE CORP COM NEW13134730428920000SHCallDFND12000000 CAMBREX CORP COM1320111072354972SHDFND1049720 CAMECO CORP COM13321L1083498296099SHDFND1408742552250 CAMPBELL SOUP CO COM13442910970914330SHDFND10143300 CANADIAN NAT RES LTD COM136385101192591008283SHDFND11131158951680 CANADIAN NAT RES LTD COM13638510143720000SHCallDFND12000000 CANADIAN NATL RY CO COM136375102792151444713SHDFND18187213628410 CANADIAN PAC RY LTD COM13645T100990277604SHDFND114375632290 CANADIAN PAC RY LTD COM13645T100650551000SHCallDFND15100000 CARDINAL HEALTH INC COM14149Y1086547321SHDFND1073210 CARNIVAL CORP PAIRED CTF143658300247945502SHDFND10455020 CARPENTER TECHNOLOGY CORP COM14428510346916028SHDFND10160280 CATERPILLAR INC DEL COM149123101265341025SHDFND10410250 CBRE CLARION GLOBAL REAL EST COM12504G100955129370SHDFND101293700 CDN IMPERIAL BK COMM TORONTO COM136069101740951071228SHDFND14104410301840 CELESTICA INC SUB VTG SHS15101Q10850540752SHDFND10407520 CELGENE CORP COM151020104664655491SHDFND10554910 CENOVUS ENERGY INC COM15135U109235111621959SHDFND18609715358620 CENTRAL FD CDA LTD CL A1535011011319129756SHDFND101297560 CHANNELADVISOR CORP COM15917910028020250SHDFND12025000 CHANNELADVISOR CORP COM15917910057041200SHPutDFND14120000 CHEMED CORP NEW COM16359R10312998674SHDFND1086740 CHESAPEAKE ENERGY CORP COM16516710711225000SHPutDFND12500000 CHEVRON CORP NEW COM166764100743382624SHDFND10826240 CHEVRON CORP NEW COM166764100314835000SHCallDFND13500000 CHICAGO BRIDGE & IRON CO N V COM167250109158440488SHDFND10404880 CHINA MOBILE LIMITED SPONSORED ADR16941M1092434091SHDFND1040910 CHIPOTLE MEXICAN GRILL INC COM1696561056701397SHDFND1013970 CHIPOTLE MEXICAN GRILL INC COM169656105618912900SHCallDFND11290000 CHURCH & DWIGHT INC COM171340102159919483SHDFND10194830 CIGNA CORPORATION COM12550910912238346SHDFND178165300 CIGNA CORPORATION COM1255091097335000SHPutDFND1500000 CINCINNATI FINL CORP COM1720621014126960SHDFND1696000 CINCINNATI FINL CORP COM172062101106518000SHPutDFND11800000 CISCO SYS INC COM17275R1025877227104SHDFND102271040 CISCO SYS INC COM17275R10254320000SHCallDFND12000000 CISCO SYS INC COM17275R1023122115000SHPutDFND111500000 CITIGROUP INC COM NEW17296742417213350266SHDFND1254003248660 CITRIX SYS INC COM1773761006528625SHDFND1086250 CITY HLDG CO COM17783510549710289SHDFND10102890 CLEAN HARBORS INC COM1844961072916862SHDFND1068620 CLOROX CO DEL COM1890541092421909SHDFND1019090 CME GROUP INC COM12572Q105362340000SHDFND10400000 CMS ENERGY CORP COM12589610049214230SHDFND10142300 CNOOC LTD SPONSORED ADR1261321094944729SHDFND1047290 COBALT INTL ENERGY INC COM19075F10627050000SHDFND15000000 COBALT INTL ENERGY INC COM19075F10627050000SHPutDFND15000000 COCA COLA CO COM19121610019282486508SHDFND104865080 COCA COLA CO COM191216100365185000SHCallDFND18500000 COGNIZANT TECHNOLOGY SOLUTIO CL A192446102211434800SHDFND19920248800 COGNIZANT TECHNOLOGY SOLUTIO CL A19244610278013000SHPutDFND11300000 COLGATE PALMOLIVE CO COM194162103154524607SHDFND10246070 COLUMBIA BKG SYS INC COM19723610251116688SHDFND10166880 COMCAST CORP NEW CL A20030N1016378113679SHDFND101136790 CONAGRA FOODS INC COM205887102180245181SHDFND10451810 CONCORDIA HEALTHCARE CORP COM206519100117028425SHDFND10284250 CONOCOPHILLIPS COM20825C104195241251SHDFND10412510 CONOCOPHILLIPS COM20825C1047936170000SHCallDFND117000000 CONSOLIDATED EDISON INC COM209115104135520499SHDFND10204990 CONSTELLATION BRANDS INC CL A21036P108166611696SHDFND10116960 CONTINENTAL RESOURCES INC COM21201510123010000SHDFND10100000 CORNING INC COM21935010557131653SHDFND12640052530 CORNING INC COM2193501051827100000SHPutDFND110000000 COSTCO WHSL CORP NEW COM22160K105264916400SHCallDFND11640000 COSTCO WHSL CORP NEW COM22160K105264916400SHPutDFND11640000 COSTCO WHSL CORP NEW COM22160K105478029602SHDFND16950226520 CREDIT SUISSE GROUP SPONSORED ADR22540110840617130SHDFND10171300 CRESCENT PT ENERGY CORP COM22576C101158361439192SHDFND15213113870610 CRH MEDICAL CORP COM12626F1053712000SHDFND10120000 CSX CORP COM12640810380229978SHDFND10299780 CSX CORP COM126408103136452600SHCallDFND15260000 CTRIP COM INTL LTD AMERICAN DEP SH22943F100100021589SHDFND12158900 CUMMINS INC COM231021106512558234SHDFND10582340 CVS HEALTH CORP COM12665010023242244204SHDFND194002348040 CVS HEALTH CORP COM126650100564957800SHPutDFND15780000 D R HORTON INC COM23331A10932611100SHDFND10111000 DANAHER CORP DEL COM235851102106611474SHDFND10114740 DAVITA HEALTHCARE PARTNERS I COM23918K1085998280SHDFND1082800 DBX ETF TR XTRAK MSCI EAFE2330512002899111155SHDFND101111550 DEERE & CO COM244199105157721681SHDFND10216810 DELTA AIR LINES INC DEL COM NEW2473617025068100000SHCallDFND110000000 DENISON MINES CORP COM2483561072362473SHDFND10624730 DEVON ENERGY CORP NEW COM25179M10332610200SHDFND10102000 DIAGEO P L C SPON ADR NEW25243Q20514809138293SHDFND101382930 DISCOVER FINL SVCS COM2547091084729185SHDFND1091850 DISNEY WALT CO COM DISNEY25468710630610303603SHDFND103036030 DISNEY WALT CO COM DISNEY25468710612870122500SHCallDFND112250000 DISNEY WALT CO COM DISNEY254687106157615000SHPutDFND11500000 DOLLAR GEN CORP NEW COM256677105218130585SHDFND10305850 DOMINION DIAMOND CORP COM25728710231530667SHDFND10306670 DOMTAR CORP COM NEW257559203148843226SHDFND10432260 DONNELLEY R R & SONS CO COM25786710144130965SHDFND10309650 DOUBLELINE INCOME SOLUTIONS COM25862210963337985SHDFND10379850 DOUBLELINE OPPORTUNISTIC CR COM25862310735214143SHDFND10141430 DOW CHEM CO COM260543103232645188SHDFND10451880 DOW CHEM CO COM260543103194537800SHCallDFND13780000 DOW CHEM CO COM26054310356611000SHPutDFND11100000 DR PEPPER SNAPPLE GROUP INC COM26138E109122513143SHDFND10131430 DRYSHIPS INC SHSY2109Q101212300SHDFND10123000 DU PONT E I DE NEMOURS & CO COM263534109224933771SHDFND10337710 DUKE ENERGY CORP NEW COM NEW26441C20488912496SHDFND10124960 DYCOM INDS INC COM2674751013745220SHDFND1052200 E M C CORP MASS COM26864810210890455402SHDFND104554020 EATON CORP PLC SHSG2918310380815923SHDFND10159230 EATON VANCE SR FLTNG RTE TR COM27828Q10513610606SHDFND10106060 EBAY INC COM278642103137450000SHCallDFND15000000 ECOLAB INC COM2788651008257212SHDFND1072120 ELDORADO GOLD CORP NEW COM2849021031202391828SHDFND1739883178400 ELECTRONIC ARTS INC COM285512109183727367SHDFND10273670 ELECTRONIC ARTS INC NOTE 0.750% 7/1285512AA783873891000SHDFND1038910000 EMERSON ELEC CO COM291011104319473275SHDFND10732750 EMPLOYERS HOLDINGS INC COM29221810434712714SHDFND10127140 ENBRIDGE INC COM29250N105988542769344SHDFND19027426790700 ENCANA CORP COM2925051045556912785SHDFND1923218204640 ENCANA CORP COM292505104508100000SHCallDFND110000000 ENCORE CAP GROUP INC COM292554102112538700SHPutDFND13870000 ENCORE CAP GROUP INC COM29255410258320067SHDFND12006700 ENERSIS S A SPONSORED ADR29274F10455045300SHDFND10453000 EOG RES INC COM26875P101220430952SHDFND12102299300 EOG RES INC COM26875P101191827100SHCallDFND12710000 EQUIFAX INC COM2944291059078141SHDFND1081410 ERICSSON ADR B SEK 1029482160845847826SHDFND10478260 EXELON CORP COM30161N101111339344SHDFND10393440 EXPRESS SCRIPTS HLDG CO COM30219G108222325433SHDFND10254330 EXXON MOBIL CORP COM30231G10215194195000SHPutDFND119500000 EXXON MOBIL CORP COM30231G1029293122008SHDFND172370496380 EXXON MOBIL CORP COM30231G1028298106500SHCallDFND110650000 F5 NETWORKS INC COM3156161028438700SHCallDFND1870000 F5 NETWORKS INC COM3156161024434570SHDFND1045700 FACEBOOK INC CL A30303M10244789427983SHDFND1355204727790 FACEBOOK INC CL A30303M10223651226000SHCallDFND122600000 FACEBOOK INC CL A30303M10263575607500SHPutDFND160750000 FACTORSHARES TR ISE CYBER SEC30304R40798339736SHDFND10397360 FACTORSHARES TR PURFND BG DATA30304R50640319026SHDFND10190260 FACTORSHARES TR PRFND MBL PYMT30304R60543519371SHDFND10193710 FASTENAL CO COM311900104175548646SHDFND10486460 FEDEX CORP COM31428X106630042285SHDFND10422850 FEDEX CORP COM31428X1063722500SHPutDFND1250000 FIAT CHRYSLER AUTOMOBILES N SHSN31738102121292140SHDFND10921400 FIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/131620RAE51716894000SHDFND108940000 FIFTH THIRD BANCORP COM31677310047025286SHDFND10252860 FIREEYE INC COM31816Q10141520000SHPutDFND12000000 FIRST AMERN FINL CORP COM31847R10258415166SHDFND10151660 FIRST REP BK SAN FRANCISCO C COM33616C100155725040SHDFND10250400 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE33734X119108326154SHDFND10261540 FIRST TR EXCHANGE TRADED FD AUTO INDEX FD33734X3092517630SHDFND1076300 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ET33738R60530714389SHDFND10143890 FIRSTSERVICE CORP NEW SUB VTG SH33767E103170142069SHDFND10420690 FISERV INC COM337738108104211398SHDFND10113980 FLAGSTAR BANCORP INC COM PAR .00133793070527913703SHDFND10137030 FLOWSERVE CORP COM34354P10571917733SHDFND10177330 FLUOR CORP NEW COM343412102124626382SHDFND10263820 FOOT LOCKER INC COM344849104106416339SHDFND11500148390 FORD MTR CO DEL COM PAR $0.013453708608398623448SHDFND106234480 FORD MTR CO DEL COM PAR $0.01345370860112680000SHCallDFND18000000 FRANCO NEVADA CORP COM351858105351181438SHDFND116228652100 FRANCO NEVADA CORP COM35185810573216000SHCallDFND11600000 FREEPORT-MCMORAN INC CL B35671D85789993971SHDFND10939710 FREEPORT-MCMORAN INC CL B35671D8571883279000SHCallDFND127900000 FREEPORT-MCMORAN INC CL B35671D85721832300SHPutDFND13230000 GABELLI EQUITY TR INC COM36239710120640162SHDFND10401620 GAMESTOP CORP NEW CL A36467W10970725200SHDFND10252000 GAP INC DEL COM36476010877727464SHDFND10274640 GENERAL DYNAMICS CORP COM369550108157211636SHDFND132116040 GENERAL DYNAMICS CORP COM3695501086875000SHPutDFND1500000 GENERAL ELECTRIC CO COM3696041036874220800SHCallDFND122080000 GENERAL ELECTRIC CO COM369604103155750000SHPutDFND15000000 GENERAL ELECTRIC CO COM369604103821872638442SHDFND1026384420 GENERAL MLS INC COM3703341048022145154SHDFND101451540 GENERAL MTRS CO COM37045V1003512120332SHDFND101203320 GENERAL MTRS CO COM37045V1004497132200SHCallDFND113220000 GENWORTH FINL INC COM CL A37247D10619341734SHDFND10417340 GILDAN ACTIVEWEAR INC COM3759161035842201804SHDFND1238631779410 GILEAD SCIENCES INC COM37555810321102217755SHDFND102177550 GILEAD SCIENCES INC NOTE 1.625% 5/0375558AP8195084314000SHDFND1043140000 GLAXOSMITHKLINE PLC SPONSORED ADR37733W105220258296SHDFND10582960 GLOBAL X FDS GLOBX SUPDV US37950E291179574613SHDFND10746130 GNC HLDGS INC COM CL A36191G107147547560SHDFND10475600 GOLDCORP INC NEW COM3809564099975830636SHDFND1902577403790 GOLDCORP INC NEW COM3809564092235193500SHCallDFND119350000 GOLDCORP INC NEW COM38095640917315000SHPutDFND11500000 GOLDMAN SACHS GROUP INC COM38141G104192510680SHDFND10106800 GOLDMAN SACHS GROUP INC COM38141G104929251600SHCallDFND15160000 GOLDMAN SACHS GROUP INC COM38141G104180110000SHPutDFND11000000 GOODYEAR TIRE & RUBR CO COM38255010137112671SHDFND10126710 GOPRO INC CL A38268T10322612560SHDFND1124101500 GOPRO INC CL A38268T10328816000SHPutDFND11600000 GRAINGER W W INC COM3848021042191080SHDFND1010800 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999387437114170562898SHDFND10628980 GRAY TELEVISION INC COM38937510632419900SHPutDFND11990000 GROUPE CGI INC CL A SUB VTG39945C1095319132890SHDFND1284581044320 HALLIBURTON CO COM406216101176750503SHDFND10505030 HARTFORD FINL SVCS GROUP INC COM416515104107824266SHDFND10242660 HERTZ GLOBAL HOLDINGS INC COM42805T105114869202SHDFND10692020 HEWLETT PACKARD ENTERPRISE C COM42824C10915210000SHCallDFND11000000 HIBBETT SPORTS INC COM42856710140511655SHDFND10116550 HOME DEPOT INC COM43707610223790179883SHDFND101798830 HONDA MOTOR LTD AMERN SHS438128308105935480SHDFND10354800 HONEYWELL INTL INC COM438516106641761959SHDFND10619590 HORMEL FOODS CORP COM440452100100412691SHDFND10126910 HP INC COM40434L10515513100SHPutDFND11310000 HP INC COM40434L10511810000SHCallDFND11000000 HSBC HLDGS PLC SPON ADR NEW40428040667418073SHDFND10180730 HUDBAY MINERALS INC COM44362810211732829SHDFND10328290 HUMANA INC COM4448591024642615SHDFND1026150 HUMANA INC COM444859102535330000SHCallDFND13000000 HUNT J B TRANS SVCS INC COM445658107227431000SHPutDFND13100000 IAMGOLD CORP COM4509131082717509SHDFND10175090 ICICI BK LTD ADR45104G1041062126808SHDFND101268080 ICON PLC SHSG4705A1002423103SHDFND1031030 IHS INC CL A4517341075204515SHDFND1045150 IMPERIAL OIL LTD COM NEW4530384086149199781SHDFND1262221735590 INDIA FD INC COM4540891032118874SHDFND1088740 INFINERA CORPORATION COM45667G10378143100SHPutDFND14310000 INTEGRATED DEVICE TECHNOLOGY COM45811810659522580SHDFND10225800 INTEL CORP COM45814010020249684178SHDFND106841780 INTERNATIONAL BUSINESS MACHS COM4592001011094679541SHDFND18421711200 INTERNATIONAL BUSINESS MACHS COM4592001019637000SHCallDFND1700000 INTERNATIONAL BUSINESS MACHS COM459200101137610000SHPutDFND11000000 INTERNATIONAL FLAVORS&FRAGRA COM459506101129210800SHDFND10108000 INTERNATIONAL TOWER HILL MIN COM46050R102930000SHDFND10300000 ISHARES EM CRP BD ETF464286251150232129SHDFND10321290 ISHARES GL MET&MINPR ET4642863683758401810SHDFND104018100 ISHARES CNTRY MIN VL ET464286525232534727SHDFND10347270 ISHARES MSCI EURZONE ET464286608280482195SHDFND10821950 ISHARES MSCI PAC JP ETF464286665141939006SHDFND10390060 ISHARES MSCI TAIWAN ETF46428673125119385SHDFND10193850 ISHARES MSCI GERMANY ET464286806213187350SHDFND10873500 ISHARES MSCI JAPAN ETF4642868482846250824SHDFND102508240 ISHARES GRWT ALLOCAT ET4642898673569528SHDFND1095280 ISHARES MODERT ALLOC ET46428987539511664SHDFND10116640 ISHARES CONSER ALLOC ET4642898832036535SHDFND1065350 ISHARES GOLD TRUST ISHARES46428510554752125SHDFND10521250 ISHARES S&P GSCI COMMODITY I UNIT BEN INT46428R10773843225SHDFND10432250 ISHARES TR S&P 100 ETF464287101205922581SHDFND10225810 ISHARES TR SELECT DIVID ET464287168221130747SHDFND10307470 ISHARES TR TIPS BD ETF4642871769178280SHDFND1082800 ISHARES TR CHINA LG-CAP ET46428718488325000SHPutDFND12500000 ISHARES TR CHINA LG-CAP ET46428718467419394SHDFND10193940 ISHARES TR TRANS AVG ETF464287192183413177SHDFND10131770 ISHARES TR CORE S&P500 ETF464287200797838943SHDFND10389430 ISHARES TR CORE US AGGBD E4642872262462241SHDFND1022410 ISHARES TR MSCI EMG MKT ET464287234312996645SHDFND10966450 ISHARES TR IBOXX INV CP ET464287242863075049SHDFND10750490 ISHARES TR GLOBAL TECH ETF464287291318832687SHDFND10326870 ISHARES TR GLOB HLTHCRE ET464287325149714587SHDFND10145870 ISHARES TR 1-3 YR TR BD ET464287457596170911SHDFND10709110 ISHARES TR MSCI EAFE ETF46428746512423221904SHDFND102219040 ISHARES TR CORE S&P MCP ET4642875074323098SHDFND1030980 ISHARES TR NASDQ BIOTEC ET4642875567152112SHDFND1021120 ISHARES TR COHEN&STEER REI464287564241824251SHDFND10242510 ISHARES TR GLOBAL 100 ETF4642875729106125036SHDFND101250360 ISHARES TR U.S. CNSM SV ET46428758010337139SHDFND1071390 ISHARES TR RUS 1000 ETF4642876226195463SHDFND1054630 ISHARES TR RUSSELL 2000 ET4642876559849085SHDFND1090850 ISHARES TR CORE US VAL ETF4642876634483504SHDFND1035040 ISHARES TR U.S. TECH ETF464287721124111596SHDFND10115960 ISHARES TR U.S. REAL ES ET46428773980311329SHDFND10113290 ISHARES TR US HLTHCARE ETF4642877627605068SHDFND1050680 ISHARES TR U.S. FIN SVC ET464287770102011341SHDFND10113410 ISHARES TR U.S. FINLS ETF464287788642877031SHDFND10770310 ISHARES TR CORE S&P SCP ET4642878044003750SHDFND1037500 ISHARES TR EUROPE ETF46428786186821962SHDFND10219620 ISHARES TR GL TIMB FORE ET46428817454512566SHDFND10125660 ISHARES TR MRGSTR MD CP ET4642882089636700SHDFND1067000 ISHARES TR MSCI ACWI ETF4642882574087580SHDFND1075800 ISHARES TR JP MOR EM MK ET4642882812482346SHDFND1023460 ISHARES TR GLB INFRASTR ET464288372314283851SHDFND10838510 ISHARES TR INTL SEL DIV ET4642884485232186896SHDFND101868960 ISHARES TR IBOXX HI YD ETF4642885135426527SHDFND1065270 ISHARES TR 1-3 YR CR BD ET4642886462362251SHDFND1022510 ISHARES TR SHRT TRS BD ETF464288679201318804SHDFND10188040 ISHARES TR U.S. PFD STK ET464288687186848724SHDFND10487240 ISHARES TR GLOBAL MATER ET4642886954886110511SHDFND101105110 ISHARES TR US HOME CONS ET4642887523850148633SHDFND101486330 ISHARES TR CORE US TR BD46429B267140655322SHDFND10553220 ISHARES TR FLTG RATE BD ET46429B655235846746SHDFND10467460 ISHARES TR CORE HIGH DV ET46429B663196028525SHDFND10285250 ISHARES TR 0-5YR INVT GR C46434V100131126263SHDFND10262630 ISHARES TR MSCI UTD KNGDM46434V5483508216686SHDFND102166860 ISHARES TR HDG MSCI GERMN46434V70488039196SHDFND10391960 ISHARES TR HDG MSCI EAFE46434V803170269252SHDFND10692520 ISHARES TR ULTR SH TRM BD46434V8782024147SHDFND1041470 ISLE OF CAPRI CASINOS INC COM46459210426615400SHDFND10154000 ITC HLDGS CORP COM46568510599125250SHDFND10252500 JOHNSON & JOHNSON COM47816010463210615364SHDFND106153640 JOHNSON & JOHNSON COM478160104308130000SHCallDFND13000000 JOHNSON CTLS INC COM4783661074484109907SHDFND101099070 JPMORGAN CHASE & CO COM46625H10033090501130SHDFND1185214826090 JPMORGAN CHASE & CO COM46625H100178927100SHCallDFND12710000 JPMORGAN CHASE & CO COM46625H1008021121500SHPutDFND112150000 JUNIPER NETWORKS INC COM48203R10472228522SHDFND10285220 JUST ENERGY GROUP INC COM48213W1011652278525SHDFND102785250 KELLOGG CO COM487836108224531060SHDFND10310600 KELLY SVCS INC CL A48815220822215874SHDFND10158740 KIMBERLY CLARK CORP COM494368103353327752SHDFND10277520 KINDER MORGAN INC DEL COM49456B1013231216525SHDFND102165250 KINDER MORGAN INC DEL COM49456B101126785000SHCallDFND18500000 KINROSS GOLD CORP COM NO PAR496902404319181711SHDFND1118452632590 KKR & CO L P DEL COM UNITS48248M1023397204302SHDFND102043020 KONINKLIJKE PHILIPS N V NY REG SH NEW500472303110647465SHDFND10474650 KRAFT HEINZ CO COM500754106612988440SHDFND10884400 KROGER CO COM5010441014362104278SHDFND101042780 L BRANDS INC COM5017971046957250SHDFND1072500 LAKE SHORE GOLD CORP COM5107281082226906SHDFND10269060 LAM RESEARCH CORP COM51280710879410000SHCallDFND11000000 LAZARD LTD SHS AG5405010263214871SHDFND10148710 LEVEL 3 COMMUNICATIONS INC COM NEW52729N308135524919SHDFND10249190 LEXMARK INTL NEW CL A52977110735712520SHDFND10125200 LIBERTY INTERACTIVE CORP QVC GP COM SER53071M10454321007SHDFND10210070 LILLY ELI & CO COM532457108222426893SHDFND10268930 LINCOLN NATL CORP IND COM5341871092405099SHDFND1050990 LIVE NATION ENTERTAINMENT IN COM53803410949720656SHDFND10206560 LOCKHEED MARTIN CORP COM5398301096863161SHDFND1031610 LOCKHEED MARTIN CORP COM539830109217110000SHPutDFND11000000 LOWES COS INC COM548661107118115528SHDFND10155280 LYONDELLBASELL INDUSTRIES N SHS - A -N53745100112013613SHDFND10136130 MACQUARIE GLBL INFRA TOTL RE COM55608D10134718093SHDFND10180930 MAGNA INTL INC COM55922240135368871994SHDFND1396468323480 MANULIFE FINL CORP COM56501R106864225794438SHDFND120369555907430 MARATHON OIL CORP COM56584910625220000SHPutDFND12000000 MARATHON PETE CORP COM56585A1022254338SHDFND1043380 MARKET VECTORS ETF TR BIOTECH ETF57060U1832882270SHDFND1022700 MARKET VECTORS ETF TR RETAIL ETF57060U225192024602SHDFND10246020 MASTERCARD INC CL A57636Q104916794100SHPutDFND19410000 MASTERCARD INC CL A57636Q104229923600SHCallDFND12360000 MASTERCARD INC CL A57636Q104611362785SHDFND10627850 MCCORMICK & CO INC COM VTG5797801072633200SHDFND1032000 MCCORMICK & CO INC COM NON VTG579780206461356321SHDFND10563210 MCDONALDS CORP COM58013510114236120505SHDFND137081167970 MCEWEN MNG INC COM58039P1073441345SHDFND10413450 MCKESSON CORP COM58155Q103730537038SHDFND10370380 MEDTRONIC PLC SHSG5960L103401052136SHDFND1900512360 MEDTRONIC PLC SHSG5960L103230730000SHCallDFND13000000 MERCK & CO INC NEW COM58933Y1057656154291SHDFND1323401219510 MERCK & CO INC NEW COM58933Y105517598000SHCallDFND19800000 METHANEX CORP COM59151K10857818143SHDFND10181430 METLIFE INC COM59156R10831014665675SHDFND106656750 METLIFE INC COM59156R1084818100000SHCallDFND110000000 MGM RESORTS INTERNATIONAL COM55295310126814980SHDFND10149800 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1595017AB03018915862000SHDFND10158620000 MICRON TECHNOLOGY INC COM595112103101769099SHDFND10690990 MICROSOFT CORP COM59491810424884448529SHDFND104485290 MICROSOFT CORP COM5949181045656102000SHPutDFND110200000 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR60682210420434148SHDFND10341480 MONDELEZ INTL INC CL A609207105373090321SHDFND10903210 MONMOUTH REAL ESTATE INVT CO CL A6097201071237130897SHDFND101308970 MONSTER BEVERAGE CORP NEW COM61174X1096814575SHDFND1045750 MOODYS CORP COM615369105110611363SHDFND10113630 MORGAN STANLEY COM NEW6174464484207136529SHDFND101365290 MOSAIC CO NEW COM61945C103118643000SHCallDFND14300000 MYLAN N V SHS EURON59465109486590000SHPutDFND19000000 MYLAN N V SHS EURON59465109261748400SHDFND14210063000 NAKED BRAND GROUP INC COM NEW6298392005013943SHDFND10139430 NATIONAL GRID PLC SPON ADR NEW6362743005347847SHDFND1078470 NATIONAL PENN BANCSHARES INC COM63713810863054607SHDFND10546070 NCR CORP NEW COM62886E10895442564SHDFND10425640 NETFLIX INC COM64110L106571950000SHCallDFND15000000 NEUSTAR INC CL A64126X2012418925SHDFND1089250 NEVSUN RES LTD COM64156L1013010750SHDFND10107500 NEW GOLD INC CDA COM6445351062310770SHDFND10107700 NEXTERA ENERGY INC COM65339F101119511501SHDFND10115010 NEXTERA ENERGY INC UNIT 08/31/201865339F846241846000SHDFND10460000 NICE SYS LTD SPONSORED ADR6536561082153818SHDFND1038180 NIKE INC CL B654106103544687137SHDFND10871370 NIMBLE STORAGE INC COM65440R10131934800SHCallDFND13480000 NISOURCE INC COM65473P10522312055SHDFND10120550 NOKIA CORP SPONSORED ADR6549022049414116SHDFND10141160 NOKIA CORP SPONSORED ADR65490220435150000SHCallDFND15000000 NORFOLK SOUTHERN CORP COM6558441084975870SHDFND1058700 NORFOLK SOUTHERN CORP COM6558441087869300SHCallDFND1930000 NORTHROP GRUMMAN CORP COM6668071023852041SHDFND1020410 NORTHROP GRUMMAN CORP COM666807102377620000SHPutDFND12000000 NOVARTIS A G SPONSORED ADR66987V109225426194SHDFND10261940 NOVO-NORDISK A S ADR670100205499792714SHDFND10927140 NUVEEN QUALITY PFD INCOME FD COM67071S10115820000SHDFND10200000 NVIDIA CORP COM67066G104214265000SHPutDFND16500000 NXP SEMICONDUCTORS N V COMN6596X10993610893SHDFND10108930 O REILLY AUTOMOTIVE INC NEW COM67103H107273510794SHDFND10107940 OASIS PETE INC NEW COM67421510811115000SHDFND10150000 OCCIDENTAL PETE CORP DEL COM6745991052183312SHDFND1033120 OCCIDENTAL PETE CORP DEL COM67459910567610000SHPutDFND11000000 OLD REP INTL CORP COM68022310445429542SHDFND10295420 OPEN TEXT CORP COM683715106138632127SHDFND10321270 ORACLE CORP COM68389X1059719270372SHDFND1381662322060 ORACLE CORP COM68389X10550413800SHCallDFND11380000 ORACLE CORP COM68389X105219160000SHPutDFND16000000 ORANGE SPONSORED ADR68406010645129896SHDFND10298960 PACKAGING CORP AMER COM6951561093966707SHDFND1067070 PAN AMERICAN SILVER CORP COM69790010813020000SHCallDFND12000000 PANDORA MEDIA INC COM6983541071341100000SHCallDFND110000000 PAREXEL INTL CORP COM6994621075117465SHDFND1074650 PARKER HANNIFIN CORP COM7010941045345520SHDFND1055200 PAYCOM SOFTWARE INC COM70432V102112830000SHCallDFND13000000 PAYPAL HLDGS INC COM70450Y103125534665SHDFND111700229650 PAYPAL HLDGS INC COM70450Y103217660100SHPutDFND16010000 PDL BIOPHARMA INC COM69329Y104650131316SHDFND101313160 PEMBINA PIPELINE CORP COM706327103324511403870SHDFND13835113655190 PENGROWTH ENERGY CORP COM70706P104332406431SHDFND104064310 PENN WEST PETE LTD NEW COM707887105165381041SHDFND103810410 PEPSICO INC COM71344810823438234570SHDFND102345700 PEREGRINE PHARMACEUTICALS IN COM NEW7136613041312880SHDFND10128800 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR71654V40820146663SHDFND1463003630 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR71654V408645150000SHPutDFND115000000 PFIZER INC COM71708110322367719808SHDFND1367336830750 PFIZER INC COM7170811035486170000SHCallDFND117000000 PFIZER INC COM717081103161450000SHPutDFND15000000 PHILIP MORRIS INTL INC COM7181721097108078SHDFND1080780 PHILLIPS 66 COM7185461043294019SHDFND1040190 PILGRIMS PRIDE CORP NEW COM72147K10832215157SHDFND1673284250 PIMCO DYNAMIC INCOME FD SHS72201Y10162922146SHDFND10221460 PIMCO ETF TR TTL RTN ACTV ET72201R775887984589SHDFND10845890 PIMCO ETF TR 0-5 HIGH YIELD72201R7839459992SHDFND1099920 PIMCO ETF TR ENHAN SHRT MA A72201R8333363335SHDFND1033350 PIONEER NAT RES CO COM72378710720521163700SHCallDFND116370000 PIONEER NAT RES CO COM7237871077405900SHDFND1590000 PITNEY BOWES INC COM72447910045723447SHDFND10234470 PNC FINL SVCS GROUP INC COM6934751053063210SHDFND1032100 POTASH CORP SASK INC COM73755L1078453438455SHDFND1863093521460 POWERSHARES ETF TR II FND INV GR CP73937B76151220324SHDFND10203240 POWERSHARES ETF TR II S&P500 LOW VOL73937B779281578889SHDFND10788890 POWERSHARES ETF TR II S&P500 HGH BET73937B829203172843SHDFND10728430 POWERSHARES ETF TRUST DWA MOMENTUM PT73935X15355814301SHDFND10143010 POWERSHARES ETF TRUST DYNA BUYBK ACH73935X28653312280SHDFND10122800 POWERSHARES ETF TRUST WNDRHLL CLN EN73935X5007317951SHDFND10179510 POWERSHARES ETF TRUST FTSE US1500 SM73935X5673954190SHDFND1041900 POWERSHARES ETF TRUST WATER RESOURCE73935X57533716528SHDFND10165280 POWERSHARES ETF TRUST FTSE RAFI 100073935X5834074945SHDFND1049450 POWERSHARES ETF TRUST DYN PHRMA PORT73935X799147422439SHDFND10224390 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT73936T5733475127997SHDFND101279970 POWERSHARES QQQ TRUST UNIT SER 173935A104642257410SHDFND10574100 PRAXAIR INC COM74005P1042992950SHDFND1029500 PRECISION DRILLING CORP COM 201074022D308454127283SHDFND101272830 PRICELINE GRP INC COM NEW741503403252198SHDFND101980 PRIMERO MNG CORP COM74164W1064017967SHDFND10179670 PROASSURANCE CORP COM74267C10652510933SHDFND10109330 PROCTER & GAMBLE CO COM7427181097939100000SHCallDFND110000000 PROCTER & GAMBLE CO COM742718109397050000SHPutDFND15000000 PROCTER & GAMBLE CO COM74271810930842388395SHDFND103883950 PROGRESSIVE WASTE SOLUTIONS COM74339G1012354100000SHCallDFND110000000 PROGRESSIVE WASTE SOLUTIONS COM74339G10181433729SHDFND123000107290 PROSHARES TR PSHS ULTSH 20YR74347B20174717528SHDFND10175280 PROSHARES TR PSHS SH MSCI EM74347R396157853623SHDFND10536230 PROSHARES TR II ULTRASHORT YEN74347W5697248275SHDFND1082750 PROSHARES TR II ULTRASHRT EURO74347W88231012800SHDFND10128000 PRUDENTIAL FINL INC COM74432010292511367SHDFND10113670 QORVO INC COM74736K101160231475SHDFND10314750 QUALCOMM INC COM74752510316542318826SHDFND11324501863760 QUALCOMM INC COM747525103307461500SHCallDFND16150000 QUALCOMM INC COM747525103384877000SHPutDFND17700000 QUANTUM FUEL SYS TECH WORLDW COM PAR $0.0274765E3078779390SHDFND10793900 RADIANT LOGISTICS INC COM75025X10013430000SHDFND10300000 RALPH LAUREN CORP CL A751212101111410000SHCallDFND11000000 RANDGOLD RES LTD ADR7523443095488856SHDFND185692870 RANDGOLD RES LTD ADR75234430961910000SHPutDFND11000000 RANGE RES CORP COM75281A10947719374SHDFND10193740 RANGE RES CORP COM75281A10924610000SHCallDFND11000000 RAPTOR PHARMACEUTICAL CORP COM75382F10610420000SHCallDFND12000000 RAYTHEON CO COM NEW7551115079347498SHDFND1074980 REALOGY HLDGS CORP COM75605Y10662716962SHDFND10169620 REGAL ENTMT GROUP CL A75876610944224025SHDFND10240250 RESOURCES CONNECTION INC COM76122Q10524916846SHDFND10168460 RESTAURANT BRANDS INTL INC COM76131D1036483185566SHDFND1232891622770 REYNOLDS AMERICAN INC COM76171310645310520SHDFND10105200 RIO TINTO PLC SPONSORED ADR767204100227967878SHDFND10678780 RITCHIE BROS AUCTIONEERS COM76774410547619098SHDFND10190980 ROGERS COMMUNICATIONS INC CL B775109200441191328208SHDFND13696712912410 ROGERS COMMUNICATIONS INC CL B775109200117234000SHCallDFND13400000 ROGERS COMMUNICATIONS INC CL B77510920059317200SHPutDFND11720000 ROYAL BK CDA MONTREAL QUE COM7800871022348024410684SHDFND115339642572880 ROYAL CARIBBEAN CRUISES LTD COMV7780T103226322363SHDFND10223630 ROYAL DUTCH SHELL PLC SPON ADR B78025910792519813SHDFND10198130 ROYAL DUTCH SHELL PLC SPONS ADR A780259206285760750SHDFND10607500 RUBICON MINERALS CORP COM7809111031521397SHDFND10213970 RYDER SYS INC COM7835491086105107430SHDFND101074300 RYDEX ETF TRUST GUG S&P500 EQ W78355W1063584996SHDFND1049960 RYDEX ETF TRUST GUG S&P500EQWTU78355W791121417212SHDFND10172120 RYDEX ETF TRUST GUG S&P500 EWCO78355W874129511112SHDFND10111120 SALESFORCE COM INC COM79466L302123915809SHDFND10158090 SANDISK CORP COM80004C101125216479SHDFND12000144790 SANDISK CORP NOTE 0.500%10/180004CAF822522161000SHDFND1021610000 SANDSTORM GOLD LTD COM NEW80013R206627246555SHDFND102465550 SANOFI SPONSORED ADR80105N105177237997SHDFND10379970 SAP SE SPON ADR803054204450656966SHDFND10569660 SAUL CTRS INC COM8043951014679194SHDFND1091940 SCHLUMBERGER LTD COM806857108253737085SHDFND10370850 SCHLUMBERGER LTD COM806857108209230000SHCallDFND13000000 SEADRILL LIMITED SHSG7945E1059126800SHCallDFND12680000 SEADRILL LIMITED SHSG7945E10518755400SHPutDFND15540000 SELECT SECTOR SPDR TR SBI HEALTHCARE81369Y2096949632SHDFND1096320 SELECT SECTOR SPDR TR SBI CONS STPLS81369Y30884018105SHDFND10181050 SELECT SECTOR SPDR TR SBI CONS DISCR81369Y4072843834SHDFND1038340 SELECT SECTOR SPDR TR SBI INT-FINL81369Y6053642162430SHDFND101624300 SELECT SECTOR SPDR TR SBI INT-INDS81369Y7044659447SHDFND1094470 SELECT SECTOR SPDR TR TECHNOLOGY81369Y80387622577SHDFND10225770 SENSATA TECHNOLOGIES HLDG NV SHSN7902X10653212000SHDFND10120000 SHAW COMMUNICATIONS INC CL B CONV82028K200389242092811SHDFND16585520269560 SHIP FINANCE INTERNATIONAL L NOTE 3.250% 2/0G81075AE6775720000SHDFND107200000 SILVER BAY RLTY TR CORP COM82735Q1025529347614SHDFND103476140 SILVER WHEATON CORP COM8283361072223188265SHDFND1417411465240 SILVER WHEATON CORP COM82833610712410000SHPutDFND11000000 SIMON PPTY GROUP INC NEW COM8288061096473330SHDFND1033300 SIRIUS XM HLDGS INC COM82968B1039024728SHDFND10247280 SIRIUS XM HLDGS INC COM82968B10336690000SHCallDFND19000000 SKYWEST INC COM83087910235121287SHDFND10212870 SKYWORKS SOLUTIONS INC COM83088M1026908975SHDFND1089750 SMITH A O COM8318652092783631SHDFND1036310 SMUCKER J M CO COM NEW832696405285223123SHDFND10231230 SNAP ON INC COM8330341019905776SHDFND1057760 SODASTREAM INTERNATIONAL LTD USD SHSM9068E10522216235SHDFND10162350 SOLARCITY CORP COM83416T1003897626SHDFND1076260 SONY CORP ADR NEW835699307193581212SHDFND10812120 SOTHEBYS COM83589810751520000SHCallDFND12000000 SOUTHERN CO COM84258710774016584SHDFND10165840 SOUTHWESTERN ENERGY CO DEP SHS 1/20 B8454672082210119100SHDFND101191000 SPDR DOW JONES INDL AVRG ETF UT SER 178467X1094732719SHDFND1027190 SPDR GOLD TRUST GOLD SHS78463V107156114883SHDFND11500133830 SPDR GOLD TRUST GOLD SHS78463V10710145100000SHCallDFND110000000 SPDR INDEX SHS FDS EURO STOXX 5078463X20236511068SHDFND10110680 SPDR INDEX SHS FDS ASIA PACIF ETF78463X301140519325SHDFND10193250 SPDR INDEX SHS FDS S&P GLBDIV ETF78463X4594547970SHDFND1079700 SPDR S&P 500 ETF TR TR UNIT78462F10324691121101SHDFND142645784560 SPDR S&P 500 ETF TR TR UNIT78462F103112156550000SHCallDFND155000000 SPDR S&P 500 ETF TR TR UNIT78462F103101960500000SHPutDFND150000000 SPDR SER TR SHT TRM HGH YLD78468R40828610662SHDFND10106620 SPDR SER TR SPDR BOFA CRSS78468R606213585801SHDFND10858010 SPDR SERIES TRUST BRC HGH YLD BD78464A41735010031SHDFND10100310 SPDR SERIES TRUST DB INT GVT ETF78464A4904127921SHDFND1079210 SPDR SERIES TRUST BRCLYS 1-3MT ET78464A68011167249563SHDFND102495630 SPDR SERIES TRUST S&P REGL BKG78464A6983819411SHDFND1094110 SPDR SERIES TRUST S&P DIVID ETF78464A76321516305375SHDFND103053750 SPDR SERIES TRUST S&P BK ETF78464A79748214727SHDFND10147270 SPDR SERIES TRUST S&P 600 SML CAP78464A813178918344SHDFND10183440 SPRINT CORP COM SER 185207U1056518000SHCallDFND11800000 SPROTT PHYSICAL PLAT PALLAD UNIT85207Q10410615500SHDFND10155000 ST JUDE MED INC COM7908491032023200SHDFND1032000 STANTEC INC COM85472N1092259107215SHDFND101072150 STAPLES INC COM8550301021930165591SHDFND101655910 STARBUCKS CORP COM8552441098073134500SHPutDFND113450000 STARBUCKS CORP COM85524410915314272886SHDFND1402728460 STARWOOD PPTY TR INC COM85571B10559129367SHDFND10293670 STARWOOD PPTY TR INC NOTE 3.750%10/185571BAC912371257000SHDFND1012570000 STUDENT TRANSN INC COM86388A1082540652705SHDFND106527050 SUN LIFE FINL INC COM866796105496751596893SHDFND16316415337290 SUNCOR ENERGY INC NEW COM867224107494561923818SHDFND114938717744310 SUNCOR ENERGY INC NEW COM86722410725810000SHPutDFND11000000 SUNEDISON INC COM86732Y10918826200SHDFND10262000 SUNPOWER CORP COM8676524062739102SHDFND1091020 SUNTRUST BKS INC COM8679141034049425SHDFND1094250 SYMANTEC CORP COM87150310879841473SHDFND10414730 SYMANTEC CORP COM87150310842020000SHCallDFND12000000 SYNCHRONY FINL COM87165B103178557392SHDFND10573920 SYNGENTA AG SPONSORED ADR87160A1004135251SHDFND1052510 SYNGENTA AG SPONSORED ADR87160A10094512000SHCallDFND11200000 SYNOVUS FINL CORP COM NEW87161C50133311263SHDFND10112630 SYSCO CORP COM871829107202653101SHDFND10531010 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR87403910040319615SHDFND10196150 TARGET CORP COM87612E1065997723SHDFND1077230 TE CONNECTIVITY LTD REG SHSH84989104134120751SHDFND10207510 TECK RESOURCES LTD CL B87874220423862000SHPutDFND16200000 TECK RESOURCES LTD CL B87874220450091095304SHDFND14805610472480 TECK RESOURCES LTD CL B8787422042764718800SHCallDFND171880000 TELEFONICA BRASIL SA SPONSORED ADR87936R10623326010SHDFND10260100 TELEFONICA S A SPONSORED ADR87938220819516200SHDFND10162000 TELUS CORP COM87971M103544971799108SHDFND16199317371150 TEMPLETON GLOBAL INCOME FD COM8801981061208199500SHDFND101995000 TENNECO INC COM88034910575817192SHDFND10171920 TESLA MTRS INC COM88160R10112745309SHDFND1053090 TESLA MTRS INC COM88160R10112005000SHCallDFND1500000 TESLA MTRS INC COM88160R10112005000SHPutDFND1500000 TESORO CORP COM881609101105410000SHPutDFND11000000 TEVA PHARMACEUTICAL INDS LTD ADR881624209544482933SHDFND10829330 TEXAS INSTRS INC COM8825081042304193SHDFND1041930 THOMPSON CREEK METALS CO INC COM884768102614440SHDFND10144400 THOMSON REUTERS CORP COM88490310510402268733SHDFND1333192354140 TIFFANY & CO NEW COM886547108106814000SHPutDFND11400000 TIFFANY & CO NEW COM886547108228930000SHCallDFND13000000 TJX COS INC NEW COM872540109150721525SHDFND10215250 TORONTO DOMINION BK ONT COM NEW8911605092202145790926SHDFND122762955632970 TOTAL S A SPONSORED ADR89151E10997021802SHDFND10218020 TOTAL SYS SVCS INC COM89190610974616595SHDFND10165950 TOWERS WATSON & CO CL A891894107143911200SHCallDFND11120000 TOWERS WATSON & CO CL A891894107143911200SHPutDFND11120000 TOYOTA MOTOR CORP SP ADR REP2COM892331307264621504SHDFND10215040 TRANSALTA CORP COM89346D10755521348751SHDFND15000008487510 TRANSCANADA CORP COM89353D107942223089265SHDFND18471730045480 TRANSDIGM GROUP INC COM8936411002591135SHDFND1011350 TRANSOCEAN LTD REG SHSH8817H10058946304SHDFND114216320880 TRANSOCEAN LTD REG SHSH8817H10057446400SHPutDFND14640000 TRAVELERS COMPANIES INC COM89417E1093292917SHDFND1029170 TRINA SOLAR LIMITED SPON ADR89628E10419321540SHDFND10215400 TRINITY INDS INC COM89652210970431324SHDFND10313240 TWENTY FIRST CENTY FOX INC CL A90130A10146717540SHDFND10175400 TWITTER INC COM90184L102190177445SHDFND145588318570 TWITTER INC COM90184L102112648700SHCallDFND14870000 TWITTER INC COM90184L102204988600SHPutDFND18860000 TWO HBRS INVT CORP COM90187B10117219726SHDFND10197260 TYSON FOODS INC CL A90249410373013680SHDFND10136800 TYSON FOODS INC UNIT 99/99/999990249430166711000SHDFND10110000 ULTRA PETROLEUM CORP COM9039141099615211SHDFND10152110 UNDER ARMOUR INC CL A904311107123715340SHDFND10153400 UNILEVER N V N Y SHS NEW9047847093829511SHDFND1095110 UNILEVER PLC SPON ADR NEW904767704252462570SHDFND10625700 UNION PAC CORP COM9078181088176104548SHDFND101045480 UNION PAC CORP COM9078181087749900SHCallDFND1990000 UNITED CONTL HLDGS INC COM9100471093766857SHDFND1318536720 UNITED CONTL HLDGS INC COM910047109144425200SHPutDFND12520000 UNITED PARCEL SERVICE INC CL B91131210617581179761SHDFND101797610 UNITED PARCEL SERVICE INC CL B911312106630165500SHCallDFND16550000 UNITED RENTALS INC COM9113631093695092SHDFND1050920 UNITED STATES STL CORP NEW COM912909108798100000SHPutDFND110000000 UNITED STATES STL CORP NEW COM91290910815819650SHDFND1191505000 UNITED TECHNOLOGIES CORP COM91301710916826175146SHDFND15001746460 UNITED TECHNOLOGIES CORP COM91301710996010000SHCallDFND11000000 UNITEDHEALTH GROUP INC COM91324P102406335465SHDFND10354650 US BANCORP DEL COM NEW90297330447211509SHDFND10115090 V F CORP COM91820410884913640SHDFND10136400 VALE S A ADR91912E10523155960SHDFND10559600 VALEANT PHARMACEUTICALS INTL COM91911K102540153179SHDFND133105200740 VALERO ENERGY CORP NEW COM91913Y10012583177956SHDFND101779560 VANGUARD BD INDEX FD INC SHORT TRM BOND9219378272913622SHDFND1036220 VANGUARD CHARLOTTE FDS INTL BD IDX ETF92203J407164631102SHDFND10311020 VANGUARD INDEX FDS S&P 500 ETF SHS92290836314107545SHDFND1075450 VANGUARD INDEX FDS REIT ETF9229085534595760SHDFND1057600 VANGUARD INDEX FDS TOTAL STK MKT9229087692512405SHDFND1024050 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ET92204285858818002SHDFND10180020 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF922042874426787832SHDFND10878320 VANGUARD SPECIALIZED PORTFOL DIV APP ETF921908844444857199SHDFND10571990 VANGUARD WHITEHALL FDS INC HIGH DIV YLD92194640675412050SHDFND10120500 VANGUARD WORLD FDS CONSUM DIS ETF92204A1086185018SHDFND1050180 VANGUARD WORLD FDS HEALTH CAR ETF92204A5049316975SHDFND1069750 VANGUARD WORLD FDS INDUSTRIAL ETF92204A6034144096SHDFND1040960 VANGUARD WORLD FDS INF TECH ETF92204A702410637920SHDFND10379200 VANTIV INC CL A92210H1053407578SHDFND1075780 VERISIGN INC SDCV 3.250% 8/192343EAD4131015120000SHDFND1051200000 VERIZON COMMUNICATIONS INC COM92343V104207544900SHCallDFND14490000 VERIZON COMMUNICATIONS INC COM92343V10422344520008SHDFND105200080 VERMILION ENERGY INC COM9237251055966192717SHDFND101927170 VERTEX PHARMACEUTICALS INC COM92532F1003492775SHDFND1027750 VISA INC COM CL A92826C83910820139523SHDFND101395230 VODAFONE GROUP PLC NEW SPNSR ADR NO PA92857W3083404109301SHDFND101093010 WALGREENS BOOTS ALLIANCE INC COM931427108503461016SHDFND1102609140 WAL-MART STORES INC COM93114210311421177814SHDFND110811767330 WAL-MART STORES INC COM931142103429770100SHCallDFND17010000 WASTE MGMT INC DEL COM94106L109306762211SHDFND10622110 WEATHERFORD INTL PLC ORD SHSG4883310011713916SHDFND11140025160 WEATHERFORD INTL PLC ORD SHSG4883310029435000SHPutDFND13500000 WELLS FARGO & CO NEW COM94974610115549286200SHPutDFND128620000 WELLS FARGO & CO NEW COM94974610119872391611SHDFND103916110 WELLS FARGO & CO NEW COM94974610112224225000SHCallDFND122500000 WELLTOWER INC COM95040Q1045147601SHDFND1076010 WESTERN DIGITAL CORP COM95810210590215020SHDFND10150200 WESTERN UN CO COM95980210945825372SHDFND10253720 WESTPORT INNOVATIONS INC COM NEW9609083093715565SHDFND10155650 WEYERHAEUSER CO COM96216610432912070SHDFND10120700 WHITEWAVE FOODS CO COM9662441052656630SHDFND1066300 WHITING PETE CORP NEW COM96638710223725013SHDFND10250130 WHOLE FOODS MKT INC COM96683710688028345SHDFND10283450 WI-LAN INC COM9289721087945075SHDFND10450750 WILLIAMS COS INC DEL COM969457100169566002SHDFND16170043020 WILLIAMS COS INC DEL COM969457100205480000SHPutDFND18000000 WISDOMTREE TR SMALLCAP DIVID97717W6044056430SHDFND1064300 WISDOMTREE TR JAPN HEDGE EQT97717W85165713744SHDFND10137440 WISDOMTREE TR EUROPE SMCP DV97717W86974013759SHDFND10137590 WISDOMTREE TR ITL HDG QTLY DI97717X594233893938SHDFND10939380 WISDOMTREE TR EUROPE HEDGED E97717X70115319284658SHDFND102846580 WPX ENERGY INC PFD SER A CV98212B20240813000SHDFND10130000 WYNDHAM WORLDWIDE CORP COM98310W1087109971SHDFND1099710 XILINX INC COM983919101154332855SHDFND10328550 XPO LOGISTICS INC NOTE 4.500%10/0983793AA848442832000SHDFND1028320000 YAHOO INC COM98433210680224104SHDFND10241040 YAMANA GOLD INC COM98462Y100355205002SHDFND1978431071590 YAMANA GOLD INC COM98462Y100359194200SHCallDFND119420000 YUM BRANDS INC COM988498101117116030SHDFND10160300 ZYNGA INC CL A98986T1089635900SHCallDFND13590000