0001335644-15-000006.txt : 20150515 0001335644-15-000006.hdr.sgml : 20150515 20150515114651 ACCESSION NUMBER: 0001335644-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 15866807 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001335644 XXXXXXXX 03-31-2015 03-31-2015 SCOTIA CAPITAL INC.

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR TORONTO A6 M5W 2X6

13F HOLDINGS REPORT 028-11461 N Bob Edwards 416-863-7844 /s/ Bob Edwards Toronto, Ontario Z4 05-15-2015 1 604 3875619 false 1 0000009631 028-11475 BANK OF NOVA SCOTIA INFORMATION TABLE 2 scapitalacn.inftab.xml 3M COCOM88579Y101531332202SHDFND10322020ABB LTDSPONSORED ADR0003752042089817SHDFND1098170ABBOTT LABSCOM0028241006505140356SHDFND101403560ABBVIE INCCOM00287Y1097369125835SHDFND101258350ABERDEEN ASIA PACIFIC INCOMCOM0030091072057382277SHDFND103822770ABIOMED INCCOM0036541003494881SHDFND1048810ACCENTURE PLC IRELANDSHS CLASS AG1151C101196720995SHDFND10209950ACTAVIS PLCSHSG0083B10819566568SHDFND1565630ACTIVISION BLIZZARD INCCOM00507V10961226914SHDFND10269140ADVANCE AUTO PARTS INCCOM00751Y1062201470SHDFND1014700ADVANTAGE OIL & GAS LTDCOM00765F1014125768182SHDFND107681820AECOMCOM00766T10046815185SHDFND10151850AERCAP HOLDINGS NVSHSN0098510667815520SHDFND10155200AETNA INC NEWCOM00817Y108186917536SHDFND10175360AFLAC INCCOM001055102310648511SHDFND17200413110AGNICO EAGLE MINES LTDCOM00847410858821164SHDFND14906162580AGRIUM INCCOM00891610825650246142SHDFND1152132309290AKAMAI TECHNOLOGIES INCCOM00971T10188812500SHDFND11250000ALCOA INCCOM0138171011591123206SHDFND199418237880ALDERON IRON ORE CORPCOM01434T100416000SHDFND10160000ALEXION PHARMACEUTICALS INCCOM0153511097544347SHDFND1043470ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102103912474SHDFND10124740ALLIANCEBERNSTEIN INCOME FUNCOM01881E10122228800SHDFND10288000ALLSTATE CORPCOM0200021013184463SHDFND1044630ALTRIA GROUP INCCOM02209S103487797465SHDFND11800956650AMAZON COM INCCOM0231351063741004SHDFND1010040AMBEV SASPONSORED ADR02319V103815141375SHDFND101413750AMC ENTMT HLDGS INCCL A COM00165C10451714555SHDFND10145550AMERICAN EXPRESS COCOM025816109534168347SHDFND10683470AMERICAN INTL GROUP INCCOM NEW0268747847902144198SHDFND1203001238980AMERICAN TOWER CORP NEWCOM03027X100101510770SHDFND1253282380AMERICAN WTR WKS CO INC NEWCOM0304201032264166SHDFND1041660AMERIPRISE FINL INCCOM03076C1065674332SHDFND1043320AMERISOURCEBERGEN CORPCOM03073E1057106243SHDFND1062430AMETEK INC NEWCOM03110010068312995SHDFND10129950AMGEN INCCOM031162100416526060SHDFND11697890820AMKOR TECHNOLOGY INCCOM03165210028732530SHDFND10325300AMTRUST FINL SVCS INCCOM03235930972812764SHDFND10127640ANADARKO PETE CORPCOM0325111073203865SHDFND1038650ANALOG DEVICES INCCOM0326541053255160SHDFND1516000ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1085964889SHDFND1048890ANTHEM INCCOM0367521038705630SHDFND1056300APACHE CORPCOM0374111054447352SHDFND1073520APOLLO INVT CORPCOM03761U10639551444SHDFND10514440APPLE INCCOM03783310051142410791SHDFND104107910APPLIED MATLS INCCOM038222105170475538SHDFND10755380ASSURANT INCCOM04621X1084938022SHDFND1080220AT&T INCCOM00206R10216028490653SHDFND1123004783530ATWOOD OCEANICS INCCOM05009510829510503SHDFND10105030AUTOLIV INCCOM0528001093793220SHDFND1032200AUTOMATIC DATA PROCESSING INCOM0530151037248448SHDFND1084480AVAGO TECHNOLOGIES LTDSHSY0486S104176413884SHDFND10138840AVERY DENNISON CORPCOM05361110969013044SHDFND10130440B2GOLD CORPCOM11777Q2092819014SHDFND10190140BAIDU INCSPON ADR REP A05675210820799973SHDFND190009730BANCO SANTANDER SAADR05964H10530140358SHDFND10403580BANK AMER CORPCOM06050510411090720308SHDFND1180597022490BANK MONTREAL QUECOM063671101746641247210SHDFND11957112276390BANK N S HALIFAXCOM0641491072542075066483SHDFND1442950620540BANK NEW YORK MELLON CORPCOM0640581003288147SHDFND1081470BARCLAYS PLCADR06738E20438526428SHDFND10264280BARRICK GOLD CORPCOM0679011083306302252SHDFND11131711890810BAXTER INTL INCCOM071813109102514955SHDFND10149550BAYTEX ENERGY CORPCOM07317Q10512484790089SHDFND154607846290BCE INCCOM NEW05534B7601032442438403SHDFND11914024192630BECTON DICKINSON & COCOM075887109391527256SHDFND10272560BERKSHIRE HATHAWAY INC DELCL A0846701088704SHDFND1040BERKSHIRE HATHAWAY INC DELCL B NEW0846707021429999043SHDFND10990430BGC PARTNERS INCCL A05541T10153156141SHDFND10561410BHP BILLITON LTDSPONSORED ADR088606108399385901SHDFND10859010BJS RESTAURANTS INCCOM09180C1062695332SHDFND1053320BLACKBERRY LTDCOM09228F1032815315656SHDFND11129852026710BLACKHAWK NETWORK HLDGS INCCL B09238E20357916279SHDFND10162790BLACKROCK INCCOM09247X10113923803SHDFND1038030BLACKSTONE GROUP L PCOM UNIT LTD09253U108256065808SHDFND10658080BLOCK H & R INCCOM09367110577924300SHDFND10243000BLUCORA INCCOM09522910014010225SHDFND10102250BOEING COCOM09702310523066153663SHDFND101536630BP PLCSPONSORED ADR055622104245662799SHDFND10627990BRISTOL MYERS SQUIBB COCOM110122108328650921SHDFND12044488770BRITISH AMERN TOB PLCSPONSORED ADR1104481074944754SHDFND1047540BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510442075786574SHDFND1130257735490BROOKFIELD CDA OFFICE PPTYSTR UNIT11282310966629506SHDFND10295060BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210119883437505SHDFND104375050BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNG16249107324511338632SHDFND1013386320BROOKFIELD RENEWABLE ENRGY PPARTNERSHIP UNITG1625810827975886565SHDFND108865650CA INCCOM12673P10568320924SHDFND10209240CABLEVISION SYS CORPCL A NY CABLVS12686C10952528666SHDFND10286660CAE INCCOM1247651089861844910SHDFND108449100CAMECO CORPCOM13321L1085452391187SHDFND189863822010CAMPBELL SOUP COCOM13442910957412310SHDFND10123100CANADIAN NAT RES LTDCOM13638510130293988471SHDFND1266809617910CANADIAN NATL RY COCOM136375102983551470036SHDFND11837014516660CANADIAN PAC RY LTDCOM13645T10019474106764SHDFND18078986860CARNIVAL CORPPAIRED CTF1436583004369108SHDFND1091080CARPENTER TECHNOLOGY CORPCOM14428510346411930SHDFND10119300CATAMARAN CORPCOM148887102155526119SHDFND14765213540CATERPILLAR INC DELCOM149123101272834076SHDFND10340760CBRE CLARION GLOBAL REAL ESTCOM12504G1001087121430SHDFND101214300CBS CORP NEWCL B1248572024637644SHDFND1076440CDN IMPERIAL BK COMM TORONTOCOM13606910169886964301SHDFND1130189512830CELESTICA INCSUB VTG SHS15101Q10843239030SHDFND10390300CELGENE CORPCOM151020104631954785SHDFND10547850CENOVUS ENERGY INCCOM15135U109272311615230SHDFND11869115965390CENTRAL FD CDA LTDCL A1535011011588134299SHDFND101342990CHEMED CORP NEWCOM16359R1038256902SHDFND1069020CHESAPEAKE ENERGY CORPNOTE 2.500% 5/1165167BZ919392020000SHDFND1020200000CHEVRON CORP NEWCOM166764100716868240SHDFND10682400CHICAGO BRIDGE & IRON CO N VCOM167250109243849468SHDFND10494680CHINA MOBILE LIMITEDSPONSORED ADR16941M1092874415SHDFND1044150CHIPOTLE MEXICAN GRILL INCCOM1696561058511307SHDFND1013070CHURCH & DWIGHT INCCOM171340102135615857SHDFND10158570CIMPRESS N VSHS EURON201461014094842SHDFND1048420CISCO SYS INCCOM17275R10210118367388SHDFND1169603504280CITIGROUP INCCOM NEW17296742417084331443SHDFND1505002809430CITRIX SYS INCCOM17737610078612300SHDFND10123000CITY HLDG COCOM1778351054349225SHDFND1092250CME GROUP INCCOM12572Q105378840000SHDFND10400000CMS ENERGY CORPCOM12589610044512752SHDFND10127520COBALT INTL ENERGY INCCOM19075F10643946700SHDFND14670000COCA COLA COCOM19121610020285500073SHDFND105000730COLGATE PALMOLIVE COCOM194162103166524009SHDFND10240090COLUMBIA BKG SYS INCCOM19723610242314607SHDFND10146070COMCAST CORP NEWCL A20030N1015705100982SHDFND101009820CONAGRA FOODS INCCOM205887102196153667SHDFND10536670CONOCOPHILLIPSCOM20825C104236337930SHDFND10379300CONSOLIDATED EDISON INCCOM209115104135922275SHDFND10222750CONSTELLATION BRANDS INCCL A21036P10810428963SHDFND1089630CORNING INCCOM219350105140561960SHDFND118400435600COSTCO WHSL CORP NEWCOM22160K105300519830SHDFND16700131300CREDIT SUISSE GROUPSPONSORED ADR22540110846117128SHDFND10171280CRESCENT PT ENERGY CORPCOM22576C101310711393822SHDFND11010213837200CSX CORPCOM126408103130439353SHDFND10393530CUMMINS INCCOM231021106695450144SHDFND10501440CVS HEALTH CORPCOM12665010016892163599SHDFND101635990CYPRESS SEMICONDUCTOR CORPCOM23280610926819000SHDFND10190000D R HORTON INCCOM23331A10932511400SHDFND10114000DANAHER CORP DELCOM2358511022162545SHDFND1025450DAVITA HEALTHCARE PARTNERS ICOM23918K1086588100SHDFND1081000DBX ETF TRXTRAK MSCI EAFE233051200257085770SHDFND10857700DBX ETF TRXTRAK MSCI EMKT233051101176279510SHDFND10795100DEERE & COCOM244199105257929392SHDFND10293920DELTA AIR LINES INC DELCOM NEW2473617024459897SHDFND1098970DELUXE CORPCOM2480191012032931SHDFND1029310DENISON MINES CORPCOM2483561075570447SHDFND10704470DEVELOPERS DIVERSIFIED RLTYNOTE 1.750%11/1251591AX133612666000SHDFND1026660000DEVON ENERGY CORP NEWCOM25179M1033185280SHDFND1350017800DIAGEO P L CSPON ADR NEW25243Q20513636123298SHDFND101232980DIAMONDBACK ENERGY INCCOM25278X1092232900SHDFND1290000DISCOVER FINL SVCSCOM2547091084467914SHDFND1079140DISNEY WALT COCOM DISNEY25468710647134449224SHDFND12064402427840DOLLAR GEN CORP NEWCOM2566771052222945SHDFND1029450DOMINION DIAMOND CORPCOM25728710217210080SHDFND10100800DONNELLEY R R & SONS COCOM25786710169836370SHDFND10363700DORMAN PRODUCTS INCCOM25827810071414350SHDFND10143500DOUBLELINE INCOME SOLUTIONSCOM25862210968634524SHDFND10345240DOW CHEM COCOM260543103105822044SHDFND10220440DR PEPPER SNAPPLE GROUP INCCOM26138E10996512286SHDFND10122860DRYSHIPS INCSHSY2109Q101912000SHDFND10120000DU PONT E I DE NEMOURS & COCOM263534109185225906SHDFND10259060DUKE ENERGY CORP NEWCOM NEW26441C20490311763SHDFND10117630DYCOM INDS INCCOM2674751013467074SHDFND1070740E M C CORP MASSCOM26864810213061510802SHDFND105108020EATON CORP PLCSHSG29183103212431249SHDFND10312490EATON VANCE SR FLTNG RTE TRCOM27828Q10515210513SHDFND10105130EBAY INCCOM27864210385014720SHDFND10147200EBIX INCCOM NEW27871520639212898SHDFND10128980ECOLAB INCCOM278865100179715698SHDFND10156980ELDORADO GOLD CORP NEWCOM2849021031585346192SHDFND1162623299300ELECTRONIC ARTS INCCOM2855121095218852SHDFND1088520ELECTRONIC ARTS INCNOTE 0.750% 7/1285512AA719351044000SHDFND1010440000EMERSON ELEC COCOM291011104534994428SHDFND10944280ENBRIDGE INCCOM29250N1051322132742607SHDFND112211726204900ENCANA CORPCOM292505104112221005684SHDFND1676339380510ENERPLUS CORPCOM29276610211010838SHDFND10108380ENSIGN GROUP INCCOM29358P1012345000SHDFND1050000EOG RES INCCOM26875P1017217862SHDFND189169710ERICSSONADR B SEK 1029482160857245526SHDFND10455260EXELON CORPCOM30161N10178223248SHDFND10232480EXPRESS SCRIPTS HLDG COCOM30219G1084555241SHDFND1052410EXXON MOBIL CORPCOM30231G1029714114315SHDFND161680526350F5 NETWORKS INCCOM3156161027716705SHDFND1067050FACEBOOK INCCL A30303M102655079669SHDFND150242294270FACTORSHARES TRISE CYBER SEC30304R40757820642SHDFND10206420FASTENAL COCOM311900104244158881SHDFND10588810FEDEX CORPCOM31428X106674640753SHDFND10407530FIAT CHRYSLER AUTOMOBILES NSHSN31738102160598420SHDFND10984200FIRST TR EXCHANGE TRADED FDAUTO INDEX FD33734X3092476100SHDFND1061000FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X119292265466SHDFND10654660FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60529212155SHDFND10121550FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1433304925SHDFND1049250FIRSTSERVICE CORPSUB VTG SH33761N1092413730SHDFND1037300FLUOR CORP NEWCOM343412102173030247SHDFND10302470FOOT LOCKER INCCOM3448491043786000SHDFND1150045000FORD MTR CO DELCOM PAR $0.013453708604899303443SHDFND103034430FRANCO NEVADA CORPCOM351858105326467427SHDFND10674270FREEPORT-MCMORAN INCCL B35671D8575967314744SHDFND103147440GABELLI EQUITY TR INCCOM36239710113420632SHDFND10206320GAMESTOP CORP NEWCL A36467W109118731247SHDFND10312470GANNETT INCCOM364730101109329464SHDFND10294640GAP INC DELCOM364760108161337220SHDFND10372200GENERAL DYNAMICS CORPCOM3695501086304641SHDFND1046410GENERAL ELECTRIC COCOM369604103610312458585SHDFND1024585850GENERAL MLS INCCOM3703341048347147401SHDFND101474010GENERAL MTRS COCOM37045V1007420203579SHDFND102035790GENWORTH FINL INCCOM CL A37247D10634146609SHDFND10466090GILDAN ACTIVEWEAR INCCOM375916103480483714SHDFND15160785540GILEAD SCIENCES INCCOM37555810316549168588SHDFND101685880GLAXOSMITHKLINE PLCSPONSORED ADR37733W105224048520SHDFND10485200GLOBAL X FDSGLOBX SUPDV US37950E291204472113SHDFND10721130GNC HLDGS INCCOM CL A36191G107243249560SHDFND10495600GOLDCORP INC NEWCOM38095640913839764954SHDFND1185377464170GOLDMAN SACHS GROUP INCCOM38141G104256913659SHDFND13100105590GOODYEAR TIRE & RUBR COCOM38255010128110390SHDFND1860017900GOOGLE INCCL A38259P508660111895SHDFND10118950GOOGLE INCCL C38259P7061471526843SHDFND10268430GRAINGER W W INCCOM3848021045922508SHDFND1025080GRANITE REAL ESTATE INVT TRUNIT 99/99/99993874371143793109058SHDFND101090580GROUPE CGI INCCL A SUB VTG39945C1096038142645SHDFND1182901243550HALLIBURTON COCOM406216101202346080SHDFND10460800HARTFORD FINL SVCS GROUP INCCOM416515104118628335SHDFND10283350HEALTH CARE REIT INCPFD PER CON I42217K601237035000SHDFND10350000HERTZ GLOBAL HOLDINGS INCCOM42805T10578636237SHDFND10362370HEWLETT PACKARD COCOM42823610370722664SHDFND10226640HIBBETT SPORTS INCCOM42856710178115910SHDFND10159100HOME DEPOT INCCOM43707610218209160195SHDFND101601950HONDA MOTOR LTDAMERN SHS438128308116135430SHDFND10354300HONEYWELL INTL INCCOM438516106537351490SHDFND10514900HSBC HLDGS PLCSPON ADR NEW40428040671516778SHDFND10167780HUDBAY MINERALS INCCOM44362810225731479SHDFND10314790HUMANA INCCOM4448591025343000SHDFND1030000IAMGOLD CORPCOM4509131083720009SHDFND10200090ICICI BK LTDADR45104G1041306126050SHDFND101260500ICON PLCSHSG4705A1002613700SHDFND1037000IHS INCCL A4517341076926085SHDFND1060850IMPERIAL OIL LTDCOM NEW45303840810856272347SHDFND157682665790INDIA FD INCCOM4540891032137539SHDFND1075390INGLES MKTS INCCL A4570301044138339SHDFND1083390INTEGRATED DEVICE TECHNOLOGYCOM45811810643821846SHDFND10218460INTEL CORPCOM45814010024908796098SHDFND107960980INTERNATIONAL BUSINESS MACHSCOM4592001011299480938SHDFND113232677060INTERNATIONAL FLAVORS&FRAGRACOM459506101126810800SHDFND10108000INVESCO LTDSHSG491BT10888622317SHDFND10223170ISHARESEM CRP BD ETF464286251151830503SHDFND10305030ISHARESEMU ETF464286608335386908SHDFND10869080ISHARESGL MET&MINPR ETF4642863685387366155SHDFND103661550ISHARESGL TIMB FORE ETF46428817474113561SHDFND10135610ISHARESGLB INFRASTR ETF464288372334980021SHDFND10800210ISHARESGLOBAL MATER ETF4642886956266110229SHDFND101102290ISHARESIBOXX HI YD ETF4642885138969886SHDFND1098860ISHARESINTL SEL DIV ETF4642884488334247658SHDFND102476580ISHARESJP MOR EM MK ETF4642882813903477SHDFND1034770ISHARESMRNING SM CP ETF4642887034623520SHDFND1035200ISHARESMSCI AC ASIA ETF4642881822313600SHDFND1036000ISHARESMSCI ACWI ETF4642882574617680SHDFND1076800ISHARESMSCI BRIC INDX4642866572266185SHDFND1061850ISHARESMSCI GERMANY ETF464286806273491577SHDFND10915770ISHARESMSCI JAPAN ETF4642868483318264776SHDFND102647760ISHARESMSCI PAC JP ETF464286665171337762SHDFND10377620ISHARESMSCI TAIWAN ETF46428673130519362SHDFND10193620ISHARESSHRT TRS BD ETF464288679339630766SHDFND10307660ISHARESU.S. PFD STK ETF464288687178144395SHDFND10443950ISHARESUS HOME CONS ETF4642887524559161477SHDFND101614770ISHARES GOLD TRUSTISHARES46428510561854500SHDFND10545000ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10781741907SHDFND10419070ISHARES SILVER TRUSTISHARES46428Q10934021325SHDFND11700043250ISHARES TR0-5YR INVT GR CP46434V100143228242SHDFND10282420ISHARES TR1-3 YR TR BD ETF464287457493358114SHDFND10581140ISHARES TRCHINA LG-CAP ETF46428718481218260SHDFND10182600ISHARES TRCOHEN&STEER REIT464287564245024228SHDFND10242280ISHARES TRCORE HIGH DV ETF46429B663201426847SHDFND10268470ISHARES TRCORE MSCI EAFE46432F84282014025SHDFND10140250ISHARES TRCORE S&P SCP ETF4642878043082610SHDFND1026100ISHARES TRCORE S&P500 ETF464287200673732408SHDFND10324080ISHARES TRCORE US AGGBD ET4642872262121901SHDFND1019010ISHARES TRCORE US TR BD46429B267136553444SHDFND10534440ISHARES TRCORE US VAL ETF4642876634733504SHDFND1035040ISHARES TREUROPE ETF464287861102123054SHDFND10230540ISHARES TRFLTG RATE BD ETF46429B655217042849SHDFND10428490ISHARES TRGLOB HLTHCRE ETF464287325108510056SHDFND10100560ISHARES TRGLOBAL 100 ETF464287572637882853SHDFND10828530ISHARES TRGLOBAL TECH ETF464287291264427286SHDFND10272860ISHARES TRHDG MSCI GERMN46434V70482428871SHDFND10288710ISHARES TRIBOXX INV CP ETF464287242693856986SHDFND10569860ISHARES TRLIQUID INC ETF46434V8782374746SHDFND1047460ISHARES TRMSCI EAFE ETF46428746514141220198SHDFND102201980ISHARES TRMSCI EMG MKT ETF464287234370992398SHDFND10923980ISHARES TRMSCI UTD KNGDM46434V5484050224759SHDFND102247590ISHARES TRNASDQ BIOTEC ETF46428755633809839SHDFND1098390ISHARES TRRUS 1000 ETF4642876225774978SHDFND1049780ISHARES TRRUSSELL 2000 ETF4642876558757035SHDFND1070350ISHARES TRS&P 100 ETF464287101341637822SHDFND10378220ISHARES TRSELECT DIVID ETF464287168323541491SHDFND10414910ISHARES TRTIPS BD ETF4642871768937862SHDFND1078620ISHARES TRTRANS AVG ETF464287192228214570SHDFND10145700ISHARES TRU.S. CNSM SV ETF464287580260618068SHDFND10180680ISHARES TRU.S. FIN SVC ETF464287770105211755SHDFND10117550ISHARES TRU.S. FINLS ETF464287788589366157SHDFND10661570ISHARES TRU.S. REAL ES ETF46428773990111357SHDFND10113570ISHARES TRU.S. TECH ETF464287721177916945SHDFND10169450ISHARES TRUS HLTHCARE ETF464287762223914502SHDFND10145020ISHARES TRUTILITIES BD ETF46429B184213240024SHDFND10400240ISLE OF CAPRI CASINOS INCCOM46459210430221502SHDFND10215020JOHNSON & JOHNSONCOM47816010455838554844SHDFND121105527340JOHNSON CTLS INCCOM4783661075571110403SHDFND101104030JPMORGAN CHASE & COCOM46625H10025105414264SHDFND104142640JUST ENERGY GROUP INCCOM48213W1011469316289SHDFND103162890KAPSTONE PAPER & PACKAGING CCOM48562P1032377236SHDFND1723600KELLOGG COCOM487836108204531010SHDFND10310100KELLY SVCS INCCL A488152208110563354SHDFND10633540KEURIG GREEN MTN INCCOM49271M1002422163SHDFND118333300KIMBERLY CLARK CORPCOM494368103297527766SHDFND10277660KINDER MORGAN INC DELCOM49456B1017959189135SHDFND101891350KINROSS GOLD CORPCOM NO PAR49690240412154604SHDFND126029285750KKR & CO L P DELCOM UNITS48248M1024453195121SHDFND101951210KONINKLIJKE PHILIPS N VNY REG SH NEW500472303131346314SHDFND10463140KRAFT FOODS GROUP INCCOM50076Q106397045539SHDFND10455390KROGER COCOM501044101262134173SHDFND10341730L BRANDS INCCOM501797104123513092SHDFND10130920LAKE SHORE GOLD CORPCOM5107281081923906SHDFND10239060LAM RESEARCH CORPCOM5128071083354765SHDFND144003650LAS VEGAS SANDS CORPCOM517834107233442372SHDFND10423720LATAM AIRLS GROUP S ASPONSORED ADR51817R10615319000SHDFND10190000LAZARD LTDSHS AG5405010277614739SHDFND10147390LEXMARK INTL NEWCL A52977110751312100SHDFND10121000LIBERTY INTERACTIVE CORPINT COM SER A53071M10460520717SHDFND10207170LILLY ELI & COCOM532457108221630489SHDFND10304890LINCOLN NATL CORP INDCOM5341871093966894SHDFND1068940LIVE NATION ENTERTAINMENT INCOM53803410952120656SHDFND10206560LKQ CORPCOM50188920898838650SHDFND10386500LOCKHEED MARTIN CORPCOM5398301093411681SHDFND1016810LORILLARD INCCOM544147101122718765SHDFND10187650LOWES COS INCCOM548661107105714204SHDFND10142040LULULEMON ATHLETICA INCCOM5500211093355224SHDFND1052240LYONDELLBASELL INDUSTRIES NSHS - A -N53745100115713167SHDFND10131670MACYS INCCOM55616P104131620270SHDFND10202700MAGNA INTL INCCOM55922240135401662242SHDFND194506527920MANULIFE FINL CORPCOM56501R106846884985933SHDFND14481449411190MARATHON PETE CORPCOM56585A1026276127SHDFND1061270MARKET VECTORS ETF TRBIOTECH ETF57060U1833612785SHDFND1027850MARKET VECTORS ETF TRRETAIL ETF57060U225250432324SHDFND10323240MARVELL TECHNOLOGY GROUP LTDORDG5876H10531421395SHDFND18100132950MASCO CORPCOM57459910643216155SHDFND10161550MASTERCARD INCCL A57636Q104329238087SHDFND10380870MAXIM INTEGRATED PRODS INCCOM57772K10150414476SHDFND10144760MCCORMICK & CO INCCOM NON VTG579780206462159923SHDFND10599230MCCORMICK & CO INCCOM VTG5797801072493200SHDFND1032000MCDONALDS CORPCOM58013510114644150226SHDFND101502260MCGRAW HILL FINL INCCOM5806451096836608SHDFND1066080MCKESSON CORPCOM58155Q103905740024SHDFND10400240MEDTRONIC PLCSHSG5960L103372947800SHDFND10478000MERCK & CO INC NEWCOM58933Y105560997555SHDFND10975550METHANEX CORPCOM59151K108209139061SHDFND10390610METLIFE INCCOM59156R10831974632291SHDFND168006254910MGM RESORTS INTERNATIONALCOM55295310137417745SHDFND12070156750MGM RESORTS INTERNATIONALNOTE 4.250% 4/155303QAE026142308000SHDFND1023080000MICHAEL KORS HLDGS LTDSHSG607541014737198SHDFND1071980MICROCHIP TECHNOLOGY INCSDCV 2.125%12/1595017AB0130316666000SHDFND1066660000MICRON TECHNOLOGY INCNOTE 2.375% 5/0595112AW336691296000SHDFND1012960000MICROSOFT CORPCOM59491810419945490376SHDFND104903760MITSUBISHI UFJ FINL GROUP INSPONSORED ADR60682210419230885SHDFND10308850MONDELEZ INTL INCCL A6092071054284118644SHDFND101186440MONMOUTH REAL ESTATE INVT COCL A6097201071246112015SHDFND101120150MONSTER BEVERAGE CORPCOM6117401016104403SHDFND1044030MOODYS CORPCOM6153691057937634SHDFND1076340MORGAN STANLEYCOM NEW6174464484893137013SHDFND101370130MYLAN INCNOTE 3.750% 9/1628530AJ6218934928000SHDFND1049280000MYLAN N VSHS EURON5946510966211145SHDFND10111450NATIONAL GRID PLCSPON ADR NEW6362743004366742SHDFND1067420NATIONAL OILWELL VARCO INCCOM63707110163112624SHDFND10126240NATIONAL PENN BANCSHARES INCCOM63713810850847140SHDFND10471400NAVIGATOR HOLDINGS LTDSHSY6213210835318460SHDFND10184600NCR CORP NEWCOM62886E108102834817SHDFND10348170NET 1 UEPS TECHNOLOGIES INCCOM NEW64107N20620515000SHDFND10150000NETAPP INCCOM64110D10476821665SHDFND10216650NEUSTAR INCCL A64126X20130212265SHDFND10122650NEW GOLD INC CDACOM6445351064312789SHDFND10127890NEW YORK CMNTY BANCORP INCCOM64944510369941772SHDFND10417720NEXTERA ENERGY INCCOM65339F1013273145SHDFND1031450NIKE INCCL B654106103868786556SHDFND10865560NOKIA CORPSPONSORED ADR65490220442155496SHDFND139300161960NORFOLK SOUTHERN CORPCOM655844108215020880SHDFND10208800NORTH AMERN PALLADIUM LTDCOM6569121021676590SHDFND10765900NORTH ATLANTIC DRILLING LTDCOMG6613P2021310900SHDFND10109000NORTHROP GRUMMAN CORPCOM6668071022261406SHDFND1014060NOVARTIS A GSPONSORED ADR66987V109253225675SHDFND10256750NOVO-NORDISK A SADR6701002057669143582SHDFND101435820NUANCE COMMUNICATIONS INCCOM67020Y10033023038SHDFND110950120880NUVEEN QUALITY PFD INCOME FDCOM67071S10118321400SHDFND10214000NXP SEMICONDUCTORS N VCOMN6596X1097427395SHDFND1073950O REILLY AUTOMOTIVE INC NEWCOM67103H10713456214SHDFND1062140OCCIDENTAL PETE CORP DELCOM6745991052533470SHDFND1034700ONCOLYTICS BIOTECH INCCOM6823101073344695SHDFND10446950OPEN TEXT CORPCOM683715106384472816SHDFND17500653160ORACLE CORPCOM68389X1059876228827SHDFND102288270ORANGESPONSORED ADR68406010645828630SHDFND10286300PAREXEL INTL CORPCOM6994621073164575SHDFND1045750PARKER HANNIFIN CORPCOM7010941047806568SHDFND1065680PDL BIOPHARMA INCCOM69329Y104930132145SHDFND101321450PEABODY ENERGY CORPCOM7045491046112350SHDFND10123500PEMBINA PIPELINE CORPCOM706327103355261124738SHDFND1769811170400PENGROWTH ENERGY CORPCOM70706P1041143384998SHDFND103849980PENN WEST PETE LTD NEWCOM707887105642390744SHDFND103907440PEPSICO INCCOM71344810827441286855SHDFND102868550PEREGRINE PHARMACEUTICALS INCOM NEW7136613041712880SHDFND10128800PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V408752125179SHDFND112415410250PFIZER INCCOM71708110324457702720SHDFND107027200PG&E CORPCOM69331C1082113967SHDFND1039670PHILIP MORRIS INTL INCCOM71817210996912867SHDFND10128670PHILLIPS 66COM7185461043003813SHDFND1038130PILGRIMS PRIDE CORP NEWCOM72147K10843719332SHDFND11933200PIMCO DYNAMIC INCOME FDSHS72201Y10157519825SHDFND10198250PIMCO ETF TRTTL RTN ACTV ETF72201R775480143587SHDFND10435870PITNEY BOWES INCCOM72447910053622988SHDFND10229880POTASH CORP SASK INCCOM73755L10713877430425SHDFND1189204115050POWERSHARES ETF TR IIASIA PAC BD PR73937B75396539837SHDFND10398370POWERSHARES ETF TR IIS&P500 HGH BET73937B829262376439SHDFND10764390POWERSHARES ETF TR IIS&P500 LOW VOL73937B779323885347SHDFND10853470POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15362114295SHDFND10142950POWERSHARES ETF TRUSTDYN PHRMA PORT73935X799196725746SHDFND10257460POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X28684617145SHDFND10171450POWERSHARES ETF TRUSTFTSE RAFI 100073935X5838068828SHDFND1088280POWERSHARES ETF TRUSTWATER RESOURCE73935X57535514239SHDFND10142390POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T5733534124315SHDFND101243150POWERSHARES QQQ TRUSTUNIT SER 173935A104393837283SHDFND10372830PRAXAIR INCCOM74005P1043552941SHDFND1029410PRECISION CASTPARTS CORPCOM74018910516567882SHDFND1078820PRECISION DRILLING CORPCOM 201074022D30871321129045SHDFND1011290450PRICELINE GRP INCCOM NEW741503403749643SHDFND106430PROASSURANCE CORPCOM74267C1064409572SHDFND1095720PROCTER & GAMBLE COCOM74271810930324369868SHDFND1125153573530PROGRESSIVE WASTE SOLUTIONSCOM74339G101158353953SHDFND10539530PROSHARES TRPSHS ULTSH 20YRS74347B20149511825SHDFND10118250PROSHARES TR IIULTRASHORT YEN N74347W5694204725SHDFND1047250PROSHARES TR IIULTRASHRT EURO74347W88230211200SHDFND10112000PROSPERITY BANCSHARES INCCOM743606105102219470SHDFND10194700PRUDENTIAL FINL INCCOM744320102104713030SHDFND10130300QUALCOMM INCCOM74752510312778184214SHDFND101842140QUANTUM FUEL SYS TECH WORLDWCOM PAR $0.0274765E30721379840SHDFND10798400RANDGOLD RES LTDADR7523443092333356SHDFND130692870RANGE RES CORPCOM75281A1094468570SHDFND1085700REALOGY HLDGS CORPCOM75605Y10681117812SHDFND10178120REED ELSEVIER N VSPONS ADR NEW758204200217043550SHDFND10435500RESOURCES CONNECTION INCCOM76122Q10524113751SHDFND10137510RESTAURANT BRANDS INTL INCCOM76131D103299878169SHDFND14580735890REVENUESHARES ETF TRSMALL CAP FD761396308225138235SHDFND10382350RIO ALTO MNG LTD NEWCOM76689T1041835744738SHDFND174473800RIO TINTO PLCSPONSORED ADR767204100273265972SHDFND10659720ROGERS COMMUNICATIONS INCCL B775109200488641459798SHDFND1831014514880ROYAL BK CDA MONTREAL QUECOM7800871022464144093539SHDFND14008740534520ROYAL CARIBBEAN CRUISES LTDCOMV7780T103133816348SHDFND10163480ROYAL DUTCH SHELL PLCSPON ADR B78025910771811444SHDFND10114440ROYAL DUTCH SHELL PLCSPONS ADR A780259206251842210SHDFND10422100ROYAL GOLD INCCOM7802871082864525SHDFND1045250RUBICON MINERALS CORPCOM7809111031718911SHDFND10189110RYDER SYS INCCOM783549108192520286SHDFND10202860RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106305837713SHDFND10377130SANDISK CORPCOM80004C101271042586SHDFND10425860SANDISK CORPNOTE 1.500% 8/180004CAD321351566000SHDFND1015660000SANDSTORM GOLD LTDCOM NEW80013R206831257955SHDFND102579550SANMINA CORPORATIONCOM80105610239916503SHDFND10165030SANOFISPONSORED ADR80105N105157331800SHDFND10318000SAP SESPON ADR803054204343047514SHDFND10475140SAUL CTRS INCCOM8043951015239141SHDFND1091410SCHLUMBERGER LTDCOM806857108230527621SHDFND10276210SEAGATE TECHNOLOGY PLCSHSG7945M1075139857SHDFND1098570SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4075036667SHDFND1066670SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30897019883SHDFND10198830SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209108614977SHDFND10149770SELECT SECTOR SPDR TRSBI INT-FINL81369Y6053284136154SHDFND101361540SELECT SECTOR SPDR TRSBI INT-INDS81369Y70487415661SHDFND10156610SELECT SECTOR SPDR TRTECHNOLOGY81369Y80374017838SHDFND10178380SENSATA TECHNOLOGIES HLDG NVSHSN7902X10668912000SHDFND10120000SHAW COMMUNICATIONS INCCL B CONV82028K200421261877790SHDFND1892218688680SHERWIN WILLIAMS COCOM8243481066482278SHDFND1022780SHIP FINANCE INTERNATIONAL LNOTE 3.250% 2/0G81075AE612191220000SHDFND1012200000SIERRA WIRELESS INCCOM8265161062226748SHDFND1067480SIGMA ALDRICH CORPCOM82655210111308171SHDFND1081710SILVER BAY RLTY TR CORPCOM82735Q1024720292001SHDFND102920010SILVER WHEATON CORPCOM8283361074090215339SHDFND1292071861320SIMON PPTY GROUP INC NEWCOM82880610916088215SHDFND1082150SIRIUS XM HLDGS INCCOM82968B1039223993SHDFND10239930SKECHERS U S A INCCL A8305661054175798SHDFND1057980SKYWEST INCCOM83087910235824485SHDFND10244850SKYWORKS SOLUTIONS INCCOM83088M102219322302SHDFND10223020SMUCKER J M COCOM NEW832696405507543840SHDFND10438400SOLARCITY CORPCOM83416T1002665185SHDFND1051850SONY CORPADR NEW8356993073269121960SHDFND101219600SOTHEBYSCOM8358981073798964SHDFND1896400SOUTHERN COCOM84258710766314976SHDFND10149760SOUTHWEST AIRLS COCOM844741108127928863SHDFND10288630SPDR DOW JONES INDL AVRG ETFUT SER 178467X1093932213SHDFND1022130SPDR GOLD TRUSTGOLD SHS78463V107130011430SHDFND10114300SPDR INDEX SHS FDSASIA PACIF ETF78463X301161918388SHDFND10183880SPDR INDEX SHS FDSEURO STOXX 5078463X20246411949SHDFND10119490SPDR INDEX SHS FDSS&P GLBDIV ETF78463X4594356585SHDFND1065850SPDR S&P 500 ETF TRTR UNIT78462F1031271661584SHDFND10615840SPDR SER TRSHT TRM HGH YLD78468R4082799566SHDFND1095660SPDR SER TRSPDR BOFA CRSS78468R606214881181SHDFND10811810SPDR SERIES TRUSTBRC BLD AMER BD78464A2762003119SHDFND1031190SPDR SERIES TRUSTBRC HGH YLD BD78464A41787122195SHDFND10221950SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A680392985837SHDFND10858370SPDR SERIES TRUSTDB INT GVT ETF78464A4904117530SHDFND1075300SPDR SERIES TRUSTS&P 600 SML CAP78464A813177016280SHDFND10162800SPDR SERIES TRUSTS&P BK ETF78464A79772021477SHDFND10214770SPDR SERIES TRUSTS&P DIVID ETF78464A76323770303762SHDFND103037620SPDR SERIES TRUSTS&P REGL BKG78464A6982596348SHDFND1063480SPECTRA ENERGY CORPCOM8475601092757596SHDFND1075960SPROTT PHYSICAL GOLD TRUSTUNIT85207H10413914450SHDFND10144500SPROTT PHYSICAL PLAT PALLADUNIT85207Q10412512500SHDFND10125000STANTEC INCCOM85472N1093034126783SHDFND101267830STAPLES INCCOM8550301024142254289SHDFND102542890STARBUCKS CORPCOM85524410910507110902SHDFND101109020STARWOOD PPTY TR INCCOM85571B10550920915SHDFND10209150STARWOOD PPTY TR INCNOTE 4.000% 1/185571BAB1281243000SHDFND102430000STARWOOD PPTY TR INCNOTE 4.550% 3/085571BAA313001176000SHDFND1011760000STILLWATER MNG COCOM86074Q10219915421SHDFND1146008210STUDENT TRANSN INCCOM86388A1082910540278SHDFND105402780SUN LIFE FINL INCCOM866796105452791470266SHDFND12654814437180SUNCOR ENERGY INC NEWCOM867224107622942133243SHDFND13957020936730SUNEDISON INCCOM86732Y10939116280SHDFND10162800SUSQUEHANNA BANCSHARES INC PCOM86909910132523688SHDFND10236880SYMANTEC CORPCOM87150310851522015SHDFND10220150SYNCHRONY FINLCOM87165B103174757546SHDFND10575460SYNGENTA AGSPONSORED ADR87160A10071710575SHDFND10105750SYSCO CORPCOM871829107200453094SHDFND10530940TALISMAN ENERGY INCCOM87425E1037357960099SHDFND18216421384570TARGET CORPCOM87612E1064785821SHDFND1058210TE CONNECTIVITY LTDREG SHSH84989104120116763SHDFND10167630TECK RESOURCES LTDCL B878742204151481103759SHDFND17782610259330TELEFONICA BRASIL SASPONSORED ADR87936R10649132095SHDFND10320950TELEFONICA S ASPONSORED ADR87938220827018808SHDFND10188080TELUS CORPCOM87971M103537721621723SHDFND11380016079230TEMPLETON GLOBAL INCOME FDCOM8801981061419197300SHDFND101973000TESLA MTRS INCCOM88160R1016053202SHDFND1032020TESORO CORPCOM8816091012672936SHDFND126792570TEVA PHARMACEUTICAL INDS LTDADR881624209527684667SHDFND10846670THOMSON REUTERS CORPCOM88490310515885392120SHDFND177683843520TJX COS INC NEWCOM872540109120917254SHDFND10172540TORONTO DOMINION BK ONTCOM NEW8911605092350265490377SHDFND14882254415550TOTAL S ASPONSORED ADR89151E10999420016SHDFND10200160TOYOTA MOTOR CORPSP ADR REP2COM892331307308522048SHDFND10220480TRANSALTA CORPCOM89346D107137621483229SHDFND125634112268880TRANSCANADA CORPCOM89353D1071198362808779SHDFND11610527926740TRANSDIGM GROUP INCCOM8936411002331065SHDFND1010650TRANSOCEAN LTDREG SHSH8817H10046331542SHDFND10315420TRAVELERS COMPANIES INCCOM89417E1097396830SHDFND1068300TRINITY INDS INCCOM896522109119633692SHDFND10336920TURQUOISE HILL RES LTDCOM9004351086320490SHDFND10204900TWENTY FIRST CENTY FOX INCCL A90130A10151415187SHDFND10151870TWITTER INCCOM90184L10286217216SHDFND15031121850TWO HBRS INVT CORPCOM90187B10121820546SHDFND10205460TYSON FOODS INCCL A90249410385722366SHDFND10223660ULTRA PETROLEUM CORPCOM90391410930819693SHDFND10196930UNDER ARMOUR INCCL A9043111076427948SHDFND14879000UNILEVER N VN Y SHS NEW9047847093628665SHDFND1086650UNILEVER PLCSPON ADR NEW904767704172741394SHDFND10413940UNION PAC CORPCOM907818108889382063SHDFND10820630UNITED CONTL HLDGS INCCOM9100471093565291SHDFND1052910UNITED PARCEL SERVICE INCCL B91131210614540149945SHDFND101499450UNITED RENTALS INCCOM9113631098529348SHDFND1093480UNITED TECHNOLOGIES CORPCOM91301710925670218952SHDFND1154002035520UNITEDHEALTH GROUP INCCOM91324P10210498864SHDFND1088640UNUM GROUPCOM91529Y1062517430SHDFND1074300URANERZ ENERGY CORPCOM91688T1049688881SHDFND10888810US BANCORP DELCOM NEW9029733042936701SHDFND1067010V F CORPCOM9182041082733620SHDFND1036200VALE S AADR91912E10549787944SHDFND10879440VALEANT PHARMACEUTICALS INTLCOM91911K102541327401SHDFND18354190470VALERO ENERGY CORP NEWCOM91913Y1008320130746SHDFND101307460VANGUARD BD INDEX FD INCSHORT TRM BOND9219378276157635SHDFND1076350VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407151528017SHDFND10280170VANGUARD INDEX FDSS&P 500 ETF SHS92290836316098496SHDFND1084960VANGUARD INDEX FDSTOTAL STK MKT9229087692662479SHDFND1024790VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285890422103SHDFND10221030VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874502192571SHDFND10925710VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088448523105880SHDFND101058800VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640688612966SHDFND10129660VANGUARD WORLD FDSHEALTH CAR ETF92204A5042071528SHDFND1015280VANGUARD WORLD FDSINF TECH ETF92204A702322230243SHDFND10302430VERIZON COMMUNICATIONS INCCOM92343V10423653486192SHDFND104861920VERMILION ENERGY INCCOM92372510510714255999SHDFND102559990VIACOM INC NEWCL B92553P2015437948SHDFND1079480VISA INCCOM CL A92826C8396949106161SHDFND101061610VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308146544789SHDFND10447890WALGREENS BOOTS ALLIANCE INCCOM931427108593370050SHDFND119602504480WAL-MART STORES INCCOM9311421039636117112SHDFND101171120WASTE MGMT INC DELCOM94106L109334261613SHDFND10616130WELLPOINT INCNOTE 2.750%10/194973VBG160852950000SHDFND1029500000WELLS FARGO & CO NEWCOM94974610120838382875SHDFND120893807860WESTERN UN COCOM95980210952225058SHDFND10250580WESTPORT INNOVATIONS INCCOM NEW9609083096115493SHDFND10154930WEYERHAEUSER COCOM9621661042938824SHDFND1088240WHITING PETE CORP NEWCOM96638710233710894SHDFND10108940WHOLE FOODS MKT INCCOM966837106102019565SHDFND10195650WI-LAN INCCOM9289721085220900SHDFND14000169000WISDOMTREE TREUROPE HEDGED EQ97717X70113405202591SHDFND102025910WISDOMTREE TREUROPE SMCP DV97717W8693997161SHDFND1071610WISDOMTREE TRJAPN HEDGE EQT97717W851514793304SHDFND10933040WISDOMTREE TRSMALLCAP DIVID97717W6044636430SHDFND1064300XPO LOGISTICS INCNOTE 4.500%10/0983793AA876292696000SHDFND1026960000YAHOO INCCOM984332106146132856SHDFND10328560YAMANA GOLD INCCOM98462Y100468130923SHDFND1213221096010YUM BRANDS INCCOM98849810196612267SHDFND140122270