0001335644-14-000008.txt : 20141114 0001335644-14-000008.hdr.sgml : 20141114 20141114135715 ACCESSION NUMBER: 0001335644-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 141222720 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001335644 XXXXXXXX 09-30-2014 09-30-2014 SCOTIA CAPITAL INC.

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR TORONTO A6 M5W 2X6

13F HOLDINGS REPORT 028-11461 N Bob Edwards 416-863-7844 /s/ Bob Edwards Toronto A6 11-14-2014 1 582 4597597 false 1 0000009631 028-11475 BANK OF NOVA SCOTIA / INFORMATION TABLE 2 scapital.inftab.xml 3M COCOM88579Y101575340602SHDFND10406020ABB LTDSPONSORED ADR0003752042149557SHDFND1095570ABBOTT LABSCOM0028241006062145855SHDFND101458550ABBVIE INCCOM00287Y109182731655SHDFND10316550ABERDEEN ASIA PACIFIC INCOMCOM0030091072011341020SHDFND103410200ACCENTURE PLC IRELANDSHS CLASS AG1151C101217726810SHDFND10268100ADOBE SYS INCCOM00724F10171910386SHDFND1100003860ADVANTAGE OIL & GAS LTDCOM00765F1013811757963SHDFND15697573940AEGON N VNY REGISTRY SH00792410314818000SHDFND10180000AETNA INC NEWCOM00817Y108115614268SHDFND10142680AFLAC INCCOM00105510289115306SHDFND1900063060AGL RES INCCOM0012041064979685SHDFND1096850AGNICO EAGLE MINES LTDCOM0084741083270113069SHDFND169696433730AGRIUM INCCOM00891610844713504109SHDFND1438364602730ALCOA INCCOM01381710180549999SHDFND10499990ALDERON IRON ORE CORPCOM01434T1001013000SHDFND10130000ALEXION PHARMACEUTICALS INCCOM0153511096844123SHDFND1041230ALLERGAN INCCOM0184901024252384SHDFND1023840ALLIANCE RES PARTNER L PUT LTD PART01877R10845310583SHDFND10105830ALLIANCEBERNSTEIN INCOME FUNCOM01881E10119125430SHDFND10254300ALLIANT TECHSYSTEMS INCCOM0188041045744500SHDFND1045000ALLSTATE CORPCOM020002101110417983SHDFND11305049330ALPS ETF TRALERIAN MLP00162Q86662432572SHDFND10325720ALTRIA GROUP INCCOM02209S1034598100075SHDFND101000750AMAZON COM INCCOM023135106494315328SHDFND11206632620AMBEV SASPONSORED ADR02319V1031834279950SHDFND102799500AMC ENTMT HLDGS INCCL A COM00165C10435615462SHDFND10154620AMEDISYS INCCOM02343610835717679SHDFND10176790AMERCOCOM0235861007843000SHDFND1300000AMERICA MOVIL SAB DE CVSPON ADR L SHS02364W10564025400SHDFND10254000AMERICAN EXPRESS COCOM025816109227726042SHDFND10260420AMERICAN INTL GROUP INCCOM NEW0268747846475119939SHDFND101199390AMERICAN TOWER CORP NEWCOM03027X1002933132SHDFND125326000AMGEN INCCOM031162100572640767SHDFND1403054620AMKOR TECHNOLOGY INCCOM03165210030035665SHDFND10356650AMTRUST FINL SVCS INCCOM032359309120030165SHDFND10301650ANADARKO PETE CORPCOM032511107244724128SHDFND11922449040ANDERSONS INCCOM0341641033635767SHDFND1057670ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1084744276SHDFND1042760APACHE CORPCOM037411105170918214SHDFND12800154140APOLLO INVT CORPCOM03761U10639047744SHDFND10477440APPLE INCCOM03783310045985456409SHDFND104564090APPLIED MATLS INCCOM038222105173480274SHDFND117136631380ARCHER DANIELS MIDLAND COCOM039483102254049704SHDFND10497040ASHLAND INC NEWCOM044209104281527040SHDFND12704000AT&T INCCOM00206R10218199516402SHDFND105164020ATWOOD OCEANICS INCCOM05009510853812317SHDFND10123170AUTOLIV INCCOM0528001092712945SHDFND1029450AUTOMATIC DATA PROCESSING INCOM053015103184423854SHDFND113200106540AVAGO TECHNOLOGIES LTDSHSY0486S1046867896SHDFND1078960AVISTA CORPCOM05379B10749016065SHDFND10160650B2GOLD CORPCOM11777Q2094522024SHDFND10220240BAIDU INCSPON ADR REP A0567521084482054SHDFND1020540BALL CORPCOM0584981064787555SHDFND1075550BANCO SANTANDER CHILE NEWSP ADR REP COM05965X10935316000SHDFND10160000BANCO SANTANDER SAADR05964H10534736551SHDFND10365510BANK AMER CORPCOM06050510415868930541SHDFND12563006742410BANK MONTREAL QUECOM0636711011180881606763SHDFND118625114205120BANK N S HALIFAXCOM0641491073293785324686SHDFND135066949740170BANK NEW YORK MELLON CORPCOM0640581003368685SHDFND1086850BARCLAYS BK PLCIPATH S&P500 VIX06742E7112628400SHDFND1084000BARCLAYS PLCADR06738E20484757290SHDFND10572900BARRICK GOLD CORPCOM06790110812153829548SHDFND15393552901930BAXTER INTL INCCOM071813109196827430SHDFND113251141790BAYTEX ENERGY CORPCOM07317Q105578681531741SHDFND12215317190BCE INCCOM NEW05534B7601347423151202SHDFND124172029094820BECTON DICKINSON & COCOM075887109588451723SHDFND10517230BELLATRIX EXPLORATION LTDCOM07831410111819226SHDFND1100191260BERKSHIRE HATHAWAY INC DELCL A08467010810345SHDFND1050BERKSHIRE HATHAWAY INC DELCL B NEW08467070214187102772SHDFND101027720BHP BILLITON LTDSPONSORED ADR0886061089278157678SHDFND1112531464250BLACKBERRY LTDCOM09228F1033443346713SHDFND11646651820480BLACKHAWK NETWORK HLDGS INCCL B09238E20352316181SHDFND10161810BLACKSTONE GROUP L PCOM UNIT LTD09253U108165952759SHDFND10527590BLOCK H & R INCCOM09367110564020644SHDFND10206440BOEING COCOM097023105722756773SHDFND10567730BONANZA CREEK ENERGY INCCOM0977931032624600SHDFND1460000BP PLCSPONSORED ADR055622104438199707SHDFND17400923070BRISTOL MYERS SQUIBB COCOM110122108269752755SHDFND10527550BRITISH AMERN TOB PLCSPONSORED ADR1104481074914351SHDFND1043510BROOKFIELD ASSET MGMT INCCL A LTD VT SH112585104455011013894SHDFND11645058493890BROOKFIELD CDA OFFICE PPTYSTR UNIT11282310946719286SHDFND10192860BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210116443434332SHDFND104343320BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNG16249107240531146066SHDFND1011460660BROOKFIELD RENEWABLE ENRGY PPARTNERSHIP UNITG1625810826267862059SHDFND168620530BUNGE LIMITEDCOMG16962105173920651SHDFND1202514000CA INCCOM12673P10579428430SHDFND111400170300CABLEVISION SYS CORPCL A NY CABLVS12686C10949028035SHDFND10280350CAE INCCOM1247651086447531958SHDFND105319580CAMECO CORPCOM13321L1087840444508SHDFND11140863304220CAMPBELL SOUP COCOM13442910952012180SHDFND10121800CANADIAN NAT RES LTDCOM136385101483281244049SHDFND13169169271330CANADIAN NATL RY COCOM1363751021511692129058SHDFND123591018931480CANADIAN PAC RY LTDCOM13645T10041849201891SHDFND1480581538330CARNIVAL CORPPAIRED CTF14365830040510092SHDFND10100920CATAMARAN CORPCOM148887102366887187SHDFND159785274020CATERPILLAR INC DELCOM149123101409241333SHDFND10413330CBRE CLARION GLOBAL REAL ESTCOM12504G10058970307SHDFND10703070CDN IMPERIAL BK COMM TORONTOCOM1360691011086001209302SHDFND12446789646240CELANESE CORP DELCOM SER A1508701032263860SHDFND1038600CELESTICA INCSUB VTG SHS15101Q10839939396SHDFND10393960CELGENE CORPCOM151020104416643956SHDFND10439560CENCOSUD S ASPONSORED ADS15132H10119221305SHDFND10213050CENOVUS ENERGY INCCOM15135U109442721647919SHDFND121836614295530CENTRAL FD CDA LTDCL A1535011011710138935SHDFND101389350CENTURYLINK INCCOM1567001062395855SHDFND1058550CF INDS HLDGS INCCOM12526910014635240SHDFND1524000CHEMED CORP NEWCOM16359R1036886697SHDFND1066970CHEVRON CORP NEWCOM166764100595949991SHDFND19550404410CHICAGO BRIDGE & IRON CO N VCOM167250109386566842SHDFND119600472420CHINA MOBILE LIMITEDSPONSORED ADR16941M109275346930SHDFND10469300CHIPOTLE MEXICAN GRILL INCCOM16965610523533531SHDFND133671640CHURCH & DWIGHT INCCOM171340102197428128SHDFND10281280CISCO SYS INCCOM17275R10210065400362SHDFND104003620CITIGROUP INCCOM NEW17296742421860421844SHDFND11420002798440CITRIX SYS INCCOM1773761002944130SHDFND1041300CITY HLDG COCOM1778351052896863SHDFND1068630CLIFFS NAT RES INCCOM18683K1014084393046SHDFND139082322230CLOROX CO DELCOM1890541094194362SHDFND1043620CME GROUP INCCOM12572Q105319840000SHDFND10400000CMS ENERGY CORPCOM12589610034411615SHDFND10116150COACH INCCOM18975410458416405SHDFND1157007050COBALT INTL ENERGY INCCOM19075F1062119155900SHDFND115590000COCA COLA COCOM19121610037467878886SHDFND108788860COCA COLA ENTERPRISES INC NECOM19122T109173939235SHDFND10392350COLGATE PALMOLIVE COCOM194162103241036955SHDFND16100308550COMCAST CORP NEWCL A20030N101356166204SHDFND10662040COMPANIA CERVECERIAS UNIDASSPONSORED ADR20442910435716225SHDFND10162250COMPUTER PROGRAMS & SYS INCCOM2053061035339276SHDFND1092760CONAGRA FOODS INCCOM205887102272782661SHDFND10826610CONOCOPHILLIPSCOM20825C104123816175SHDFND10161750CONSOLIDATED EDISON INCCOM209115104129922940SHDFND10229400CONSTELLATION BRANDS INCCL A21036P1086597571SHDFND1075710CORENERGY INFRASTRUCTURE TRCOM21870U20568892185SHDFND10921850CORNING INCCOM21935010590546855SHDFND10468550COSTCO WHSL CORP NEWCOM22160K105222617766SHDFND10177660COVIDIEN PLCSHSG2554F1133103577SHDFND1035770CRAWFORD & COCL A22463320610513675SHDFND10136750CREDIT SUISSE GROUPSPONSORED ADR22540110847517192SHDFND10171920CRESCENT PT ENERGY CORPCOM22576C1011316633656566SHDFND1245002112065450CSX CORPCOM126408103178755722SHDFND125200305220CTRIP COM INTL LTDAMERICAN DEP SHS22943F100113520000SHDFND12000000CUBIST PHARMACEUTICALS INCCOM2296781075778700SHDFND1870000CUMMINS INCCOM231021106669450719SHDFND10507190CVS HEALTH CORPCOM12665010010105126949SHDFND101269490DAVITA HEALTHCARE PARTNERS ICOM23918K1085918080SHDFND1080800DEERE & COCOM244199105661480660SHDFND10806600DELTA AIR LINES INC DELCOM NEW247361702130636132SHDFND13430018320DENISON MINES CORPCOM2483561076355723SHDFND10557230DEVON ENERGY CORP NEWCOM25179M103121917880SHDFND11600018800DIAGEO P L CSPON ADR NEW25243Q20512456107967SHDFND101079670DIAMOND OFFSHORE DRILLING INCOM25271C10247113730SHDFND11000037300DIAMONDBACK ENERGY INCCOM25278X1092172900SHDFND1290000DICKS SPORTING GOODS INCCOM253393102116126450SHDFND12750237000DIRECTVCOM25490A3097809024SHDFND1630027240DISNEY WALT COCOM DISNEY25468710613375150352SHDFND101503520DOMINION DIAMOND CORPCOM25728710279055968SHDFND15431816500DOMINION RES INC VA NEWCOM25746U1095257600SHDFND1076000DORMAN PRODUCTS INCCOM25827810058314550SHDFND10145500DOUBLELINE INCOME SOLUTIONSCOM25862210969332020SHDFND10320200DOW CHEM COCOM26054310396918476SHDFND10184760DR PEPPER SNAPPLE GROUP INCCOM26138E10981412668SHDFND10126680DRESSER-RAND GROUP INCCOM2616081032703287SHDFND1032870DRYSHIPS INCSHSY2109Q1014016000SHDFND10160000DU PONT E I DE NEMOURS & COCOM263534109210129305SHDFND11354279510DUKE ENERGY CORP NEWCOM NEW26441C204104513992SHDFND10139920E M C CORP MASSCOM26864810216353558849SHDFND105588490EASTMAN CHEM COCOM2774321007038682SHDFND182174650EATON CORP PLCSHSG29183103166726309SHDFND10263090EATON VANCE SR FLTNG RTE TRCOM27828Q10515810978SHDFND10109780EBAY INCCOM27864210360210640SHDFND10106400ECOLAB INCCOM2788651006145340SHDFND1053400ELDORADO GOLD CORP NEWCOM2849021031812269738SHDFND1206342633960ELECTRONIC ARTS INCCOM28551210935810057SHDFND10100570EMBOTELLADORA ANDINA S ASPON ADR B29081P30368535765SHDFND10357650EMERSON ELEC COCOM2910111047693122921SHDFND101229210EMPRESA NACIONAL DE ELCTRCIDSPONSORED ADR29244T10144410100SHDFND10101000ENBRIDGE INCCOM29250N1051607953360112SHDFND124389731162150ENCANA CORPCOM292505104256111211548SHDFND12137009978480ENERGY XXI BERMUDA LTDUSD UNRS SHSG1008214027324122SHDFND12412200ENERPLUS CORPCOM2927661023447181650SHDFND1592471224030ENERSIS S ASPONSORED ADR29274F10441026004SHDFND10260040ENTERGY CORP NEWCOM29364G1035737413SHDFND1074130EOG RES INCCOM26875P101122912413SHDFND1117946190EQUINIX INCCOM NEW29444U5029984700SHDFND1470000EXELON CORPCOM30161N1014898143663SHDFND188900547630EXXON MOBIL CORPCOM30231G10213310141498SHDFND191300501980FACEBOOK INCCL A30303M10221472271670SHDFND1252834188360FASTENAL COCOM3119001043878628SHDFND1086280FEDEX CORPCOM31428X106466428926SHDFND10289260FIRST SOLAR INCCOM3364331075568449SHDFND1084490FIRSTSERVICE CORPSUB VTG SH33761N1092544873SHDFND1048730FLUOR CORP NEWCOM343412102170125476SHDFND10254760FORD MTR CO DELCOM PAR $0.013453708607960538182SHDFND105381820FRANCO NEVADA CORPCOM351858105265554447SHDFND10544470FREEPORT-MCMORAN INCCL B35671D85710727328524SHDFND1329162956080GABELLI EQUITY TR INCCOM36239710110516491SHDFND10164910GABELLI EQUITY TR INCRIGHT 10/20/2014362397184116491SHDFND10164910GAMESTOP CORP NEWCL A36467W10975618341SHDFND10183410GANNETT INCCOM36473010178526477SHDFND10264770GAP INC DELCOM36476010857713843SHDFND10138430GENERAL DYNAMICS CORPCOM3695501082121666SHDFND1016660GENERAL ELECTRIC COCOM369604103625202440156SHDFND1024401560GENERAL MLS INCCOM3703341048320164911SHDFND101649110GENERAL MTRS COCOM37045V1005327166992SHDFND101669920GILDAN ACTIVEWEAR INCCOM375916103236543459SHDFND133070103890GILEAD SCIENCES INCCOM37555810314475135970SHDFND101359700GLAXOSMITHKLINE PLCSPONSORED ADR37733W105183439938SHDFND10399380GNC HLDGS INCCOM CL A36191G107190349120SHDFND10491200GOLDCORP INC NEWCOM38095640911596506220SHDFND12758172304030GOLDMAN SACHS GROUP INCCOM38141G104268914655SHDFND1520094550GOOGLE INCCL A38259P50854919332SHDFND1093320GOOGLE INCCL C38259P706892415457SHDFND10154570GRAINGER W W INCCOM38480210412705048SHDFND1050480GRAN TIERRA ENERGY INCCOM38500T1016211184SHDFND1100110840GRANITE REAL ESTATE INVT TRUNIT 99/99/9999387437114144141878SHDFND1258416200GREENBRIER COS INCCOM3936571016578962SHDFND1089620GROUPE CGI INCCL A SUB VTG39945C1097397220292SHDFND1799101403820HALLIBURTON COCOM406216101313648605SHDFND10486050HARTFORD FINL SVCS GROUP INCCOM41651510488523755SHDFND10237550HERBALIFE LTDCOM USD SHSG4412G1012104805SHDFND1048050HERTZ GLOBAL HOLDINGS INCCOM42805T10570227666SHDFND10276660HEWLETT PACKARD COCOM4282361034011113066SHDFND101130660HIBBETT SPORTS INCCOM42856710167015730SHDFND10157300HOLLYFRONTIER CORPCOM4361061082255160SHDFND1051600HOME DEPOT INCCOM43707610214218154968SHDFND101549680HONDA MOTOR LTDAMERN SHS438128308242070605SHDFND10706050HONEYWELL INTL INCCOM438516106432446464SHDFND10464640HSBC HLDGS PLCSPON ADR NEW404280406148429200SHDFND10292000HUDBAY MINERALS INCCOM44362810241849009SHDFND115958330510IAMGOLD CORPCOM4509131083412333SHDFND10123330ICICI BK LTDADR45104G104247450400SHDFND10504000ICONIX BRAND GROUP INCCOM4510551072797558SHDFND1450230560IMMUNOGEN INCCOM45253H10120018939SHDFND10189390IMPERIAL OIL LTDCOM NEW45303840821931464495SHDFND1733673911280INFORMATICA CORPCOM45666Q10262318200SHDFND10182000INFOSYS LTDSPONSORED ADR45678810870211609SHDFND11220103890INTEL CORPCOM45814010030131865304SHDFND108653040INTERNATIONAL BUSINESS MACHSCOM4592001011008553128SHDFND10531280INTERNATIONAL FLAVORS&FRAGRACOM459506101108011260SHDFND10112600INTERNATIONAL GAME TECHNOLOGCOM45990210223513920SHDFND11392000INTL PAPER COCOM46014610372015090SHDFND11320018900INTUITCOM461202103144816517SHDFND1159925250INVESCO LTDSHSG491BT10878719946SHDFND10199460ISHARESMSCI FRNTR100ETF46428614546712345SHDFND10123450ISHARESMSCI BRZ CAP ETF4642864002345377SHDFND1053770ISHARESEMU ETF464286608314781735SHDFND10817350ISHARESMSCI BRIC INDX46428665738310305SHDFND10103050ISHARESMSCI PAC JP ETF464286665167636370SHDFND10363700ISHARESMSCI GERMANY ETF4642868062871103734SHDFND101037340ISHARESMSCI MEX CAP ETF4642868222413509SHDFND1035090ISHARESMSCI JAPAN ETF4642868483204272395SHDFND102723950ISHARESGL TIMB FORE ETF46428817473114838SHDFND10148380ISHARESMSCI AC ASIA ETF4642881822193580SHDFND1035800ISHARESMSCI ACWI ETF4642882574868250SHDFND1082500ISHARESJP MOR EM MK ETF4642882815905226SHDFND1052260ISHARESGLB INFRASTR ETF464288372184643553SHDFND10435530ISHARESINTL SEL DIV ETF4642884486326176956SHDFND101769560ISHARESIBOXX HI YD ETF464288513171318639SHDFND10186390ISHARES1-3 YR CR BD ETF46428864610209685SHDFND1096850ISHARESSHRT TRS BD ETF464288679206018720SHDFND10187200ISHARESU.S. PFD STK ETF46428868753313481SHDFND10134810ISHARESGLOBAL MATER ETF4642886954126881SHDFND1068810ISHARES GOLD TRUSTISHARES46428510585673930SHDFND10739300ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10749016570SHDFND10165700ISHARES SILVER TRUSTISHARES46428Q10960737085SHDFND13200050850ISHARES TRS&P 100 ETF464287101176420010SHDFND10200100ISHARES TRSELECT DIVID ETF464287168226530677SHDFND10306770ISHARES TRTIPS BD ETF4642871762272024SHDFND1020240ISHARES TRCHINA LG-CAP ETF46428718475419690SHDFND10196900ISHARES TRCORE S&P500 ETF464287200500925268SHDFND10252680ISHARES TRMSCI EMG MKT ETF4642872345491132126SHDFND1109001212260ISHARES TRIBOXX INV CP ETF464287242367031069SHDFND10310690ISHARES TRGLOBAL TECH ETF464287291215623585SHDFND10235850ISHARES TRGLOB HLTHCRE ETF4642873253123194SHDFND1031940ISHARES TR1-3 YR TR BD ETF464287457486857614SHDFND10576140ISHARES TRMSCI EAFE ETF46428746516948264311SHDFND102643110ISHARES TRGLOBAL 100 ETF464287572355845933SHDFND10459330ISHARES TRU.S. CNSM SV ETF464287580210416923SHDFND10169230ISHARES TRRUS 1000 ETF4642876222061876SHDFND1018760ISHARES TRRUSSELL 2000 ETF4642876559859007SHDFND1090070ISHARES TRCORE US VAL ETF4642876634553493SHDFND1034930ISHARES TRU.S. TECH ETF464287721142014103SHDFND10141030ISHARES TRUS HLTHCARE ETF464287762184213721SHDFND10137210ISHARES TRU.S. FIN SVC ETF46428777088710305SHDFND10103050ISHARES TRU.S. FINLS ETF464287788613673336SHDFND10733360ISHARES TRCORE S&P SCP ETF4642878043243110SHDFND1031100ISHARES TREUROPE ETF464287861210446674SHDFND10466740ISHARES TRFLTG RATE BD ETF46429B655127325044SHDFND10250440ISHARES TRCORE HIGH DV ETF46429B663222829635SHDFND10296350ISHARES TRCORE MSCI EAFE46432F8422824850SHDFND1048500ISHARES TR0-5YR INVT GR CP46434V10081816275SHDFND10162750ISHARES TRMSCI UTD KNGDM46434V5484769246086SHDFND102460860ITAU UNIBANCO HLDG SASPON ADR REP PFD46556210695768914SHDFND10689140JOHNSON & JOHNSONCOM47816010462199583940SHDFND1217005622400JOHNSON CTLS INCCOM478366107306869719SHDFND10697190JPMORGAN CHASE & COCOM46625H10022569374977SHDFND180003669770JUST ENERGY GROUP INCCOM48213W1011393300547SHDFND103005470KB HOMECOM48666K109128485912SHDFND18591200KELLOGG COCOM487836108192331210SHDFND10312100KELLY SVCS INCCL A488152208101364665SHDFND10646650KIMBERLY CLARK CORPCOM494368103427039719SHDFND10397190KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501065986409SHDFND1064090KINDER MORGAN INC DELCOM49456B1015994156525SHDFND101565250KINROSS GOLD CORPCOM NO PAR4969024041964597564SHDFND1575389221750KKR & CO L P DELCOM UNITS48248M102184382687SHDFND10826870KONINKLIJKE PHILIPS N VNY REG SH NEW500472303128840627SHDFND10406270KRAFT FOODS GROUP INCCOM50076Q106431676510SHDFND12583739270KROGER COCOM501044101194137336SHDFND13482825080KULICKE & SOFFA INDS INCCOM50124210179255775SHDFND10557750LAKE SHORE GOLD CORPCOM5107281082019456SHDFND10194560LAM RESEARCH CORPCOM5128071083294400SHDFND1440000LATAM AIRLS GROUP S ASPONSORED ADR51817R10613912200SHDFND10122000LAUDER ESTEE COS INCCL A5184391042713620SHDFND1036200LAZARD LTDSHS AG5405010272414284SHDFND10142840LEVEL 3 COMMUNICATIONS INCCOM NEW52729N30874516285SHDFND11284034450LEXMARK INTL NEWCL A5297711073478174SHDFND1081740LIBERTY INTERACTIVE CORPINT COM SER A53071M10459720959SHDFND10209590LIFEPOINT HOSPITALS INCCOM53219L1093444981SHDFND1049810LILLY ELI & COCOM532457108472572876SHDFND137808350680LINCOLN NATL CORP INDCOM5341871093726944SHDFND1069440LIONS GATE ENTMNT CORPCOM NEW53591920384525664SHDFND10256640LOCKHEED MARTIN CORPCOM53983010912506848SHDFND1068480LORILLARD INCCOM544147101147124582SHDFND16780178020LOWES COS INCCOM548661107137025870SHDFND10258700LYONDELLBASELL INDUSTRIES NSHS - A -N53745100219820252SHDFND10202520MAGNA INTL INCCOM55922240127005285226SHDFND1617452234810MANULIFE FINL CORPCOM56501R106934224858858SHDFND153549443233640MARATHON PETE CORPCOM56585A10287910381SHDFND1620241790MARKET VECTORS ETF TRBIOTECH ETF57060U1832572430SHDFND1024300MASTERCARD INCCL A57636Q104306341481SHDFND10414810MCCORMICK & CO INCCOM VTG5797801072143200SHDFND1032000MCCORMICK & CO INCCOM NON VTG579780206516877256SHDFND10772560MCDONALDS CORPCOM58013510123925252521SHDFND102525210MCGRAW HILL FINL INCCOM5806451094735605SHDFND1056050MCKESSON CORPCOM58155Q103906046564SHDFND10465640MEDIVATION INCCOM58501N1015345405SHDFND1054050MEDTRONIC INCCOM585055106285546109SHDFND10461090MERCK & CO INC NEWCOM58933Y1056295106267SHDFND101062670METHANEX CORPCOM59151K108281542271SHDFND15004372670METLIFE INCCOM59156R10832144598886SHDFND105988860MICHAEL KORS HLDGS LTDSHSG60754101143620107SHDFND12600175070MICROCHIP TECHNOLOGY INCSDCV 2.125%12/1595017AB026771443000SHDFND1014430000MICRON TECHNOLOGY INCCOM595112103214162477SHDFND115000474770MICROSOFT CORPCOM59491810425891558460SHDFND199005485600MONDELEZ INTL INCCL A6092071055196151643SHDFND101516430MONMOUTH REAL ESTATE INVT COCL A609720107100399345SHDFND10993450MOODYS CORPCOM615369105126813429SHDFND1777156580MORGAN STANLEYCOM NEW6174464483473100448SHDFND101004480MOTOROLA SOLUTIONS INCCOM NEW6200763074096469SHDFND163001690MURPHY OIL CORPCOM6267171024107200SHDFND1720000MYLAN INCCOM628530107173538131SHDFND12826698650NATIONAL GRID PLCSPON ADR NEW6362743004616430SHDFND1064300NATIONAL OILWELL VARCO INCCOM6370711018369109972SHDFND158271041450NATIONAL PENN BANCSHARES INCCOM63713810832833864SHDFND10338640NETAPP INCCOM64110D10487520385SHDFND10203850NETEASE INCSPONSORED ADR64110W1025306200SHDFND160002000NETFLIX INCCOM64110L1067081569SHDFND1015690NEUSTAR INCCL A64126X20131912839SHDFND10128390NEW GOLD INC CDACOM6445351068416579SHDFND15200113790NEW YORK CMNTY BANCORP INCCOM64944510354434310SHDFND10343100NEWMONT MINING CORPCOM65163910627511920SHDFND10119200NIKE INCCL B654106103785988101SHDFND10881010NOKIA CORPSPONSORED ADR65490220415418193SHDFND10181930NORFOLK SOUTHERN CORPCOM655844108346931112SHDFND10311120NOVARTIS A GSPONSORED ADR66987V109492952364SHDFND10523640NOVO-NORDISK A SADR67010020512419260798SHDFND102607980NUANCE COMMUNICATIONS INCCOM67020Y10043828457SHDFND12845070NUVEEN QUALITY PFD INCOME FDCOM67071S10116620400SHDFND10204000NXP SEMICONDUCTORS N VCOMN6596X1093845611SHDFND1056110NYMOX PHARMACEUTICAL CORPCOM67076P1027918195SHDFND10181950OCCIDENTAL PETE CORP DELCOM6745991054374545SHDFND1045450OMNIVISION TECHNOLOGIES INCCOM68212810351019279SHDFND10192790OPEN TEXT CORPCOM683715106175631909SHDFND10319090OPKO HEALTH INCCOM68375N10311213200SHDFND10132000ORACLE CORPCOM68389X1059328243777SHDFND1176502261270ORANGESPONSORED ADR68406010641628230SHDFND10282300PANERA BREAD COCL A69840W1083722290SHDFND121901000PAREXEL INTL CORPCOM6994621072033220SHDFND1032200PARKER HANNIFIN CORPCOM7010941047426504SHDFND1065040PAYCHEX INCCOM70432610786619590SHDFND1192503400PDL BIOPHARMA INCCOM69329Y104983131726SHDFND101317260PEABODY ENERGY CORPCOM70454910423418867SHDFND10188670PEMBINA PIPELINE CORPCOM70632710337161884781SHDFND11233587614230PENGROWTH ENERGY CORPCOM70706P1044506865421SHDFND11568652650PENN VA CORPCOM70788210621116600SHDFND11660000PENN WEST PETE LTD NEWCOM7078871053626541315SHDFND11427283985870PENNEY J C INCCOM70816010698698362SHDFND19496234000PEPSICO INCCOM71344810828457305683SHDFND103056830PEREGRINE PHARMACEUTICALS INCOM NEW7136613041812880SHDFND10128800PETSMART INCCOM716768106258036811SHDFND18201286100PFIZER INCCOM71708110318548627708SHDFND1855595421490PG&E CORPCOM69331C1083267241SHDFND1072410PHILIP MORRIS INTL INCCOM718172109269632340SHDFND10323400PHILLIPS 66COM718546104283134812SHDFND13139234200PIMCO DYNAMIC INCOME FDSHS72201Y10143213690SHDFND10136900PIMCO ETF TRTOTL RETN ETF72201R775392836205SHDFND10362050PIONEER NAT RES COCOM723787107502525504SHDFND12550400PITNEY BOWES INCCOM72447910097839168SHDFND10391680POLARIS INDS INCCOM7310681024603070SHDFND127003700POTASH CORP SASK INCCOM73755L10717561507983SHDFND12390642689190POTLATCH CORP NEWCOM73763010349612356SHDFND10123560POWERSHARES ETF TR IIASIA PAC BD PR73937B753107143117SHDFND10431170POWERSHARES ETF TR IIS&P500 LOW VOL73937B779256073276SHDFND10732760POWERSHARES ETF TR IIS&P500 HGH BET73937B829229269189SHDFND10691890POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15341510579SHDFND10105790POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19536132595SHDFND10325950POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X28679217728SHDFND10177280POWERSHARES ETF TRUSTWATER RESOURCE73935X57532013015SHDFND10130150POWERSHARES ETF TRUSTFTSE RAFI 100073935X583100311413SHDFND10114130POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T5733202112585SHDFND101125850POWERSHARES QQQ TRUSTUNIT SER 173935A104335533970SHDFND10339700PRAXAIR INCCOM74005P1047405741SHDFND1057410PRECISION CASTPARTS CORPCOM7401891056932928SHDFND1029280PRECISION DRILLING CORPCOM 201074022D3084042374380SHDFND11543742260PRICELINE GRP INCDEBT 1.000% 3/1741503AQ926852000000SHDFND1020000000PROASSURANCE CORPCOM74267C1063127086SHDFND1070860PROCTER & GAMBLE COCOM74271810936888440489SHDFND1152154252740PROGRESSIVE WASTE SOLUTIONSCOM74339G10128010949SHDFND1203107460PROSHARES TRPSHS ULTSH 20YRS74347B2014387775SHDFND1077750PROSHARES TRPSHS SHRT S&P50074347R50329913000SHDFND10130000PROSHARES TRSHRT 20+YR TRE74347X8493908141094SHDFND101410940PRUDENTIAL FINL INCCOM7443201025866658SHDFND1066580PULTE GROUP INCCOM74586710172541078SHDFND10410780PUTMAN HIGH INCOME SEC FUNDSHS BEN INT7467791079110950SHDFND10109500QUALCOMM INCCOM74752510317556234794SHDFND102347940QUANTUM FUEL SYS TECH WORLDWCOM PAR $0.0274765E30729779840SHDFND10798400RANDGOLD RES LTDADR7523443093154656SHDFND144691870RIO TINTO PLCSPONSORED ADR767204100356172407SHDFND10724070RITE AID CORPCOM767754104504103862SHDFND110386200ROGERS COMMUNICATIONS INCCL B775109200696471864785SHDFND110533017594550ROYAL BK CDA MONTREAL QUECOM7800871023371584723904SHDFND141532743085770ROYAL CARIBBEAN CRUISES LTDCOMV7780T1034286368SHDFND1063680ROYAL DUTCH SHELL PLCSPONS ADR A780259206340344706SHDFND10447060ROYAL GOLD INCCOM7802871083335125SHDFND1051250RPC INCCOM74966010641218776SHDFND10187760RUBICON MINERALS CORPCOM7809111031611736SHDFND10117360RYDER SYS INCCOM783549108168318719SHDFND10187190RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106270135666SHDFND10356660SANDISK CORPCOM80004C101130613335SHDFND10133350SANDSTORM GOLD LTDCOM NEW80013R2061018239030SHDFND102390300SANOFISPONSORED ADR80105N10597817361SHDFND10173610SAP AGSPON ADR803054204342447447SHDFND10474470SCHLUMBERGER LTDCOM80685710811335111497SHDFND142300691970SEAGATE TECHNOLOGY PLCSHSG7945M1073956904SHDFND1069040SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20965210209SHDFND10102090SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30883818604SHDFND10186040SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4074186274SHDFND1062740SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052702116695SHDFND101166950SELECT SECTOR SPDR TRSBI INT-INDS81369Y704200537745SHDFND10377450SELECT SECTOR SPDR TRTECHNOLOGY81369Y80366516685SHDFND10166850SENSATA TECHNOLOGIES HLDG NVSHSN7902X106106824000SHDFND10240000SHAW COMMUNICATIONS INCCL B CONV82028K200461741891873SHDFND111134217805310SHERWIN WILLIAMS COCOM824348106313114297SHDFND11429700SIERRA WIRELESS INCCOM8265161062248345SHDFND1540029450SIGMA ALDRICH CORPCOM82655210114307105190SHDFND101051900SILVER BAY RLTY TR CORPCOM82735Q1024820297363SHDFND102973630SILVER WHEATON CORPCOM8283361075051254205SHDFND11032031510020SINA CORPORDG8147710465415900SHDFND11590000SIRIUS XM HLDGS INCCOM82968B10319455553SHDFND10555530SKECHERS U S A INCCL A8305661053977448SHDFND1074480SKYWORKS SOLUTIONS INCCOM83088M1025419327SHDFND1932700SMUCKER J M COCOM NEW832696405250925350SHDFND10253500SODASTREAM INTERNATIONAL LTDUSD SHSM9068E1052508485SHDFND1084850SONY CORPADR NEW8356993072219122980SHDFND101229800SOTHEBYSCOM8358981073208964SHDFND1896400SOUTHERN COCOM842587107119027258SHDFND10272580SOUTHWEST AIRLS COCOM844741108238070462SHDFND10704620SPDR DOW JONES INDL AVRG ETFUT SER 178467X1092541495SHDFND1014950SPDR GOLD TRUSTGOLD SHS78463V1079458135SHDFND1081350SPDR INDEX SHS FDSEURO STOXX 5078463X202172543503SHDFND10435030SPDR S&P 500 ETF TRTR UNIT78462F1031149858390SHDFND17000513900SPDR SERIES TRUSTBRC HGH YLD BD78464A41796424021SHDFND10240210SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A680362379342SHDFND10793420SPDR SERIES TRUSTS&P OILGAS EXP78464A7304126000SHDFND1600000SPDR SERIES TRUSTS&P DIVID ETF78464A76322981307086SHDFND103070860SPDR SERIES TRUSTS&P BK ETF78464A79764920352SHDFND10203520SPECTRA ENERGY CORPCOM8475601092145439SHDFND1054390SPROTT PHYSICAL GOLD TRUSTUNIT85207H10413413385SHDFND10133850SPROTT PHYSICAL PLAT PALLADUNIT85207Q10414514500SHDFND10145000STANLEY BLACK & DECKER INCCOM8545021012542861SHDFND1180010610STANTEC INCCOM85472N109216733186SHDFND131331550STAPLES INCCOM8550301023023249819SHDFND102498190STARBUCKS CORPCOM855244109290538598SHDFND10385980STATE STR CORPCOM8574771036498822SHDFND1088220STATOIL ASASPONSORED ADR85771P10245416727SHDFND10167270STUDENT TRANSN INCCOM86388A1082068332176SHDFND103321760STURM RUGER & CO INCCOM86415910860612467SHDFND10124670SUN LIFE FINL INCCOM866796105641761770053SHDFND117620815938450SUNCOR ENERGY INC NEWCOM867224107928872570351SHDFND142267721476740SUSQUEHANNA BANCSHARES INC PCOM86909910132532555SHDFND10325550SYMANTEC CORPCOM87150310841717761SHDFND10177610SYNGENTA AGSPONSORED ADR87160A100132220875SHDFND10208750SYSCO CORPCOM871829107346791453SHDFND125420660330TAHOE RES INCCOM87386810388443541SHDFND122435190TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910022411098SHDFND10110980TALISMAN ENERGY INCCOM87425E1038595996282SHDFND17250562712260TARGET CORPCOM87612E1063004785SHDFND1047850TATA MTRS LTDSPONSORED ADR876568502113826022SHDFND10260220TE CONNECTIVITY LTDREG SHSH8498910471412931SHDFND10129310TECK RESOURCES LTDCL B878742204375031985267SHDFND119323317920340TELEFONICA BRASIL SASPONSORED ADR87936R10635317950SHDFND10179500TELEFONICA S ASPONSORED ADR87938220880352308SHDFND10523080TELUS CORPCOM87971M103763552237692SHDFND120644020312520TEMPLETON GLOBAL INCOME FDCOM8801981061521191400SHDFND101914000TESLA MTRS INCCOM88160R1017252991SHDFND143025610TESORO CORPCOM8816091012754513SHDFND14431820TEVA PHARMACEUTICAL INDS LTDADR881624209446883112SHDFND10831120THOMSON REUTERS CORPCOM88490310519831544392SHDFND1995084448840TIM HORTONS INCCOM88706M103766797523SHDFND138254592690TJX COS INC NEWCOM872540109196433197SHDFND10331970TORONTO DOMINION BK ONTCOM NEW8911605092919075921112SHDFND153138253897300TOTAL S ASPONSORED ADR89151E109112517451SHDFND10174510TOYOTA MOTOR CORPSP ADR REP2COM892331307638654384SHDFND10543840TRANSALTA CORPCOM89346D107153151465784SHDFND145000110157830TRANSCANADA CORPCOM89353D1071731703365843SHDFND120730531585380TRANSOCEAN LTDREG SHSH8817H1005465170970SHDFND1112201587690TRAVELERS COMPANIES INCCOM89417E1093874115SHDFND1041150TRINITY INDS INCCOM89652210986118435SHDFND10184350TRIQUINT SEMICONDUCTOR INCCOM89674K10326513925SHDFND10139250TRW AUTOMOTIVE HLDGS CORPCOM87264S106120211881SHDFND10118810TWENTY FIRST CENTY FOX INCCL A90130A10147013717SHDFND10137170TWITTER INCCOM90184L1024578863SHDFND1088630TWO HBRS INVT CORPCOM90187B10118619246SHDFND10192460UAL CORPNOTE 6.000%10/1902549AJ353861000000SHDFND1010000000ULTRA PETROLEUM CORPCOM90391410979634221SHDFND10342210UNDER ARMOUR INCCL A90431110769910111SHDFND10101110UNILEVER N VN Y SHS NEW90478470947712032SHDFND10120320UNILEVER PLCSPON ADR NEW904767704235056100SHDFND10561000UNION PAC CORPCOM907818108580653554SHDFND10535540UNITED CONTL HLDGS INCCOM9100471093497456SHDFND1074560UNITED PARCEL SERVICE INCCL B91131210612098123142SHDFND1224001007420UNITED RENTALS INCCOM9113631093062750SHDFND1027500UNITED STATES STL CORP NEWCOM9129091083829760SHDFND196001600UNITED TECHNOLOGIES CORPCOM91301710929509279583SHDFND1165002630830UNITEDHEALTH GROUP INCCOM91324P10295111026SHDFND10110260UNUM GROUPCOM91529Y1062677765SHDFND1077650URANERZ ENERGY CORPCOM91688T1049588252SHDFND10882520US BANCORP DELCOM NEW9029733042375670SHDFND1056700VALE S AADR91912E1051419129005SHDFND101290050VALEANT PHARMACEUTICALS INTLCOM91911K10213981107085SHDFND196674104110VALERO ENERGY CORP NEWCOM91913Y1005394116636SHDFND149781116580VANGUARD BD INDEX FD INCSHORT TRM BOND921937827238929839SHDFND10298390VANGUARD INDEX FDSS&P 500 ETF SHS9229083638274577SHDFND1045770VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF9220427182202150SHDFND1021500VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427423025000SHDFND1050000VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858109526249SHDFND15386208630VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874392971211SHDFND10712110VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844714992969SHDFND10929690VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640686112961SHDFND10129610VANGUARD WORLD FDSINF TECH ETF92204A7022572570SHDFND1025700VERISIGN INCCOM92343E1022204000SHDFND1400000VERIZON COMMUNICATIONS INCCOM92343V10421847437362SHDFND104373620VERMILION ENERGY INCCOM9237251058787144488SHDFND161444820VISA INCCOM CL A92826C839367517224SHDFND10172240VISTEON CORPCOM NEW92839U206186819200SHDFND11920000VMWARE INCCL A COM9285634027718213SHDFND18173400VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308301191530SHDFND10915300WALGREEN COCOM931422109369462350SHDFND110984513660WAL-MART STORES INCCOM93114210312483163339SHDFND101633390WASTE MGMT INC DELCOM94106L109297962718SHDFND10627180WEATHERFORD INTL PLCORD SHSG48833100203998102SHDFND19558625160WELLPOINT INCCOM94973V1076815701SHDFND1057010WELLS FARGO & CO NEWCOM94974610117750342185SHDFND103421850WENDYS COCOM95058W10029435591SHDFND10355910WESTPORT INNOVATIONS INCCOM NEW96090830911811264SHDFND1500062640WEYERHAEUSER COCOM9621661043149869SHDFND1098690WHITING PETE CORP NEWCOM966387102118715307SHDFND14490108170WHOLE FOODS MKT INCCOM9668371062717100SHDFND1071000WI-LAN INCCOM928972108825229746SHDFND1200002097460WILLIAMS PARTNERS L PCOM UNIT L P96950F1044167850SHDFND1078500WILLIAMS SONOMA INCCOM96990410170910650SHDFND1102004500WISDOMTREE TRSMALLCAP DIVID97717W6044186430SHDFND1064300WISDOMTREE TRJAPN HEDGE EQT97717W851105320140SHDFND10201400WISDOMTREE TREUROPE HEDGED EQ97717X701180331227SHDFND10312270WYNN RESORTS LTDCOM9831341072891543SHDFND1015430XL GROUP PLCSHSG9829010233210000SHDFND10100000XPO LOGISTICS INCNOTE 4.500%10/0983793AA844111808000SHDFND1018080000YAHOO INCCOM9843321066279154265SHDFND1357051185600YAMANA GOLD INCCOM98462Y1002377396819SHDFND12537421430770YUM BRANDS INCCOM988498101269237396SHDFND126640107560ZYNGA INCCL A98986T10816360400SHDFND16040000