0001335644-14-000004.txt : 20140514 0001335644-14-000004.hdr.sgml : 20140514 20140514124036 ACCESSION NUMBER: 0001335644-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 14840306 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001335644 XXXXXXXX 03-31-2014 03-31-2014 SCOTIA CAPITAL INC.

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR TORONTO A6 M5W 2X6

13F HOLDINGS REPORT 028-11461 N Bob Edwards 416-863-7844 /s/ Bob Edwards Toronto A6 05-14-2014 1 568 4493094 false 1 0000009631 028-11475 BANK OF NOVA SCOTIA / INFORMATION TABLE 2 scapital.inftab.xml 3M COCOM88579Y101554640880SHDFND10408800ABB LTDSPONSORED ADR0003752042339055SHDFND1090550ABBOTT LABSCOM0028241005320138224SHDFND101382240ABBVIE INCCOM00287Y109224143654SHDFND10436540ABERDEEN ASIA PACIFIC INCOMCOM0030091071663272234SHDFND102722340ACCENTURE PLC IRELANDSHS CLASS AG1151C101304638208SHDFND111900263080ACTAVIS PLCSHSG0083B1084572219SHDFND1022190ADVANCE AUTO PARTS INCCOM00751Y1062231760SHDFND1017600ADVANCED MICRO DEVICES INCCOM00790310713734267SHDFND1340002670ADVANTAGE OIL & GAS LTDCOM00765F1014029818719SHDFND108187190AEGION CORPCOM00770F104172868355SHDFND10683550AEGON N VNY REGISTRY SH0079241031148124893SHDFND101248930AETNA INC NEWCOM00817Y10895012673SHDFND10126730AFLAC INCCOM001055102124019679SHDFND11304366360AGNICO EAGLE MINES LTDCOM0084741083369111498SHDFND110752639720AGRIUM INCCOM00891610842120434196SHDFND11032883309080AIR PRODS & CHEMS INCCOM0091581065844907SHDFND1049070AK STL HLDG CORPCOM00154710817424105SHDFND10241050AKAMAI TECHNOLOGIES INCCOM00971T1014177170SHDFND1717000ALCOA INCCOM01381710139030320SHDFND10303200ALEXCO RESOURCE CORPCOM01535P1064932510SHDFND10325100ALLERGAN INCCOM0184901022041646SHDFND1016460ALLIANCEBERNSTEIN INCOME FUNCOM01881E10119526630SHDFND10266300ALLIED NEVADA GOLD CORPCOM019344100160100SHDFND1599002000ALLSTATE CORPCOM02000210186415266SHDFND11074845180ALTRIA GROUP INCCOM02209S103345292224SHDFND10922240AMAZON COM INCCOM02313510610413096SHDFND1030960AMBEV SASPONSORED ADR02319V1031856250550SHDFND102505500AMC ENTMT HLDGS INCCL A COM00165C10437915649SHDFND10156490AMERCOCOM0235861007553253SHDFND1140018530AMERICA MOVIL SAB DE CVSPON ADR L SHS02364W10531615900SHDFND10159000AMERICAN EXPRESS COCOM025816109290432289SHDFND10322890AMERICAN INTL GROUP INCCOM NEW0268747845320106438SHDFND101064380AMGEN INCCOM031162100436635392SHDFND1351652270ANADARKO PETE CORPCOM0325111075186110SHDFND1246136490ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1087897495SHDFND1074950APACHE CORPCOM037411105134416207SHDFND13600126070APOLLO INVT CORPCOM03761U10640548837SHDFND10488370APPLE INCCOM0378331003650268009SHDFND1300677090APPLIED MATLS INCCOM038222105117657585SHDFND10575850ARRIS GROUP INC NEWCOM04270V10645516154SHDFND10161540ASA GOLD AND PRECIOUS MTLS LSHSG3156P10318714000SHDFND10140000AT&T INCCOM00206R10217089487307SHDFND104873070ATLANTIC PWR CORPCOM NEW04878Q8635719644SHDFND10196440ATWOOD OCEANICS INCCOM0500951084819550SHDFND1095500AUGUSTA RES CORPCOM NEW050912203740240000SHDFND124000000AUTOLIV INCCOM0528001092472465SHDFND1024650AUTOMATIC DATA PROCESSING INCOM053015103156020187SHDFND11100091870BAIDU INCSPON ADR REP A0567521082621720SHDFND1017200BANCO DE CHILESPONSORED ADR0595201065136805SHDFND1068050BANCO SANTANDER SAADR05964H10539841507SHDFND10415070BANK MONTREAL QUECOM0636711011205441801542SHDFND139751114040310BANK N S HALIFAXCOM0641491073156855449606SHDFND184920946003970BANK OF AMERICA CORPORATIONCOM0605051046315367161SHDFND1180773490840BARCLAYS BK PLCIPATH S&P500 VIX06742E7112957000SHDFND1070000BARCLAYS PLCADR06738E20488256239SHDFND10562390BARD C R INCCOM0673831094202836SHDFND1028360BARRICK GOLD CORPCOM067901108204071145927SHDFND19201952257320BAXTER INTL INCCOM071813109160221780SHDFND110346114340BAYTEX ENERGY CORPCOM07317Q105492241200139SHDFND1012001390BCE INCCOM NEW05534B7601394393237187SHDFND147847027587170BECTON DICKINSON & COCOM075887109620353001SHDFND10530010BELLATRIX EXPLORATION LTDCOM07831410118722150SHDFND10221500BERKSHIRE HATHAWAY INC DELCL A0846701089365SHDFND1050BERKSHIRE HATHAWAY INC DELCL B NEW0846707021151892218SHDFND10922180BHP BILLITON LTDSPONSORED ADR0886061087659113040SHDFND101130400BIOGEN IDEC INCCOM09062X103286936SHDFND109360BLACKBERRY LTDCOM09228F1034066503777SHDFND13213431824340BLACKSTONE GROUP L PCOM UNIT LTD09253U108156247017SHDFND10470170BLOCK H & R INCCOM093671105101033485SHDFND10334850BOEING COCOM097023105202216120SHDFND10161200BP PLCSPONSORED ADR055622104444292379SHDFND10923790BRISTOL MYERS SQUIBB COCOM110122108329363422SHDFND17801556210BRITISH AMERN TOB PLCSPONSORED ADR1104481073933534SHDFND1035340BROADCOM CORPCL A111320107141644985SHDFND10449850BROOKFIELD ASSET MGMT INCCL A LTD VT SH112585104475371170275SHDFND13509658193100BROOKFIELD CDA OFFICE PPTYSTR UNIT11282310935614146SHDFND10141460BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210114492368227SHDFND103682270BROOKFIELD OFFICE PPTYS INCCOM11290010512831663487SHDFND165790055870BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNG162491076268336652SHDFND1750002616520BROOKFIELD RENEWABLE ENRGY PPARTNERSHIP UNITG1625810822539774763SHDFND107747630BT GROUP PLCADR05577E1015809099SHDFND1090990BUNGE LIMITEDCOMG16962105156219651SHDFND1192514000CA INCCOM12673P105104633783SHDFND111400223830CAE INCCOM1247651084112312563SHDFND103125630CALAMP CORPCOM1281261092157710SHDFND1077100CAMECO CORPCOM13321L10813608595011SHDFND12439863510250CAMPBELL SOUP COCOM134429109123727570SHDFND10275700CANADIAN NAT RES LTDCOM136385101627571637928SHDFND17112609266680CANADIAN NATL RY COCOM1363751021318042345643SHDFND151182018338230CANADIAN PAC RY LTDCOM13645T10038007253716SHDFND1973681563480CATAMARAN CORPCOM1488871029996223608SHDFND1127365962430CATERPILLAR INC DELCOM149123101725173008SHDFND1165728430CDN IMPERIAL BK OF COMMERCECOM1360691011051441220154SHDFND12455189746360CEDAR FAIR L PDEPOSITRY UNIT150185106170533500SHDFND10335000CELESTICA INCSUB VTG SHS15101Q10845841926SHDFND10419260CELGENE CORPCOM151020104201314418SHDFND10144180CENCOSUD S ASPONSORED ADS15132H10140441294SHDFND10412940CENOVUS ENERGY INCCOM15135U109532611847947SHDFND149433113536160CENTRAL FD CDA LTDCL A1535011011697124208SHDFND101242080CHENIERE ENERGY INCCOM NEW16411R208169330600SHDFND13060000CHEVRON CORP NEWCOM166764100275323167SHDFND10231670CHICAGO BRIDGE & IRON CO N VCOM167250109223625665SHDFND12417014950CHIMERA INVT CORPCOM16934Q1095618180SHDFND10181800CHINA MOBILE LIMITEDSPONSORED ADR16941M1093467591SHDFND1075910CHURCH & DWIGHT INCCOM171340102199028824SHDFND10288240CISCO SYS INCCOM17275R1028587383503SHDFND103835030CITIGROUP INCCOM NEW17296742420038421002SHDFND11421002789020CITRIX SYS INCCOM1773761002434230SHDFND1042300CLIFFS NAT RES INCCOM18683K1013285160393SHDFND1149300110930CLOROX CO DELCOM1890541093123554SHDFND1035540CME GROUP INCCOM12572Q105296740100SHDFND10401000CMS ENERGY CORPCOM1258961002327923SHDFND1079230CNOOC LTDSPONSORED ADR1261321093362224SHDFND1022240COASTAL CONTACTS INCCOM NEW19044R2071681150000SHDFND115000000COBALT INTL ENERGY INCCOM19075F106155584900SHDFND1844005000COCA COLA COCOM19121610034275887085SHDFND108870850COLGATE PALMOLIVE COCOM194162103193629852SHDFND13800260520COMCAST CORP NEWCL A20030N101282256419SHDFND115000414190COMPUTER PROGRAMS & SYS INCCOM2053061034707276SHDFND1072760CONAGRA FOODS INCCOM2058871025010161681SHDFND101616810CONOCOPHILLIPSCOM20825C104524074486SHDFND10744860CONSOLIDATED EDISON INCCOM209115104122022748SHDFND10227480CONSTELLATION BRANDS INCCL A21036P108112313220SHDFND10132200CORNING INCCOM2193501054982239600SHDFND102396000COSTCO WHSL CORP NEWCOM22160K105131511773SHDFND10117730COVANTA HLDG CORPCOM22282E102109560665SHDFND16066500COVIDIEN PLCSHSG2554F1132483367SHDFND1033670CRAWFORD & COCL A2246332069310000SHDFND10100000CRAY INCCOM NEW2252233042767392SHDFND1073920CREDIT SUISSE GROUPSPONSORED ADR22540110850815705SHDFND10157050CREE INCCOM2254471012855047SHDFND142478000CRESCENT PT ENERGY CORPCOM22576C101438871202823SHDFND12694529333710CST BRANDS INCCOM12646R1052297345SHDFND1073450CSX CORPCOM12640810392832006SHDFND10320060CTRIP COM INTL LTDAMERICAN DEP SHS22943F100100820000SHDFND12000000CUMMINS INCCOM2310211069316252SHDFND1062520CUMULUS MEDIA INCCL A23108210813820000SHDFND10200000CVS CAREMARK CORPORATIONCOM1266501008849118206SHDFND101182060D R HORTON INCCOM23331A10921710000SHDFND10100000DAVITA HEALTHCARE PARTNERS ICOM23918K1085578091SHDFND1080910DEERE & COCOM244199105818890178SHDFND10901780DELTA AIR LINES INC DELCOM NEW247361702100929114SHDFND115000141140DENISON MINES CORPCOM2483561075940663SHDFND10406630DEPOMED INCCOM24990810416711500SHDFND11150000DERMA SCIENCES INCCOM PAR $.0124982750212610000SHDFND10100000DEUTSCHE BANK AGNAMEN AKTD1819089883718679SHDFND10186790DIAGEO P L CSPON ADR NEW25243Q2051151592448SHDFND10924480DICKS SPORTING GOODS INCCOM253393102131424050SHDFND18050160000DIRECTVCOM25490A309103713576SHDFND10135760DISNEY WALT COCOM DISNEY25468710610403129997SHDFND101299970DOLLAR GEN CORP NEWCOM256677105118221305SHDFND11825030550DONNELLEY R R & SONS COCOM25786710148326971SHDFND10269710DOUBLELINE INCOME SOLUTIONSCOM25862210960928680SHDFND10286800DOVER CORPCOM2600031084095000SHDFND1050000DOW CHEM COCOM2605431035389110913SHDFND110300679070DR PEPPER SNAPPLE GROUP INCCOM26138E10957610587SHDFND10105870DRYSHIPS INCSHSY2109Q1015216000SHDFND10160000DU PONT E I DE NEMOURS & COCOM263534109361453879SHDFND124454294250DUKE ENERGY CORP NEWCOM NEW26441C204102114332SHDFND10143320DUN & BRADSTREET CORP DEL NECOM26483E1002082090SHDFND1020900E M C CORP MASSCOM26864810211410416283SHDFND104162830E TRADE FINANCIAL CORPCOM NEW26924640198242670SHDFND10426700EASTMAN CHEM COCOM2774321006117082SHDFND1571713650EATON CORP PLCSHSG29183103104713948SHDFND10139480EATON VANCE SR FLTNG RTE TRCOM27828Q10516610989SHDFND10109890EDWARDS LIFESCIENCES CORPCOM28176E1084025421SHDFND1054210ELDORADO GOLD CORP NEWCOM2849021032524453798SHDFND1441652121460EMERSON ELEC COCOM2910111048025120142SHDFND101201420EMPRESAS ICA S A DE CVSPONS ADR NEW29244820616525000SHDFND10250000ENBRIDGE INCCOM29250N1051639493610863SHDFND151273730981260ENCANA CORPCOM292505104312671464329SHDFND14794239849060ENDEAVOUR INTL CORPCOM NEW29259G20011736000SHDFND13600000ENERPLUS CORPCOM2927661025734287573SHDFND11253701622030ENERSIS S ASPONSORED ADR29274F10478850760SHDFND10507600ENSCO PLCSHS CLASS AG3157S1062574882SHDFND1048820EQUINIX INCCOM NEW29444U5024812600SHDFND1260000EXCO RESOURCES INCCOM26927940215327396SHDFND10273960EXELON CORPCOM30161N10164219132SHDFND10191320EXTERRAN HLDGS INCCOM30225X10399322620SHDFND12262000EXXON MOBIL CORPCOM30231G10217945183712SHDFND1133845498670FACEBOOK INCCL A30303M1029110151266SHDFND1121850294160FASTENAL COCOM3119001044699513SHDFND1095130FEDEX CORPCOM31428X106424432034SHDFND18400236340FIRSTSERVICE CORPSUB VTG SH33761N1092104456SHDFND1044560FLEETCOR TECHNOLOGIES INCCOM3390411054283720SHDFND1372000FLUOR CORP NEWCOM343412102133917221SHDFND10172210FORD MTR CO DELCOM PAR $0.013453708608553548304SHDFND105483040FOREST LABS INCCOM3458381067608245SHDFND1082450FRANCO NEVADA CORPCOM351858105235851463SHDFND10514630FREEPORT-MCMORAN COPPER & GOCOM35671D8579634291322SHDFND102913220GABELLI EQUITY TR INCCOM36239710112716491SHDFND10164910GAMESTOP CORP NEWCL A36467W10965015811SHDFND10158110GANNETT INCCOM36473010172126123SHDFND10261230GAP INC DELCOM36476010856314055SHDFND10140550GARMIN LTDSHSH2906T10957810472SHDFND10104720GENERAL ELECTRIC COCOM369604103593032290685SHDFND110000021906850GENERAL MLS INCCOM3703341048916172059SHDFND101720590GENERAL MTRS COCOM37045V100175951358SHDFND10513580GILDAN ACTIVEWEAR INCCOM375916103430385438SHDFND169150162880GILEAD SCIENCES INCCOM375558103501670790SHDFND119151516390GLAXOSMITHKLINE PLCSPONSORED ADR37733W105178133370SHDFND10333700GLOBAL X FDSGLB X GURU INDEX37950E34189036060SHDFND10360600GNC HLDGS INCCOM CL A36191G107166837900SHDFND10379000GOLDCORP INC NEWCOM38095640916584679675SHDFND15405721391030GOLDMAN SACHS GROUP INCCOM38141G10415399400SHDFND1094000GOODYEAR TIRE & RUBR COCOM38255010157221877SHDFND10218770GOOGLE INCCL A38259P50893798415SHDFND1084150GRAINGER W W INCCOM38480210414915904SHDFND1059040GRAN TIERRA ENERGY INCCOM38500T1019612806SHDFND10128060GRANITE REAL ESTATE INVT TRUNIT 99/99/9999387437114110029995SHDFND10299950GROUPE CGI INCCL A SUB VTG39945C10910290333560SHDFND11699001636600GROUPON INCCOM CL A39947310730238500SHDFND13850000GRUPO FINANCIERO SANTANDER MSPON ADR SHS B40053C10572358800SHDFND10588000HALCON RES CORPCOM NEW40537Q2098720000SHDFND10200000HALLIBURTON COCOM406216101505885905SHDFND10859050HARTFORD FINL SVCS GROUP INCCOM41651510480022691SHDFND10226910HASBRO INCCOM4180561074628318SHDFND1083180HELMERICH & PAYNE INCCOM4234521012061915SHDFND1019150HERBALIFE LTDCOM USD SHSG4412G1013726488SHDFND1064880HERTZ GLOBAL HOLDINGS INCCOM42805T10571726950SHDFND10269500HEWLETT PACKARD COCOM42823610354716895SHDFND10168950HOLLYFRONTIER CORPCOM4361061083156623SHDFND1066230HOME DEPOT INCCOM437076102136917293SHDFND10172930HONDA MOTOR LTDAMERN SHS438128308250770956SHDFND10709560HONEYWELL INTL INCCOM438516106403543518SHDFND10435180HSBC HLDGS PLCSPON ADR NEW404280406120823772SHDFND10237720HUDBAY MINERALS INCCOM44362810233442946SHDFND158428880IAMGOLD CORPCOM450913108393111868SHDFND150000618680ICICI BK LTDADR45104G104220850400SHDFND10504000ICON PLCSHSG4705A10092019378SHDFND10193780ICONIX BRAND GROUP INCCOM45105510767917281SHDFND11500022810IMMUNOGEN INCCOM45253H10129319600SHDFND10196000IMPERIAL OIL LTDCOM NEW45303840827103582177SHDFND11567184254590ING GROEP N VSPONSORED ADR45683710377254162SHDFND10541620INTEL CORPCOM458140100283861099716SHDFND1010997160INTERNATIONAL BUSINESS MACHSCOM4592001011233264047SHDFND114983490640INTERNATIONAL FLAVORS&FRAGRACOM459506101106211100SHDFND10111000INTL PAPER COCOM46014610365014168SHDFND1500091680INVESTMENT TECHNOLOGY GRP NECOM46145F10540419998SHDFND10199980IRELAND BKSPNSRD ADR NEW46267Q202111757740SHDFND10577400ISHARESMSCI BRZ CAP ETF4642864003898641SHDFND1086410ISHARESEMU ETF464286608278665924SHDFND10659240ISHARESMSCI BRIC INDX46428665736410055SHDFND10100550ISHARESMSCI PAC JP ETF464286665147530675SHDFND10306750ISHARESMSCI UK ETF4642866992759134021SHDFND101340210ISHARESMSCI GERMANY ETF464286806187159705SHDFND10597050ISHARESMSCI MEX CAP ETF4642868223034738SHDFND1047380ISHARESMSCI JAPAN ETF4642868482595229116SHDFND102291160ISHARESS&P 100 ETF464287101155518776SHDFND10187760ISHARESSELECT DIVID ETF464287168197826988SHDFND10269880ISHARESCHINA LG-CAP ETF46428718484623642SHDFND10236420ISHARESCORE S&P500 ETF464287200541928805SHDFND10288050ISHARESMSCI EMG MKT ETF464287234379892619SHDFND10926190ISHARESIBOXX INV CP ETF464287242245521016SHDFND10210160ISHARESGLOBAL TECH ETF464287291186122041SHDFND10220410ISHARES1-3 YR TR BD ETF464287457155818455SHDFND10184550ISHARESMSCI EAFE ETF46428746513506201049SHDFND102010490ISHARESGLOBAL 100 ETF464287572352345250SHDFND10452500ISHARESU.S. CNSM SV ETF4642875809157615SHDFND1076150ISHARESRUS 1000 ETF4642876223213070SHDFND1030700ISHARESRUSSELL 2000 ETF464287655171814769SHDFND10147690ISHARESRUS 3000 VAL ETF4642876634413493SHDFND1034930ISHARESU.S. UTILITS ETF4642876978818458SHDFND1084580ISHARESU.S. TECH ETF464287721102211227SHDFND10112270ISHARESUS HLTHCARE ETF464287762135611029SHDFND10110290ISHARESU.S. FIN SVC ETF4642877704445235SHDFND1052350ISHARESU.S. FINLS ETF464287788494860556SHDFND10605560ISHARESCORE S&P SCP ETF4642878043623290SHDFND1032900ISHARESU.S. BAS MTL ETF46428783888210590SHDFND10105900ISHARESEUROPE ETF464287861218845325SHDFND10453250ISHARESGL TIMB FORE ETF4642881742384595SHDFND1045950ISHARESMSCI AC ASIA ETF4642881823576050SHDFND1060500ISHARESMSCI ACWI ETF4642882573385810SHDFND1058100ISHARESGLB INFRASTR ETF464288372180043255SHDFND10432550ISHARESINTL SEL DIV ETF4642884486243161716SHDFND101617160ISHARESIBOXX HI YD ETF464288513189520078SHDFND10200780ISHARES1-3 YR CR BD ETF4642886466025710SHDFND1057100ISHARESSHRT TRS BD ETF464288679886580466SHDFND10804660ISHARESU.S. PFD STK ETF4642886872476336SHDFND1063360ISHARESGLOBAL MATER ETF4642886954447116SHDFND1071160ISHARESALL PERU CAP ETF4642898422267000SHDFND1070000ISHARES GOLD TRUSTISHARES46428510529724355SHDFND10243550ISHARES TRIRELAND CAPD ETF46429B5072506376SHDFND1063760ISHARES TRHIGH DIVIDND ETF46429B663185926041SHDFND10260410ISHARES TRCORE MSCI EAFE46432F8422564200SHDFND1042000ISHARES TRCORE STRM USBD46432F8592512500SHDFND1025000ITAU UNIBANCO HLDG SASPON ADR REP PFD46556210661841585SHDFND10415850JOHNSON & JOHNSONCOM47816010462431635873SHDFND1947145411590JOHNSON CTLS INCCOM478366107241951130SHDFND10511300JOY GLOBAL INCCOM48116510878013465SHDFND1128656000JPMORGAN CHASE & COCOM46625H10022687374003SHDFND1159303580730JUST ENERGY GROUP INCCOM48213W1014661579551SHDFND105795510KELLOGG COCOM487836108192330662SHDFND10306620KELLY SVCS INCCL A488152208113547825SHDFND10478250KEY ENERGY SVCS INCCOM49291410618520000SHDFND10200000KIMBERLY CLARK CORPCOM494368103420838185SHDFND10381850KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501063474697SHDFND1046970KINDER MORGAN INC DELCOM49456B1014824148654SHDFND101486540KINROSS GOLD CORPCOM NO PAR4969024043722902084SHDFND1875189268950KKR & CO L P DELCOM UNITS48248M102110748490SHDFND10484900KONINKLIJKE PHILIPS N VNY REG SH NEW50047230348813884SHDFND10138840KRAFT FOODS GROUP INCCOM50076Q106533495089SHDFND142691523980KROGER COCOM50104410167815528SHDFND1153282000LAKE SHORE GOLD CORPCOM5107281081420856SHDFND10208560LAS VEGAS SANDS CORPCOM517834107122115118SHDFND11511800LAZARD LTDSHS AG5405010256111922SHDFND10119220LEVEL 3 COMMUNICATIONS INCCOM NEW52729N3083689410SHDFND1644029700LEXMARK INTL NEWCL A5297711072375119SHDFND1051190LIBERTY MEDIA CORP DELAWARECL A5312291026735145SHDFND1051450LILLY ELI & COCOM532457108240640909SHDFND10409090LINCOLN NATL CORP INDCOM5341871093697294SHDFND1072940LIONS GATE ENTMNT CORPCOM NEW53591920355820887SHDFND10208870LOCKHEED MARTIN CORPCOM53983010912287527SHDFND1075270LORILLARD INCCOM544147101162830131SHDFND10301310LOWES COS INCCOM548661107127025990SHDFND10259900LYONDELLBASELL INDUSTRIES NSHS - A -N53745100171319276SHDFND10192760MACQUARIE GLBL INFRA TOTL RECOM55608D1012048703SHDFND1087030MAGNA INTL INCCOM55922240132156335265SHDFND11364651988000MANULIFE FINL CORPCOM56501R106808744196723SHDFND1114002430566990MARATHON PETE CORPCOM56585A102298734318SHDFND13008842300MARKET VECTORS ETF TRGOLD MINER ETF57060U100103643800SHDFND13800058000MARKET VECTORS ETF TRBIOTECH ETF57060U183100111003SHDFND10110030MARKET VECTORS ETF TRAGRIBUS ETF57060U60556810458SHDFND10104580MARSH & MCLENNAN COS INCCOM5717481022354762SHDFND1047620MASCO CORPCOM57459910652523678SHDFND14700189780MASTERCARD INCCL A57636Q104100113406SHDFND10134060MATRIX SVC COCOM5768531052898547SHDFND1085470MATTEL INCCOM57708110262115489SHDFND10154890MCCORMICK & CO INCCOM NON VTG579780206520172506SHDFND10725060MCDERMOTT INTL INCCOM58003710924631500SHDFND10315000MCDONALDS CORPCOM58013510134965356892SHDFND103568920MCGRAW HILL FINL INCCOM5806451094646087SHDFND1060870MCKESSON CORPCOM58155Q103593533628SHDFND10336280MEDTRONIC INCCOM585055106229737336SHDFND10373360MERCK & CO INC NEWCOM58933Y1057506132262SHDFND1268741053880METHANEX CORPCOM59151K108517181220SHDFND114104671160METLIFE INCCOM59156R10828892547567SHDFND105475670MGM RESORTS INTERNATIONALCOM552953101224086614SHDFND170000166140MICHAEL KORS HLDGS LTDSHSG607541018959597SHDFND1095970MICROSOFT CORPCOM59491810421085514416SHDFND105144160MIDSTATES PETE CO INCCOM59804T10010720000SHDFND10200000MONDELEZ INTL INCCL A6092071053833110962SHDFND101109620MOODYS CORPCOM6153691056438107SHDFND1282752800MORGAN STANLEYCOM NEW6174464484493144144SHDFND101441440MURPHY OIL CORPCOM6267171022524000SHDFND1400000MYLAN INCCOM6285301074729675SHDFND1096750NATIONAL GRID PLCSPON ADR NEW6362743004216140SHDFND1061400NATIONAL OILWELL VARCO INCCOM637071101561772141SHDFND10721410NETAPP INCCOM64110D10440711025SHDFND10110250NETEASE INCSPONSORED ADR64110W1024356470SHDFND1170047700NETFLIX INCCOM64110L10634559825SHDFND19815100NEW GOLD INC CDACOM64453510621844485SHDFND13900054850NEWFIELD EXPL COCOM651290108172154906SHDFND15490600NEXSTAR BROADCASTING GROUP ICL A65336K1033439138SHDFND1913800NIKE INCCL B654106103589879854SHDFND10798540NOKIA CORPSPONSORED ADR65490220410314023SHDFND10140230NORFOLK SOUTHERN CORPCOM655844108296130494SHDFND10304940NORTH AMERN ENERGY PARTNERSCOM6568441079513440SHDFND10134400NOVARTIS A GSPONSORED ADR66987V109445552401SHDFND10524010NOVO-NORDISK A SADR67010020511972262283SHDFND102622830NUVEEN QUALITY PFD INCOME FDCOM67071S10112315300SHDFND10153000NYMOX PHARMACEUTICAL CORPCOM67076P10210018393SHDFND10183930OCCIDENTAL PETE CORP DELCOM6745991054004200SHDFND1042000OPEN TEXT CORPCOM683715106166534995SHDFND10349950OPENTABLE INCCOM68372A10494012228SHDFND11222800OPKO HEALTH INCCOM68375N10310611400SHDFND10114000ORACLE CORPCOM68389X1058237201380SHDFND1131881881920ORANGESPONSORED ADR68406010643829850SHDFND10298500OWENS ILL INCCOM NEW69076840382924535SHDFND10245350PARKER HANNIFIN CORPCOM7010941048637211SHDFND1072110PAYCHEX INCCOM70432610770616590SHDFND1162503400PDL BIOPHARMA INCCOM69329Y104970116840SHDFND101168400PEABODY ENERGY CORPCOM7045491043752229793SHDFND1213057167360PEMBINA PIPELINE CORPCOM706327103379311000837SHDFND11558008450370PENGROWTH ENERGY CORPCOM70706P1044308711768SHDFND107117680PENN VA CORPCOM70788210629016600SHDFND11660000PENN WEST PETE LTD NEWCOM7078871058180979635SHDFND15076664719690PEPSICO INCCOM71344810825021299650SHDFND102996500PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40825219195SHDFND10191950PETSMART INCCOM7167681065487953SHDFND1079530PFIZER INCCOM71708110319438605545SHDFND106055450PHILIP MORRIS INTL INCCOM718172109241929552SHDFND10295520PHILLIPS 66COM7185461042973849SHDFND1038490PIMCO CORPORATE INCOME STRATCOM72200U10016610000SHDFND10100000PIMCO ETF TRTOTL RETN ETF72201R775510147887SHDFND10478870PIMCO ETF TR0-5 HIGH YIELD72201R7832001875SHDFND1018750PIONEER NAT RES COCOM723787107201310756SHDFND11075600PITNEY BOWES INCCOM724479100177968454SHDFND134500339540PLUM CREEK TIMBER CO INCCOM72925110844910680SHDFND11068000POLARIS INDS INCCOM73106810211588290SHDFND179003900PORTFOLIO RECOVERY ASSOCS INCOM73640Q1052253890SHDFND1038900POTASH CORP SASK INCCOM73755L10730137836417SHDFND15257343106830POTLATCH CORP NEWCOM7376301033669466SHDFND1094660POWERSHARES ETF TR IIASIA PAC BD PR73937B753118848578SHDFND10485780POWERSHARES ETF TR IIS&P500 LOW VOL73937B779223565723SHDFND10657230POWERSHARES ETF TR IIS&P500 HGH BET73937B829202465089SHDFND10650890POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15347312726SHDFND10127260POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19536730240SHDFND10302400POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X28656112893SHDFND10128930POWERSHARES ETF TRUSTWATER RESOURCE73935X57532412150SHDFND10121500POWERSHARES ETF TRUSTFTSE RAFI 100073935X5836948205SHDFND1082050POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T573258092200SHDFND10922000POWERSHARES QQQ TRUSTUNIT SER 173935A104261329819SHDFND10298190PPG INDS INCCOM6935061079404868SHDFND1048680PRAXAIR INCCOM74005P1047535750SHDFND1057500PRECISION DRILLING CORPCOM 201074022D3082627219494SHDFND102194940PRICE T ROWE GROUP INCCOM74144T1082422950SHDFND1029500PRICELINE COM INCCOM NEW741503403511429SHDFND104290PRIMERO MNG CORPCOM74164W1062307322000SHDFND132200000PROASSURANCE CORPCOM74267C1062014522SHDFND1045220PROCTER & GAMBLE COCOM74271810928312351287SHDFND188153424720PROGRESSIVE WASTE SOLUTIONSCOM74339G10193336870SHDFND10368700PROSHARES TRPSHS ULSHT SP50074347B30070925000SHDFND10250000PROSHARES TRSHRT 20+YR TRE74347X849197365068SHDFND10650680PRUDENTIAL FINL INCCOM7443201028259752SHDFND1097520PULTE GROUP INCCOM74586710167335091SHDFND10350910PUTMAN HIGH INCOME SEC FUNDSHS BEN INT7467791079210950SHDFND10109500QUALCOMM INCCOM74752510315438195766SHDFND101957660QUANTUM FUEL SYS TECH WORLDWCOM PAR $0.0274765E30777379840SHDFND10798400RESMED INCCOM76115210754312145SHDFND10121450REVENUESHARES ETF TRSMALL CAP FD761396308168630849SHDFND10308490RIO TINTO PLCSPONSORED ADR767204100503890250SHDFND124100661500RITE AID CORPCOM767754104651103862SHDFND110386200ROGERS COMMUNICATIONS INCCL B775109200811431958593SHDFND122853017300630ROSS STORES INCCOM778296103239233428SHDFND12770057280ROYAL BK CDA MONTREAL QUECOM7800871023268844957026SHDFND188948740675390ROYAL CARIBBEAN CRUISES LTDCOMV7780T1033456315SHDFND1063150ROYAL DUTCH SHELL PLCSPONS ADR A780259206331445375SHDFND10453750ROYAL GOLD INCCOM7802871083275225SHDFND1052250RPC INCCOM74966010627413426SHDFND10134260RUBICON MINERALS CORPCOM7809111037471636SHDFND160900107360RYDER SYS INCCOM7835491085647066SHDFND1070660RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10687512010SHDFND10120100SAFEWAY INCCOM NEW786514208368499776SHDFND10997760SALESFORCE COM INCCOM79466L3022344100SHDFND140001000SANDSTORM GOLD LTDCOM NEW80013R2061338240490SHDFND102404900SANMINA CORPORATIONCOM80105610235320205SHDFND10202050SANOFISPONSORED ADR80105N105109520980SHDFND10209800SAP AGSPON ADR803054204415451090SHDFND10510900SCHLUMBERGER LTDCOM806857108833185504SHDFND132854720SEAGATE TECHNOLOGY PLCSHSG7945M1072784952SHDFND1049520SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2095138780SHDFND1087800SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30845710620SHDFND10106200SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5068419460SHDFND193001600SELECT SECTOR SPDR TRSBI INT-FINL81369Y605180280722SHDFND10807220SELECT SECTOR SPDR TRSBI INT-INDS81369Y70497418631SHDFND10186310SELECT SECTOR SPDR TRTECHNOLOGY81369Y80342311641SHDFND10116410SENSATA TECHNOLOGIES HLDG BVSHSN7902X106102424000SHDFND10240000SHAW COMMUNICATIONS INCCL B CONV82028K200436651828830SHDFND123275215960780SHERWIN WILLIAMS COCOM82434810617538897SHDFND1889700SIEMENS A GSPONSORED ADR826197501617145655SHDFND10456550SIGMA ALDRICH CORPCOM82655210111572123930SHDFND101239300SILVER BAY RLTY TR CORPCOM82735Q1024593295939SHDFND102959390SILVER WHEATON CORPCOM8283361078247363616SHDFND12205831430330SINA CORPORDG81477104176029140SHDFND1287004400SIRIUS XM HLDGS INCCOM82968B10318758553SHDFND10585530SMUCKER J M COCOM NEW832696405249225625SHDFND10256250SOCIEDAD QUIMICA MINERA DE CSPON ADR SER B83363510538312065SHDFND112000650SODASTREAM INTERNATIONAL LTDUSD SHSM9068E1053437785SHDFND1077850SOTHEBYSCOM83589810758613464SHDFND11346400SOUTHERN COCOM842587107119527183SHDFND10271830SPDR DOW JONES INDL AVRG ETFUT SER 178467X1093412078SHDFND1020780SPDR GOLD TRUSTGOLD SHS78463V1078066527SHDFND1065270SPDR INDEX SHS FDSEURO STOXX 5078463X202158537188SHDFND10371880SPDR S&P 500 ETF TRTR UNIT78462F103600732139SHDFND10321390SPDR SERIES TRUSTBRC HGH YLD BD78464A41772517550SHDFND10175500SPDR SERIES TRUSTS&P REGL BKG78464A698110626752SHDFND10267520SPDR SERIES TRUSTS&P OILGAS EXP78464A730159022200SHDFND12220000SPDR SERIES TRUSTS&P DIVID ETF78464A76320754282383SHDFND102823830SPDR SERIES TRUSTS&P BK ETF78464A79755516321SHDFND10163210SPDR SERIES TRUSTS&P HOMEBUILD78464A8882597976SHDFND1079760SPECTRA ENERGY CORPCOM8475601092386441SHDFND1064410SPROTT PHYSICAL GOLD TRUSTUNIT85207H10413812900SHDFND10129000SPROTT PHYSICAL PLAT PALLADUNIT85207Q10416516500SHDFND10165000SPROTT PHYSICAL SILVER TRTR UNIT85207K10712215640SHDFND11289027500STANLEY BLACK & DECKER INCCOM854502101497361216SHDFND1602959210STANTEC INCCOM85472N109352658146SHDFND12300558460STAPLES INCCOM8550301022688237071SHDFND102370710STARBUCKS CORPCOM855244109261235602SHDFND10356020STATE STR CORPCOM8574771034376280SHDFND1062800STILLWATER MNG COCOM86074Q10253135821SHDFND1350008210STUDENT TRANSN INCCOM86388A1081541250003SHDFND102500030STURM RUGER & CO INCCOM8641591085228733SHDFND1087330SUN LIFE FINL INCCOM866796105643271857849SHDFND137580814820410SUNCOR ENERGY INC NEWCOM8672241071018872918232SHDFND190737020108620SYMANTEC CORPCOM87150310889544823SHDFND111900329230SYNGENTA AGSPONSORED ADR87160A100158420904SHDFND10209040SYSCO CORPCOM871829107211958728SHDFND10587280TAHOE RES INCCOM87386810380938473SHDFND122384510TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910022211070SHDFND10110700TALISMAN ENERGY INCCOM87425E103151251516921SHDFND112818922350290TARGET CORPCOM87612E1064607612SHDFND1232052920TE CONNECTIVITY LTDREG SHSH8498910477112821SHDFND10128210TECK RESOURCES LTDCL B878742204392621820306SHDFND129286315274430TELEFONICA S ASPONSORED ADR879382208141889808SHDFND10898080TELUS CORPCOM87971M103868112421280SHDFND140716020141200TEMPLETON GLOBAL INCOME FDCOM8801981061431178000SHDFND101780000TEVA PHARMACEUTICAL INDS LTDADR881624209441883602SHDFND10836020THOMSON REUTERS CORPCOM88490310521887640154SHDFND12271684129860TIFFANY & CO NEWCOM886547108170119750SHDFND119700500TIM HORTONS INCCOM88706M10330108544305SHDFND1852544590510TJX COS INC NEWCOM872540109214935420SHDFND1800346200TORONTO DOMINION BK ONTCOM NEW8911605092880786151945SHDFND1113590250160430TOTAL S ASPONSORED ADR89151E109105116014SHDFND10160140TOYOTA MOTOR CORPSP ADR REP2COM892331307319928338SHDFND10283380TRANSALTA CORPCOM89346D107125631081431SHDFND12153818660500TRANSCANADA CORPCOM89353D1071807933981605SHDFND143626535453400TRANSOCEAN LTDREG SHSH8817H1004184101244SHDFND157500437440TRW AUTOMOTIVE HLDGS CORPCOM87264S10697011888SHDFND10118880TWENTY FIRST CENTY FOX INCCL A90130A10178724613SHDFND10246130TYSON FOODS INCCL A902494103140832000SHDFND10320000ULTRA PETROLEUM CORPCOM903914109122645611SHDFND10456110UNDER ARMOUR INCCL A9043111076045270SHDFND1052700UNILEVER N VN Y SHS NEW90478470949512032SHDFND10120320UNILEVER PLCSPON ADR NEW904767704243656928SHDFND10569280UNION PAC CORPCOM907818108456824341SHDFND18950153910UNITED PARCEL SERVICE INCCL B91131210612669130130SHDFND155000751300UNITED TECHNOLOGIES CORPCOM91301710926493226840SHDFND102268400UNITEDHEALTH GROUP INCCOM91324P102178021712SHDFND11914625660UNUM GROUPCOM91529Y1062898200SHDFND1082000URANERZ ENERGY CORPCOM91688T10411668800SHDFND10688000USANA HEALTH SCIENCES INCCOM90328M1073054042SHDFND1040420VALE S AADR91912E1052245162370SHDFND1185001438700VALEANT PHARMACEUTICALS INTLCOM91911K10228805219400SHDFND1191104282960VALERO ENERGY CORP NEWCOM91913Y1008836166387SHDFND178100882870VANGUARD BD INDEX FD INCSHORT TRM BOND9219378274956189SHDFND1061890VANGUARD INDEX FDSS&P 500 ETF SHS9229083639435502SHDFND1055020VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF9220427182302150SHDFND1021500VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285863715687SHDFND1768680010VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874415470523SHDFND10705230VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844477363460SHDFND10634600VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640685313510SHDFND10135100VERISIGN INCCOM92343E1023456400SHDFND160103900VERIZON COMMUNICATIONS INCCOM92343V10411876249770SHDFND102497700VERMILION ENERGY INCCOM9237251058104130373SHDFND101303730VIPSHOP HLDGS LTDSPONSORED ADR92763W1032131425SHDFND1014250VISA INCCOM CL A92826C839288413361SHDFND10133610VISTEON CORPCOM NEW92839U206140615900SHDFND11590000VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W30861516720SHDFND10167200WALGREEN COCOM931422109433465669SHDFND10656690WAL-MART STORES INCCOM93114210312282160776SHDFND101607760WASTE MGMT INC DELCOM94106L109260962037SHDFND10620370WEATHERFORD INTERNATIONAL LTREG SHSH2701310391152494SHDFND14445380410WEBMD HEALTH CORPCOM94770V1023378140SHDFND1081400WELLPOINT INCCOM94973V1075465487SHDFND1054870WELLS FARGO & CO NEWCOM94974610115932320309SHDFND103203090WENDYS COCOM95058W100975107116SHDFND101071160WEYERHAEUSER COCOM962166104123442094SHDFND10420940WHITING PETE CORP NEWCOM96638710278811359SHDFND10113590WHOLE FOODS MKT INCCOM9668371062995900SHDFND1059000WI-LAN INCCOM9289721086321400SHDFND111200102000WILLIAMS CLAYTON ENERGY INCCOM9694901013553139SHDFND1031390WILLIAMS COS INC DELCOM969457100143235294SHDFND13529400WILLIAMS SONOMA INCCOM9699041014296450SHDFND16400500WINNEBAGO INDS INCCOM9746371002147800SHDFND1780000WISDOMTREE INVTS INCCOM97717P10415411775SHDFND10117750WISDOMTREE TRSMLCAP EARN FD97717W562161819846SHDFND10198460WISDOMTREE TRSMALLCAP DIVID97717W6044396430SHDFND1064300WISDOMTREE TRJAPN HEDGE EQT97717W85191719378SHDFND10193780WISDOMTREE TREUROPE SMCP DV97717W8692483979SHDFND1039790WISDOMTREE TREUROPE HEDGED EQ97717X701151226745SHDFND10267450WPX ENERGY INCCOM98212B10345625300SHDFND12530000WYNN RESORTS LTDCOM98313410712455605SHDFND1056050YAHOO INCCOM984332106169047095SHDFND13960074950YAMANA GOLD INCCOM98462Y1004189478330SHDFND1464482138480YUM BRANDS INCCOM9884981016508628SHDFND1086280ZALE CORP NEWCOM98885810636917632SHDFND10176320