0001335644-14-000002.txt : 20140214 0001335644-14-000002.hdr.sgml : 20140214 20140214115518 ACCESSION NUMBER: 0001335644-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 14613005 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001335644 XXXXXXXX 12-31-2013 12-31-2013 SCOTIA CAPITAL INC.

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR TORONTO A6 M5W 2X6

13F HOLDINGS REPORT 028-11461 N Bob Edwards 416-863-7844 /s/ Bob Edwards Toronto A6 02-14-2014 1 540 4193503 false 1 0000009631 028-11475 BANK OF NOVA SCOTIA / INFORMATION TABLE 2 scapital.inftab.xml 3M COCOM88579Y101567440458SHDFND10404580ABB LTDSPONSORED ADR00037520466324967SHDFND10249670ABBOTT LABSCOM0028241005009130651SHDFND101306510ABBVIE INCCOM00287Y109239845391SHDFND10453910ABERDEEN ASIA PACIFIC INCOMCOM0030091071542267677SHDFND102676770ACCENTURE PLC IRELANDSHS CLASS AG1151C101245429843SHDFND14500253430ACE LTDSHSH0023R105221021350SHDFND1211002500ACTAVIS PLCSHSG0083B1083702205SHDFND1022050ADOBE SYS INCCOM00724F1012173624SHDFND135001240ADVANCED MICRO DEVICES INCCOM00790310724864267SHDFND1640002670ADVANTAGE OIL & GAS LTDCOM00765F1013659843106SHDFND12958428110AEGON N VNY REGISTRY SH0079241031237130430SHDFND101304300AETNA INC NEWCOM00817Y1082643851SHDFND1038510AFLAC INCCOM00105510248321768SHDFND11454372250AGILENT TECHNOLOGIES INCCOM00846U1014067100SHDFND1710000AGNICO EAGLE MINES LTDCOM0084741083050115706SHDFND110766480420AGRIUM INCCOM00891610834224374213SHDFND1845832896300AIR PRODS & CHEMS INCCOM0091581065124580SHDFND1045800AK STL HLDG CORPCOM00154710816920595SHDFND10205950ALAMOS GOLD INCCOM01152710875262100SHDFND1612009000ALCOA INCCOM01381710128026320SHDFND10263200ALDERON IRON ORE CORPCOM01434T1005333800SHDFND10338000ALIGN TECHNOLOGY INCCOM0162551013756554SHDFND1065540ALLERGAN INCCOM0184901022402159SHDFND1021590ALLIANCE DATA SYSTEMS CORPCOM0185811082631000SHDFND1100000ALLIANCEBERNSTEIN INCOME FUNCOM01881E10118425830SHDFND10258300ALLSTATE CORPCOM020002101118621738SHDFND11720045380ALPHA NATURAL RESOURCES INCCOM02076X10214320000SHDFND10200000ALTRIA GROUP INCCOM02209S103226659029SHDFND10590290AMAZON COM INCCOM0231351061442436213SHDFND13358926240AMBEV SASPONSORED ADR02319V1032054279550SHDFND102795500AMERCOCOM0235861004481885SHDFND1018850AMERICAN EXPRESS COCOM025816109265729270SHDFND10292700AMERICAN INTL GROUP INCCOM NEW0268747845799113567SHDFND101135670AMGEN INCCOM031162100340729855SHDFND1297001550AMKOR TECHNOLOGY INCCOM0316521006110000SHDFND11000000ANADARKO PETE CORPCOM032511107504063554SHDFND1633741800ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1087677202SHDFND1072020APACHE CORPCOM03741110590010465SHDFND10104650APOLLO INVT CORPCOM03761U10632638477SHDFND10384770APPLE INCCOM0378331003412460829SHDFND11500593290APPLIED MATLS INCCOM03822210562635410SHDFND10354100ARCH COAL INCCOM03938010015635000SHDFND10350000ASA GOLD AND PRECIOUS MTLS LSHSG3156P10314812000SHDFND10120000ASHLAND INC NEWCOM044209104134113820SHDFND11382000AT&T INCCOM00206R10215859451086SHDFND104510860AUTOMATIC DATA PROCESSING INCOM053015103114114122SHDFND1660075220AVIS BUDGET GROUPCOM05377410548011850SHDFND11070011500B2GOLD CORPCOM11777Q209516252479SHDFND125000024790BAIDU INCSPON ADR REP A056752108375221097SHDFND1202328650BAKER HUGHES INCCOM057224107272149238SHDFND1483908480BANCO SANTANDER SAADR05964H10528331216SHDFND10312160BANK MONTREAL QUECOM0636711011145961719719SHDFND137581113439080BANK N S HALIFAXCOM0641491073169635068507SHDFND170510943633980BANK OF AMERICA CORPORATIONCOM0605051044637297858SHDFND102978580BARCLAYS BK PLCIPATH S&P500 VIX06742E71168116000SHDFND10160000BARRICK GOLD CORPCOM06790110815879901522SHDFND16794362220860BAXTER INTL INCCOM071813109359151641SHDFND14247191700BAYTEX ENERGY CORPCOM07317Q10535420905814SHDFND1250228807920BCE INCCOM NEW05534B7601353883126494SHDFND146067026658240BECTON DICKINSON & COCOM075887109581252597SHDFND10525970BELLATRIX EXPLORATION LTDCOM07831410113318220SHDFND1200180200BERKSHIRE HATHAWAY INC DELCL A0846701087124SHDFND1040BERKSHIRE HATHAWAY INC DELCL B NEW0846707021039887683SHDFND10876830BEST BUY INCCOM08651610176419178SHDFND1189911870BGC PARTNERS INCCL A05541T1018113300SHDFND10133000BHP BILLITON LTDSPONSORED ADR0886061087977116948SHDFND101169480BIOMARIN PHARMACEUTICAL INCCOM09061G10171410164SHDFND11016400BLACKBERRY LTDCOM09228F1034234569807SHDFND14529351168720BLACKSTONE GROUP L PCOM UNIT LTD09253U108166852951SHDFND10529510BLOCK H & R INCCOM09367110586629817SHDFND10298170BOEING COCOM097023105206315107SHDFND10151070BP PLCSPONSORED ADR055622104446291792SHDFND10917920BRISTOL MYERS SQUIBB COCOM110122108208239151SHDFND10391510BRITISH AMERN TOB PLCSPONSORED ADR1104481073303074SHDFND1030740BROADCOM CORPCL A111320107129843785SHDFND10437850BROOKFIELD ASSET MGMT INCCL A LTD VT SH112585104431751115475SHDFND13308657846100BROOKFIELD CDA OFFICE PPTYSTR UNIT11282310930812456SHDFND10124560BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210112953330515SHDFND103305150BROOKFIELD OFFICE PPTYS INCCOM11290010512796665329SHDFND15200001453290BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNG162491074738237402SHDFND102374020BROOKFIELD RENEWABLE ENRGY PPARTNERSHIP UNITG1625810816915645805SHDFND106458050BT GROUP PLCADR05577E1014787570SHDFND1075700BUNGE LIMITEDCOMG16962105154418804SHDFND1185043000CA INCCOM12673P105106531637SHDFND111400202370CABELAS INCCOM1268043015878800SHDFND1880000CAE INCCOM12476510892172478SHDFND10724780CAMECO CORPCOM13321L10810048484275SHDFND12306862535890CAMPBELL SOUP COCOM13442910993321565SHDFND10215650CANADIAN NAT RES LTDCOM136385101547521619534SHDFND16663569531780CANADIAN NATL RY COCOM1363751021315762308506SHDFND148572018227860CANADIAN PAC RY LTDCOM13645T10037596248716SHDFND1920681566480CATAMARAN CORPCOM1488871026860144565SHDFND1120365242000CATERPILLAR INC DELCOM14912310121395235558SHDFND1912561443020CDN IMPERIAL BK OF COMMERCECOM136069101994151164311SHDFND12329189313930CELESTICA INCSUB VTG SHS15101Q10843541865SHDFND10418650CELGENE CORPCOM1510201045713380SHDFND1033800CENOVUS ENERGY INCCOM15135U109472011649367SHDFND149720611521610CENTRAL FD CDA LTDCL A1535011011395106562SHDFND101065620CHESAPEAKE ENERGY CORPCOM16516710711745432750SHDFND142970030500CHEVRON CORP NEWCOM166764100294023533SHDFND10235330CHICAGO BRIDGE & IRON CO N VCOM167250109257430966SHDFND119170117960CHIMERA INVT CORPCOM16934Q1093310530SHDFND10105300CHINA MOBILE LIMITEDSPONSORED ADR16941M1094027690SHDFND1076900CHIPOTLE MEXICAN GRILL INCCOM169656105470883SHDFND1808750CHUBB CORPCOM1712321012042103SHDFND1021030CHURCH & DWIGHT INCCOM171340102188028367SHDFND10283670CIENA CORPCOM NEW17177930937515700SHDFND1151006000CISCO SYS INCCOM17275R1026248278546SHDFND102785460CITIGROUP INCCOM NEW17296742419342371273SHDFND12099861612870CITRIX SYS INCCOM1773761002684230SHDFND1042300CLIFFS NAT RES INCCOM18683K10158022145SHDFND11385082950CLOROX CO DELCOM1890541094304637SHDFND1046370CME GROUP INCCOM12572Q105317240430SHDFND1300401300COACH INCCOM18975410465711695SHDFND10116950COBALT INTL ENERGY INCCOM19075F10620612500SHDFND10125000COCA COLA COCOM19121610034407832694SHDFND108326940COGNIZANT TECHNOLOGY SOLUTIOCL A1924461024364315SHDFND1043150COLGATE PALMOLIVE COCOM194162103186728620SHDFND13800248200COMCAST CORP NEWCL A20030N101189236395SHDFND10363950COMPUTER PROGRAMS & SYS INCCOM2053061034006471SHDFND1064710CONAGRA FOODS INCCOM2058871025160153053SHDFND101530530CONOCOPHILLIPSCOM20825C10483311781SHDFND10117810CONSOLIDATED EDISON INCCOM209115104120121727SHDFND10217270CONSTELLATION BRANDS INCCL A21036P1085457740SHDFND1077400CORNING INCCOM2193501056413359861SHDFND1658002940610COSTCO WHSL CORP NEWCOM22160K105133211188SHDFND10111880COVIDIEN PLCSHSG2554F1132213255SHDFND1032550CRAWFORD & COCL A2246332067710000SHDFND10100000CREDIT SUISSE GROUPSPONSORED ADR22540110842313621SHDFND10136210CROWN CASTLE INTL CORPCOM2282271043725065SHDFND146004650CST BRANDS INCCOM12646R1052777551SHDFND1075510CSX CORPCOM12640810378627300SHDFND10273000CUMMINS INCCOM2310211068586090SHDFND1160890CUMULUS MEDIA INCCL A23108210813016790SHDFND10167900CVS CAREMARK CORPORATIONCOM126650100505670648SHDFND10706480DAVITA HEALTHCARE PARTNERS ICOM23918K1085078000SHDFND1080000DEERE & COCOM244199105766483915SHDFND10839150DELTA AIR LINES INC DELCOM NEW24736170238914167SHDFND10141670DERMA SCIENCES INCCOM PAR $.0124982750212211250SHDFND10112500DEUTSCHE BANK AGNAMEN AKTD1819089887218077SHDFND10180770DFC GLOBAL CORPCOM23324T10718816400SHDFND11640000DIAGEO P L CSPON ADR NEW25243Q2051061680159SHDFND10801590DIAMOND OFFSHORE DRILLING INCOM25271C1022284005SHDFND138002050DICKS SPORTING GOODS INCCOM253393102135723350SHDFND18050153000DIRECTVCOM25490A30994913726SHDFND10137260DISNEY WALT COCOM DISNEY2546871069721127207SHDFND1174421097650DONNELLEY R R & SONS COCOM25786710144621981SHDFND10219810DOVER CORPCOM2600031084835000SHDFND1050000DOW CHEM COCOM2605431033938853SHDFND1088530DR PEPPER SNAPPLE GROUP INCCOM26138E1092966063SHDFND1060630DRYSHIPS INCSHSY2109Q1017516000SHDFND10160000DU PONT E I DE NEMOURS & COCOM263534109177527305SHDFND10273050DUKE ENERGY CORP NEWCOM NEW26441C20496313956SHDFND10139560E M C CORP MASSCOM26864810212047479038SHDFND1981503808880E TRADE FINANCIAL CORPCOM NEW26924640179440395SHDFND10403950EASTMAN CHEM COCOM2774321004926107SHDFND157173900EATON CORP PLCSHSG291831032343080SHDFND1030800EATON VANCE SR FLTNG RTE TRCOM27828Q10516410886SHDFND10108860EDWARDS LIFESCIENCES CORPCOM28176E1083795771SHDFND1057710ELDORADO GOLD CORP NEWCOM2849021032651467635SHDFND1417752498830EMERSON ELEC COCOM2910111048123115746SHDFND101157460ENBRIDGE INCCOM29250N1051520763483098SHDFND148313729999610ENCANA CORPCOM292505104260391444219SHDFND144049010037290ENERPLUS CORPCOM2927661024480246850SHDFND11330771137730EQUAL ENERGY LTDCOM29390Q1095310000SHDFND10100000EXCO RESOURCES INCCOM26927940218635000SHDFND10350000EXELON CORPCOM30161N10150218316SHDFND10183160EXPRESS SCRIPTS HLDG COCOM30219G1084957040SHDFND1070400EXXON MOBIL CORPCOM30231G102709770134SHDFND115582545520F5 NETWORKS INCCOM3156161023203525SHDFND1035250FACEBOOK INCCL A30303M102129423674SHDFND10236740FASTENAL COCOM3119001044218856SHDFND1088560FEDERAL MOGUL CORPCOM31354940430115307SHDFND10153070FEDEX CORPCOM31428X106647645031SHDFND122971220600FERRO CORPCOM31540510065951364SHDFND10513640FLEETCOR TECHNOLOGIES INCCOM3390411052311970SHDFND1197000FLEXTRONICS INTL LTDORDY2573F1027810000SHDFND11000000FLUOR CORP NEWCOM343412102157619632SHDFND10196320FORD MTR CO DELCOM PAR $0.013453708607352476463SHDFND104764630FOREST LABS INCCOM3458381063295479SHDFND1054790FRANCO NEVADA CORPCOM351858105177243804SHDFND10438040FREEPORT-MCMORAN COPPER & GOCOM35671D85710336273881SHDFND102738810GABELLI EQUITY TR INCCOM36239710112816491SHDFND10164910GANNETT INCCOM36473010177626217SHDFND10262170GAP INC DELCOM3647601082757025SHDFND1070250GARMIN LTDSHSH2906T10952011262SHDFND10112620GENERAL DYNAMICS CORPCOM3695501082152246SHDFND1022460GENERAL ELECTRIC COCOM369604103490081748515SHDFND1017485150GENERAL MLS INCCOM370334104482296602SHDFND10966020GENERAL MTRS COCOM37045V1006088149430SHDFND1112384370460GILDAN ACTIVEWEAR INCCOM375916103462187012SHDFND165450215620GILEAD SCIENCES INCCOM375558103526070032SHDFND130000400320GLAXOSMITHKLINE PLCSPONSORED ADR37733W105171132026SHDFND10320260GLOBAL PMTS INCCOM37940X1022193368SHDFND1136320050GLOBAL X FDSGLB X GURU INDEX37950E34129711595SHDFND10115950GOLDCORP INC NEWCOM38095640915964737488SHDFND16115441259440GOLDMAN SACHS GROUP INCCOM38141G10415938984SHDFND1089840GOODYEAR TIRE & RUBR COCOM38255010139216443SHDFND10164430GOOGLE INCCL A38259P50889567992SHDFND16679260GRAINGER W W INCCOM38480210416886606SHDFND1066060GRANITE REAL ESTATE INVT TRUNIT 99/99/9999387437114107529571SHDFND10295710GROUPE CGI INCCL A SUB VTG39945C10910913326469SHDFND11827001437690HALCON RES CORPCOM NEW40537Q2099725000SHDFND10250000HALLIBURTON COCOM406216101317762614SHDFND10626140HARTFORD FINL SVCS GROUP INCCOM41651510470319411SHDFND10194110HASBRO INCCOM4180561074798699SHDFND1086990HERBALIFE LTDCOM USD SHSG4412G1016257947SHDFND1132366240HEWLETT PACKARD COCOM4282361032237985SHDFND1079850HOLLYFRONTIER CORPCOM436106108326865775SHDFND10657750HOME DEPOT INCCOM437076102137516694SHDFND10166940HONDA MOTOR LTDAMERN SHS438128308289670014SHDFND10700140HONEYWELL INTL INCCOM438516106384242040SHDFND10420400HSBC HLDGS PLCSPON ADR NEW40428040669512596SHDFND10125960HUDBAY MINERALS INCCOM4436281021361165587SHDFND1124000415870HUMANA INCCOM4448591023713595SHDFND1035950IAMGOLD CORPCOM45091310818254843SHDFND10548430ICICI BK LTDADR45104G104188450700SHDFND10507000ICON PLCSHSG4705A10080219827SHDFND10198270ICONIX BRAND GROUP INCCOM45105510767617037SHDFND11500020370IMPERIAL OIL LTDCOM NEW45303840826155590907SHDFND11487174421900IMPERVA INCCOM45321L1002896000SHDFND1600000INDIA FD INCCOM45408910321010450SHDFND10104500INTEL CORPCOM458140100270951043992SHDFND1750010364920INTERNATIONAL BUSINESS MACHSCOM4592001011102858794SHDFND10587940INTERNATIONAL FLAVORS&FRAGRACOM45950610195411100SHDFND10111000INTL PAPER COCOM46014610354711150SHDFND1500061500INVESTMENT TECHNOLOGY GRP NECOM46145F10541920387SHDFND10203870ISHARESMSCI BRZ CAP ETF4642864002766171SHDFND1061710ISHARESEMU ETF464286608178543154SHDFND10431540ISHARESMSCI BRIC INDX4642866573589500SHDFND1095000ISHARESMSCI PAC JP ETF46428666594620240SHDFND10202400ISHARESMSCI UK ETF464286699188690301SHDFND10903010ISHARESMSCI GERMANY ETF464286806168653071SHDFND10530710ISHARESMSCI MEX CAP ETF4642868222693948SHDFND1039480ISHARESMSCI JAPAN ETF4642868481875154451SHDFND101544510ISHARESMSCI HONG KG ETF46428687173135459SHDFND10354590ISHARESS&P 100 ETF464287101122914930SHDFND10149300ISHARESSELECT DIVID ETF464287168184425842SHDFND10258420ISHARESCHINA LG-CAP ETF46428718487422785SHDFND10227850ISHARESCORE S&P500 ETF464287200521228070SHDFND10280700ISHARESMSCI EMG MKT ETF4642872344242101533SHDFND101015330ISHARESIBOXX INV CP ETF464287242192316837SHDFND10168370ISHARESGLOBAL TECH ETF464287291295135424SHDFND10354240ISHARESLATN AMER 40 ETF464287390113530659SHDFND10306590ISHARES1-3 YR TR BD ETF464287457150917879SHDFND10178790ISHARESMSCI EAFE ETF46428746513690204121SHDFND102041210ISHARESGLOBAL 100 ETF464287572343544453SHDFND10444530ISHARESU.S. CNSM SV ETF464287580126410409SHDFND10104090ISHARESRUS 1000 ETF4642876223173070SHDFND1030700ISHARESRUSSELL 2000 ETF464287655172314938SHDFND10149380ISHARESRUS 3000 VAL ETF4642876634573707SHDFND1037070ISHARESU.S. TECH ETF4642877214965609SHDFND1056090ISHARESU.S. INDS ETF4642877543743689SHDFND1036890ISHARESUS HLTHCARE ETF4642877627676577SHDFND1065770ISHARESU.S. FIN SVC ETF4642877704925870SHDFND1058700ISHARESU.S. FINLS ETF464287788588373365SHDFND10733650ISHARESCORE S&P SCP ETF4642878042992743SHDFND1027430ISHARESEUROPE ETF464287861319067220SHDFND10672200ISHARESGL TIMB FORE ETF4642881742434595SHDFND1045950ISHARESMSCI AC ASIA ETF4642881823686100SHDFND1061000ISHARESMSCI ACWI ETF4642882572804860SHDFND1048600ISHARESGLB INFRASTR ETF464288372166742796SHDFND10427960ISHARESINTL SEL DIV ETF4642884485950156767SHDFND101567670ISHARESIBOXX HI YD ETF464288513222523958SHDFND10239580ISHARES1-3 YR CR BD ETF4642886463543360SHDFND1033600ISHARESSHRT TRS BD ETF464288679592753728SHDFND10537280ISHARESU.S. PFD STK ETF4642886872677236SHDFND1072360ISHARESGLOBAL MATER ETF4642886954597366SHDFND1073660ISHARESHIGH DIVIDND ETF46429B663187626691SHDFND10266910ISHARESCHINA ETF46429B6712074300SHDFND1043000ISHARES GOLD TRUSTISHARES46428510528424690SHDFND10246900ITAU UNIBANCO HLDG SASPON ADR REP PFD46556210637127317SHDFND10273170ITC HLDGS CORPCOM4656851056907195SHDFND1071950JOHNSON & JOHNSONCOM47816010446107503289SHDFND105032890JOHNSON CTLS INCCOM478366107117622921SHDFND10229210JPMORGAN CHASE & COCOM46625H10016332279172SHDFND102791720JUST ENERGY GROUP INCCOM48213W1014810672332SHDFND106723320KELLOGG COCOM487836108182829940SHDFND10299400KELLY SVCS INCCL A48815220867927230SHDFND10272300KIMBERLY CLARK CORPCOM494368103387737105SHDFND10371050KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501063744640SHDFND1046400KINDER MORGAN INC DELCOM49456B1015119142143SHDFND101421430KINROSS GOLD CORPCOM NO PAR4969024043153721999SHDFND1666989550100KKR & CO L P DELCOM UNITS48248M1025499225809SHDFND102258090KONINKLIJKE PHILIPS N VNY REG SH NEW50047230344512034SHDFND10120340KRAFT FOODS GROUP INCCOM50076Q106466486519SHDFND137691488280KROGER COCOM50104410169317528SHDFND1173282000LAKE SHORE GOLD CORPCOM510728108919856SHDFND10198560LAS VEGAS SANDS CORPCOM5178341077018893SHDFND1889300LAUDER ESTEE COS INCCL A5184391042042700SHDFND1027000LAZARD LTDSHS AG5405010248610715SHDFND10107150LEVEL 3 COMMUNICATIONS INCCOM NEW52729N3082076250SHDFND16240100LIBERTY MEDIA CORP DELAWARECL A5312291026714585SHDFND1045850LILLY ELI & COCOM532457108267552429SHDFND115532368970LINCOLN NATL CORP INDCOM534187109100219417SHDFND11200074170LOCKHEED MARTIN CORPCOM5398301092721827SHDFND1018270LORILLARD INCCOM54414710170213849SHDFND10138490LOWES COS INCCOM548661107242748988SHDFND123200257880LULULEMON ATHLETICA INCCOM55002110965111035SHDFND1516658690LYONDELLBASELL INDUSTRIES NSHS - A -N53745100148518498SHDFND10184980MACYS INCCOM55616P10488316540SHDFND1159006400MAGNA INTL INCCOM55922240123925291884SHDFND11305651613190MANULIFE FINL CORPCOM56501R106727743689968SHDFND1109032425996440MARATHON OIL CORPCOM5658491063219100SHDFND1800011000MARATHON PETE CORPCOM56585A1024975419SHDFND1054190MARKET VECTORS ETF TRGOLD MINER ETF57060U100114954400SHDFND14860058000MARKET VECTORS ETF TRAGRIBUS ETF57060U60555410158SHDFND10101580MARSH & MCLENNAN COS INCCOM5717481022304762SHDFND1047620MARTIN MARIETTA MATLS INCCOM5732841064004000SHDFND1400000MASCO CORPCOM57459910641318131SHDFND14700134310MASTERCARD INCCL A57636Q10413851657SHDFND1016570MATTEL INCCOM57708110259712542SHDFND10125420MCCORMICK & CO INCCOM NON VTG579780206291142233SHDFND10422330MCDONALDS CORPCOM58013510133836348632SHDFND103486320MCGRAW HILL FINL INCCOM5806451093844911SHDFND1049110MCKESSON CORPCOM58155Q103325620171SHDFND10201710MEDTRONIC INCCOM585055106198634596SHDFND10345960MERCK & CO INC NEWCOM58933Y1055305105971SHDFND128201031510METHANEX CORPCOM59151K108317653865SHDFND14538610METHODE ELECTRS INCCOM59152020036810769SHDFND10107690METLIFE INCCOM59156R10825317469401SHDFND1143004551010MICROSOFT CORPCOM59491810418178485928SHDFND104859280MONDELEZ INTL INCCL A6092071055027142426SHDFND1306001118260MOODYS CORPCOM6153691055787364SHDFND1262747370MORGAN STANLEYCOM NEW6174464484156132542SHDFND184051241370MOSAIC CO NEWCOM61945C10353011211SHDFND10112110MURPHY OIL CORPCOM62671710264910000SHDFND11000000MYLAN INCCOM6285301074319940SHDFND1099400NATIONAL GRID PLCSPON ADR NEW6362743003845880SHDFND1058800NATIONAL OILWELL VARCO INCCOM637071101634079725SHDFND116516632090NAVISTAR INTL CORP NEWCOM63934E10858115204SHDFND1149003040NETEASE INCSPONSORED ADR64110W1022142717SHDFND1271700NETFLIX INCCOM64110L1061026227874SHDFND127864100NEW GOLD INC CDACOM64453510635167485SHDFND16000074850NEWELL RUBBERMAID INCCOM65122910650215490SHDFND10154900NEWFIELD EXPL COCOM65129010879832400SHDFND13140010000NEWMONT MINING CORPCOM65163910651522356SHDFND10223560NEXSTAR BROADCASTING GROUP ICL A65336K1035269438SHDFND1943800NIKE INCCL B654106103655983400SHDFND10834000NOKIA CORPSPONSORED ADR6549022048610643SHDFND10106430NORFOLK SOUTHERN CORPCOM655844108308033172SHDFND10331720NOVARTIS A GSPONSORED ADR66987V109462457524SHDFND10575240NOVO-NORDISK A SADR6701002051091859096SHDFND10590960NUVEEN QUALITY PFD INCOME FDCOM67071S10111815300SHDFND10153000OCCIDENTAL PETE CORP DELCOM674599105317433375SHDFND12340999660OPEN TEXT CORPCOM683715106136114829SHDFND1779770320OPENTABLE INCCOM68372A10497012228SHDFND11222800ORACLE CORPCOM68389X1055522144325SHDFND185001358250ORANGESPONSORED ADR68406010636429450SHDFND10294500OWENS ILL INCCOM NEW690768403121233870SHDFND110400234700PALO ALTO NETWORKS INCCOM6974351055048770SHDFND183254450PANERA BREAD COCL A69840W10812687177SHDFND1502521520PARKER HANNIFIN CORPCOM7010941049937716SHDFND1077160PAYCHEX INCCOM7043261072986530SHDFND162502800PDL BIOPHARMA INCCOM69329Y104851100849SHDFND101008490PEABODY ENERGY CORPCOM70454910465533516SHDFND10335160PEMBINA PIPELINE CORPCOM70632710329542839002SHDFND108390020PENGROWTH ENERGY CORPCOM70706P1043727603545SHDFND18566026890PENN WEST PETE LTD NEWCOM7078871056318756706SHDFND12866384700680PENNEY J C INCCOM70816010632035000SHDFND10350000PEPSICO INCCOM71344810822301268893SHDFND102688930PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V4083048221341SHDFND1203939174020PETSMART INCCOM716768106109615073SHDFND1740076730PFIZER INCCOM71708110316546540081SHDFND1209455191360PHILIP MORRIS INTL INCCOM718172109252528978SHDFND10289780PHILLIPS 66COM7185461043764873SHDFND1048730PIMCO CORPORATE INCOME STRATCOM72200U10015810000SHDFND10100000PIMCO ETF TRTOTL RETN ETF72201R775169816205SHDFND10162050PIONEER NAT RES COCOM723787107196410674SHDFND11067400PITNEY BOWES INCCOM72447910093340070SHDFND1396004700POLARIS INDS INCCOM7310681029156290SHDFND159003900POPULAR INCCOM NEW733174700162056400SHDFND15640000PORTFOLIO RECOVERY ASSOCS INCOM73640Q1052063900SHDFND1039000POTASH CORP SASK INCCOM73755L10728661870037SHDFND15810962889410POTLATCH CORP NEWCOM7376301033388086SHDFND1080860POWERSHARES ETF TR IIASIA PAC BD PR73937B753125749260SHDFND10492600POWERSHARES ETF TR IIS&P500 LOW VOL73937B779205862037SHDFND10620370POWERSHARES ETF TR IIS&P500 HGH BET73937B829253982931SHDFND10829310POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15343611876SHDFND10118760POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19550241440SHDFND10414400POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2864069430SHDFND1094300POWERSHARES ETF TRUSTWATER RESOURCE73935X5752308770SHDFND1087700POWERSHARES ETF TRUSTFTSE RAFI 100073935X583165919996SHDFND10199960POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T573232786180SHDFND10861800POWERSHARES GLOBAL ETF TRUSTEMER MRKT PORT73936T76335717408SHDFND10174080POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T78955912696SHDFND10126960POWERSHARES QQQ TRUSTUNIT SER 173935A104264130025SHDFND10300250PPG INDS INCCOM6935061078424438SHDFND1044380PRAXAIR INCCOM74005P104277621350SHDFND11560057500PRECISION DRILLING CORPCOM 201074022D3081776189997SHDFND15541894430PRICE T ROWE GROUP INCCOM74144T1082563050SHDFND1030500PRICELINE COM INCCOM NEW741503403228196SHDFND101960PROCTER & GAMBLE COCOM74271810926589326616SHDFND1138153128010PROGRESSIVE WASTE SOLUTIONSCOM74339G10192237305SHDFND10373050PROSHARES TRPSHS ULSHT SP50074347B30089930312SHDFND10303120PRUDENTIAL FINL INCCOM7443201028038704SHDFND1087040PUTMAN HIGH INCOME SEC FUNDSHS BEN INT7467791079911950SHDFND10119500QLIK TECHNOLOGIES INCCOM74733T10567925500SHDFND12550000QUALCOMM INCCOM74752510315562209603SHDFND1375401720630QUANTUM FUEL SYS TECH WORLDWCOM PAR $0.0274765E30721527500SHDFND10275000REVENUESHARES ETF TRSMALL CAP FD76139630864211916SHDFND10119160RICHMONT MINES INCCOM76547T1061413500SHDFND10135000RIO TINTO PLCSPONSORED ADR767204100498588353SHDFND122500658530ROGERS COMMUNICATIONS INCCL B775109200887501961236SHDFND129323016680060ROSETTA RESOURCES INCCOM77777930772115000SHDFND10150000ROSS STORES INCCOM7782961033474633SHDFND1046330ROYAL BK CDA MONTREAL QUECOM7800871023168694715295SHDFND184058738747080ROYAL DUTCH SHELL PLCSPONS ADR A780259206322145186SHDFND10451860ROYAL GOLD INCCOM78028710847810375SHDFND1527551000RUBICON MINERALS CORPCOM7809111031112586SHDFND10125860RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10685612010SHDFND10120100SAFEWAY INCCOM NEW7865142084919151018SHDFND140001470180SANDRIDGE ENERGY INCCOM80007P30724340000SHDFND10400000SANDSTORM GOLD LTDCOM NEW80013R206855200430SHDFND102004300SANOFISPONSORED ADR80105N105107219981SHDFND10199810SAP AGSPON ADR803054204415947723SHDFND10477230SCHLUMBERGER LTDCOM806857108431547881SHDFND10478810SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2094087358SHDFND1073580SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083558245SHDFND1082450SELECT SECTOR SPDR TRSBI INT-FINL81369Y60556325734SHDFND10257340SELECT SECTOR SPDR TRSBI INT-INDS81369Y7044388370SHDFND1083700SELECT SECTOR SPDR TRTECHNOLOGY81369Y80342011747SHDFND10117470SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88645612000SHDFND11200000SENSATA TECHNOLOGIES HLDG BVSHSN7902X10693024000SHDFND10240000SHAW COMMUNICATIONS INCCL B CONV82028K200403301657866SHDFND121915214387140SHERWIN WILLIAMS COCOM82434810614998177SHDFND176974800SIEMENS A GSPONSORED ADR826197501617344570SHDFND10445700SIGMA ALDRICH CORPCOM82655210111643123850SHDFND101238500SILVER BAY RLTY TR CORPCOM82735Q1024523282859SHDFND102828590SILVER WHEATON CORPCOM8283361076683331242SHDFND12250871061550SIRIUS XM HLDGS INCCOM82968B103965276507SHDFND102765070SM ENERGY COCOM78454L1003794554SHDFND1045540SMUCKER J M COCOM NEW832696405144013900SHDFND10139000SOTHEBYSCOM83589810772313600SHDFND11360000SOUTHERN COCOM842587107104125325SHDFND10253250SPDR DOW JONES INDL AVRG ETFUT SER 178467X1092301388SHDFND1013880SPDR GOLD TRUSTGOLD SHS78463V10710509038SHDFND1090380SPDR S&P 500 ETF TRTR UNIT78462F103535328980SHDFND10289800SPDR SERIES TRUSTBRC HGH YLD BD78464A41754113345SHDFND10133450SPDR SERIES TRUSTS&P OILGAS EXP78464A730188427500SHDFND12750000SPDR SERIES TRUSTS&P DIVID ETF78464A76319544269003SHDFND102690030SPDR SERIES TRUSTS&P BK ETF78464A79752115705SHDFND10157050SPECTRA ENERGY CORPCOM8475601092065781SHDFND1057810SPROTT PHYSICAL PLAT PALLADUNIT85207Q10412012000SHDFND10120000SPROTT PHYSICAL SILVER TRTR UNIT85207K10711615640SHDFND11289027500STANLEY BLACK & DECKER INCCOM85450210191411325SHDFND1103959300STANTEC INCCOM85472N109407565715SHDFND12300634150STAPLES INCCOM8550301023846242065SHDFND102420650STARBUCKS CORPCOM855244109204226048SHDFND10260480STATE STR CORPCOM8574771033244420SHDFND1044200STUDENT TRANSN INCCOM86388A10849680073SHDFND10800730STURM RUGER & CO INCCOM8641591083624948SHDFND1049480SUN LIFE FINL INCCOM866796105645301827406SHDFND135520814721980SUNCOR ENERGY INC NEWCOM867224107953012720427SHDFND187119718492300SYNGENTA AGSPONSORED ADR87160A100167320928SHDFND10209280SYSCO CORPCOM871829107185651392SHDFND10513920TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910019611253SHDFND10112530TALISMAN ENERGY INCCOM87425E1039613827407SHDFND16148262125810TARGET CORPCOM87612E10695115021SHDFND13870111510TE CONNECTIVITY LTDREG SHSH8498910468912491SHDFND10124910TECK RESOURCES LTDCL B878742204391881507572SHDFND129274012148320TELEFONICA S ASPONSORED ADR879382208138084440SHDFND10844400TELUS CORPCOM87971M103794292307857SHDFND138526019225970TEMPLETON GLOBAL INCOME FDCOM8801981061367172000SHDFND101720000TESORO CORPCOM8816091015469331SHDFND1933100TEVA PHARMACEUTICAL INDS LTDADR881624209301375170SHDFND10751700THOMPSON CREEK METALS CO INCCOM88476810211150995SHDFND10509950THOMSON REUTERS CORPCOM88490310531743839592SHDFND12171686224240TIFFANY & CO NEWCOM886547108159917250SHDFND117200500TIM HORTONS INCCOM88706M10326490453992SHDFND1857543682380TIME WARNER INCCOM NEW8873173032954234SHDFND1042340TJX COS INC NEWCOM872540109247038767SHDFND10387670TORONTO DOMINION BK ONTCOM NEW8911605092779042952816SHDFND154640124064150TOTAL S ASPONSORED ADR89151E109117219122SHDFND10191220TOYOTA MOTOR CORPSP ADR REP2COM892331307179814743SHDFND10147430TRANSALTA CORPCOM89346D10711380898041SHDFND11564817415600TRANSCANADA CORPCOM89353D1071741703815624SHDFND141246534031590TRANSOCEAN LTDREG SHSH8817H100469795076SHDFND167019280570TRW AUTOMOTIVE HLDGS CORPCOM87264S10684111305SHDFND10113050TWENTY FIRST CENTY FOX INCCL A90130A10185424290SHDFND10242900ULTA SALON COSMETCS & FRAG ICOM90384S3036446675SHDFND1667500ULTIMATE SOFTWARE GROUP INCCOM90385D107154610100SHDFND11010000ULTRA PETROLEUM CORPCOM90391410935916591SHDFND10165910UNDER ARMOUR INCCL A9043111074014595SHDFND1045950UNILEVER N VN Y SHS NEW90478470948412032SHDFND10120320UNILEVER PLCSPON ADR NEW904767704218853108SHDFND10531080UNION PAC CORPCOM907818108327419490SHDFND14650148400UNITED PARCEL SERVICE INCCL B911312106757972111SHDFND10721110UNITED TECHNOLOGIES CORPCOM91301710922407197794SHDFND101977940UNUM GROUPCOM91529Y1062948376SHDFND1083760URANERZ ENERGY CORPCOM91688T104128100554SHDFND101005540USANA HEALTH SCIENCES INCCOM90328M1073104104SHDFND1041040VALE S AADR91912E1051764115645SHDFND101156450VALEANT PHARMACEUTICALS INTLCOM91911K10226310224269SHDFND1196504277650VALERO ENERGY CORP NEWCOM91913Y1009941197250SHDFND1970911001590VANGUARD BD INDEX FD INCSHORT TRM BOND9219378275176470SHDFND1064700VANGUARD INDEX FDSS&P 500 ETF SHS9229083638384952SHDFND1049520VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF9220427182212150SHDFND1021500VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285898023819SHDFND10238190VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874216536812SHDFND10368120VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844444059005SHDFND10590050VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464064998008SHDFND1080080VEOLIA ENVIRONNEMENTSPONSORED ADR92334N10316410000SHDFND10100000VERISIGN INCCOM92343E1022454100SHDFND137103900VERIZON COMMUNICATIONS INCCOM92343V1047908162265SHDFND101622650VERMILION ENERGY INCCOM92372510511930203563SHDFND12062033570VERTEX PHARMACEUTICALS INCCOM92532F10018288246179SHDFND12460791000VISA INCCOM CL A92826C839370516640SHDFND15700109400VISTEON CORPCOM NEW92839U206104812800SHDFND11280000VMWARE INCCL A COM9285634025396008SHDFND1600800VODAFONE GROUP PLC NEWSPONS ADR NEW92857W2097610193554SHDFND101935540WABASH NATL CORPCOM92956610728923435SHDFND10234350WALGREEN COCOM931422109365863665SHDFND111484521810WAL-MART STORES INCCOM93114210313717174293SHDFND1260121482810WASTE MGMT INC DELCOM94106L109263158623SHDFND10586230WEATHERFORD INTERNATIONAL LTREG SHSH27013103111471969SHDFND16945325160WEBMD HEALTH CORPCOM94770V1023278274SHDFND1082740WELLS FARGO & CO NEWCOM94974610113400295716SHDFND102957160WENDYS COCOM95058W10073884532SHDFND10845320WESTPAC BKG CORPSPONSORED ADR96121430130610500SHDFND10105000WEYERHAEUSER COCOM962166104122538780SHDFND10387800WHITING PETE CORP NEWCOM96638710265810638SHDFND10106380WHOLE FOODS MKT INCCOM9668371063195510SHDFND1055100WI-LAN INCCOM9289721087622800SHDFND111200116000WILLIAMS CLAYTON ENERGY INCCOM9694901012623197SHDFND1031970WILLIAMS COS INC DELCOM969457100350790900SHDFND19090000WILLIAMS SONOMA INCCOM9699041013736400SHDFND1640000WINNEBAGO INDS INCCOM9746371002147800SHDFND1780000WISDOMTREE INVTS INCCOM97717P1043263184275SHDFND101842750WISDOMTREE TRTOTAL DIVID FD97717W10991513635SHDFND10136350WISDOMTREE TRSMLCAP EARN FD97717W5626207601SHDFND1076010WISDOMTREE TRSMALLCAP DIVID97717W6044366430SHDFND1064300WISDOMTREE TRJAPN HEDGE EQT97717W851274553976SHDFND10539760WISDOMTREE TREUROPE HEDGED EQ97717X70159110516SHDFND10105160WPP PLC NEWADR92937A1028327246SHDFND1072460WYNN RESORTS LTDCOM9831341072771425SHDFND1014250YAHOO INCCOM9843321068999222465SHDFND1211000114650YAMANA GOLD INCCOM98462Y1004728549531SHDFND1539182103490YUM BRANDS INCCOM9884981015086708SHDFND1067080