0001335382-16-000031.txt : 20160512 0001335382-16-000031.hdr.sgml : 20160512 20160512170855 ACCESSION NUMBER: 0001335382-16-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 161644875 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001335644 XXXXXXXX 03-31-2016 03-31-2016 SCOTIA CAPITAL INC.

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR TORONTO A6 M5W 2X6

13F HOLDINGS REPORT 028-11461 N Bob Edwards 416-863-7844 /s/ Bob Edwards Toronto Z4 05-12-2016 1 671 4577036 false 1 0000009631 028-11475 BANK OF NOVA SCOTIA INFORMATION TABLE 2 scapital.inftab.xml 3M COCOM88579Y101213812828SHDFND10128280ABB LTDSPONSORED ADR00037520425212984SHDFND10129840ABBOTT LABSCOM0028241004758113675SHDFND101136750ABBVIE INCCOM00287Y109429575137SHDFND10751370ABERDEEN ASIA PACIFIC INCOMCOM0030091071030205936SHDFND102059360ACCENTURE PLC IRELANDSHS CLASS AG1151C101303526296SHDFND10262960ADVANTAGE OIL & GAS LTDCOM00765F1012867527234SHDFND105272340AECOMCOM00766T10039712876SHDFND10128760AERCAP HOLDINGS NVSHSN0098510677019861SHDFND10198610AETNA INC NEWCOM00817Y108116110325SHDFND10103250AFLAC INCCOM001055102227836056SHDFND10360560AGNICO EAGLE MINES LTDCOM008474108105529138SHDFND14550245880AGRIUM INCCOM00891610835296399571SHDFND128783966930AGRIUM INCCOM008916108176620000SHCallDFND12000000AIRTRAN HLDGS INCNOTE 5.250%11/000949PAD042791400000SHDFND1014000000ALCOA INCCOM01381710127028183SHDFND10281830ALCOA INCCOM0138171012153224700SHCallDFND122470000ALCOA INCCOM013817101958100000SHPutDFND110000000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102187423694SHDFND10236940ALLEGION PUB LTD COORD SHSG0176J1096229762SHDFND1097620ALLERGAN PLCPFD CONV SER AG0177J116688750SHDFND107500ALLIANCE DATA SYSTEMS CORPCOM0185811087523417SHDFND1034170ALLSTATE CORPCOM0200021012133154SHDFND1031540ALTRIA GROUP INCCOM02209S103555188559SHDFND10885590AMAYA INCCOM02314M10866550000SHCallDFND15000000AMAZON COM INCCOM0231351061517725565SHDFND12108644790AMAZON COM INCCOM0231351061780930000SHPutDFND13000000AMBEV SASPONSORED ADR02319V103727140250SHDFND101402500AMERICAN AIRLS GROUP INCCOM02376R10248411800SHCallDFND11180000AMERICAN AIRLS GROUP INCCOM02376R10241010000SHPutDFND11000000AMERICAN AIRLS GROUP INCCOM02376R102120029263SHDFND115125141380AMERICAN AXLE & MFG HLDGS INCOM024061103105768653SHDFND10686530AMERICAN EXPRESS COCOM025816109266743424SHDFND10434240AMERICAN INTL GROUP INCCOM NEW02687478410358191501SHDFND101915010AMERICAN INTL GROUP INCCOM NEW026874784189235000SHCallDFND13500000AMERICAN INTL GROUP INCCOM NEW026874784190335200SHPutDFND13520000AMERICAN WOODMARK CORPCOM0305061092483323SHDFND1033230AMERICAN WTR WKS CO INC NEWCOM0304201033865591SHDFND1055910AMERIPRISE FINL INCCOM03076C1064735033SHDFND1050330AMERISOURCEBERGEN CORPCOM03073E1053063543SHDFND13468750AMGEN INCCOM03116210010126743SHDFND1067430AMTRUST FINL SVCS INCCOM0323593092419288SHDFND1092880ANADARKO PETE CORPCOM032511107141830428SHDFND16800236280ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1082101683SHDFND1016830ANTHEM INCCOM0367521039827062SHDFND1070620ANTHEM INCUNIT 05/01/201880367522024028605SHDFND1086050APACHE CORPCOM0374111054559316SHDFND1093160APPLE INCCOM03783310062243570814SHDFND105708140APPLIED MATLS INCCOM03822210568132176SHDFND10321760ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L1047215650SHDFND10156500ASML HOLDING N VN Y REGISTRY SHSN070592102512500SHDFND1025000ASSURANT INCCOM04621X1085046530SHDFND1065300AT&T INCCOM00206R10217083435949SHDFND104359490AUTOLIV INCCOM0528001095524660SHDFND1046600AUTOMATIC DATA PROCESSING INCOM0530151035466090SHDFND1060900AVERY DENNISON CORPCOM0536111096358805SHDFND1088050B2GOLD CORPCOM11777Q2092817060SHDFND10170600BAIDU INCSPON ADR REP A0567521082171137SHDFND1011370BAIDU INCSPON ADR REP A056752108231012100SHCallDFND11210000BANCO SANTANDER CHILE NEWSP ADR REP COM05965X10979341000SHDFND10410000BANK AMER CORPCOM0605051043242240000SHPutDFND124000000BANK AMER CORPCOM060505104172121272784SHDFND114894011238440BANK MONTREAL QUECOM063671101780781286457SHDFND11355112729060BANK N S HALIFAXCOM0641491073102816347141SHDFND12350863236330BANK OF NOVA SCOTIANOTE 4.500%12/1064159HB5423423000SHDFND104230000BARCLAYS PLCADR06738E20421024400SHDFND10244000BARRICK GOLD CORPCOM0679011083385249121SHDFND1240432250780BARRICK GOLD CORPCOM06790110847535000SHCallDFND13500000BAXALTA INCCOM07177M10340410000SHCallDFND11000000BAXTER INTL INCCOM0718131092496070SHDFND1060700BAYTEX ENERGY CORPCOM07317Q1053415866040SHDFND108660400BCE INCCOM NEW05534B7601422863124240SHDFND11783031064100BECTON DICKINSON & COCOM075887109533035089SHDFND10350890BELLATRIX EXPLORATION LTDCOM0783141011817436SHDFND10174360BERKSHIRE HATHAWAY INC DELCL A0846701086413SHDFND1030BERKSHIRE HATHAWAY INC DELCL B NEW08467070215125106512SHDFND101065120BGC PARTNERS INCCL A05541T10125027600SHDFND10276000BHP BILLITON LTDSPONSORED ADR088606108203078341SHDFND10783410BIOAMBER INCCOM09072Q1064510785SHDFND10107850BLACKBERRY LTDCOM09228F1031491184001SHDFND194451745560BLACKSTONE GROUP L PCOM UNIT LTD09253U1083848137035SHDFND101370350BOEING COCOM09702310513636107351SHDFND101073510BOISE CASCADE CO DELCOM09739D10022911059SHDFND10110590BP PLCSPONSORED ADR055622104125441559SHDFND10415590BRISTOL MYERS SQUIBB COCOM110122108378059133SHDFND10591330BROOKFIELD ASSET MGMT INCCL A LTD VT SH112585104455321309337SHDFND11784212914950BROOKFIELD CDA OFFICE PPTYSTR UNIT11282310973832826SHDFND10328260BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210122133525825SHDFND105258250BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNG16249107467272028963SHDFND1020289630BROOKFIELD RENEWABLE ENRGY PPARTNERSHIP UNITG16258108421091405480SHDFND1014054800CA INCCOM12673P10558619010SHDFND10190100CABOT OIL & GAS CORPCOM12709710331814000SHPutDFND11400000CAE INCCOM1247651087897683524SHDFND106835240CAMECO CORPCOM13321L1086483505274SHDFND182004970740CAMECO CORPCOM13321L10843033500SHCallDFND13350000CAMPBELL SOUP COCOM134429109348154522SHDFND14840496820CANADIAN NAT RES LTDCOM13638510122218822569SHDFND1422907802790CANADIAN NAT RES LTDCOM1363851012742101500SHCallDFND110150000CANADIAN NAT RES LTDCOM13638510195935500SHPutDFND13550000CANADIAN NATL RY COCOM1363751021023681639242SHDFND12216416170780CANADIAN PAC RY LTDCOM13645T10013844104525SHDFND128851016400CANADIAN PAC RY LTDCOM13645T100284721500SHPutDFND12150000CANADIAN SOLAR INCCOM13663510981842382SHDFND10423820CARNIVAL CORPPAIRED CTF14365830076514482SHDFND10144820CARPENTER TECHNOLOGY CORPCOM14428510354815999SHDFND10159990CATERPILLAR INC DELCOM149123101398051971SHDFND10519710CBRE CLARION GLOBAL REAL ESTCOM12504G1001259161145SHDFND101611450CDN IMPERIAL BK COMM TORONTOCOM136069101765211024239SHDFND1839610158430CELESTICA INCSUB VTG SHS15101Q10871865860SHDFND10658600CELGENE CORPCOM151020104432843225SHDFND10432250CENOVUS ENERGY INCCOM15135U109222621712311SHDFND11719516951160CENTRAL FD CDA LTDCL A1535011013687307650SHDFND103076500CHESAPEAKE ENERGY CORPCOM1651671071025250000SHPutDFND125000000CHEVRON CORP NEWCOM166764100879792109SHDFND10921090CHEVRON CORP NEWCOM166764100286230000SHPutDFND13000000CHICAGO BRIDGE & IRON CO N VCOM16725010974620353SHDFND10203530CHINA MOBILE LIMITEDSPONSORED ADR16941M1093165695SHDFND1056950CHURCH & DWIGHT INCCOM171340102184720020SHDFND10200200CISCO SYS INCCOM17275R1027889276889SHDFND102768890CISCO SYS INCCOM17275R102156655000SHCallDFND15500000CISCO SYS INCCOM17275R102227880000SHPutDFND18000000CIT GROUP INCCOM NEW12558180162120000SHCallDFND12000000CITIGROUP INCCOM NEW1729674245422129900SHPutDFND112990000CITIGROUP INCCOM NEW17296742419858475483SHDFND193704661130CITIGROUP INCCOM NEW17296742483520000SHCallDFND12000000CITY HLDG COCOM1778351053487270SHDFND1072700CLAYMORE EXCHANGE TRD FD TRGUGG ENH SHT DUR18383M654346169397SHDFND10693970CLAYMORE EXCHANGE TRD FD TRGUGGENHEIM SOLAR18383Q73963227882SHDFND10278820CLAYMORE EXCHANGE TRD FD TRGUGG SHIPPNG ETF18383Q79611610000SHDFND10100000CLEAN HARBORS INCCOM1844961072154354SHDFND1043540CLOROX CO DELCOM1890541098466706SHDFND1067060CME GROUP INCCOM12572Q105384040000SHDFND10400000CMS ENERGY CORPCOM12589610052112262SHDFND10122620COCA COLA COCOM19121610024714532503SHDFND1784814540220COGNIZANT TECHNOLOGY SOLUTIOCL A192446102264142090SHDFND10420900COLGATE PALMOLIVE COCOM194162103187726554SHDFND10265540COLUMBIA BKG SYS INCCOM19723610238913001SHDFND10130010COMCAST CORP NEWCL A20030N10112242200333SHDFND102003330CONAGRA FOODS INCCOM205887102294365877SHDFND10658770CONOCOPHILLIPSCOM20825C104294173021SHDFND10730210CONSOLIDATED EDISON INCCOM209115104141818491SHDFND10184910CONSTELLATION BRANDS INCCL A21036P108399826437SHDFND10264370COSTCO WHSL CORP NEWCOM22160K105820452043SHDFND14489475540COSTCO WHSL CORP NEWCOM22160K105258416400SHCallDFND11640000COSTCO WHSL CORP NEWCOM22160K105258416400SHPutDFND11640000CRACKER BARREL OLD CTRY STORCOM22410J1063912559SHDFND1025590CREDIT SUISSE GROUPSPONSORED ADR22540110822115593SHDFND10155930CRESCENT PT ENERGY CORPCOM22576C101167121208805SHDFND11037911984260CSX CORPCOM126408103163063287SHDFND113392498950CTRIP COM INTL LTDAMERICAN DEP SHS22943F100245355452SHDFND1553461060CUMMINS INCCOM2310211069288438SHDFND1084380CVS HEALTH CORPCOM12665010036683353484SHDFND103534840DANAHER CORP DELCOM235851102125113184SHDFND10131840DAVITA HEALTHCARE PARTNERS ICOM23918K1086198432SHDFND1084320DBX ETF TRXTRAK MSCI EMKT23305110197351555SHDFND10515550DEERE & COCOM244199105133417312SHDFND10173120DELTA AIR LINES INC DELCOM NEW247361702369475799SHDFND10757990DENISON MINES CORPCOM2483561073257917SHDFND10579170DESCARTES SYS GROUP INCCOM24990610823412061SHDFND10120610DIAGEO P L CSPON ADR NEW25243Q20515138140286SHDFND101402860DINEEQUITY INCCOM2544231066306735SHDFND1067350DISCOVER FINL SVCSCOM2547091084458729SHDFND1087290DISNEY WALT COCOM DISNEY25468710641315415747SHDFND104157470DISNEY WALT COCOM DISNEY25468710612163122500SHCallDFND112250000DOLLAR GEN CORP NEWCOM256677105214425042SHDFND10250420DOMINION DIAMOND CORPCOM25728710217615908SHDFND10159080DOMTAR CORPCOM NEW257559203189447249SHDFND10472490DOUBLELINE INCOME SOLUTIONSCOM25862210989152980SHDFND10529800DOUBLELINE OPPORTUNISTIC CRCOM25862310729110949SHDFND10109490DOW CHEM COCOM26054310392918262SHDFND10182620DR PEPPER SNAPPLE GROUP INCCOM26138E1095075672SHDFND1056720DSW INCCL A23334L10265823790SHDFND10237900DU PONT E I DE NEMOURS & COCOM26353410978612407SHDFND10124070DUKE ENERGY CORP NEWCOM NEW26441C204225627969SHDFND115600123690E M C CORP MASSCOM268648102235588322SHDFND10883220EATON CORP PLCSHSG2918310398015650SHDFND10156500ECOLAB INCCOM278865100213119102SHDFND10191020ELDORADO GOLD CORP NEWCOM2849021036721615SHDFND11477068450ELECTRONIC ARTS INCCOM28551210999515048SHDFND10150480ELECTRONIC ARTS INCNOTE 0.750% 7/1285512AA781803941000SHDFND1039410000EMBOTELLADORA ANDINA S ASPON ADR B29081P30348925631SHDFND10256310EMERSON ELEC COCOM291011104375669046SHDFND10690460EMPLOYERS HOLDINGS INCCOM29221810436813085SHDFND10130850ENBRIDGE INCCOM29250N1051363973506103SHDFND12203934840640ENCANA CORPCOM29250510463071036469SHDFND11751210189570ENCANA CORPCOM29250510447277500SHCallDFND17750000ENCANA CORPCOM29250510413722500SHPutDFND12250000ENERPLUS CORPCOM2927661024210920SHDFND10109200ENSIGN GROUP INCCOM29358P10122610000SHDFND10100000EOG RES INCCOM26875P101310642793SHDFND125312174810EQUIFAX INCCOM29442910510349038SHDFND1090380ERICSSONADR B SEK 1029482160848047777SHDFND10477770EXELON CORPCOM30161N10141011437SHDFND10114370EXPRESS SCRIPTS HLDG COCOM30219G108110616093SHDFND10160930EXPRESS SCRIPTS HLDG COCOM30219G108171625000SHCallDFND12500000EXXON MOBIL CORPCOM30231G102145517400SHPutDFND11740000EXXON MOBIL CORPCOM30231G102342240922SHDFND10409220EXXON MOBIL CORPCOM30231G102167220000SHCallDFND12000000F5 NETWORKS INCCOM3156161025785460SHDFND1054600FACEBOOK INCCL A30303M10270006613600SHPutDFND161360000FACEBOOK INCCL A30303M10273850647209SHDFND14922181549910FACTORSHARES TRISE CYBER SEC30304R4072139423SHDFND1094230FASTENAL COCOM31190010489518257SHDFND10182570FEDEX CORPCOM31428X106855252508SHDFND10525080FEDEX CORPCOM31428X106162710000SHCallDFND11000000FEDEX CORPCOM31428X106162710000SHPutDFND11000000FIAT CHRYSLER AUTOMOBILES NSHSN3173810273591140SHDFND10911400FIDELITY NATIONAL FINANCIALNOTE 4.250% 8/131620RAE538472049000SHDFND1020490000FIFTH THIRD BANCORPCOM31677310085451139SHDFND10511390FIRST AMERN FINL CORPCOM31847R10251113407SHDFND10134070FIRST REP BK SAN FRANCISCO CCOM33616C100294744212SHDFND12500417120FIRST REP BK SAN FRANCISCO CCOM33616C100119818000SHPutDFND11800000FIRST SOLAR INCCOM3364331073024404SHDFND1044040FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60538717885SHDFND10178850FIRST TR ISE REVERE NAT GASCOM33734J10229371200SHDFND10712000FISERV INCCOM337738108131112768SHDFND10127680FITBIT INCCL A33812L10248031764SHDFND13176400FLEXSHARES TRMORNSTAR UPSTR33939L4072098640SHDFND1086400FLOWSERVE CORPCOM34354P105106123867SHDFND10238670FLUOR CORP NEWCOM34341210299118449SHDFND10184490FOOT LOCKER INCCOM344849104252939164SHDFND10391640FORD MTR CO DELCOM PAR $0.0134537086010118749445SHDFND107494450FORD MTR CO DELCOM PAR $0.01345370860107980000SHCallDFND18000000FRANCO NEVADA CORPCOM3518581056622107922SHDFND141134667880FRANCO NEVADA CORPCOM3518581054307000SHCallDFND1700000FREEPORT-MCMORAN INCCL B35671D8571681162647SHDFND174000886470FREEPORT-MCMORAN INCCL B35671D8571428138200SHCallDFND113820000FREEPORT-MCMORAN INCCL B35671D8572699261300SHPutDFND126130000GENERAL DYNAMICS CORPCOM369550108307323379SHDFND10233790GENERAL ELECTRIC COCOM369604103845822659196SHDFND1379426554020GENERAL ELECTRIC COCOM3696041037948250000SHPutDFND125000000GENERAL ELECTRIC COCOM369604103226771300SHCallDFND17130000GENERAL GROWTH PPTYS INC NEWCOM37002310395132000SHCallDFND13200000GENERAL GROWTH PPTYS INC NEWCOM370023103118940000SHPutDFND14000000GENERAL MLS INCCOM370334104361457019SHDFND10570190GENERAL MTRS COCOM37045V1006045193055SHDFND101930550GENWORTH FINL INCCOM CL A37247D10611441734SHDFND10417340GILDAN ACTIVEWEAR INCCOM375916103156751432SHDFND14739466930GILEAD SCIENCES INCCOM37555810322130240811SHDFND102408110GLAXOSMITHKLINE PLCSPONSORED ADR37733W105185945805SHDFND10458050GLOBAL X FDSGLB X SUPERDIV37950E54926012870SHDFND10128700GNC HLDGS INCCOM CL A36191G107141044410SHDFND10444100GOLDCORP INC NEWCOM3809564098166503651SHDFND1570954465560GOLDCORP INC NEWCOM380956409129880000SHCallDFND18000000GOLDMAN SACHS GROUP INCCOM38141G104210613406SHDFND10134060GOPRO INCCL A38268T10313511250SHDFND1111001500GRAINGER W W INCCOM384802104224960SHDFND109600GRANITE REAL ESTATE INVT TRUNIT 99/99/99993874371143529122802SHDFND101228020GRAY TELEVISION INCCOM38937510618515800SHDFND11580000GRAY TELEVISION INCCOM38937510623319900SHPutDFND11990000GROUPE CGI INCCL A SUB VTG39945C109472998980SHDFND15656933240HALLIBURTON COCOM40621610166118485SHDFND10184850HANNON ARMSTRONG SUST INFR CCOM41068X10019210000SHDFND10100000HARMAN INTL INDS INCCOM4130861093273670SHDFND1036700HARTFORD FINL SVCS GROUP INCCOM416515104130128202SHDFND10282020HASBRO INCCOM4180561072042551SHDFND1025510HERSHEY COCOM427866108197121400SHDFND10214000HERTZ GLOBAL HOLDINGS INCCOM42805T10526725400SHDFND10254000HOME DEPOT INCCOM43707610225471190801SHDFND101908010HONDA MOTOR LTDAMERN SHS43812830897935797SHDFND10357970HONEYWELL INTL INCCOM438516106815972782SHDFND10727820HORMEL FOODS CORPCOM440452100168038809SHDFND10388090HSBC HLDGS PLCSPON ADR NEW40428040657718530SHDFND10185300HSN INCCOM4043031093576817SHDFND1068170HUDBAY MINERALS INCCOM443628102657179097SHDFND101790970HUMANA INCCOM4448591023111700SHDFND1017000IAMGOLD CORPCOM4509131084621044SHDFND10210440ICICI BK LTDADR45104G104908126808SHDFND101268080IHS INCCL A4517341072101689SHDFND1016890IMPERIAL OIL LTDCOM NEW4530384087609227685SHDFND151992224860INDIA FD INCCOM45408910324210532SHDFND10105320ING GROEP N VSPONSORED ADR45683710314512151SHDFND10121510INTEGRATED DEVICE TECHNOLOGYCOM45811810633916568SHDFND10165680INTEL CORPCOM45814010024044742843SHDFND107428430INTEL CORPCOM458140100271784000SHCallDFND18400000INTEL CORPSDCV 3.250% 8/0458140AF7796500000SHDFND105000000INTERNATIONAL BUSINESS MACHSCOM4592001011001166081SHDFND10660810INTERNATIONAL FLAVORS&FRAGRACOM459506101124210920SHDFND10109200INTERNATIONAL TOWER HILL MINCOM46050R102930000SHDFND10300000INTL PAPER COCOM4601461032877003SHDFND1070030ISHARESMSCI CDA ETF46428650933013938SHDFND10139380ISHARESCNTRY MIN VL ETF464286525418956996SHDFND10569960ISHARESMSCI EURZONE ETF46428660813804401301SHDFND104013010ISHARESMSCI PAC JP ETF46428666590423047SHDFND10230470ISHARESMSCI GERMANY ETF464286806179769782SHDFND10697820ISHARESMSCI JAPAN ETF4642868482557223996SHDFND102239960ISHARESMSCI EURO FL ETF46428918025814412SHDFND10144120ISHARESGRWT ALLOCAT ETF4642898673769528SHDFND1095280ISHARES GOLD TRUSTISHARES46428510560050875SHDFND10508750ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10724517800SHDFND10178000ISHARES TRS&P 100 ETF464287101189920774SHDFND10207740ISHARES TRSELECT DIVID ETF464287168209625648SHDFND10256480ISHARES TRTIPS BD ETF4642871769498277SHDFND1082770ISHARES TRCHINA LG-CAP ETF464287184195357808SHDFND10578080ISHARES TRTRANS AVG ETF464287192223715707SHDFND10157070ISHARES TRCORE S&P500 ETF464287200846240928SHDFND10409280ISHARES TRCORE US AGGBD ET464287226284125631SHDFND10256310ISHARES TRMSCI EMG MKT ETF464287234195056921SHDFND10569210ISHARES TRIBOXX INV CP ETF464287242424435700SHDFND10357000ISHARES TRGLOBAL TECH ETF464287291326432664SHDFND10326640ISHARES TRGLOB HLTHCRE ETF464287325164817096SHDFND10170960ISHARES TR7-10 Y TR BD ETF464287440164214885SHDFND10148850ISHARES TR1-3 YR TR BD ETF464287457449252812SHDFND10528120ISHARES TRMSCI EAFE ETF46428746512124212010SHDFND102120100ISHARES TRRUS MID-CAP ETF4642874995183180SHDFND1031800ISHARES TRCORE S&P MCP ETF4642875074102843SHDFND1028430ISHARES TRNASDQ BIOTEC ETF4642875567382829SHDFND1028290ISHARES TRGLOBAL 100 ETF4642875729028125437SHDFND101254370ISHARES TRU.S. CNSM SV ETF46428758011768055SHDFND1080550ISHARES TRRUS 1000 ETF464287622203617837SHDFND10178370ISHARES TRRUSSELL 2000 ETF464287655115410427SHDFND10104270ISHARES TRCORE US VAL ETF4642876634513504SHDFND1035040ISHARES TRU.S. TECH ETF4642877219178438SHDFND1084380ISHARES TRU.S. REAL ES ETF4642877392002570SHDFND1025700ISHARES TRUS HLTHCARE ETF4642877622221575SHDFND1015750ISHARES TRU.S. FIN SVC ETF464287770108513371SHDFND10133710ISHARES TRU.S. FINLS ETF464287788701182844SHDFND10828440ISHARES TRCORE S&P SCP ETF4642878044504000SHDFND1040000ISHARES TREUROPE ETF46428786193623920SHDFND10239200ISHARES TRGL TIMB FORE ETF4642881743627722SHDFND1077220ISHARES TRMSCI AC ASIA ETF464288182202837113SHDFND10371130ISHARES TRMSCI ACWI EX US4642882402666726SHDFND1067260ISHARES TRMSCI ACWI ETF4642882574538080SHDFND1080800ISHARES TRGLB INFRASTR ETF464288372332685053SHDFND10850530ISHARES TRINTL SEL DIV ETF4642884483259112391SHDFND101123910ISHARES TRIBOXX HI YD ETF4642885134515516SHDFND1055160ISHARES TR10-20 YR TRS ETF4642886538325875SHDFND1058750ISHARES TRSHRT TRS BD ETF464288679745467446SHDFND10674460ISHARES TRU.S. PFD STK ETF464288687315180713SHDFND10807130ISHARES TRGLOBAL MATER ETF4642886952535329SHDFND1053290ISHARES TRUS HOME CONS ETF464288752268899238SHDFND10992380ISHARES TRUS REGNL BKS ETF4642887782206926SHDFND1069260ISHARES TRCORE HIGH DV ETF46429B663190124346SHDFND10243460ISHARES TR0-5YR INVT GR CP46434V100421383425SHDFND10834250ISHARES TRMSCI UTD KNGDM46434V5482465157130SHDFND101571300JOHNSON & JOHNSONCOM47816010469051637718SHDFND106377180JOHNSON & JOHNSONCOM478160104324530000SHCallDFND13000000JOHNSON CTLS INCCOM4783661074368112018SHDFND101120180JPMORGAN CHASE & COCOM46625H10037498632862SHDFND1375295953330JPMORGAN CHASE & COCOM46625H100303251200SHPutDFND15120000JUST ENERGY GROUP INCCOM48213W1011420239146SHDFND102391460KELLOGG COCOM487836108257933697SHDFND171336260KIMBERLY CLARK CORPCOM494368103222116506SHDFND10165060KINDER MORGAN INC DELCOM49456B1012256126151SHDFND1110701150810KINROSS GOLD CORPCOM NO PAR4969024041012297207SHDFND1253022719050KKR & CO L P DELCOM UNITS48248M1022043138979SHDFND101389790KONINKLIJKE PHILIPS N VNY REG SH NEW50047230350717761SHDFND10177610KROGER COCOM501044101374597859SHDFND10978590L BRANDS INCCOM50179710491510418SHDFND10104180LAKE SHORE GOLD CORPCOM51072810817851225906SHDFND11200000259060LATAM AIRLS GROUP S ASPONSORED ADR51817R10622432000SHDFND10320000LEVEL 3 COMMUNICATIONS INCCOM NEW52729N308104619785SHDFND10197850LEXMARK INTL INCCL A52977110735710660SHDFND10106600LIBERTY INTERACTIVE CORPQVC GP COM SER A53071M10454021366SHDFND10213660LILLY ELI & COCOM532457108233032342SHDFND10323420LINEAR TECHNOLOGY CORPCOM5356781062305160SHDFND1516000LINEAR TECHNOLOGY CORPCOM53567810662414000SHPutDFND11400000LIVE NATION ENTERTAINMENT INCOM53803410981336431SHDFND10364310LOCKHEED MARTIN CORPCOM53983010912045433SHDFND1054330LOWES COS INCCOM548661107125316535SHDFND10165350LULULEMON ATHLETICA INCCOM5500211092643892SHDFND1038920LYONDELLBASELL INDUSTRIES NSHS - A -N537451003383949SHDFND1039490LYONDELLBASELL INDUSTRIES NSHS - A -N537451004114800SHPutDFND1480000MACQUARIE GLBL INFRA TOTL RECOM55608D10122311093SHDFND10110930MAGNA INTL INCCOM55922240137643876329SHDFND179048684250MANULIFE FINL CORPCOM56501R106939316646041SHDFND14065266053890MARATHON OIL CORPCOM56584910622220000SHPutDFND12000000MARATHON OIL CORPCOM56584910674967332SHDFND16530020320MARATHON OIL CORPCOM56584910630627500SHCallDFND12750000MARATHON PETE CORPCOM56585A1022215940SHDFND1059400MARKET VECTORS ETF TRBIOTECH ETF57060U1833022910SHDFND1029100MASTERCARD INCCL A57636Q104552058378SHDFND10583780MASTERCARD INCCL A57636Q104188920000SHPutDFND12000000MATTEL INCCOM577081102110632853SHDFND10328530MCCORMICK & CO INCCOM VTG5797801073183200SHDFND1032000MCCORMICK & CO INCCOM NON VTG579780206583058596SHDFND10585960MCDONALDS CORPCOM58013510115554123671SHDFND159711177000MCEWEN MNG INCCOM58039P1079148650SHDFND10486500MCGRAW HILL FINL INCCOM5806451097117177SHDFND1071770MCKESSON CORPCOM58155Q1031531297324SHDFND10973240MEAD JOHNSON NUTRITION COCOM5828391064935800SHPutDFND1580000MEDTRONIC PLCSHSG5960L103425156682SHDFND18658480240MEDTRONIC PLCSHSG5960L103224930000SHPutDFND13000000MERCK & CO INC NEWCOM58933Y1059089171698SHDFND1133081583900METHANEX CORPCOM59151K1082407492SHDFND1074920METLIFE INCCOM59156R10831126707951SHDFND125507054010MICROCHIP TECHNOLOGY INCSDCV 2.125%12/1595017AB02261411362000SHDFND10113620000MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AD6653640000SHDFND106400000MICROSOFT CORPCOM5949181045798105000SHPutDFND110500000MICROSOFT CORPCOM59491810432301584672SHDFND105846720MITEL NETWORKS CORPCOM60671Q1049912110SHDFND10121100MONDELEZ INTL INCCL A6092071058315207187SHDFND1382451689420MONDELEZ INTL INCCL A609207105140435000SHCallDFND13500000MONDELEZ INTL INCCL A609207105160540000SHPutDFND14000000MONMOUTH REAL ESTATE INVT COCL A6097201071555130587SHDFND101305870MORGAN STANLEYCOM NEW61744644856922762SHDFND10227620NATIONAL INSTRS CORPCOM63651810240713524SHDFND10135240NATIONAL PENN BANCSHARES INCCOM63713810838536174SHDFND10361740NCR CORP NEWCOM62886E108125741975SHDFND10419750NETFLIX INCCOM64110L1065125004SHDFND1050040NEUSTAR INCCL A64126X20128511589SHDFND10115890NEVSUN RES LTDCOM64156L1014814750SHDFND10147500NEW GOLD INC CDACOM6445351068021414SHDFND10214140NEWELL RUBBERMAID INCCOM65122910649811234SHDFND10112340NEWMONT MINING CORPCOM6516391062649972SHDFND1657034020NEWMONT MINING CORPCOM651639106130449100SHCallDFND14910000NEXTERA ENERGY INCCOM65339F101185215645SHDFND10156450NIKE INCCL B65410610315353249667SHDFND119792476880NIKE INCCL B654106103184430000SHPutDFND13000000NIMBLE STORAGE INCCOM65440R10127234800SHCallDFND13480000NOKIA CORPSPONSORED ADR6549022048113733SHDFND10137330NOKIA CORPSPONSORED ADR65490220429650000SHCallDFND15000000NORFOLK SOUTHERN CORPCOM6558441082232674SHDFND1026740NORTHROP GRUMMAN CORPCOM66680710210925511SHDFND1055110NOVARTIS A GSPONSORED ADR66987V109298041118SHDFND10411180NOVO-NORDISK A SADR6701002057555139375SHDFND101393750NUVEEN QUALITY PFD INCOME FDCOM67071S10134241100SHDFND10411000NVIDIA CORPNOTE 1.000%12/067066GAC817821000000SHDFND1010000000NXP SEMICONDUCTORS N VCOMN6596X10989411015SHDFND10110150O REILLY AUTOMOTIVE INC NEWCOM67103H1079593501SHDFND1035010OPEN TEXT CORPCOM683715106198238331SHDFND10383310ORACLE CORPCOM68389X105299473178SHDFND125184479940ORACLE CORPCOM68389X105163640000SHCallDFND14000000ORACLE CORPCOM68389X10540910000SHPutDFND11000000ORANGESPONSORED ADR68406010648427846SHDFND10278460PACIFIC BOOKER MINERALS INCCOM69403R1082934799SHDFND10347990PACKAGING CORP AMERCOM6951561093285429SHDFND1054290PALO ALTO NETWORKS INCCOM6974351053682254SHDFND1022540PAREXEL INTL CORPCOM6994621072223540SHDFND1035400PARKER HANNIFIN CORPCOM7010941046005398SHDFND1053980PDL BIOPHARMA INCCOM69329Y10413540634SHDFND10406340PEMBINA PIPELINE CORPCOM706327103535701983850SHDFND1775119760990PENGROWTH ENERGY CORPCOM70706P104523399385SHDFND103993850PENN WEST PETE LTD NEWCOM707887105384418630SHDFND104186300PENNEY J C INCCOM70816010671364500SHCallDFND16450000PEPSICO INCCOM71344810826746260896SHDFND102608960PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V408787135000SHPutDFND113500000PFIZER INCCOM71708110323441790034SHDFND107900340PHILIP MORRIS INTL INCCOM718172109147215000SHCallDFND11500000PHILIP MORRIS INTL INCCOM718172109222822707SHDFND112350103570PHILLIPS 66COM718546104177920536SHDFND10205360PIMCO DYNAMIC INCOME FDSHS72201Y10150019186SHDFND10191860PIMCO ETF TRTTL RTN ACTV ETF72201R775464844048SHDFND10440480PIONEER NAT RES COCOM7237871074643300SHDFND1330000POTASH CORP SASK INCCOM73755L1074891287488SHDFND1172192702690POWERSHARES ETF TR IISOVEREIGN DEBT73936T5733734131862SHDFND101318620POWERSHARES ETF TR IIBUILD AMER ETF73937B407186261692SHDFND10616920POWERSHARES ETF TR IIS&P500 LOW VOL73937B779240959720SHDFND10597200POWERSHARES ETF TR IIS&P500 HGH BET73937B82982928746SHDFND10287460POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15358414303SHDFND10143030POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X28667714930SHDFND10149300POWERSHARES ETF TRUSTWNDRHLL CLN EN73935X50014936750SHDFND10367500POWERSHARES ETF TRUSTFTSE US1500 SM73935X5674895180SHDFND1051800POWERSHARES ETF TRUSTWATER RESOURCE73935X57531514319SHDFND10143190POWERSHARES ETF TRUSTFTSE RAFI 100073935X5835646397SHDFND1063970POWERSHARES QQQ TRUSTUNIT SER 173935A104500745830SHDFND10458300POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B408121658968SHDFND10589680POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D107122249760SHDFND10497600PPG INDS INCCOM6935061072312068SHDFND1020680PPL CORPCOM69351T1063208410SHDFND1084100PRAXAIR INCCOM74005P1043613157SHDFND1031570PRECISION DRILLING CORPCOM 201074022D308518124542SHDFND101245420PRICELINE GRP INCCOM NEW741503403672521SHDFND105210PRIMERO MNG CORPCOM74164W1067641972SHDFND10419720PROASSURANCE CORPCOM74267C1063807502SHDFND1075020PROCTER & GAMBLE COCOM74271810935845435256SHDFND1108004244560PROGRESSIVE WASTE SOLUTIONSCOM74339G1013715120000SHCallDFND112000000PROGRESSIVE WASTE SOLUTIONSCOM74339G10143314000SHPutDFND11400000PROSHARES TRPSHS ULTSH 20YRS74347B20179321490SHDFND10214900PROSHARES TRULTRAPRO SH NW1474348A41818510000SHDFND10100000PROSHARES TR IIULTRASHORT YEN N74347W5694365700SHDFND1057000PROSHARES TR IIULTRASHRT EURO74347W88228112100SHDFND10121000PRUDENTIAL FINL INCCOM744320102159722104SHDFND10221040PTC INCCOM69370C10033510085SHDFND10100850QUALCOMM INCCOM74752510311500224842SHDFND11063811184610QUALCOMM INCCOM7475251035114100000SHCallDFND110000000QUALCOMM INCCOM74752510399719500SHPutDFND11950000RADIANT LOGISTICS INCCOM75025X10010730000SHDFND10300000RANGE RES CORPCOM75281A10966320473SHDFND10204730RAYTHEON COCOM NEW755111507161713180SHDFND10131800REALOGY HLDGS CORPCOM75605Y10669719291SHDFND10192910RESMED INCCOM7611521075108818SHDFND1088180RESOURCES CONNECTION INCCOM76122Q10536823646SHDFND10236460RESTAURANT BRANDS INTL INCCOM76131D1039110234569SHDFND147392298300REXNORD CORP NEWCOM76169B10244722080SHDFND10220800REYNOLDS AMERICAN INCCOM761713106153530479SHDFND10304790RIO TINTO PLCSPONSORED ADR767204100137548629SHDFND10486290RIO TINTO PLCSPONSORED ADR76720410044115600SHCallDFND11560000RITCHIE BROS AUCTIONEERSCOM767744105134249780SHDFND10497800RITCHIE BROS AUCTIONEERSCOM7677441052137900SHCallDFND1790000ROGERS COMMUNICATIONS INCCL B775109200142835700SHCallDFND13570000ROGERS COMMUNICATIONS INCCL B7751092002125300SHPutDFND1530000ROGERS COMMUNICATIONS INCCL B775109200582361455741SHDFND1933314464080ROPER TECHNOLOGIES INCCOM7766961062721489SHDFND1014890ROYAL BK CDA MONTREAL QUECOM7800871022821704903049SHDFND13091848721310ROYAL CARIBBEAN CRUISES LTDCOMV7780T103109713339SHDFND10133390ROYAL DUTCH SHELL PLCSPON ADR B780259107102320778SHDFND10207780ROYAL DUTCH SHELL PLCSPONS ADR A780259206299161705SHDFND10617050ROYAL GOLD INCCOM78028710871113862SHDFND1877850840ROYAL GOLD INCCOM780287108102620000SHPutDFND12000000RYDER SYS INCCOM7835491088708134350SHDFND101343500RYDEX ETF TRUSTGUG S&P500 EQ WT78355W1064065164SHDFND1051640RYDEX ETF TRUSTGUG S&P500 EWCON78355W8742311900SHDFND1019000SALESFORCE COM INCCOM79466L302151520516SHDFND10205160SANDISK CORPNOTE 1.500% 8/180004CAD32459315592000SHDFND10155920000SANDISK CORPNOTE 0.500%10/180004CAF825392441000SHDFND1024410000SANDSTORM GOLD LTDCOM NEW80013R206733226685SHDFND102266850SANOFISPONSORED ADR80105N105141235117SHDFND10351170SAP SESPON ADR803054204236629410SHDFND10294100SCHLUMBERGER LTDCOM806857108329344642SHDFND17731369110SCHLUMBERGER LTDCOM806857108139418900SHCallDFND11890000SCHLUMBERGER LTDCOM806857108147520000SHPutDFND12000000SEADRILL LIMITEDSHSG7945E10518155400SHPutDFND15540000SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20983412295SHDFND10122950SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30888416637SHDFND10166370SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073674639SHDFND1046390SELECT SECTOR SPDR TRSBI INT-FINL81369Y605111049307SHDFND10493070SELECT SECTOR SPDR TRSBI INT-INDS81369Y7043295928SHDFND1059280SELECT SECTOR SPDR TRTECHNOLOGY81369Y803113625584SHDFND10255840SENSATA TECHNOLOGIES HLDG NVSHSN7902X10646612000SHDFND10120000SERVICE CORP INTLCOM81756510431012560SHDFND10125600SHAW COMMUNICATIONS INCCL B CONV82028K200600223109293SHDFND1820031010930SHIP FINANCE INTERNATIONAL LNOTE 3.250% 2/0G81075AE6697720000SHDFND107200000SILVER BAY RLTY TR CORPCOM82735Q1025498370148SHDFND103701480SILVER WHEATON CORPCOM828336107112868000SHPutDFND16800000SILVER WHEATON CORPCOM8283361074430267000SHCallDFND126700000SILVER WHEATON CORPCOM8283361073918237251SHDFND1180552191960SIMON PPTY GROUP INC NEWCOM8288061097113420SHDFND1034200SIRIUS XM HLDGS INCCOM82968B1039824728SHDFND10247280SMUCKER J M COCOM NEW832696405298022950SHDFND10229500SODASTREAM INTERNATIONAL LTDUSD SHSM9068E10523616785SHDFND10167850SOLARCITY CORPCOM83416T1002178821SHDFND1088210SOLAZYME INCCOM83415T1017035000SHCallDFND13500000SONY CORPADR NEW8356993074443172610SHDFND101726100SOUTHERN COCOM842587107102919896SHDFND10198960SOUTHWEST AIRLS COCOM84474110854212083SHDFND10120830SOUTHWESTERN ENERGY CODEP SHS 1/20 B8454672081952100000SHDFND101000000SPDR DOW JONES INDL AVRG ETFUT SER 178467X1094582589SHDFND1025890SPDR GOLD TRUSTGOLD SHS78463V107197216754SHDFND13000137540SPDR GOLD TRUSTGOLD SHS78463V10711760100000SHCallDFND110000000SPDR INDEX SHS FDSEURO STOXX 5078463X20238711632SHDFND10116320SPDR INDEX SHS FDSS&P GLBDIV ETF78463X45962810307SHDFND10103070SPDR INDEX SHS FDSDJ INTL RL ETF78463X8632766660SHDFND1066600SPDR S&P 500 ETF TRTR UNIT78462F10326770130230SHDFND101302300SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A68012306269183SHDFND102691830SPDR SERIES TRUSTS&P REGL BKG78464A6982446468SHDFND1064680SPDR SERIES TRUSTS&P DIVID ETF78464A76325521318906SHDFND103189060SPDR SERIES TRUSTS&P BK ETF78464A79764921343SHDFND10213430SPDR SERIES TRUSTS&P HOMEBUILD78464A8886764200000SHPutDFND120000000SPROTT PHYSICAL GOLD TRUSTUNIT85207H10414314270SHDFND10142700ST JUDE MED INCCOM790849103250845581SHDFND10455810STANTEC INCCOM85472N1093448135675SHDFND101356750STAPLES INCCOM8550301021973178829SHDFND101788290STARBUCKS CORPCOM85524410919472326022SHDFND103260220STARWOOD PPTY TR INCCOM85571B10558530856SHDFND10308560STERICYCLE INCCOM8589121087866225SHDFND1062250STUDENT TRANSN INCCOM86388A1082943579853SHDFND105798530SUN LIFE FINL INCCOM866796105466741448034SHDFND11363214344020SUNCOR ENERGY INC NEWCOM867224107534671921930SHDFND13258818893420SUNEDISON INCCOM86732Y10955101850SHDFND12000998500SUNPOWER CORPCOM86765240626411806SHDFND10118060SUNTRUST BKS INCCOM86791410353614835SHDFND10148350SYMANTEC CORPCOM87150310859832489SHDFND10324890SYNCHRONY FINLCOM87165B103181963447SHDFND10634470SYNGENTA AGSPONSORED ADR87160A1004655618SHDFND1056180SYSCO CORPCOM871829107343473408SHDFND10734080TAHOE RES INCCOM87386810376273627SHDFND10736270TARGET CORPCOM87612E1062853468SHDFND1034680TARGET CORPCOM87612E10624708300000SHCallDFND130000000TASEKO MINES LTDCOM87651110677139554SHDFND101395540TE CONNECTIVITY LTDREG SHSH84989104110817887SHDFND10178870TECK RESOURCES LTDCL B8787422046512858301SHDFND1522998060020TECK RESOURCES LTDCL B87874220412616600SHPutDFND11660000TELEFLEX INCNOTE 3.875% 8/0879369AA46425000SHDFND10250000TELEFONICA S ASPONSORED ADR87938220816014390SHDFND10143900TELUS CORPCOM87971M103738862270515SHDFND127339819971170TELUS CORPCOM87971M10332510000SHCallDFND11000000TEMPLETON GLOBAL INCOME FDCOM8801981061231188800SHDFND101888000TENAX THERAPEUTICS INCCOM88032L100218106206SHDFND101062060TENNECO INCCOM88034910588617188SHDFND10171880TESLA MTRS INCCOM88160R10110644629SHDFND1046290TESORO CORPCOM8816091013974613SHDFND1046130TEVA PHARMACEUTICAL INDS LTDADR881624209444082953SHDFND10829530THERMO FISHER SCIENTIFIC INCCOM8835561023332349SHDFND1023490THOMSON REUTERS CORPCOM88490310511359280544SHDFND165632739810TJX COS INC NEWCOM872540109247831608SHDFND10316080TORONTO DOMINION BK ONTCOM NEW8911605092695246242214SHDFND14389861983160TOTAL S ASPONSORED ADR89151E109108023765SHDFND10237650TOYOTA MOTOR CORPSP ADR REP2COM892331307273325691SHDFND10256910TRANSALTA CORPCOM89346D1074529976883SHDFND109768830TRANSCANADA CORPCOM89353D1071254013189305SHDFND11446931748360TRANSDIGM GROUP INCCOM8936411002781262SHDFND1012620TRANSOCEAN LTDREG SHSH8817H10029131838SHDFND117216146220TRANSOCEAN LTDREG SHSH8817H10042346400SHPutDFND14640000TRAVELERS COMPANIES INCCOM89417E1095394620SHDFND1046200TRINA SOLAR LIMITEDSPON ADR89628E10426426540SHDFND10265400TRINITY INDS INCCOM89652210968737496SHDFND10374960TWENTY FIRST CENTY FOX INCCL A90130A10148017223SHDFND10172230TWITTER INCCOM90184L1023306200000SHCallDFND120000000TWITTER INCCOM90184L10272643848SHDFND10438480TYSON FOODS INCCL A9024941032133192SHDFND1031920TYSON FOODS INCUNIT 99/99/9999902494301161321700SHDFND10217000U S SILICA HLDGS INCCOM90346E10356825000SHPutDFND12500000UNDER ARMOUR INCCL A904311107142416779SHDFND10167790UNILEVER N VN Y SHS NEW90478470961113678SHDFND10136780UNILEVER PLCSPON ADR NEW9047677044739104854SHDFND101048540UNION PAC CORPCOM9078181089087114180SHDFND101141800UNITED CONTL HLDGS INCCOM9100471095489156SHDFND1450046560UNITED PARCEL SERVICE INCCL B911312106632860000SHCallDFND16000000UNITED PARCEL SERVICE INCCL B91131210615460146519SHDFND101465190UNITED STATES STL CORP NEWCOM9129091082743170900SHPutDFND117090000UNITED TECHNOLOGIES CORPCOM91301710920468204377SHDFND102043770UNITEDHEALTH GROUP INCCOM91324P102248819292SHDFND10192920V F CORPCOM9182041082273495SHDFND1034950VAIL RESORTS INCCOM91879Q1092872144SHDFND1021440VALE S AADR91912E10526763280SHDFND10632800VALEANT PHARMACEUTICALS INTLCOM91911K102157760000SHPutDFND16000000VALEANT PHARMACEUTICALS INTLCOM91911K102103139302SHDFND128482108200VALERO ENERGY CORP NEWCOM91913Y1007880122806SHDFND101228060VALERO ENERGY CORP NEWCOM91913Y100230936000SHCallDFND13600000VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378356117373SHDFND1073730VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407245044926SHDFND10449260VANGUARD INDEX FDSS&P 500 ETF SHS92290836311215942SHDFND1059420VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285841411968SHDFND10119680VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874383378958SHDFND10789580VANGUARD SCOTTSDALE FDSLONG-TERM GOV92206C847161920130SHDFND10201300VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870294633893SHDFND10338930VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844375946244SHDFND10462440VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582286351SHDFND1063510VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406164223789SHDFND10237890VANGUARD WORLD FDSCONSUM DIS ETF92204A1082011617SHDFND1016170VANGUARD WORLD FDSFINANCIALS ETF92204A4053006480SHDFND1064800VANGUARD WORLD FDSHEALTH CAR ETF92204A504313525413SHDFND10254130VANGUARD WORLD FDSINF TECH ETF92204A70210109214SHDFND1092140VANTIV INCCL A92210H1052654912SHDFND1049120VERISIGN INCSDCV 3.250% 8/192343EAD42968411479000SHDFND10114790000VERIZON COMMUNICATIONS INCCOM92343V10427143501624SHDFND117054999190VERIZON COMMUNICATIONS INCCOM92343V1047348135900SHCallDFND113590000VERMILION ENERGY INCCOM9237251059079312187SHDFND103121870VERTEX PHARMACEUTICALS INCCOM92532F1007599541SHDFND1095410VISA INCCOM CL A92826C83976510000SHPutDFND11000000VISA INCCOM CL A92826C83920940273649SHDFND18642727850VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308233772891SHDFND10728910WALGREENS BOOTS ALLIANCE INCCOM931427108530662966SHDFND10629660WAL-MART STORES INCCOM93114210314043204927SHDFND102049270WASTE MGMT INC DELCOM94106L109375863651SHDFND10636510WEATHERFORD INTL PLCORD SHSG4883310016220916SHDFND11740035160WEATHERFORD INTL PLCORD SHSG4883310027235000SHPutDFND13500000WELLPOINT INCNOTE 2.750%10/194973VBG119111000000SHDFND1010000000WELLS FARGO & CO NEWCOM94974610123502485772SHDFND104857720WELLS FARGO & CO NEWCOM949746101411085000SHCallDFND18500000WELLTOWER INC6.50% PFD PREPET95040Q203125720400SHDFND10204000WESTERN DIGITAL CORPCOM95810210548010165SHDFND1100001650WESTPORT INNOVATIONS INCCOM NEW9609083094216025SHDFND10160250WEYERHAEUSER COCOM96216610435111324SHDFND10113240WI-LAN INCCOM92897210810948093SHDFND10480930WILLIS TOWERS WATSON PUB LTDSHSG96629103132911200SHCallDFND11120000WILLIS TOWERS WATSON PUB LTDSHSG96629103132911200SHPutDFND11120000WISDOMTREE TRSMALLCAP DIVID97717W6044426430SHDFND1064300WISDOMTREE TRJAPN HEDGE EQT97717W851255858504SHDFND10585040WISDOMTREE TREUROPE SMCP DV97717W86967311800SHDFND10118000WISDOMTREE TREUROPE HEDGED EQ97717X70112189234602SHDFND102346020WORLD WRESTLING ENTMT INCCL A98156Q10837021000SHCallDFND12100000WYNDHAM WORLDWIDE CORPCOM98310W10895612504SHDFND10125040WYNN RESORTS LTDCOM983134107169018079SHDFND15561125180WYNN RESORTS LTDCOM983134107140115000SHCallDFND11500000XPO LOGISTICS INCNOTE 4.500%10/0983793AA828491502000SHDFND1015020000YAHOO INCCOM98433210670919236SHDFND10192360YAHOO INCNOTE 12/0984332AF361686240000SHDFND1062400000YAMANA GOLD INCCOM98462Y1008528116SHDFND11950086160YUM BRANDS INCCOM988498101110013427SHDFND10134270