0000009631-17-000016.txt : 20171114 0000009631-17-000016.hdr.sgml : 20171114 20171114142834 ACCESSION NUMBER: 0000009631-17-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 171200582 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001335644 XXXXXXXX 09-30-2017 09-30-2017 SCOTIA CAPITAL INC.

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR TORONTO A6 M5W 2X6

13F HOLDINGS REPORT 028-11461 N Massimo Ceschia 416 863-7995 /s/ Massimo Ceschia Toronto Z4 11-14-2017 1 695 7002168 false 1 0000009631 028-11475 BANK OF NOVA SCOTIA INFORMATION TABLE 2 scapital.inftab.xml 3M COCOM88579Y101507824196SHDFND10241960ABB LTDSPONSORED ADR00037520497639434SHDFND10394340ABBOTT LABSCOM00282410013920260927SHDFND102609270ABBVIE INCCOM00287Y10911058124472SHDFND101244720ABERDEEN ASIA PACIFIC INCOMCOM003009107863167231SHDFND101672310ACCENTURE PLC IRELANDSHS CLASS AG1151C101444032874SHDFND10328740ACTIVISION BLIZZARD INCCOM00507V1094937643SHDFND1076430ADVANCED MICRO DEVICES INCCOM0079031074031316297SHDFND1538452624520ADVANTAGE OIL & GAS LTDCOM00765F1013451551474SHDFND105514740AECOMCOM00766T10066117970SHDFND10179700AERCAP HOLDINGS NVSHSN00985106110421604SHDFND10216040AETNA INC NEWCOM00817Y10814168908SHDFND1089080AFFILIATED MANAGERS GROUPCOM008252108257913591SHDFND10135910AFLAC INCCOM001055102114114024SHDFND10140240AGNC INVT CORPCOM00123Q10477335669SHDFND10356690AGNICO 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ETF464289438115817475SHDFND10174750ISHARESGRWT ALLOCAT ETF4642898673848576SHDFND1085760ISHARES GOLD TRUSTISHARES4642851051261102486SHDFND101024860ISHARES INCMSCI AUST ETF46428610348621649SHDFND10216490ISHARES INCEM MKTS DIV ETF4642863196396159211SHDFND101592110ISHARES INCMSCI BRZ CAP ETF4642864002756591SHDFND1065910ISHARES INCMSCI CDA ETF464286509107537134SHDFND10371340ISHARES INCMIN VOL GBL ETF464286525504361963SHDFND10619630ISHARES INCMSCI EURZONE ETF46428660815400355521SHDFND103555210ISHARES INCMSCI PAC JP ETF4642866654419542SHDFND1095420ISHARES INCMSCI STH KOR ETF4642867723444982SHDFND1049820ISHARES INCMSCI GERMANY ETF464286806142743999SHDFND10439990ISHARES INCMSCI MEX CAP ETF46428682262511462SHDFND10114620ISHARES INCCUR HD MSCI EM46434G50938414879SHDFND10148790ISHARES INCMSCI JPN ETF NEW46434G8222995375SHDFND1053750ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10737124884SHDFND10248840ISHARES TRS&P 100 ETF464287101235221137SHDFND10211370ISHARES TRSELECT DIVID ETF464287168263528144SHDFND10281440ISHARES TRTIPS BD ETF464287176342830189SHDFND10301890ISHARES TRCHINA LG-CAP ETF46428718475317111SHDFND10171110ISHARES TRTRANS AVG ETF464287192301816918SHDFND10169180ISHARES TRCORE S&P500 ETF464287200713828231SHDFND10282310ISHARES TRCORE US AGGBD ET464287226498345472SHDFND10454720ISHARES TRMSCI EMG MKT ETF4642872345338119138SHDFND101191380ISHARES TRIBOXX INV CP ETF46428724212512103220SHDFND101032200ISHARES TRGLOBAL TECH ETF464287291664146657SHDFND10466570ISHARES TRGLOB HLTHCRE ETF464287325185716515SHDFND10165150ISHARES TRS&P 500 VAL ETF4642874086155700SHDFND1057000ISHARES TR20 YR TR BD ETF464287432152312214SHDFND10122140ISHARES TRBARCLAYS 7 10 YR464287440180216914SHDFND10169140ISHARES TR1 3 YR TREAS BD464287457733686879SHDFND10868790ISHARES TRMSCI EAFE ETF464287465379355403SHDFND10554030ISHARES TRRUS MID CAP ETF46428749918369311SHDFND1093110ISHARES TRN AMER TECH ETF4642875496534316SHDFND1043160ISHARES TRNASDAQ BIOTECH464287556901727038SHDFND10270380ISHARES TRGLOBAL 100 ETF46428757210637125142SHDFND101251420ISHARES TRU.S. CNSM SV ETF46428758013218053SHDFND1080530ISHARES TRRUSSELL 2000 ETF464287655292919768SHDFND10197680ISHARES TRCORE S&P US VLU46428766367312847SHDFND10128470ISHARES TRU.S. TECH ETF46428772112678460SHDFND1084600ISHARES TRUS INDUSTRIALS464287754463633463SHDFND10334630ISHARES TRUS HLTHCARE ETF4642877623251917SHDFND1019170ISHARES TRU.S. FIN SVC ETF464287770377331485SHDFND10314850ISHARES TRU.S. FINLS ETF46428778812136108271SHDFND101082710ISHARES TRU.S. ENERGY ETF464287796243365013SHDFND10650130ISHARES TRCORE S&P SCP ETF4642878044015407SHDFND1054070ISHARES TREUROPE ETF464287861130227787SHDFND10277870ISHARES TRGL TIMB FORE ETF4642881744987467SHDFND1074670ISHARES TRMSCI ACWI EX US4642882403687619SHDFND1076190ISHARES TRMSCI ACWI ETF46428825772210495SHDFND10104950ISHARES TRJPMORGAN USD EMG464288281345329660SHDFND10296600ISHARES TRGLB INFRASTR ETF464288372344976224SHDFND10762240ISHARES TRINTL DEVPPTY ETF4642884222065400SHDFND1054000ISHARES TRASIA 50 ETF464288430257341937SHDFND10419370ISHARES TRINTL SEL DIV ETF4642884484057120195SHDFND101201950ISHARES TRIBOXX HI YD ETF464288513177319971SHDFND10199710ISHARES TR10-20 YR TRS ETF4642886536624855SHDFND1048550ISHARES TR3 7 YR TREAS BD46428866111509312SHDFND1093120ISHARES TRSHORT TREAS BD464288679943185476SHDFND10854760ISHARES TRS&P US PFD STK464288687190148990SHDFND10489900ISHARES TRGLOBAL MATER ETF4642886952413687SHDFND1036870ISHARES TRGLB CNSM STP ETF4642887377777657SHDFND1076570ISHARES TRGLB CNS DISC ETF4642887452212247SHDFND1022470ISHARES TRUS HOME CONS ETF4642887524076111562SHDFND101115620ISHARES TRUS AER DEF ETF46428876015688808SHDFND1088080ISHARES TRUS REGNL BKS ETF46428877874015670SHDFND10156700ISHARES TRU.S. INSRNCE ETF4642887862373800SHDFND1038000ISHARES TRU.S. MED DVC ETF464288810177610635SHDFND10106350ISHARES TRFLTG RATE NT ETF46429B655378974385SHDFND10743850ISHARES TRCORE HIGH DV ETF46429B663199123175SHDFND10231750ISHARES TRMIN VOL USA ETF46429B6972164289SHDFND1042890ISHARES TRMRNGSTR INC ETF46432F87543716898SHDFND10168980ISHARES TR0-5YR INVT GR CP46434V10073614544SHDFND10145440ISHARES TRCUR HED MSCI GER46434V7042077264SHDFND1072640ISHARES TRHDG MSCI EAFE46434V803215474440SHDFND10744400ISHARES TRULTR SH TRM BD46434V8782444866SHDFND1048660ISHARES TRMSCI UK ETF NEW46435G334103229622SHDFND10296220ISHARES U S ETF TRINT RT HDG C B46431W705483550346SHDFND10503460JACOBS ENGR GROUP INC DELCOM469814107131922635SHDFND10226350JD COM INCSPON ADR CL A47215P10692224160SHDFND10241600JOHNSON & JOHNSONCOM47816010492396710899SHDFND107108990JOHNSON CTLS INTL PLCSHSG51502105172342780SHDFND10427800JPMORGAN CHASE & COCOM46625H10076996806347SHDFND1428407635070JPMORGAN CHASE & COCOM46625H100396241500SHPutDFND14150000JUST ENERGY GROUP INCCOM48213W1012934507172SHDFND105071720KAISER ALUMINUM CORPCOM PAR $0.014830077047347117SHDFND1071170KAR AUCTION SVCS INCCOM48238T109226247396SHDFND10473960KELLOGG COCOM487836108351056282SHDFND10562820KEYCORP NEWCOM49326710823312378SHDFND11036120170KIMBERLY CLARK CORPCOM494368103208217696SHDFND10176960KINDER MORGAN INC DELCOM49456B1014218220027SHDFND102200270KINROSS GOLD CORPCOM NO PAR496902404566133358SHDFND155810775480KIRKLAND LAKE GOLD LTDCOM49741E1002483192816SHDFND101928160KKR & CO L P DELCOM UNITS48248M102109553891SHDFND10538910KLA-TENCOR CORPCOM4824801009949383SHDFND1093830KONINKLIJKE PHILIPS N VNY REG SH NEW500472303333680982SHDFND10809820KRAFT HEINZ COCOM50075410611456147768SHDFND101477680KROGER COCOM5010441014331215964SHDFND102159640L BRANDS INCCOM50179710479719149SHDFND10191490LAUDER ESTEE COS INCCL A5184391042091939SHDFND1019390LEAR CORPCOM NEW5218652043472007SHDFND1020070LEVEL 3 COMMUNICATIONS INCCOM NEW52729N308112521122SHDFND10211220LIBERTY GLOBAL PLCSHS CL CG5480U120149945840SHDFND10458400LIBERTY INTERACTIVE CORPQVC GP COM SER A53071M10478733409SHDFND10334090LILLY ELI & COCOM5324571089225107853SHDFND101078530LINCOLN NATL CORP INDCOM534187109189625805SHDFND10258050LIVE NATION ENTERTAINMENT INCOM53803410989320502SHDFND10205020LLOYDS BANKING GROUP PLCSPONSORED ADR539439109607165772SHDFND101657720LOCKHEED MARTIN CORPCOM539830109590719041SHDFND10190410LOGITECH INTL S ASHSH5043023247112917SHDFND10129170LOWES COS INCCOM548661107141617719SHDFND10177190LULULEMON ATHLETICA INCCOM5500211093565713SHDFND1057130LYONDELLBASELL INDUSTRIES NSHS - A -N5374510013060131885SHDFND101318850MACYS INCCOM55616P10443119772SHDFND10197720MAG SILVER CORPCOM55903Q10468661350SHDFND16135000MAGNA INTL INCCOM559222401647871214814SHDFND11561211992020MANULIFE FINL CORPCOM56501R1061886829302881SHDFND18850992143720MARATHON PETE CORPCOM56585A1024477972SHDFND1079720MASCO CORPCOM5745991063498945SHDFND1089450MASTERCARD INCORPORATEDCL A57636Q104937666419SHDFND10664190MCCORMICK & CO INCCOM VTG5797801073303220SHDFND1032200MCCORMICK & CO INCCOM NON VTG579780206643862733SHDFND10627330MCDONALDS CORPCOM58013510118591118682SHDFND101186820MCEWEN MNG INCCOM58039P1072412225SHDFND10122250MCKESSON CORPCOM58155Q103946161603SHDFND10616030MEDTRONIC PLCSHSG5960L103695289417SHDFND10894170MERCK & CO INCCOM58933Y10510936170831SHDFND101708310METHANEX CORPCOM59151K108361571960SHDFND10719600METLIFE INCCOM59156R10850239967302SHDFND109673020MGM RESORTS INTERNATIONALCOM552953101198961053SHDFND10610530MICRON TECHNOLOGY INCCOM595112103100325504SHDFND10255040MICROSEMI CORPCOM595137100151329403SHDFND10294030MICROSOFT CORPCOM59491810465412878355SHDFND1181038602520MICROSOFT CORPCOM5949181048188110000SHPutDFND111000000MOLSON COORS BREWING COCL B60871R2093364121SHDFND1041210MONDELEZ INTL INCCL A6092071059937244447SHDFND102444470MONSANTO CO NEWCOM61166W1012932444SHDFND1024440MORGAN STANLEYCOM NEW617446448225746859SHDFND10468590NANOVIRICIDES INCCOM NEW6300872032218900SHDFND10189000NATIONAL OILWELL VARCO INCCOM63707110199927963SHDFND10279630NEOVASC INCCOM64065J1061810400SHDFND10104000NETFLIX INCCOM64110L106262514483SHDFND10144830NEVSUN RES LTDCOM64156L101256118250SHDFND111200062500NEW GOLD INC CDACOM6445351061397377462SHDFND103774620NEWELL BRANDS INCCOM651229106256760181SHDFND10601810NEXTERA ENERGY INCCOM65339F1019996823SHDFND1068230NIELSEN HLDGS PLCSHS EURG6518L108137333117SHDFND10331170NIKE INCCL B65410610312699244969SHDFND102449690NOKIA CORPSPONSORED ADR6549022046310559SHDFND10105590NORBORD INCCOM NEW65548P4036758177509SHDFND101775090NORFOLK SOUTHERN CORPCOM6558441084373305SHDFND1033050NORTHERN DYNASTY MINERALS LTCOM NEW66510M204193107300SHDFND101073000NORTHROP GRUMMAN CORPCOM6668071023771311SHDFND1013110NOVARTIS A GSPONSORED ADR66987V109571766603SHDFND10666030NOVO-NORDISK A SADR6701002059197191065SHDFND101910650NUCOR CORPCOM6703461052744882SHDFND1048820NUTANIX INCCL A67059N108215096106SHDFND10961060NUVEEN PFD & INCM SECURTIESCOM67072C10571668826SHDFND10688260NVIDIA CORPCOM67066G104383621466SHDFND10214660O REILLY AUTOMOTIVE INC NEWCOM67103H1074482082SHDFND1020820OAKTREE CAP GROUP LLCUNIT CL A67400120187218549SHDFND10185490OBSIDIAN ENERGY LTDCOM674482104403386926SHDFND103869260OMNICOM GROUP INCCOM681919106107514512SHDFND10145120OPEN TEXT CORPCOM6837151066155190807SHDFND101908070ORACLE CORPCOM68389X10596620000SHCallDFND12000000ORACLE CORPCOM68389X1054961102620SHDFND101026200PALO ALTO NETWORKS INCCOM6974351052371647SHDFND1016470PARKER HANNIFIN CORPCOM7010941047524300SHDFND1043000PATTERN ENERGY GROUP INCCL A70338P10081033600SHDFND10336000PAYPAL HLDGS INCCOM70450Y103476374411SHDFND126306481050PEMBINA PIPELINE CORPCOM706327103890122537776SHDFND11800725197690PENGROWTH ENERGY CORPCOM70706P104494489138SHDFND104891380PEPSICO INCCOM71344810826062233945SHDFND102339450PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40811611578SHDFND1370078780PFIZER INCCOM717081103434451217256SHDFND1012172560PG&E CORPCOM69331C1083485110SHDFND1051100PHILIP MORRIS INTL INCCOM718172109158914321SHDFND10143210PHILLIPS 66COM718546104124313573SHDFND10135730PIMCO DYNAMIC INCOME FDSHS72201Y10157518640SHDFND10186400PIMCO ETF TRACTIVE BD ETF72201R775614157525SHDFND10575250PIMCO ETF TR0-5 HIGH YIELD72201R783229422596SHDFND10225960PIONEER NAT RES COCOM72378710710597178SHDFND1071780PNC FINL SVCS GROUP INCCOM6934751052962194SHDFND1021940POTASH CORP SASK INCCOM73755L10712045626312SHDFND1376165886960POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10516710859SHDFND10108590POWERSHARES ETF TR IIPFD PORTFOLIO73936T5654318287269SHDFND102872690POWERSHARES ETF TR IISOVEREIGN DEBT73936T5734209141399SHDFND101413990POWERSHARES ETF TR IIEX US SML PORT73936T77164019490SHDFND10194900POWERSHARES ETF TR IIDEV MKTS EX-US73936T7893989031SHDFND1090310POWERSHARES ETF TR IIKBW RG BK PORT73937B7123336056SHDFND1060560POWERSHARES ETF TR IIKBW BK PORT73937B7462815494SHDFND1054940POWERSHARES ETF TR IIS&P500 LOW VOL73937B779285562374SHDFND10623740POWERSHARES ETF TR IIS&P500 HGH BET73937B82942610793SHDFND10107930POWERSHARES ETF TR IIS&P SMCP IT PO73937B8602342956SHDFND1029560POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1534579409SHDFND1094090POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X286135624400SHDFND10244000POWERSHARES ETF TRUSTDYNAMIC TECH SET73935X3442464866SHDFND1048660POWERSHARES ETF TRUSTWNDRHLL CLN EN73935X50015633227SHDFND10332270POWERSHARES ETF TRUSTFTSE US1500 SM73935X5678296620SHDFND1066200POWERSHARES ETF TRUSTWATER RES PORT73935X57545816079SHDFND10160790POWERSHARES ETF TRUSTFTSE RAFI 100073935X5833963756SHDFND1037560POWERSHARES ETF TRUSTAERSPC DEF PTF73935X690100819672SHDFND10196720POWERSHARES ETF TRUST IIDWA SC MOMNT PTF73936Q7442164554SHDFND1045540POWERSHARES ETF TRUST IISENIOR LN PORT73936Q7694717203662SHDFND102036620POWERSHARES ETF TRUST IIKBW HG YLD FIN73936Q79343017890SHDFND10178900POWERSHARES QQQ TRUSTUNIT SER 173935A104954465632SHDFND10656320PPG INDS INCCOM6935061072262077SHDFND1020770PRAXAIR INCCOM74005P1046064340SHDFND1043400PRECISION DRILLING CORPCOM 201074022D308830267560SHDFND102675600PRICE T ROWE GROUP INCCOM74144T1082312551SHDFND1025510PRICELINE GRP INCCOM NEW741503403481263SHDFND102630PROCTER AND GAMBLE COCOM74271810942901471684SHDFND104716840PROGRESSIVE CORP OHIOCOM743315103135828055SHDFND10280550PROLOGIS INCCOM74340W10379312500SHDFND10125000PROSHARES TRPSHS ULTSH 20YRS74347B20164618151SHDFND10181510PROSHARES TRS&P 500 DV ARIST74348A4673846461SHDFND1064610PRUDENTIAL FINL INCCOM744320102183817296SHDFND10172960PRUDENTIAL PLCADR74435K2042555329SHDFND1053290PUBLIC STORAGECOM74460D109215510072SHDFND10100720PVH CORPCOM6936561003762987SHDFND1029870QUALCOMM INCCOM74752510312241236174SHDFND102361740QUANTA SVCS INCCOM74762E102258769232SHDFND10692320QUARTERHILL INCCOM7477131054836413SHDFND10364130RANGE RES CORPCOM75281A10982342087SHDFND10420870RAYTHEON COCOM NEW755111507328217597SHDFND10175970RESTAURANT BRANDS INTL INCCOM76131D10328062439383SHDFND1105134288700RIO TINTO PLCSPONSORED ADR767204100124926470SHDFND10264700RITCHIE BROS AUCTIONEERSCOM767744105109034618SHDFND10346180RITE AID CORPCOM767754104767391280SHDFND103912800ROGERS COMMUNICATIONS INCCL B775109200720881399905SHDFND11605613838490ROPER TECHNOLOGIES INCCOM7766961063651501SHDFND1015010ROSS STORES INCCOM7782961034516992SHDFND1069920ROYAL BK CDA MONTREAL QUECOM7800871024711286092442SHDFND16526560271770ROYAL BK SCOTLAND GROUP PLCSPONS ADR 2 ORD7800976898411500SHDFND10115000ROYAL CARIBBEAN CRUISES LTDCOMV7780T1037836607SHDFND1066070ROYAL DUTCH SHELL PLCSPON ADR B7802591076294100662SHDFND101006620ROYAL DUTCH SHELL PLCSPONS ADR A780259206541489393SHDFND10893930ROYAL GOLD INCCOM7802871082422811SHDFND1028110RUTHS HOSPITALITY GROUP INCCOM783332109158475635SHDFND10756350RYDER SYS INCCOM7835491088542101063SHDFND101010630RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106104410926SHDFND10109260RYDEX ETF TRUSTGUG S&P500EQWTTE78355W8174243152SHDFND1031520S&P GLOBAL INCCOM78409V10414079000SHDFND1090000SALESFORCE COM INCCOM79466L302365739156SHDFND10391560SALLY BEAUTY HLDGS INCCOM79546E10445923472SHDFND10234720SANDSTORM GOLD LTDCOM NEW80013R2062763615760SHDFND106157600SANOFISPONSORED ADR80105N105247049620SHDFND10496200SAP SESPON ADR803054204315728794SHDFND10287940SCHLUMBERGER LTDCOM806857108420860327SHDFND10603270SCHWAB STRATEGIC TRSCHWB FDT EMK LG80852473049417240SHDFND10172400SCHWAB STRATEGIC TRSCHWAB FDT US SC8085247632998248SHDFND1082480SEAGATE TECHNOLOGY PLCSHSG7945M10767120230SHDFND10202300SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209135616596SHDFND10165960SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308469386960SHDFND10869600SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4074815345SHDFND1053450SELECT SECTOR SPDR TRENERGY81369Y506207030240SHDFND10302400SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052996115904SHDFND101159040SELECT SECTOR SPDR TRSBI INT-INDS81369Y704120416962SHDFND10169620SELECT SECTOR SPDR TRTECHNOLOGY81369Y803531990024SHDFND10900240SENSATA TECHNOLOGIES HLDG NVSHSN7902X10657712000SHDFND10120000SHAKE SHACK INCCL A81904710133210000SHPutDFND11000000SHAW COMMUNICATIONS INCCL B CONV82028K200872533795147SHDFND11921337759340SHERWIN WILLIAMS COCOM82434810612123385SHDFND1033850SHOPIFY INCCL A82509L107693859722SHDFND10597220SIERRA WIRELESS INCCOM82651610628813451SHDFND10134510SILVERCORP METALS INCCOM82835P1032910837SHDFND10108370SIMON PPTY GROUP INC NEWCOM8288061092571596SHDFND1015960SIRIUS XM HLDGS INCCOM82968B10315728494SHDFND10284940SMITH A OCOM8318652092033416SHDFND1034160SMUCKER J M COCOM NEW832696405449542849SHDFND10428490SODASTREAM INTERNATIONAL LTDUSD SHSM9068E105455368520SHDFND10685200SOUTHERN COCOM84258710789518211SHDFND10182110SPDR DOW JONES INDL AVRG ETFUT SER 178467X1097823496SHDFND1034960SPDR GOLD TRUSTGOLD SHS78463V107401032995SHDFND1900320950SPDR INDEX SHS FDSEURO STOXX 5078463X202236757404SHDFND10574040SPDR INDEX SHS FDSS&P GLBDIV ETF78463X45971410607SHDFND10106070SPDR INDEX SHS FDSS&P INTL ETF78463X7722245551SHDFND1055510SPDR INDEX SHS FDSDJ INTL RL ETF78463X86338610060SHDFND10100600SPDR S&P 500 ETF TRTR UNIT78462F10331610125843SHDFND101258430SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41738410308SHDFND10103080SPDR SERIES TRUSTBLMBRG BR 1 3 MT78464A68014471316438SHDFND103164380SPDR SERIES TRUSTS&P REGL BKG78464A698161428452SHDFND10284520SPDR SERIES TRUSTS&P RETAIL ETF78464A7142726509SHDFND1065090SPDR SERIES TRUSTS&P OILGAS EXP78464A730194757134SHDFND10571340SPDR SERIES TRUSTS&P METALS MNG78464A75560818924SHDFND10189240SPDR SERIES TRUSTS&P DIVID ETF78464A76326343288558SHDFND102885580SPDR SERIES TRUSTS&P BK ETF78464A797122027077SHDFND10270770SPDR SERIES TRUSTS&P 600 SML CAP78464A8133652810SHDFND1028100SPDR SERIES TRUSTS&P BIOTECH78464A870321937205SHDFND10372050SPECIAL OPPORTUNITIES FD INCCOM84741T10416810702SHDFND10107020SPROTT PHYSICAL GOLD TRUSTUNIT85207H10433932734SHDFND10327340SQUARE INCCL A85223410337913153SHDFND10131530SSR MNG INCCOM78473010320419457SHDFND10194570STANLEY BLACK & DECKER INCCOM85450210114949898SHDFND1098980STANTEC INCCOM85472N1097759279830SHDFND102798300STARBUCKS CORPCOM85524410933689627398SHDFND106273980STARWOOD PPTY TR INCCOM85571B10598645392SHDFND10453920STRYKER CORPCOM8636671019186468SHDFND1064680STUDENT TRANSN INCCOM86388A1084741794992SHDFND107949920SUN LIFE FINL INCCOM866796105809752034415SHDFND12746820069470SUNCOR ENERGY INC NEWCOM8672241071112053177694SHDFND17429831033960SYNCHRONY FINLCOM87165B1033156101650SHDFND101016500SYSCO CORPCOM871829107282352350SHDFND10523500TAHOE RES INCCOM873868103719137281SHDFND101372810TARGET CORPCOM87612E1063846510SHDFND1065100TASEKO MINES LTDCOM87651110611261104SHDFND10611040TE CONNECTIVITY LTDREG SHSH84989104370344594SHDFND10445940TEAM INCCOM87815510070853061SHDFND10530610TECK RESOURCES LTDCL B8787422048371397579SHDFND1227293748500TEEKAY CORPORATIONCOMY8564W10351357431SHDFND10574310TELUS CORPCOM87971M103932802594239SHDFND12655125676880TEMPLETON GLOBAL INCOME FDCOM8801981061260187000SHDFND101870000TENNECO INCCOM88034910599616422SHDFND10164220TEREX CORP NEWCOM8807791033006664SHDFND1066640TESLA INCCOM88160R10117495129SHDFND1051290TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR8816242092853162148SHDFND101621480TEXAS INSTRS INCCOM882508104265329603SHDFND10296030TEXTRON INCCOM8832031014959184SHDFND1091840THE ONE GROUP HOSPITALITY INCOM88338K1037343370SHDFND10433700THERMO FISHER SCIENTIFIC INCCOM8835561025252773SHDFND1027730THOMSON REUTERS CORPCOM88490310512300268185SHDFND1118802563050TJX COS INC NEWCOM872540109389552839SHDFND10528390TORONTO DOMINION BK ONTCOM NEW8911605094184267439133SHDFND18271473564190TOTAL S ASPONSORED ADR89151E109106219845SHDFND10198450TOYOTA MOTOR CORPSP ADR REP2COM892331307147212356SHDFND10123560TRACTOR SUPPLY COCOM89235610685613534SHDFND10135340TRANSALTA CORPCOM89346D1073167541301SHDFND105413010TRANSCANADA CORPCOM89353D1071798933642515SHDFND13896436035510TRANSGLOBE ENERGY CORPCOM8936621062620000SHDFND10200000TRANSOCEAN LTDREG SHSH8817H10019117739SHDFND10177390TRAVELERS COMPANIES INCCOM89417E109142911660SHDFND10116600TUPPERWARE BRANDS CORPCOM89989610481613201SHDFND10132010TURQUOISE HILL RES LTDCOM90043510810232991SHDFND10329910TWENTY FIRST CENTY FOX INCCL A90130A10129811282SHDFND10112820TWITTER INCCOM90184L102113067000SHCallDFND16700000TYSON FOODS INCCL A9024941035137289SHDFND1072890U S SILICA HLDGS INCCOM90346E103161952145SHDFND10521450UNDER ARMOUR INCCL A90431110746328125SHDFND12000081250UNDER ARMOUR INCCL A90431110732920000SHPutDFND12000000UNDER ARMOUR INCCL C90431120622214750SHDFND10147500UNILEVER N VN Y SHS NEW904784709265845019SHDFND10450190UNILEVER PLCSPON ADR NEW90476770418539319983SHDFND103199830UNION PAC CORPCOM907818108897977444SHDFND10774440UNITED PARCEL SERVICE INCCL B91131210619005158297SHDFND101582970UNITED STATES STL CORP NEWCOM912909108108042114SHDFND13857335410UNITED TECHNOLOGIES CORPCOM91301710932112276700SHDFND102767000UNITEDHEALTH GROUP INCCOM91324P1021040953165SHDFND10531650US BANCORP DELCOM NEW902973304192135845SHDFND10358450V F CORPCOM918204108255140139SHDFND10401390VALE S AADR91912E1054126409983SHDFND1498003601830VALEANT PHARMACEUTICALS INTLCOM91911K10230821547SHDFND11385176960VALERO ENERGY CORP NEWCOM91913Y10014256185348SHDFND101853480VANECK VECTORS ETF TRGOLD MINERS ETF92189F10684636833SHDFND10368330VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F361294794139SHDFND10941390VANECK VECTORS ETF TRBIOTECH ETF92189F7263172365SHDFND1023650VANECK VECTORS ETF TRJR GOLD MINERS E92189F791111333135SHDFND10331350VANGUARD BD INDEX FD INCSHORT TRM BOND9219378277929923SHDFND1099230VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407290953284SHDFND10532840VANGUARD INDEX FDSS&P 500 ETF SHS922908363382016556SHDFND10165560VANGUARD INDEX FDSREIT ETF9229085532402889SHDFND1028890VANGUARD INDEX FDSVALUE ETF9229087447017027SHDFND1070270VANGUARD INDEX FDSTOTAL STK MKT9229087693432647SHDFND1026470VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285884319346SHDFND10193460VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428749400161186SHDFND101611860VANGUARD MALVERN FDSSTRM INFPROIDX92202080560612265SHDFND10122650VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409260332492SHDFND10324920VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844604463774SHDFND10637740VANGUARD STAR FDVG TL INTL STK F9219097683486365SHDFND1063650VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438583237447SHDFND1074470VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406193423858SHDFND10238580VANGUARD WHITEHALL FDS INCEMERG MKT BD ETF921946885336841519SHDFND10415190VANGUARD WORLD FDSHEALTH CAR ETF92204A5049015921SHDFND1059210VANGUARD WORLD FDSINDUSTRIAL ETF92204A6033062279SHDFND1022790VANGUARD WORLD FDSINF TECH ETF92204A702252016580SHDFND10165800VERISIGN INCCOM92343E102107410100SHDFND10101000VERIZON COMMUNICATIONS INCCOM92343V10428868583448SHDFND105834480VERMILION ENERGY INCCOM92372510529298824938SHDFND108249380VERTEX PHARMACEUTICALS INCCOM92532F100255416801SHDFND10168010VISA INCCOM CL A92826C83945202429649SHDFND104296490VISA INCCOM CL A92826C839107310200SHPutDFND11020000VODAFONE GROUP PLC NEWSPONSORED ADR92857W3084911172625SHDFND101726250VULCAN MATLS COCOM929160109130410905SHDFND10109050WABCO HLDGS INCCOM92927K10211447730SHDFND1077300WABTEC CORPCOM929740108136017951SHDFND10179510WALGREENS BOOTS ALLIANCE INCCOM93142710810385134501SHDFND101345010WAL-MART STORES INCCOM93114210315642200196SHDFND102001960WASTE CONNECTIONS INCCOM94106B101676696826SHDFND111818850080WASTE MGMT INC DELCOM94106L109503364318SHDFND10643180WELLS FARGO CO NEWCOM94974610131110564206SHDFND105642060WELLS FARGO CO NEWCOM949746101496290000SHCallDFND19000000WELLS FARGO CO NEWPERP PFD CNV A949746804764581SHDFND105810WELLTOWER INCCOM95040Q1042343324SHDFND1033240WESTERN DIGITAL CORPCOM958102105242828116SHDFND10281160WESTERN UN COCOM95980210973438244SHDFND10382440WESTPORT FUEL SYSTEMS INCCOM NEW9609083094814673SHDFND10146730WEYERHAEUSER COCOM96216610452015269SHDFND10152690WGL HLDGS INCCOM92924F1062212630SHDFND1026300WHEATON PRECIOUS METALS CORPCOM9628791024277224248SHDFND1197502044980WHIRLPOOL CORPCOM963320106204711101SHDFND10111010WISDOMTREE TRUS HIGH DIVIDEND97717W208118817000SHDFND10170000WISDOMTREE TRUS SMALLCAP DIVD97717W6042212625SHDFND1026250WISDOMTREE TRJAPN HEDGE EQT97717W8518302151788SHDFND101517880WISDOMTREE TREUROPE SMCP DV97717W86987812641SHDFND10126410WISDOMTREE TRITL HDG QTLY DIV97717X594214169828SHDFND10698280WISDOMTREE TREUROPE HEDGED EQ97717X70111401176216SHDFND101762160WYNDHAM WORLDWIDE CORPCOM98310W1083273102SHDFND1031020WYNN RESORTS LTDCOM983134107326121910SHDFND10219100XENON PHARMACEUTICALS INCCOM98420N10516054371SHDFND10543710XYLEM INCCOM98419M1002393814SHDFND1038140YAMANA GOLD INCCOM98462Y10010941067SHDFND10410670YAMANA GOLD INCCOM98462Y10013350000SHCallDFND15000000YUM BRANDS INCCOM988498101121716540SHDFND10165400YUM CHINA HLDGS INCCOM98850P10947411854SHDFND10118540ZIOPHARM ONCOLOGY INCCOM98973P1016310320SHDFND10103200ZOETIS INCCL A98978V1036139618SHDFND1096180