-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EG/eXy7uFQevqtcEpyqthJsfGKPi4waskDon8c8xnlOkbAnXhNdtLh6pTcqXCgyv tKImrZo32qSL5fWo+q4YjQ== 0001092306-06-000426.txt : 20060628 0001092306-06-000426.hdr.sgml : 20060628 20060628165130 ACCESSION NUMBER: 0001092306-06-000426 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060628 DATE AS OF CHANGE: 20060628 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LINDSAY ALAN P CENTRAL INDEX KEY: 0000942032 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: UNIT 1 8765 ASH STREET CITY: VANCOUVER BC STATE: A1 ZIP: V6P 6T3 MAIL ADDRESS: STREET 1: 580 HORNBY STREET STREET 2: FIFTH FLOOR CITY: VANCOUVER BC CANADA V6C 2E7 STATE: A1 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: URANIUM ENERGY CORP CENTRAL INDEX KEY: 0001334933 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS METAL ORES [1090] IRS NUMBER: 980399476 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81210 FILM NUMBER: 06930529 BUSINESS ADDRESS: STREET 1: AUSTIN CENTER STREET 2: 701 BRAZOS, SUITE 500 PMB# CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-721-1022 MAIL ADDRESS: STREET 1: AUSTIN CENTER STREET 2: 701 BRAZOS, SUITE 500 PMB# CITY: AUSTIN STATE: TX ZIP: 78701 SC 13D/A 1 lindsayasc13da4.txt SCHEDULE 13D AMENDMENT #4 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 4 TO SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) URANIUM ENERGY CORP. ____________________ (Name of Issuer) Common Stock -- par value $0.001 ________________________________ (Title of Class of Securities) 0001334933 ______________ (CUSIP Number) Diane D. Dalmy, Esq. 8965 W. Cornell Place Lakewood, Colorado 80227 303.985.9324 _________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 9, 2006 _______________________________________________________ (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d- 7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 Pages) __________________ 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D ______________________ _________________ CUSIP No. 0001334933 Page 2 of 5 Pages ______________________ _________________ ________________________________________________________________________________ 1 NAME OF REPORTING PERSON: Alan Lindsay S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS Stock Option Plan ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Canada ________________________________________________________________________________ 7 SOLE VOTING POWER 1,906,287 shares of Common Stock, (post- forward split on a 1.5 new for 1.0 old basis) of which 600,000 are stock options exercisable for 600,000 shares of Common Stock. NUMBER OF ____________________________________________________ SHARES 8 SHARED VOTING POWER BENEFICIALLY 174,500 shares of Common Stock (post-forward OWNED BY split) which are held of record by Mr. EACH Lindsay's wife. REPORTING PERSON ____________________________________________________ WITH 9 SOLE DISPOSITIVE POWER 1,906,287 shares of Common Stock (post- forward split on a 1.5 new for 1.0 old basis) of which 600,000 are stock options exercisable for 600,000 shares of Common Stock. ____________________________________________________ 10 SHARED DISPOSITIVE POWER 174,500 shares of Common Stock (post-forward split) which are held of record by Mr. Lindsay's wife. ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,080,787 Shares of Common Stock (which represent the Reporting Person's entire direct and indirect holdings as reflected on a post-forward split basis pursuant to the Issuer's forward split, on a 1.5 new share for 1.0 old share basis, which was completed by the Issuer on December 20, 2005), of which 600,000 are stock options exercisable into 600,000 shares of Common Stock and of which 174,500 shares are held of record by Mr. Lindsay's wife. ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.05% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON IND ________________________________________________________________________________ This amended Schedule 13D statement (the "Schedule") is filed on behalf of Alan P. Lindsay, an individual (Mr. "Lindsay"), as the reporting person hereunder, relative to the acquisition by Mr. Lindsay of certain shares of common stock issued by Uranium Energy Corp. Mr. Lindsay has made previous filings on Schedule 13D relating to this acquisition and the Issuer. ITEM 1. SECURITY AND ISSUER. This Schedule relates to the voting common stock, $0.001 par value, of Uranium Energy Corp., a Nevada corporation ("Uranium Energy"). Uranium Energy maintains its principal executive offices at Austin Centre, 701 Brazos, Suite 500 PMB#, Austin, Texas 78701. ITEM 2. IDENTITY AND BACKGROUND This Schedule is being filed by Alan P. Lindsay, an individual and citizen of Canada. The business address of Mr. Lindsay is 2701 - 1500 Hornby Street, Vancouver, British Columbia, Canada V6Z 2R1. Pursuant to General Instruction C of Schedule 13D, Mr. Lindsay (the "Instruction C Person") and the information specified in items (a) through (f) of Item 2 with respect to such Instruction C Person, are as follows: ________________________________________________________________________________ Name Position with Business Address Uranium Energy ________________________________________________________________________________ Alan P. Lindsay Director and 2701-1500 Hornby St. Shareholder Vancouver, B.C. Canada V6Z 2R1 ________________________________________________________________________________ During the last five (5) years, no Instruction C Person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction or become subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION During the May and June 2006, Mr. Lindsay's wife sold an aggregate of 13,000 shares of Common Stock on the open market at prices ranging from $3.36 per share to $3.00 per share. ITEM 4. PURPOSE OF TRANSACTION The transaction described herein was undertaken for the purpose described above in Item 3 above. Pursuant to the instructions for items (a) through (j) of Item 4, Mr. Lindsay has plans as follows: (a) As set forth in Item 3 of this Schedule, Mr. Lindsay's wife has disposed of an aggregate 13,000 shares of Common Stock at prices ranging from $3.46 per share to $3.00 per share of Uranium Energy. Mr. Lindsay may consider the disposition of additional securities of Uranium Energy in the future but does not have any current plans to do so. (b) Mr. Lindsay does not have any present plans or proposals to cause a merger or effect a liquidation or reorganization of Uranium Energy or to enter into extraordinary corporate transactions. (c) Mr. Lindsay does not have any present plans or proposals to cause a sale or transfer of a material amount of assets of Uranium Energy. (d) Mr. Lindsay does not have any present plans or proposals to cause a change in the present board of directors or in the management of Uranium Energy, including any plans or proposals to change the number or terms of directors or to fill any existing vacancies on the board. (e) Mr. Lindsay does not have any present plans or proposals to cause a material change in the capitalization of Uranium Energy. (f) Mr. Lindsay does not have any present plans or proposals to make any other material change to the business or corporate structure of Uranium Energy. (g) Mr. Lindsay does not have any present plans or proposals to change Uranium Energy's charter, bylaws or instruments corresponding thereto or to take other actions that impede the acquisition of control of Uranium Energy by any person. (h) Mr. Lindsay does not have any present plans or proposals to cause Uranium Energy's common stock from not being quoted on the OTC Bulletin Board. (i) Mr. Lindsay does not have any present plans or proposals relating to a class of securities of Uranium Energy becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934. (j) Mr. Lindsay does not have any present plans or proposals to take any action similar to any of those enumerated in (a) through (i) above. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of the close of business on June 27, 2006, Mr. Lindsay beneficially owned 2,080,787 shares, of which 600,000 are stock options exercisable into 600,000 shares of Common Stock at $0.50 per share and of which 174,500 shares are held of record by Mr. Lindsay's wife (or approximately 9.05% of the outstanding shares) of Uranium Energy's common stock. (b) Mr. Lindsay does not own any other common or preferred shares of Uranium Energy as of the date of this Schedule. Mr. Lindsay has the sole power to vote or to direct the voting of the 1,306,287 common shares of Uranium Energy. (c) As of June 27, 2006, and within the sixty day period prior thereto, to the best knowledge and belief of the undersigned, no transactions involving Uranium Energy equity securities had been engaged in by Mr. Lindsay. (d) To the best knowledge and belief of the undersigned, no person other than Mr. Lindsay has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER No contracts, arrangements, understandings or relationships between Mr. Lindsay exist with respect to securities of the issuer. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: June 27, 2006 /s/ ALAN LINDSAY ___________________ ____________ Alan Lindsay -----END PRIVACY-ENHANCED MESSAGE-----